Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10401 | Twin Lakes Capital Management, Llc CRD 137522 | Redwood Shores, CA | Wealth Manager · Small ($100M–$1B) | $315M | 89 | 401 | 5 | 03/25/2026 | ☆ |
| 10402 | Wealth Management Strategies, Inc. CRD 305481 | Pittsburgh, PA | Insurance-Affiliated · Small ($100M–$1B) | $315M | 292 | 732 | 6 | 07/24/2026 | ☆ |
| 10403 | Vista Advisor Group, Llc CRD 307268 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $315M | 688 | 688 | 5 | 02/06/2026 | ☆ |
| 10404 | Define Financial, Llc CRD 286648 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $315M | 119 | 588 | 7 | 05/18/2026 | ☆ |
| 10405 | Granite Capital Management, Llc CRD 141743 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $315M | 86 | 275 | 2 | 04/01/2026 | ☆ |
| 10406 | Horter Investment Management, Llc CRD 119880 | Cincinnati, OH | Insurance-Affiliated · Small ($100M–$1B) | $314M | 1,337 | 2,296 | 43 | 08/06/2026 | ☆ |
| 10407 | The Fauser Group, Llc CRD 282351 | Mercer Island, WA | Insurance-Affiliated · Small ($100M–$1B) | $314M | 224 | 870 | 4 | 04/01/2026 | ☆ |
| 10408 | The Future Fund Llc CRD 313973 | Chicago, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $314M | 3 | 3 | 3 | 03/30/2026 | ☆ |
| 10409 | Bernard Wealth Management Corp. CRD 159533 | Royal Oak, MI | Wealth Manager · Small ($100M–$1B) | $314M | 337 | 848 | 4 | 07/23/2026 | ☆ |
| 10410 | Templeton & Phillips Capital Management, Llc CRD 149101 | Lookout Mountain, TN | Endowment & Foundation Advisor · Small ($100M–$1B) | $314M | 47 | 138 | 3 | 07/06/2026 | ☆ |
| 10411 | Magnate Advisory Services, Llc CRD 283056 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $314M | 1,576 | 2,229 | 7 | 03/30/2026 | ☆ |
| 10412 | Ricketts Financial, Llc CRD 309381 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $314M | 115 | 288 | 3 | 03/26/2026 | ☆ |
| 10413 | Tieton Capital Management, Llc CRD 135769 | Yakima, WA | Investment Adviser · Small ($100M–$1B) | $314M | 47 | 50 | 3 | 03/17/2026 | ☆ |
| 10414 | Greylock Capital Management, Llc CRD 137825 | Stamford, CT | Endowment & Foundation Advisor · Small ($100M–$1B) | $314M | 5 | 5 | 6 | 03/30/2026 | ☆ |
| 10415 | Legacy Wealth Management Inc. CRD 173453 | Manassas, VA | Wealth Manager · Small ($100M–$1B) | $314M | 732 | 1,437 | 11 | 09/10/2026 | ☆ |
| 10416 | Certified Tax Service, Inc. CRD 110960 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $314M | 249 | 732 | 9 | 12/23/2025 | ☆ |
| 10417 | Values Added Financial Llc CRD 288912 | Wealth Manager · Small ($100M–$1B) | $314M | 115 | 513 | 9 | 02/10/2026 | ☆ | |
| 10418 | Paradigm, Strategies In Wealth Management, Llc CRD 110372 | Maple Grove, MN | Insurance-Affiliated · Small ($100M–$1B) | $314M | 219 | 675 | 5 | 02/26/2026 | ☆ |
| 10419 | Trust Advisory Group Ltd CRD 106926 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $314M | 564 | 792 | 22 | 06/17/2026 | ☆ |
| 10420 | Carolina Wealth Advisors, Llc CRD 288837 | Myrtle Beach, SC | Wealth Manager · Small ($100M–$1B) | $313M | 596 | 1,591 | 6 | 03/25/2026 | ☆ |
| 10421 | Melone Private Wealth, Llc CRD 311638 | Auburn Hills, MI | Wealth Manager · Small ($100M–$1B) | $313M | 165 | 165 | 4 | 02/11/2026 | ☆ |
| 10422 | Hilco Investment Advisors, Llc CRD 300222 | Investment Adviser · Small ($100M–$1B) | $313M | 3 | 160 | 09/02/2026 | ☆ | ||
| 10423 | Jaguar Growth Asset Management, Llc CRD 169571 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $313M | 4 | 4 | 7 | 06/30/2026 | ☆ |
| 10424 | Hunter Street Partners, Lp CRD 298142 | Wayzata, MN | Private Fund Manager · Small ($100M–$1B) | $313M | 7 | 7 | 9 | 06/08/2026 | ☆ |
| 10425 | Scott Marsh Financial, Llc CRD 122169 | Wealth Manager · Small ($100M–$1B) | $313M | 253 | 1,008 | 10 | 03/10/2026 | ☆ | |
| 10426 | Hawkeye Capital Management, Llc CRD 157316 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $313M | 4 | 4 | 4 | 03/31/2026 | ☆ |
| 10427 | Jpc Wealth Management, Inc. CRD 120267 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $313M | 155 | 502 | 3 | 06/25/2026 | ☆ |
| 10428 | Brady Family Wealth, Llc CRD 315635 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $313M | 108 | 259 | 5 | 03/04/2026 | ☆ |
| 10429 | Fsr Wealth Management, Ltd. CRD 166746 | Elmhurst, IL | Wealth Manager · Small ($100M–$1B) | $313M | 405 | 1,266 | 21 | 05/16/2026 | ☆ |
| 10430 | Columbia Advisory Partners, Llc CRD 171616 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $313M | 631 | 1,822 | 19 | 08/21/2026 | ☆ |
| 10431 | Lagoda Investment Management, L.P. CRD 170961 | New York, NY | Wealth Manager · Small ($100M–$1B) | $313M | 48 | 49 | 4 | 03/17/2026 | ☆ |
| 10432 | N CRD 168211 | Wealth Manager · Small ($100M–$1B) | $312M | 266 | 1,136 | 8 | 12/12/2025 | ☆ | |
| 10433 | Parkview Us Llc CRD 160172 | New York, NY | Wealth Manager · Small ($100M–$1B) | $312M | 18 | 19 | 5 | 07/16/2026 | ☆ |
| 10434 | Aspen Wealth Strategies, Llc CRD 307424 | Arvada, CO | Wealth Manager · Small ($100M–$1B) | $312M | 363 | 1,173 | 7 | 02/25/2026 | ☆ |
| 10435 | Topel & Distasi Wealth Management, Llc CRD 285538 | Berkeley, CA | Wealth Manager · Small ($100M–$1B) | $312M | 223 | 638 | 3 | 03/12/2026 | ☆ |
| 10436 | Monere Wealth Management, Inc. CRD 173076 | Schaumburg, IL | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $312M | 500 | 555 | 10 | 02/03/2026 | ☆ |
| 10437 | Glass Wealth Management Co., Llc CRD 114097 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $312M | 367 | 367 | 6 | 04/23/2026 | ☆ |
| 10438 | Lake Whillans Capital Partners Llc CRD 287835 | Plano, TX | Private Fund Manager · Small ($100M–$1B) | $312M | 4 | 4 | 5 | 03/27/2026 | ☆ |
| 10439 | No Fate Bwwm, Llc CRD 317406 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $312M | 79 | 662 | 2 | 03/31/2026 | ☆ |
| 10440 | Tilia Holdings, Llc CRD 292148 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $312M | 3 | 3 | 11 | 03/31/2026 | ☆ |
| 10441 | Sunrise Manager Llc CRD 330704 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $312M | 1 | 1 | 28 | 03/31/2026 | ☆ |
| 10442 | N CRD 131507 | Wealth Manager · Small ($100M–$1B) | $312M | 358 | 1,054 | 8 | 02/27/2026 | ☆ | |
| 10443 | Iwealth Financial, Llc CRD 329980 | Waseca, MN | Insurance-Affiliated · Small ($100M–$1B) | $312M | 714 | 721 | 14 | 03/26/2026 | ☆ |
| 10444 | Miller Capital Partners, Inc. CRD 124489 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $312M | 76 | 187 | 5 | 03/17/2026 | ☆ |
| 10445 | Aps Wealth Management, Llc CRD 298233 | Melville, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $312M | 180 | 326 | 9 | 05/04/2026 | ☆ |
| 10446 | Lyon Wealth Advisors Group, Llc CRD 325041 | Charlotte, NC | Institutional / Pension Advisor · Small ($100M–$1B) | $311M | 225 | 686 | 3 | 01/29/2026 | ☆ |
| 10447 | Griffiths, Dreher & Evans, P.S., Cpas CRD 142448 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $311M | 915 | 916 | 25 | 02/05/2026 | ☆ |
| 10448 | N CRD 285252 | Wealth Manager · Small ($100M–$1B) | $311M | 1,105 | 1,105 | 42 | 01/23/2025 | ☆ | |
| 10449 | Optimist Ventures Llc CRD 337808 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $311M | 2 | 2 | 3 | 05/28/2026 | ☆ |
| 10450 | Boussard & Gavaudan America Llc CRD 322621 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $311M | 2 | 2 | 6 | 03/27/2026 | ☆ |