Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11901 | Graphene Capital Management Lp CRD 330557 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $238M | 3 | 3 | 9 | 03/27/2026 | ☆ |
| 11902 | Alexander Capital Wealth Management Llc CRD 157714 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $238M | 614 | 1,051 | 36 | 07/31/2026 | ☆ |
| 11903 | Rachor Investment Advisory Services, Llc CRD 105495 | Linden, MI | Wealth Manager · Small ($100M–$1B) | $238M | 490 | 1,043 | 16 | 03/17/2026 | ☆ |
| 11904 | Kelley Investments, Llc CRD 119099 | Insurance-Affiliated · Small ($100M–$1B) | $238M | 216 | 387 | 3 | 09/09/2026 | ☆ | |
| 11905 | 3 J Capital Partners Ltd CRD 292257 | Sao Paulo | Wealth Manager · Small ($100M–$1B) | $238M | 141 | 141 | 5 | 03/10/2026 | ☆ |
| 11906 | Golden Road Advisors Llc CRD 314077 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $238M | 248 | 459 | 4 | 03/06/2026 | ☆ |
| 11907 | Quest 10 Wealth Builders, Inc. CRD 154092 | Fuquay Varina, NC | Wealth Manager · Small ($100M–$1B) | $238M | 503 | 1,086 | 8 | 06/10/2026 | ☆ |
| 11908 | Fortune 45, Llc. CRD 170693 | Gonzales, LA | Wealth Manager · Small ($100M–$1B) | $238M | 653 | 1,137 | 5 | 07/07/2026 | ☆ |
| 11909 | Gsa Capital Partners (New York) Lp CRD 286369 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $238M | 1 | 1 | 5 | 03/30/2026 | ☆ |
| 11910 | Lighthouse Wealth Management, Inc. CRD 157925 | Ashland, OH | Insurance-Affiliated · Small ($100M–$1B) | $238M | 384 | 800 | 5 | 01/26/2026 | ☆ |
| 11911 | Carlsbad Wealth Advisory Group, Inc. CRD 146587 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $238M | 248 | 710 | 3 | 08/04/2026 | ☆ |
| 11912 | Montcalm Tcr Llc CRD 164521 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $238M | 133 | 973 | 4 | 03/11/2026 | ☆ |
| 11913 | Cohen & Company Financial Management, Llc CRD 133171 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $237M | 5 | 5 | 29 | 03/31/2026 | ☆ |
| 11914 | Everest Wealth Management, Llc CRD 133823 | Leawood, KS | Wealth Manager · Small ($100M–$1B) | $237M | 91 | 354 | 2 | 02/11/2026 | ☆ |
| 11915 | Leicht Financial Planning And Wealth Management, Inc. CRD 171967 | Parsippany, NJ | Wealth Manager · Small ($100M–$1B) | $237M | 194 | 197 | 5 | 03/31/2026 | ☆ |
| 11916 | Capital Financial Group, Inc. CRD 111709 | Littleton, CO | Wealth Manager · Small ($100M–$1B) | $237M | 238 | 667 | 5 | 07/16/2026 | ☆ |
| 11917 | Redemption Capital Partners, Llc CRD 310824 | Midland, TX | Wealth Manager · Small ($100M–$1B) | $237M | 99 | 504 | 4 | 02/17/2026 | ☆ |
| 11918 | Centennial Advisors, Llc CRD 290778 | Austin, TX | Insurance-Affiliated · Small ($100M–$1B) | $237M | 468 | 1,188 | 22 | 03/30/2026 | ☆ |
| 11919 | North American Wealth Advisors Inc. CRD 297057 | Jordan, MN | Institutional / Pension Advisor · Small ($100M–$1B) | $237M | 67 | 131 | 3 | 03/09/2026 | ☆ |
| 11920 | Awaken Wealth Partners Llc CRD 341005 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $237M | 417 | 802 | 7 | 08/17/2026 | ☆ |
| 11921 | Pento Portfolio Strategies, Llc CRD 159217 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $237M | 874 | 874 | 3 | 05/01/2026 | ☆ |
| 11922 | Elderado Financial, Inc CRD 112908 | Montrose, CO | Wealth Manager · Small ($100M–$1B) | $237M | 413 | 1,071 | 5 | 02/09/2026 | ☆ |
| 11923 | Soundcore Capital Partners, Llc CRD 288749 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $237M | 6 | 6 | 3 | 03/31/2026 | ☆ |
| 11924 | Fort Vancouver Investment Management, Llc CRD 157019 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $237M | 194 | 586 | 4 | 02/11/2026 | ☆ |
| 11925 | Cambridge Wealth Advisors, Llc CRD 148889 | Institutional / Pension Advisor · Small ($100M–$1B) | $237M | 24 | 51 | 2 | 03/03/2026 | ☆ | |
| 11926 | Valterra Partners Llc CRD 316443 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $237M | 5 | 5 | 6 | 05/28/2026 | ☆ |
| 11927 | Minerva Planning Group, Inc. CRD 127263 | Decatur, GA | Wealth Manager · Small ($100M–$1B) | $237M | 122 | 551 | 6 | 09/22/2026 | ☆ |
| 11928 | A3 Capital Advisors, Llc CRD 338956 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $237M | 26 | 63 | 2 | 06/23/2026 | ☆ |
| 11929 | Clarity Wealth Management, L.L.C. CRD 284874 | Gilbert, AZ | Wealth Manager · Small ($100M–$1B) | $237M | 944 | 944 | 6 | 09/02/2026 | ☆ |
| 11930 | Axiom Investment Management Llc CRD 141516 | New York, NY | Wealth Manager · Small ($100M–$1B) | $237M | 214 | 214 | 10 | 04/15/2026 | ☆ |
| 11931 | Your Private Client Group, Inc. CRD 292621 | Wealth Manager · Small ($100M–$1B) | $237M | 230 | 400 | 2 | 07/02/2026 | ☆ | |
| 11932 | Nvest Wealth Strategies, Inc. CRD 139758 | Powell, OH | Wealth Manager · Small ($100M–$1B) | $237M | 187 | 640 | 4 | 01/13/2026 | ☆ |
| 11933 | Springvest Wealth Management, Llc CRD 329297 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $237M | 140 | 438 | 4 | 03/06/2026 | ☆ |
| 11934 | Level Wealth Management Llc CRD 301381 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $237M | 94 | 432 | 3 | 01/22/2026 | ☆ |
| 11935 | Spectrum Financial Inc CRD 105618 | Virginia Beach, VA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $236M | 234 | 454 | 9 | 03/19/2026 | ☆ |
| 11936 | Schamberger, Greylak & Utterback Wealth Management, Llc CRD 319298 | La Crosse, WI | Insurance-Affiliated · Small ($100M–$1B) | $236M | 628 | 902 | 7 | 09/08/2026 | ☆ |
| 11937 | Castle Wealth Planning Llc CRD 141601 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $236M | 111 | 355 | 3 | 03/31/2026 | ☆ |
| 11938 | Lanier Financial Group Llc CRD 152945 | Athens, GA | Insurance-Affiliated · Small ($100M–$1B) | $236M | 240 | 729 | 6 | 03/16/2026 | ☆ |
| 11939 | Rule One Partners, Llc CRD 166341 | Moreland, GA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $236M | 2 | 2 | 5 | 07/31/2026 | ☆ |
| 11940 | Sygnus Capital Pr Llc CRD 283447 | Guaynabo, PR | Private Fund Manager · Small ($100M–$1B) | $236M | 15 | 9 | 31 | 08/27/2026 | ☆ |
| 11941 | Millares Asset Management, Llc CRD 144620 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $236M | 50 | 154 | 3 | 02/24/2026 | ☆ |
| 11942 | N CRD 171891 | Wealth Manager · Small ($100M–$1B) | $236M | 370 | 834 | 3 | 03/18/2025 | ☆ | |
| 11943 | Ipsen Advisor Group Llc CRD 318010 | Little Rock, AR | Insurance-Affiliated · Small ($100M–$1B) | $236M | 337 | 1,003 | 5 | 03/16/2026 | ☆ |
| 11944 | R2 Capital Strategies, Llc CRD 338490 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $236M | 430 | 883 | 3 | 04/01/2026 | ☆ |
| 11945 | Arlington Capital Management, Inc. CRD 114801 | Arlington Heights, IL | Wealth Manager · Small ($100M–$1B) | $236M | 226 | 750 | 5 | 03/18/2026 | ☆ |
| 11946 | Heritage Financial Counselors, Llc CRD 288232 | Bedminster, NJ | Wealth Manager · Small ($100M–$1B) | $236M | 143 | 425 | 5 | 03/31/2026 | ☆ |
| 11947 | Spectrum Planning & Advisory Services Inc. CRD 170093 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $236M | 229 | 807 | 8 | 09/15/2026 | ☆ |
| 11948 | Crosslayer Capital Management Llc CRD 318810 | Private Fund Manager · Small ($100M–$1B) | $236M | 4 | 4 | 3 | 07/06/2026 | ☆ | |
| 11949 | Crown Oak Advisors, Llc CRD 309749 | Wealth Manager · Small ($100M–$1B) | $236M | 54 | 73 | 2 | 02/10/2026 | ☆ | |
| 11950 | Creo Capital Partners Management Llc CRD 296861 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $236M | 2 | 2 | 6 | 03/25/2026 | ☆ |