AUMdb

Marcellus Investment Managers Private Limited

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 317251 · SEC file 801-122939 · Mumbai, Maharashtra · twitter.com
☆ Save with Pro ADV data as of Jun 17, 2026
Regulatory AUM
$315M
Discretionary
$310M
Clients
2,415
Avg AUM / client
$131K
Accounts
2,415
Employees
69

AUM over time

$315M $1.3B
Nov 2021 Mar 2026

Annual snapshots from Form ADV filings · as of Jun 17, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 2,394 $209M 66.4%
High net worth individuals 18 $66.2M 21.0%
Pooled investment vehicles (non-investment companies) 3 $39.8M 12.6%

People (7)

NameRole / titleCredentialsWith firm sinceOwnership
Mukherjea, Saurabh, Prasanta Chief Investment Officer And Director Aug 2018 (8y) 25% – 50%
Nahta, Sudhanshu, Arvind Director Aug 2018 (8y) Less than 5%
Bhadani, Nitesh, Laxmipat Co Founder And Part Owner Dec 2018 (8y) 5% – 10%
Gubbi, Pramod, Jayaprakash Director Dec 2018 (8y) 10% – 25%
Hemnani, Manish, Lalchand Co Founder And Part Owner Dec 2018 (8y) 5% – 10%
Ranjan, Rakshit, Kewal Director Jan 2019 (8y) 10% – 25%
Deuskar, Parimal, Sadanand Chief Compliance Officer Mar 2021 (5y) Less than 5%

Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/17/2026 1.22 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.D(4) as of Oct 07, 2024

Allegations: THE SEBI ALLEGED THAT ON MARCH 18, 2013, MR. MUKHERJEA AND OTHER AMBIT PERSONNEL, IN A MEETING WITH MR. I. UNNIKRISHNAN AND MR. SACHIN AGRAWAL OF MFL, RECEIVED UNPUBLISHED PRICE SENSITIVE INFORMATION ("UPSI") AND COMMUNICATED THAT UPSI THROUGH A RESEARCH REPORT TO AMBIT'S CLIENTS TWO DAYS BEFORE THE UPSI WAS MADE PUBLIC. THE SEBI ALLEGED THAT THE COMMISSIONING AND RELEASING OF THE RESEARCH REPORT VIOLATED SEBI REGULATIONS BECAUSE THE CONFIDENTIALITY OF THE UPSI WAS NOT MAINTAINED, RESULTING IN LOSS ON INVESTORS WHO WERE NOT PRIVY TO THE UPSI AND WHO DEALT IN THE STOCK OF MFL DURING THE 19TH AND 20TH OF MARCH, 2013. Status: Final Sanction Detail: MR. MUKHERJEA PAID THE FULL AMOUNT OF INDIAN RUPEES OWED (EQUIVALENT TO $180,000) PRIOR TO THE ISSUING OF SETTLEMENT ORDER NO. SO/VV/NK/2020-21/6153 ON OCTOBER 29, 2020. Summary: THE ACTION IS RESOLVED. THE SEBI ACCEPTED MR. MUKHERJEA'S SETTLEMENT ON SEPTEMBER 25, 2020, AND ISSUED SETTLEMENT ORDER NO. SO/VV/NK/2020-21/6153 ON OCTOBER 29, 2020, DISPOSING OF ADJUDICATION OF THE SHOW CAUSE NOTICE PROCEEDINGS AGAINST MR. MUKHERJEA.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Fixed fees
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients
  • Publication of periodicals or newsletters

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 17, 2026.

View current Form ADV (SEC/IAPD) ↗