Mkt And Associates Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 329889
· SEC file 801-129572
· Tacoma, WA
· www.instagram.com
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ADV data as of May 05, 2026
- Regulatory AUM
- $379M
- Discretionary
- $379M
- Clients
- 146
- Avg AUM / client
- $2.6M
- Accounts
- 545
- Employees
- 6
AUM over time
$0
$379M
Dec 2023
May 2026
Annual snapshots from Form ADV filings · as of May 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 86 | $350M | 92.3% |
| High net worth individuals | 60 | $22.8M | 6.01% |
| Pension and profit sharing plans | Fewer than 5 clients | $6.3M | 1.67% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Phillip Keefe | Member And Chief Compliance Officer | Dec 2023 (3y) | 50% – 75% | |
| Scalabrine, Brian, David | Member | Dec 2023 (3y) | 50% – 75% | |
| Jean Pierre Remy Pedinielli | Registered representative | Oct 2025 (1y) | ||
| Webster Kenwood Burrier | Registered representative | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/05/2026 | 942 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $287M (76% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 05, 2026.
View current Form ADV (SEC/IAPD) ↗