Investment Professionals, Llc
- Regulatory AUM
- $311M
- Discretionary
- $288M
- Clients
- 137
- Avg AUM / client
- $2.3M
- Accounts
- 137
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Asset allocation (SMA assets by investment type)
as of Mar 10, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 63 | $20.0M | 6.43% |
| High net worth individuals | 3 | $3.0M | 0.96% |
| Pension and profit sharing plans | 71 | $288M | 92.6% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Axis Health System 401(k) Plan Southwest Colorado Mental Health Center, Inc. Dba Axis Health System | 2024 | |
| Options In Community Living 401(k) Plan Options In Community Living, Inc. | 2024 | |
| Indian Community School, Inc. 401(k) Plan Indian Community School, Inc. | 2024 | |
| Rhd Plumbing, Inc. Safe Harbor 401(k) Plan Rhd Plumbing, Inc. | 2024 | |
| Universal Technologies Of Wisconsin, Inc. Profit Sharing Retirement Plan Universal Technologies Of Wisconsin, Inc. | 2024 | |
| The Md Group Llc 401(k) Profit Sharing Plan & Trust The Md Group Llc | 2024 | |
| Dove Healthcare Of Eau Claire 401(k) Savings Plan Covenant Healthcare, Llc | 2024 | |
| Griffin Ford, Inc. 401(k) Plan Griffin Ford, Inc. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jason Donald Marty | President/Chief Compliance Officer | Apr 2010 (16y) | 75% or more | |
| Larry Robert Jansen | Registered representative | May 2016 (10y) | ||
| Robert Pierangeli | Registered representative | CFP | Mar 2017 (9y) | |
| Bradford John Jakel | Registered representative | Oct 2017 (9y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (8)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Axis Health System 401(k) Plan | Southwest Colorado Mental Health Center, Inc. Dba Axis Health System | 433 | $23.3M | 07/01/2024 |
| Options In Community Living 401(k) Plan | Options In Community Living, Inc. | 232 | $3.5M | 01/01/2024 |
| Indian Community School, Inc. 401(k) Plan | Indian Community School, Inc. | 107 | $16.8M | 01/01/2024 |
| Rhd Plumbing, Inc. Safe Harbor 401(k) Plan | Rhd Plumbing, Inc. | 93 | $5.5M | 01/01/2024 |
| Universal Technologies Of Wisconsin, Inc. Profit Sharing Retirement Plan | Universal Technologies Of Wisconsin, Inc. | 95 | $13.3M | 01/01/2024 |
| The Md Group Llc 401(k) Profit Sharing Plan & Trust | The Md Group Llc | 474 | $22.8M | 01/01/2024 |
| Dove Healthcare Of Eau Claire 401(k) Savings Plan | Covenant Healthcare, Llc | 1,227 | $12.9M | 01/01/2024 |
| Griffin Ford, Inc. 401(k) Plan | Griffin Ford, Inc. | 277 | $18.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 952 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SELECTION OF OTHER ADVISERS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- The Vanguard Group, Inc. $164M (53% of AUM) Mar 2026
- Interactive Brokers $72.4M (38% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗