Iwealth Financial, Llc
- Regulatory AUM
- $312M
- Discretionary
- $312M
- Clients
- 714
- Avg AUM / client
- $436K
- Accounts
- 721
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 647 | $148M | 47.6% |
| High net worth individuals | 67 | $157M | 50.2% |
| Charitable organizations | Fewer than 5 clients | $2.2M | 0.69% |
| Corporations and other businesses | Fewer than 5 clients | $4.6M | 1.49% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradley Edward Connors | Managing Member | Jan 2023 (4y) | ≈ 56.25% – 100% via Kc Holdings I, Llc | |
| Matthew Potter | Chief Compliance Officer | Jul 2023 (3y) | Less than 5% | |
| Johnathon Percy Eykyn | Registered representative | Apr 2024 (2y) | ||
| Shawn Todd Pomeroy | Registered representative | Apr 2024 (2y) | ||
| Gary Frank Guentzel | Registered representative | Feb 2025 (1y) | ||
| Jeremy J Herkenhoff | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kc Holdings I, Llc | Holding Company | Jan 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Bradley Edward Connors: 75% – 100% of Kc Holdings I, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 929 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Sei Investments Distribution Co. $258M (83% of AUM) Mar 2026
- LPL Financial $35.9M (12% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗