Spartan Planning & Wealth Management, Llc
- Regulatory AUM
- $384M
- Discretionary
- $199M
- Clients
- 213
- Avg AUM / client
- $1.8M
- Accounts
- 1,006
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 108 | $46.8M | 12.2% |
| High net worth individuals | 88 | $313M | 81.6% |
| Pension and profit sharing plans | 14 | $23.2M | 6.05% |
| Corporations and other businesses | 3 | $661K | 0.17% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Childs | Manager, Chief Executive Officer, Chief Compliance Officer | CFP | Dec 2012 (14y) | 75% or more |
| Ira N Ross | Senior Advisor | Jul 2015 (11y) | 10% – 25% | |
| Jonathan David Robinson | Passive Owner | Dec 2017 (9y) | Less than 5% | |
| Langley, Brandon, Scott | Passive Owner | Dec 2017 (9y) | Less than 5% | |
| Lillard, David, Lee | Passive Owner | Apr 2018 (8y) | Less than 5% | |
| Eric J Warren | Advisor | Jul 2021 (5y) | Less than 5% | |
| Richard Dexter | Registered representative | Dec 2023 (3y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/02/2026 | 919 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $169M (44% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.
View current Form ADV (SEC/IAPD) ↗