Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11151 | Doceo Wealth, Llc CRD 310415 | Meridian, ID | Wealth Manager · Small ($100M–$1B) | $274M | 301 | 301 | 7 | 03/23/2026 | ☆ |
| 11152 | Udine Wealth Management Inc. CRD 147158 | Wealth Manager · Small ($100M–$1B) | $274M | 338 | 611 | 2 | 03/02/2026 | ☆ | |
| 11153 | James River Asset Management, Llc CRD 117917 | Midlothian, VA | Wealth Manager · Small ($100M–$1B) | $274M | 420 | 1,254 | 9 | 08/05/2026 | ☆ |
| 11154 | Truewealth Financial Partners, Llc CRD 316079 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $274M | 156 | 477 | 4 | 05/01/2026 | ☆ |
| 11155 | Interalpen Partners, Llc CRD 315587 | Omaha, NE | Private Fund Manager · Small ($100M–$1B) | $274M | 9 | 9 | 11 | 03/19/2026 | ☆ |
| 11156 | Birmingham Capital Management Co Inc CRD 108508 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $274M | 80 | 80 | 1 | 03/30/2026 | ☆ |
| 11157 | Chapel Bridge Wealth Advisors, Llc CRD 313295 | San Juan, PR | Multi-Family Office · Small ($100M–$1B) | $274M | 25 | 233 | 3 | 03/25/2026 | ☆ |
| 11158 | Sentinel Rock Realty Trust Inc. CRD 337421 | Modesto, CA | Investment Adviser · Small ($100M–$1B) | $273M | 41 | 41 | 25 | 03/26/2026 | ☆ |
| 11159 | Legacy Capital Wealth Management, Llc CRD 332184 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $273M | 280 | 1,055 | 3 | 08/20/2026 | ☆ |
| 11160 | Reckoner Capital Management Llc CRD 333863 | New York, NY | Investment Adviser · Small ($100M–$1B) | $273M | 9 | 9 | 26 | 03/31/2026 | ☆ |
| 11161 | Summit Investment Advisors Inc CRD 316321 | Leawood, KS | Wealth Manager · Small ($100M–$1B) | $273M | 300 | 729 | 5 | 03/31/2026 | ☆ |
| 11162 | N CRD 110600 | Wealth Manager · Small ($100M–$1B) | $273M | 140 | 391 | 5 | 03/30/2025 | ☆ | |
| 11163 | Valor Financial Services, Llc CRD 309377 | Knoxville, TN | Insurance-Affiliated · Small ($100M–$1B) | $273M | 1,675 | 1,675 | 2 | 01/13/2026 | ☆ |
| 11164 | Cardinal Wealth Advisory, Llc CRD 136659 | Memphis, TN | Insurance-Affiliated · Small ($100M–$1B) | $273M | 103 | 225 | 3 | 03/26/2026 | ☆ |
| 11165 | Uhlmann Investment Management, L.L.C. CRD 118025 | Skokie, IL | Insurance-Affiliated · Small ($100M–$1B) | $273M | 456 | 460 | 11 | 03/24/2026 | ☆ |
| 11166 | Tfp Management, Llc CRD 313543 | Bettendorf, IA | Wealth Manager · Small ($100M–$1B) | $273M | 660 | 1,566 | 4 | 03/26/2026 | ☆ |
| 11167 | Bluestone Wealth Management Llc CRD 137959 | Keene, NH | Wealth Manager · Small ($100M–$1B) | $273M | 37 | 118 | 2 | 01/29/2026 | ☆ |
| 11168 | Knox Wealth Partners Advisory, Llc CRD 288580 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $273M | 525 | 921 | 7 | 03/26/2026 | ☆ |
| 11169 | Conscious Wealth Investments, Llc CRD 319143 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $273M | 115 | 475 | 7 | 06/08/2026 | ☆ |
| 11170 | South Shore Capital Advisors, Llc CRD 142915 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $273M | 96 | 250 | 3 | 03/06/2026 | ☆ |
| 11171 | Nestegg Advisors, Inc. CRD 125878 | Hauppauge, NY | Wealth Manager · Small ($100M–$1B) | $273M | 237 | 630 | 5 | 06/30/2026 | ☆ |
| 11172 | Retirement Strategies, Ltd. CRD 163701 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $273M | 419 | 1,003 | 10 | 04/01/2026 | ☆ |
| 11173 | E. A. Horwitz Llc CRD 165561 | Deerfield, IL | Wealth Manager · Small ($100M–$1B) | $273M | 369 | 369 | 13 | 03/25/2026 | ☆ |
| 11174 | Nolet Wealth Management, Llc CRD 329186 | Fort Worth, TX | Multi-Family Office · Small ($100M–$1B) | $273M | 3 | 40 | 4 | 01/27/2026 | ☆ |
| 11175 | Dominari Im Llc CRD 334275 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $273M | 22 | 22 | 3 | 09/16/2026 | ☆ |
| 11176 | N CRD 121419 | Wealth Manager · Small ($100M–$1B) | $272M | 54 | 327 | 1 | 03/17/2025 | ☆ | |
| 11177 | Alliance Wealth Management Partners Llc CRD 313195 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $272M | 764 | 1,637 | 13 | 03/23/2026 | ☆ |
| 11178 | Mendel Capital Management, Llc CRD 311919 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $272M | 170 | 412 | 3 | 03/06/2026 | ☆ |
| 11179 | Camelot Portfolios, Llc CRD 145918 | Maumee, OH | Insurance-Affiliated · Small ($100M–$1B) | $272M | 791 | 2,076 | 7 | 04/13/2026 | ☆ |
| 11180 | 46 Peaks Llc CRD 306902 | Newtown, PA | Wealth Manager · Small ($100M–$1B) | $272M | 135 | 445 | 5 | 04/20/2026 | ☆ |
| 11181 | Firstmetric, Llc CRD 289483 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $272M | 48 | 48 | 1 | 03/31/2026 | ☆ |
| 11182 | Magnolia Private Wealth, Llc CRD 324102 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $272M | 176 | 684 | 4 | 03/31/2026 | ☆ |
| 11183 | Parker Financial Llc CRD 144293 | Silverdale, WA | Wealth Manager · Small ($100M–$1B) | $272M | 304 | 304 | 5 | 09/09/2026 | ☆ |
| 11184 | Ryan Investment Management, Inc. CRD 115755 | Basalt, CO | Wealth Manager · Small ($100M–$1B) | $272M | 143 | 383 | 6 | 07/15/2026 | ☆ |
| 11185 | N CRD 114196 | Wealth Manager · Small ($100M–$1B) | $272M | 341 | 341 | 6 | 03/26/2025 | ☆ | |
| 11186 | Sound Mark Partners, Llc CRD 169037 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $272M | 2 | 3 | 6 | 03/27/2026 | ☆ |
| 11187 | Client First Investment Management Llc CRD 282600 | West Bend, WI | Mutual Fund / Asset Manager · Small ($100M–$1B) | $272M | 608 | 1,578 | 16 | 02/11/2026 | ☆ |
| 11188 | Bull Street Advisors, Llc CRD 304058 | Savannah, GA | Wealth Manager · Small ($100M–$1B) | $272M | 109 | 197 | 1 | 03/09/2026 | ☆ |
| 11189 | Triangle Peak Partners, Lp CRD 147917 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $272M | 4 | 3 | 5 | 05/05/2026 | ☆ |
| 11190 | Invest Capital Partners, Co. CRD 287987 | Springboro, OH | Wealth Manager · Small ($100M–$1B) | $272M | 661 | 1,283 | 13 | 01/05/2026 | ☆ |
| 11191 | Advanced Retirement Solutions, Llc CRD 288022 | Institutional / Pension Advisor · Small ($100M–$1B) | $272M | 50 | 50 | 1 | 03/24/2026 | ☆ | |
| 11192 | Crossgate Wealth Advisors, Llc CRD 121856 | Newtown, PA | Wealth Manager · Small ($100M–$1B) | $272M | 183 | 758 | 6 | 03/11/2026 | ☆ |
| 11193 | Generational Private Wealth Llc CRD 324954 | Wealth Manager · Small ($100M–$1B) | $272M | 41 | 217 | 3 | 04/29/2026 | ☆ | |
| 11194 | Fox Financial, Inc. CRD 319679 | Wyomissing, PA | Wealth Manager · Small ($100M–$1B) | $272M | 656 | 1,006 | 6 | 06/22/2026 | ☆ |
| 11195 | Tailored Wealth Solutions, Llc CRD 340266 | Saratoga Springs, NY | Insurance-Affiliated · Small ($100M–$1B) | $272M | 253 | 744 | 7 | 06/05/2026 | ☆ |
| 11196 | Accrued Equities Inc. CRD 13452 | Melville, NY | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $272M | 1 | 1 | 4 | 03/10/2026 | ☆ |
| 11197 | True Vision Mn Llc CRD 322783 | Woodbury, MN | Wealth Manager · Small ($100M–$1B) | $272M | 367 | 1,180 | 9 | 02/17/2026 | ☆ |
| 11198 | Fairlead Asset Management Llc CRD 297384 | Greenwich, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $272M | 1 | 1 | 4 | 08/05/2026 | ☆ |
| 11199 | Rahlfs Capital, Llc CRD 127425 | Wealth Manager · Small ($100M–$1B) | $272M | 15 | 37 | 2 | 03/11/2026 | ☆ | |
| 11200 | Sk Advisor Network, Llc CRD 317533 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $272M | 185 | 576 | 2 | 03/31/2026 | ☆ |