AUMdb
CZ

Capital Z Asset Management, Llc

SEC-registered Private Fund Manager · Small ($100M–$1B) CRD 162210 · SEC file 801-79988 ·
☆ Save with Pro ADV data as of Mar 11, 2026
Regulatory AUM
$256M
Discretionary
$256M
Clients
1
Avg AUM / client
$256M
Accounts
1
Employees
3

AUM over time

$127M $291M
Jun 2014 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 11, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 1 $256M 100.0%

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Paine, William, Dexter Member Of The Board Of Managers Jan 2008 (19y) Less than 5%
Meyer, Robert, Monk Member Of The Board Of Managers Feb 2020 (7y) Less than 5%
Bergman, Jeffrey Chief Compliance Officer / Member Of The Board Of Managers Sep 2022 (4y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Fp Iii Eci Holdco, Llc Member Jan 2008 A 50% – 75%
K Square Canada Limited Member Jan 2023 A 25% – 50%
Paine & Partners Capital Fund Iii Cz I, L.P. Sole Shareholder Dec 2007 B ≈ 18.75% – 56.25% via Paine & Partners Capital Fund Iii Cz I Blocker, Ltd
K Square Holdings Limited Member Jan 2023 B ≈ 18.75% – 50% via K Square Canada Limited
Paine & Partners Capital Fund Iii Cz I Blocker, Ltd Member Jan 2008 B ≈ 25% – 56.25% via Fp Iii Eci Holdco, Llc
Paine & Partners Capital Fund Iii Cz Ii, L.P Member Mar 2008 B ≈ 12.5% – 37.5% via Fp Iii Eci Holdco, Llc
Paine & Partners Capital Fund Iii Gp, L.P General Partner Mar 2008 B GP / trustee / elected manager of Paine & Partners Capital Fund Iii Cz Ii, L.P. (indirect)
Paine & Partners Capital Fund Iii Gp, L.P. General Partner Dec 2007 B GP / trustee / elected manager of Paine & Partners Capital Fund Iii Cz I, L.P. (indirect)
Paine & Partners Capital Fund Iii Gp, Ltd. General Partner Mar 2006 B GP / trustee / elected manager of Paine & Partners Capital Fund Iii Gp, L.P. (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Paine & Partners Capital Fund Iii Cz I, L.P.: 75% – 100% of Paine & Partners Capital Fund Iii Cz I Blocker, Ltd × 50% – 75% of Fp Iii Eci Holdco, Llc × 50% – 75% direct ≈ 18.75% – 56.25% of the firm
  • K Square Holdings Limited: 75% – 100% of K Square Canada Limited × 25% – 50% direct ≈ 18.75% – 50% of the firm
  • Paine & Partners Capital Fund Iii Cz I Blocker, Ltd: 50% – 75% of Fp Iii Eci Holdco, Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
  • Paine & Partners Capital Fund Iii Cz Ii, L.P: 25% – 50% of Fp Iii Eci Holdco, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/11/2026 1.08 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.

View current Form ADV (SEC/IAPD) ↗