Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11751 | City Different Holdings Lp CRD 310982 | Santa Fe, NM | Wealth Manager · Small ($100M–$1B) | $244M | 105 | 178 | 16 | 05/31/2026 | ☆ |
| 11752 | Lederer & Associates Investment Counsel CRD 110376 | Long Beach, CA | Wealth Manager · Small ($100M–$1B) | $244M | 137 | 137 | 3 | 12/08/2025 | ☆ |
| 11753 | Gulfstream Cm, Llc CRD 165459 | Summit, NJ | Private Fund Manager · Small ($100M–$1B) | $244M | 25 | 25 | 8 | 03/31/2026 | ☆ |
| 11754 | Bazis Private Wealth, Llc CRD 148605 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $244M | 210 | 530 | 5 | 03/15/2026 | ☆ |
| 11755 | Bandera Partners Llc CRD 161230 | Brooklyn, NY | Private Fund Manager · Small ($100M–$1B) | $244M | 3 | 3 | 6 | 03/27/2026 | ☆ |
| 11756 | Tyr Capital Advisors, Llc CRD 326208 | Overland Park, KS | Private Fund Manager · Small ($100M–$1B) | $244M | 3 | 3 | 19 | 04/29/2026 | ☆ |
| 11757 | Shorevest Partners, Ltd. CRD 284681 | Tortola | Private Fund Manager · Small ($100M–$1B) | $244M | 3 | 3 | 27 | 03/30/2026 | ☆ |
| 11758 | Richardson Wealth (Usa) Limited CRD 166090 | Toronto, Ontario | Wealth Manager · Small ($100M–$1B) | $244M | 262 | 262 | 78 | 08/25/2026 | ☆ |
| 11759 | N CRD 110950 | Wealth Manager · Small ($100M–$1B) | $244M | 305 | 587 | 4 | 03/31/2026 | ☆ | |
| 11760 | Ares Financial Consulting Llc CRD 282852 | Calabasas, CA | Wealth Manager · Small ($100M–$1B) | $244M | 289 | 892 | 5 | 08/17/2026 | ☆ |
| 11761 | Invera Wealth Advisors Llc CRD 323792 | Wealth Manager · Small ($100M–$1B) | $244M | 139 | 689 | 3 | 02/23/2026 | ☆ | |
| 11762 | Legacy Solutions, Llc CRD 323360 | Kennett Square, PA | Insurance-Affiliated · Small ($100M–$1B) | $244M | 249 | 729 | 6 | 03/21/2026 | ☆ |
| 11763 | Abundant Wealth Management Llc CRD 331285 | Stamford, CT | Wealth Manager · Small ($100M–$1B) | $244M | 187 | 187 | 4 | 04/23/2026 | ☆ |
| 11764 | Foundation Capital Management, Llc CRD 142659 | East Norriton, PA | Insurance-Affiliated · Small ($100M–$1B) | $244M | 595 | 559 | 2 | 03/26/2026 | ☆ |
| 11765 | Stegent Equity Advisors Inc. CRD 114518 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $244M | 91 | 377 | 3 | 02/27/2026 | ☆ |
| 11766 | Pinnacle Wealth Management Group, Inc. CRD 281935 | Plymouth, MI | Wealth Manager · Small ($100M–$1B) | $244M | 209 | 618 | 4 | 09/25/2026 | ☆ |
| 11767 | Evergreen Capital Associates Llc CRD 312909 | Plainsboro, NJ | Private Fund Manager · Small ($100M–$1B) | $244M | 9 | 9 | 33 | 03/28/2026 | ☆ |
| 11768 | Brahma Management Llc CRD 146254 | Private Fund Manager · Small ($100M–$1B) | $244M | 5 | 5 | 4 | 02/27/2026 | ☆ | |
| 11769 | Jason A Prattes Financial Inc CRD 298746 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $244M | 105 | 105 | 5 | 04/06/2026 | ☆ |
| 11770 | Pursue Wealth Partners, Llc CRD 326348 | Wealth Manager · Small ($100M–$1B) | $243M | 31 | 94 | 3 | 09/15/2026 | ☆ | |
| 11771 | Jre Advisors Llc CRD 318777 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $243M | 37 | 37 | 9 | 03/27/2026 | ☆ |
| 11772 | Exit Wealth Advisors, Llc CRD 332573 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $243M | 229 | 582 | 7 | 09/30/2026 | ☆ |
| 11773 | Rinaldi Wealth Management, Inc. CRD 311583 | Bonita Springs, FL | Wealth Manager · Small ($100M–$1B) | $243M | 363 | 841 | 3 | 02/22/2026 | ☆ |
| 11774 | Capstone Wealth Management Group, Inc. CRD 340135 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $243M | 255 | 605 | 5 | 07/09/2026 | ☆ |
| 11775 | Retirewise Tax And Wealth Advisors, Inc. CRD 284394 | Topeka, KS | Wealth Manager · Small ($100M–$1B) | $243M | 294 | 979 | 10 | 03/11/2026 | ☆ |
| 11776 | 210 Wealth Management, Inc. CRD 328570 | Morton, IL | Insurance-Affiliated · Small ($100M–$1B) | $243M | 1,001 | 1,786 | 16 | 08/03/2026 | ☆ |
| 11777 | Zephyr Investment Management, Inc. CRD 166303 | Westlake Village, CA | Insurance-Affiliated · Small ($100M–$1B) | $243M | 242 | 687 | 6 | 03/31/2026 | ☆ |
| 11778 | Matthias Private Wealth, Llc CRD 289761 | Winter Park, FL | Wealth Manager · Small ($100M–$1B) | $243M | 46 | 426 | 12 | 03/27/2026 | ☆ |
| 11779 | Blue Spark Capital Advisors Llc CRD 159025 | New York, NY | Wealth Manager · Small ($100M–$1B) | $243M | 87 | 316 | 4 | 03/09/2026 | ☆ |
| 11780 | Blalock Williams, Llc CRD 325465 | Alexander City, AL | Wealth Manager · Small ($100M–$1B) | $243M | 272 | 724 | 4 | 03/03/2026 | ☆ |
| 11781 | Chiron Capital Management, Llc CRD 308286 | Tallahassee, FL | Wealth Manager · Small ($100M–$1B) | $243M | 912 | 910 | 6 | 08/25/2026 | ☆ |
| 11782 | Little Harbor Advisors, Llc CRD 168700 | Marblehead, MA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $243M | 4 | 4 | 13 | 09/14/2026 | ☆ |
| 11783 | Cladis Investment Advisory Llc CRD 153873 | Billings, MT | Wealth Manager · Small ($100M–$1B) | $243M | 119 | 274 | 3 | 03/05/2026 | ☆ |
| 11784 | Rayburn West Financial Services Llc CRD 145264 | Nashville, TN | Insurance-Affiliated · Small ($100M–$1B) | $243M | 142 | 142 | 2 | 03/05/2026 | ☆ |
| 11785 | Seminole Advisory Services, Llc CRD 148975 | Bellair Bluffs, FL | Private Fund Manager · Small ($100M–$1B) | $243M | 1 | 1 | 4 | 03/31/2026 | ☆ |
| 11786 | Waypoint Wealth Management, Llc CRD 155574 | Timonium, MD | Wealth Manager · Small ($100M–$1B) | $242M | 207 | 555 | 1 | 08/05/2026 | ☆ |
| 11787 | Munn Wealth Management, Llc CRD 174414 | Maumee, OH | Insurance-Affiliated · Small ($100M–$1B) | $242M | 745 | 1,527 | 10 | 05/07/2026 | ☆ |
| 11788 | Bain Capital Public Equity, Lp CRD 145650 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $242M | 4 | 4 | 26 | 03/31/2026 | ☆ |
| 11789 | Anson Capital, Inc. CRD 131416 | Tyrone, GA | Wealth Manager · Small ($100M–$1B) | $242M | 117 | 445 | 5 | 02/26/2026 | ☆ |
| 11790 | Position Wealth Llc CRD 325116 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $242M | 217 | 215 | 3 | 07/28/2026 | ☆ |
| 11791 | Mcbroom & Associates, Llc CRD 151187 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $242M | 114 | 257 | 4 | 05/14/2026 | ☆ |
| 11792 | Intelligent Financial Strategies, Llc CRD 108048 | Excelsior, MN | Wealth Manager · Small ($100M–$1B) | $242M | 105 | 326 | 2 | 01/23/2026 | ☆ |
| 11793 | J. P. Davis, Inc. CRD 289548 | Oro Valley, AZ | Wealth Manager · Small ($100M–$1B) | $242M | 155 | 418 | 5 | 02/13/2026 | ☆ |
| 11794 | Sanchez & Zures, Llc CRD 139898 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $242M | 142 | 476 | 2 | 03/30/2026 | ☆ |
| 11795 | Revolution Capital, Llc CRD 300496 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $242M | 192 | 750 | 8 | 04/06/2026 | ☆ |
| 11796 | Vanderbilt Avenue Asset Management Llc CRD 145370 | New York, NY | Investment Adviser · Small ($100M–$1B) | $242M | 10 | 23 | 6 | 03/24/2026 | ☆ |
| 11797 | Adolos Asset Management CRD 315505 | Wealth Manager · Small ($100M–$1B) | $242M | 52 | 180 | 6 | 02/20/2026 | ☆ | |
| 11798 | Robbins Financial Advisory Service Inc CRD 106088 | Erie, PA | Wealth Manager · Small ($100M–$1B) | $242M | 139 | 374 | 3 | 07/29/2026 | ☆ |
| 11799 | Mori Huston Partners Llc CRD 151260 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $242M | 72 | 72 | 2 | 09/09/2026 | ☆ |
| 11800 | Caymus Equity Partners, Llc CRD 322999 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $242M | 12 | 12 | 11 | 03/20/2026 | ☆ |