AUMdb

Cap Partners, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 144779 · SEC file 801-121600 · Franklin, TN · WWW.CAP-PARTNERS.COM
☆ Save with Pro ADV data as of Jan 28, 2026
Regulatory AUM
$255M
Discretionary
$255M
Clients
399
Avg AUM / client
$638K
Accounts
1,406
Employees
12

AUM over time

$137M $255M
May 2021 Dec 2025

Annual snapshots from Form ADV filings · as of Jan 28, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 341 $118M 46.2%
High net worth individuals 58 $137M 53.8%
Banking or thrift institutions Fewer than 5 clients
Pension and profit sharing plans Fewer than 5 clients
Charitable organizations Fewer than 5 clients
State or municipal government entities Fewer than 5 clients
Other investment advisers Fewer than 5 clients
Insurance companies Fewer than 5 clients
Sovereign wealth funds and foreign official institutions Fewer than 5 clients
Corporations and other businesses Fewer than 5 clients

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company 2024
The Southern Company Pension Plan Southern Company Services, Inc. 2024
Baker Donelson Bearman Caldwell & Berkowitz Retirement Savings Plan Baker Donelson Bearman Caldwell & Berkowitz P.C. 2024

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brendan Karl Easterday Owner/Chief Compliance Officer May 2013 (13y) 75% or more
Michael Christopher Organ Registered representative Nov 2016 (10y)
Susan Turner Mull Registered representative Nov 2019 (7y)
Karen Baker Tidwell Registered representative Jan 2020 (7y)
Zachary C Olinger Registered representative CFP Jan 2020 (7y)
Jon Deven Mouton Registered representative Nov 2024 (2y)
Tanya Sue Spiller Registered representative Jan 2026 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (3)

PlanSponsorParticipantsPlan assetsAs of
Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company 11,679 $11.6B 01/01/2024
The Southern Company Pension Plan Southern Company Services, Inc. 26,369 $15.3B 01/01/2024
Baker Donelson Bearman Caldwell & Berkowitz Retirement Savings Plan Baker Donelson Bearman Caldwell & Berkowitz P.C. 1,160 $628M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/28/2026 914 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Other fees
  • FLAT FEES

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 28, 2026.

View current Form ADV (SEC/IAPD) ↗