Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11101 | Dominion Portfolio Management, Inc. CRD 106918 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $277M | 782 | 782 | 18 | 08/06/2026 | ☆ |
| 11102 | Wilmington Capital Securities, Llc CRD 133839 | Garden City, NY | Insurance-Affiliated · Small ($100M–$1B) | $277M | 177 | 258 | 6 | 03/30/2026 | ☆ |
| 11103 | Johkim Capital Partners Management Llc CRD 289512 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $277M | 3 | 3 | 6 | 03/27/2026 | ☆ |
| 11104 | The Retirement Guys Formula Llc CRD 168561 | Maumee, OH | Wealth Manager · Small ($100M–$1B) | $277M | 1,155 | 1,861 | 7 | 09/08/2026 | ☆ |
| 11105 | Walleye Partners Llc CRD 333435 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $277M | 93 | 363 | 5 | 05/27/2026 | ☆ |
| 11106 | Jfr Financial Services, Inc. CRD 124456 | Trenton, MI | Wealth Manager · Small ($100M–$1B) | $277M | 597 | 767 | 11 | 02/09/2026 | ☆ |
| 11107 | N CRD 105862 | Multi-Family Office · Small ($100M–$1B) | $276M | 7 | 7 | 2 | 05/29/2025 | ☆ | |
| 11108 | Westbourne Investments, Inc. CRD 37499 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $276M | 175 | 393 | 7 | 03/29/2026 | ☆ |
| 11109 | Centerpoint Advisory Group, Llc CRD 324181 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $276M | 276 | 613 | 7 | 03/03/2026 | ☆ |
| 11110 | Hazelview Securities (Us) Llc CRD 174811 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $276M | 4 | 4 | 15 | 03/30/2026 | ☆ |
| 11111 | Episteme Capital Partners (Uk), Llp CRD 167678 | London | Private Fund Manager · Small ($100M–$1B) | $276M | 22 | 8 | 20 | 03/31/2026 | ☆ |
| 11112 | Simplifi, Inc. CRD 154900 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $276M | 301 | 576 | 5 | 03/24/2026 | ☆ |
| 11113 | Ria Services, Llc CRD 281520 | West Bend, WI | Wealth Manager · Small ($100M–$1B) | $276M | 511 | 1,173 | 5 | 03/25/2026 | ☆ |
| 11114 | J.H. Lane Partners, Lp CRD 282383 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $276M | 3 | 3 | 7 | 03/30/2026 | ☆ |
| 11115 | Strauss Wealth Advising, Inc. CRD 310512 | Hoover, AL | Wealth Manager · Small ($100M–$1B) | $276M | 213 | 800 | 6 | 02/25/2026 | ☆ |
| 11116 | Corridor Capital, Llc CRD 160922 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $276M | 14 | 14 | 12 | 03/23/2026 | ☆ |
| 11117 | Oasis Wealth Planning Advisors, Llc CRD 285474 | Wealth Manager · Small ($100M–$1B) | $276M | 186 | 709 | 12 | 06/11/2026 | ☆ | |
| 11118 | Afc Management, Llc CRD 311281 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $276M | 1 | 1 | 32 | 03/31/2026 | ☆ |
| 11119 | Northstar Financial Planning, Llc CRD 117205 | Windham, NH | Wealth Manager · Small ($100M–$1B) | $276M | 172 | 486 | 6 | 02/03/2026 | ☆ |
| 11120 | Intrack Investment Management, Inc. CRD 106450 | South Burlington, VT | Wealth Manager · Small ($100M–$1B) | $276M | 189 | 590 | 4 | 03/24/2026 | ☆ |
| 11121 | N CRD 171461 | Private Fund Manager · Small ($100M–$1B) | $276M | 3 | 3 | 5 | 03/04/2025 | ☆ | |
| 11122 | N CRD 310639 | Wealth Manager · Small ($100M–$1B) | $276M | 197 | 615 | 4 | 03/07/2025 | ☆ | |
| 11123 | Risk Settlements Manager, Llc CRD 321759 | Newark, NJ | Private Fund Manager · Small ($100M–$1B) | $276M | 10 | 10 | 20 | 06/29/2026 | ☆ |
| 11124 | Challenger Wealth Management CRD 121498 | Aliso Viejo, CA | Wealth Manager · Small ($100M–$1B) | $276M | 263 | 563 | 3 | 03/10/2026 | ☆ |
| 11125 | Kubhera Enterprises Llc CRD 151619 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $276M | 304 | 868 | 5 | 03/12/2026 | ☆ |
| 11126 | Clarendon Capital, Llc CRD 298698 | Tysons, VA | Private Fund Manager · Small ($100M–$1B) | $275M | 5 | 5 | 11 | 03/31/2026 | ☆ |
| 11127 | Spectrum Strategic Capital Management, Llc CRD 138347 | Corvallis, OR | Wealth Manager · Small ($100M–$1B) | $275M | 313 | 754 | 6 | 07/01/2026 | ☆ |
| 11128 | 4 Wealth Advisors, Inc. CRD 129727 | Burr Ridge, IL | Wealth Manager · Small ($100M–$1B) | $275M | 567 | 1,262 | 13 | 04/09/2026 | ☆ |
| 11129 | Legal Advantage Investments, Inc. CRD 118131 | Multi-Family Office · Small ($100M–$1B) | $275M | 24 | 165 | 2 | 07/20/2026 | ☆ | |
| 11130 | O'connor Financial Group Llc CRD 168636 | Quincy, IL | Insurance-Affiliated · Small ($100M–$1B) | $275M | 355 | 1,062 | 7 | 09/14/2026 | ☆ |
| 11131 | Kai Wealth Llc CRD 332136 | Chicago, IL | Multi-Family Office · Small ($100M–$1B) | $275M | 23 | 23 | 6 | 04/02/2026 | ☆ |
| 11132 | Charter Research & Investment Group Inc CRD 106452 | Southport, CT | Wealth Manager · Small ($100M–$1B) | $275M | 158 | 355 | 3 | 03/30/2026 | ☆ |
| 11133 | Cmr Capital Management, Llc CRD 284054 | Pasadena, CA | Private Fund Manager · Small ($100M–$1B) | $275M | 10 | 10 | 6 | 03/10/2026 | ☆ |
| 11134 | Michael Russo Ltd CRD 142810 | Mokena, IL | Wealth Manager · Small ($100M–$1B) | $275M | 757 | 1,910 | 7 | 03/20/2026 | ☆ |
| 11135 | Klaff Realty, Lp CRD 265787 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $275M | 8 | 8 | 10 | 03/31/2026 | ☆ |
| 11136 | Russell Capital Management, Llc CRD 109513 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $275M | 299 | 606 | 4 | 04/17/2026 | ☆ |
| 11137 | Roserock Wealth Management, Llc CRD 288088 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $275M | 74 | 463 | 2 | 04/30/2026 | ☆ |
| 11138 | Cushing Capital Partners, Llc CRD 313497 | Delafield, WI | Wealth Manager · Small ($100M–$1B) | $275M | 199 | 664 | 2 | 09/02/2026 | ☆ |
| 11139 | 1492 Capital Management, Llc CRD 148566 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $275M | 98 | 98 | 5 | 03/30/2026 | ☆ |
| 11140 | Berry Wealth Group, Lp CRD 327346 | Granbury, TX | Wealth Manager · Small ($100M–$1B) | $275M | 332 | 938 | 6 | 04/22/2026 | ☆ |
| 11141 | Lumos Capital Group Llc CRD 306528 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $274M | 6 | 6 | 7 | 03/24/2026 | ☆ |
| 11142 | Ouellette Wealth Advisory Llc CRD 289242 | Lexington, MA | Wealth Manager · Small ($100M–$1B) | $274M | 213 | 763 | 7 | 08/13/2026 | ☆ |
| 11143 | Sutterfield Financial Group, Inc. CRD 115652 | Bartlesville, OK | Insurance-Affiliated · Small ($100M–$1B) | $274M | 1,129 | 2,392 | 32 | 03/27/2026 | ☆ |
| 11144 | Elite Financial, Inc. CRD 286667 | Lewiston, ID | Insurance-Affiliated · Small ($100M–$1B) | $274M | 439 | 1,149 | 1 | 04/21/2026 | ☆ |
| 11145 | Capasso Planning Partners Llc CRD 294673 | Charleston, SC | Wealth Manager · Small ($100M–$1B) | $274M | 358 | 1,073 | 5 | 04/23/2026 | ☆ |
| 11146 | Mission Hills Financial Advisory Llc CRD 328516 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $274M | 301 | 871 | 6 | 03/12/2026 | ☆ |
| 11147 | Chronos Wealth Management, L.L.C. CRD 299782 | Clearwater, FL | Insurance-Affiliated · Small ($100M–$1B) | $274M | 223 | 530 | 3 | 02/19/2026 | ☆ |
| 11148 | Signature Financial Services, Ltd CRD 123729 | Arlington Heights, IL | Wealth Manager · Small ($100M–$1B) | $274M | 353 | 506 | 12 | 07/02/2026 | ☆ |
| 11149 | Private Wealth Group, Llc CRD 128560 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $274M | 234 | 600 | 2 | 09/21/2026 | ☆ |
| 11150 | Jp Wealth Management, Inc. CRD 129475 | Mt. Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $274M | 71 | 263 | 2 | 03/30/2026 | ☆ |