Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11701 | Northern Edge Wealth Management, Llc CRD 338102 | Marquette, MI | Wealth Manager · Small ($100M–$1B) | $247M | 551 | 1,315 | 6 | 03/25/2026 | ☆ |
| 11702 | N CRD 305130 | Wealth Manager · Small ($100M–$1B) | $247M | 111 | 292 | 4 | 03/25/2025 | ☆ | |
| 11703 | Eudaimonia Asset Management, Llc CRD 299379 | Winchester, TN | Wealth Manager · Small ($100M–$1B) | $247M | 684 | 985 | 4 | 03/31/2026 | ☆ |
| 11704 | Tenet Wealth Partners, Llc CRD 339818 | Champaign, IL | Insurance-Affiliated · Small ($100M–$1B) | $247M | 442 | 442 | 4 | 08/26/2026 | ☆ |
| 11705 | Impact Engine Management, Pbc CRD 304022 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $247M | 8 | 8 | 9 | 08/05/2026 | ☆ |
| 11706 | Lighthouse Wealth Management, Llc CRD 307529 | Camp Hill, PA | Wealth Manager · Small ($100M–$1B) | $247M | 93 | 347 | 2 | 03/24/2026 | ☆ |
| 11707 | Value Investment Professionals, Llc CRD 164704 | New York, NY | Wealth Manager · Small ($100M–$1B) | $247M | 158 | 158 | 4 | 03/03/2026 | ☆ |
| 11708 | Julex Capital Management, Llc CRD 166053 | Natick, MA | Investment Adviser · Small ($100M–$1B) | $247M | 1,716 | 1,716 | 3 | 02/24/2026 | ☆ |
| 11709 | Strive Financial Group, Llc CRD 333298 | Carmel, IN | Insurance-Affiliated · Small ($100M–$1B) | $247M | 769 | 1,991 | 12 | 07/10/2026 | ☆ |
| 11710 | Srp Capital Advisors Llc CRD 289466 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $247M | 7 | 7 | 45 | 03/31/2026 | ☆ |
| 11711 | 17 Capital Partners, Llc CRD 283013 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $246M | 190 | 416 | 7 | 03/31/2026 | ☆ |
| 11712 | N CRD 299003 | Wealth Manager · Small ($100M–$1B) | $246M | 127 | 414 | 4 | 02/27/2025 | ☆ | |
| 11713 | Vantage Consulting Group Inc CRD 105240 | Virginia Beach, VA | Private Fund Manager · Small ($100M–$1B) | $246M | 7 | 7 | 10 | 09/21/2026 | ☆ |
| 11714 | Taconic Advisors Inc. CRD 123961 | Saugerties, NY | Wealth Manager · Small ($100M–$1B) | $246M | 133 | 598 | 5 | 07/09/2026 | ☆ |
| 11715 | Nexxus Holdings Advisors Llc CRD 166884 | Santa Barbara, CA | Private Fund Manager · Small ($100M–$1B) | $246M | 4 | 4 | 7 | 03/27/2026 | ☆ |
| 11716 | Mckinney Capital Management Llc CRD 338774 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $246M | 689 | 912 | 7 | 09/02/2026 | ☆ |
| 11717 | New England Financial Planning Group, Llc CRD 105254 | Burlington, MA | Wealth Manager · Small ($100M–$1B) | $246M | 196 | 709 | 6 | 09/02/2026 | ☆ |
| 11718 | N CRD 146383 | Wealth Manager · Small ($100M–$1B) | $246M | 133 | 347 | 4 | 03/31/2025 | ☆ | |
| 11719 | The Professional Financial Company Llc CRD 286419 | Orem, UT | Wealth Manager · Small ($100M–$1B) | $246M | 285 | 575 | 7 | 03/24/2026 | ☆ |
| 11720 | Asempa, Llc CRD 328609 | Baton Rouge, LA | Wealth Manager · Small ($100M–$1B) | $246M | 88 | 88 | 4 | 05/12/2026 | ☆ |
| 11721 | Rivonia Road Capital Llc CRD 296295 | Santa Monica, CA | Private Fund Manager · Small ($100M–$1B) | $246M | 5 | 5 | 9 | 08/25/2026 | ☆ |
| 11722 | Des Moines Investments, Llc CRD 146322 | Des Moines, IA | Insurance-Affiliated · Small ($100M–$1B) | $246M | 700 | 1,497 | 4 | 06/17/2026 | ☆ |
| 11723 | Hall Retirement Planning Services, Llc CRD 289847 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $246M | 248 | 510 | 6 | 03/05/2026 | ☆ |
| 11724 | Sierra Pacific Private Wealth, Llc CRD 131738 | Pleasanton, CA | Wealth Manager · Small ($100M–$1B) | $246M | 290 | 294 | 7 | 02/23/2026 | ☆ |
| 11725 | 3 B Capital Management, Lp CRD 300098 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $246M | 3 | 3 | 3 | 03/27/2026 | ☆ |
| 11726 | Pinnacle West Asset Management Inc CRD 106527 | Casper, WY | Wealth Manager · Small ($100M–$1B) | $246M | 98 | 226 | 3 | 04/01/2026 | ☆ |
| 11727 | Glc Investment Advisors, Llc CRD 158414 | Private Fund Manager · Small ($100M–$1B) | $246M | 3 | 3 | 1 | 04/30/2026 | ☆ | |
| 11728 | Insight Inv Llc CRD 172511 | El Segundo, CA | Wealth Manager · Small ($100M–$1B) | $246M | 92 | 228 | 5 | 03/04/2026 | ☆ |
| 11729 | Toro West Capital Advisors, Llc CRD 331265 | Louisville, CO | Multi-Family Office · Small ($100M–$1B) | $246M | 21 | 352 | 4 | 04/02/2026 | ☆ |
| 11730 | Global Wealth Management, Llc CRD 153677 | Kingston, NJ | Wealth Manager · Small ($100M–$1B) | $246M | 76 | 204 | 3 | 02/27/2026 | ☆ |
| 11731 | Alternative Fund Advisors, Llc CRD 313109 | Boston, MA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $246M | 1 | 1 | 6 | 03/25/2026 | ☆ |
| 11732 | Wealthway Financial Advisors CRD 108824 | Norfolk, VA | Wealth Manager · Small ($100M–$1B) | $246M | 166 | 552 | 5 | 02/26/2026 | ☆ |
| 11733 | Bostwick Capital Llc CRD 162386 | Locust Valley, NY | Private Fund Manager · Small ($100M–$1B) | $245M | 6 | 6 | 2 | 03/24/2026 | ☆ |
| 11734 | Rm Financial Services, Llc CRD 304297 | Falmouth, ME | Wealth Manager · Small ($100M–$1B) | $245M | 402 | 980 | 4 | 03/23/2026 | ☆ |
| 11735 | Optimist Retirement Group, Llc CRD 119086 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $245M | 119 | 226 | 2 | 03/23/2026 | ☆ |
| 11736 | Strobe Ventures Lp CRD 334227 | Brooklyn, NY | Private Fund Manager · Small ($100M–$1B) | $245M | 7 | 7 | 4 | 05/21/2026 | ☆ |
| 11737 | Cannon Wealth Management Services, Llc CRD 323302 | Winston Salem, NC | Insurance-Affiliated · Small ($100M–$1B) | $245M | 411 | 1,001 | 8 | 04/30/2026 | ☆ |
| 11738 | N CRD 111303 | Investment Adviser · Small ($100M–$1B) | $245M | 3 | 1 | 01/28/2025 | ☆ | ||
| 11739 | N CRD 121764 | Wealth Manager · Small ($100M–$1B) | $245M | 287 | 712 | 10 | 03/17/2025 | ☆ | |
| 11740 | Saas Capital, Llc CRD 298213 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $245M | 9 | 9 | 9 | 04/01/2026 | ☆ |
| 11741 | W Advisors Llc CRD 168452 | Germantown, TN | Wealth Manager · Small ($100M–$1B) | $245M | 95 | 500 | 3 | 09/14/2026 | ☆ |
| 11742 | Metronome Capital Llp CRD 311170 | London, London | Private Fund Manager · Small ($100M–$1B) | $245M | 1 | 2 | 6 | 06/29/2026 | ☆ |
| 11743 | Integras Partners, Llc CRD 172979 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $245M | 188 | 567 | 5 | 07/15/2026 | ☆ |
| 11744 | Merrion Investment Management Co, Llc CRD 139143 | Cranford, NJ | Wealth Manager · Small ($100M–$1B) | $245M | 37 | 75 | 6 | 02/12/2026 | ☆ |
| 11745 | Kultura Capital Management Lp CRD 327510 | Park City, UT | Private Fund Manager · Small ($100M–$1B) | $245M | 4 | 4 | 12 | 05/06/2026 | ☆ |
| 11746 | Mjr Financial Llc CRD 289923 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $245M | 214 | 783 | 2 | 02/02/2026 | ☆ |
| 11747 | Leon Capital Management, Llc CRD 332987 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $245M | 21 | 21 | 75 | 03/31/2026 | ☆ |
| 11748 | Clear Ridge Wealth Management, Llc CRD 172689 | Kalamazoo, MI | Wealth Manager · Small ($100M–$1B) | $245M | 132 | 425 | 4 | 03/27/2026 | ☆ |
| 11749 | Stirlingshire Ria Llc CRD 327779 | New York, NY | Wealth Manager · Small ($100M–$1B) | $245M | 1,071 | 1,450 | 29 | 09/24/2026 | ☆ |
| 11750 | Boyce & Associates Wealth Consulting, Inc. CRD 288157 | Cedar Park, TX | Insurance-Affiliated · Small ($100M–$1B) | $245M | 268 | 811 | 8 | 08/26/2026 | ☆ |