The Professional Financial Company Llc
- Regulatory AUM
- $246M
- Discretionary
- $246M
- Clients
- 285
- Avg AUM / client
- $863K
- Accounts
- 575
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 184 | $38.8M | 15.8% |
| High net worth individuals | 71 | $169M | 68.7% |
| Charitable organizations | 7 | $26.0M | 10.6% |
| Corporations and other businesses | 1 | $107K | 0.04% |
| Other | 22 | $12.1M | 4.91% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Securitymetrics Inc 401(k) Plan Securitymetrics Inc | 2024 | |
| Moxtek 401(k) Plan Moxtek, Inc. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Miller, Mary, G | Trustee | Apr 2015 (11y) | GP / trustee / elected manager of The Mary G. Miller Revocable Trust (indirect) | |
| William Bruce Miller | Principal & Chief Compliance Officer | CFP | Apr 2015 (11y) | Less than 5% |
| Brennon Sterling Bowen | Executive Vice President | CFP | Dec 2018 (8y) | 10% – 25% |
| Luke Merrell Wonnacott | Registered representative | Feb 2025 (1y) | ||
| Ethan Reeves Gividen | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The W. Bruce Miller Revocable Trust | Member | Sep 2015 | A | 75% or more |
| The Mary G. Miller Revocable Trust | Member | Sep 2015 | A | 10% – 25% |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Securitymetrics Inc 401(k) Plan | Securitymetrics Inc | 226 | $16.9M | 01/01/2024 |
| Moxtek 401(k) Plan | Moxtek, Inc. | 219 | $27.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $176M (71% of AUM) Mar 2026
- Pcs Retirement Llc $63.1M (17% of AUM) Mar 2025
- Wells Fargo $53.3M (22% of AUM) Mar 2026
- Broadridge Business Process Outsourcing, Llc $52.2M (28% of AUM) Mar 2021
- Advisortrust, Inc. $46.9M (18% of AUM) Oct 2023
- Empower Financial Services, Inc. $35.6M (10% of AUM) Mar 2025
- Empower Retirement $8.0M (7% of AUM) Aug 2019
- Transamerica Retirement Solutions, Llc $7.3M (6% of AUM) Aug 2019
- Abgrm $573K (0% of AUM) Aug 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗