AUMdb

Total Wealth Planning And Management, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 166664 · SEC file 801-113167 · · www.buzzsprout.com
☆ Save with Pro ADV data as of Apr 22, 2026
Regulatory AUM
$239M
Discretionary
$237M
Clients
414
Avg AUM / client
$577K
Accounts
412
Employees
8

AUM over time

$99.8M $239M
Dec 2017 Dec 2025

Annual snapshots from Form ADV filings · as of Apr 22, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 346 $80.3M 33.6%
High net worth individuals 66 $159M 66.4%
Charitable organizations 2 $0

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Faegre Drinker Retirement Savings Plan 2 Faegre Drinker Biddle & Reath Llp 2024
Makino 401(k) Savings Plan Makino, Inc. 2024
Iu Health 401(k) Savings Plan Indiana University Health Inc. 2024

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
William Richard Tomes President Cco CFP Jan 2013 (14y) 75% or more
Tomes, Kimberly Owner Jan 2018 (9y) Less than 5%
Kim Tejls Mortensen Registered representative Jun 2013 (13y)
Janelle Marie Skelton Registered representative CFP Oct 2021 (5y)
Samuel Clifford Munhollon Registered representative Oct 2021 (5y)
Craig Douglas Meldahl Registered representative Nov 2021 (5y)
Reid T Winder Registered representative Nov 2021 (5y)
William Phillip Santillo Registered representative Jul 2024 (2y)
John Joseph Burke Registered representative Aug 2024 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (3)

PlanSponsorParticipantsPlan assetsAs of
Faegre Drinker Retirement Savings Plan 2 Faegre Drinker Biddle & Reath Llp 1,274 $773M 01/01/2024
Makino 401(k) Savings Plan Makino, Inc. 538 $133M 01/01/2024
Iu Health 401(k) Savings Plan Indiana University Health Inc. 40,158 $4.5B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/22/2026 978 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Other fees
  • SELECTION OF OTHER ADVISERS FEES

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 22, 2026.

View current Form ADV (SEC/IAPD) ↗