Mokosak Advisory Group, Llc
- Regulatory AUM
- $414M
- Discretionary
- $410M
- Clients
- 490
- Avg AUM / client
- $845K
- Accounts
- 1,364
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 24, 2026
Investments (13F portfolio — 34 positions, $399,496,260)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Schwab Strategic Tr | US LCAP VA ETF | $91,761,806 | 3,008,501 | 23.0% | 22.2% |
| 2 | Vanguard Index Fds | SM CP VAL ETF | $70,508,816 | 324,494 | 17.6% | 17.0% |
| 3 | Schwab Strategic Tr | US MID-CAP ETF | $35,160,644 | 1,135,511 | 8.8% | 8.49% |
| 4 | Schwab Strategic Tr | US SML CAP ETF | $34,810,649 | 1,196,865 | 8.71% | 8.41% |
| 5 | Schwab Strategic Tr | US LCAP GR ETF | $34,691,446 | 1,190,628 | 8.68% | 8.38% |
| 6 | Vanguard World Fd | INF TECH ETF | $28,816,175 | 41,215 | 7.21% | 6.96% |
| 7 | Schwab Strategic Tr | US AGGREGATE B | $28,692,038 | 1,235,661 | 7.18% | 6.93% |
| 8 | Pimco Etf Tr | INV GRD CRP BD | $24,961,889 | 257,877 | 6.25% | 6.03% |
| 9 | Vanguard Index Fds | VALUE ETF | $12,665,351 | 64,553 | 3.17% | 3.06% |
| 10 | Vanguard Admiral Fds Inc | SMLCP 600 VAL | $9,672,996 | 95,072 | 2.42% | 2.34% |
| 11 | Vanguard Index Fds | SMALL CP ETF | $4,793,696 | 18,302 | 1.2% | 1.16% |
| 12 | Vanguard Index Fds | MID CAP ETF | $4,706,377 | 16,385 | 1.18% | 1.14% |
| 13 | Fidelity Covington Trust | MSCI INFO TECH I | $4,033,513 | 19,388 | 1.01% | 0.97% |
| 14 | Ishares Tr | IBOXX INV CP ETF | $3,582,641 | 32,870 | 0.9% | 0.87% |
| 15 | Apple Inc | COM | $1,811,767 | 7,118 | 0.45% | 0.44% |
| 16 | Caseys Gen Stores Inc | COM | $1,560,028 | 2,145 | 0.39% | 0.38% |
| 17 | Nvidia Corporation | COM | $1,062,452 | 6,064 | 0.27% | 0.26% |
| 18 | Deere & Co | COM | $667,958 | 1,185 | 0.17% | 0.16% |
| 19 | Walmart Inc | COM | $644,378 | 5,185 | 0.16% | 0.16% |
| 20 | Principal Financial Group In | COM | $630,966 | 7,001 | 0.16% | 0.15% |
| 21 | Ishares Tr | ESG AWARE MSCI | $468,837 | 9,971 | 0.12% | 0.11% |
| 22 | Vanguard World Fd | ESG US STK ETF | $432,982 | 3,857 | 0.11% | 0.1% |
| 23 | Taiwan Semiconductor Manufac | SPONSORED ADS | $431,985 | 1,265 | 0.11% | 0.1% |
| 24 | Wells Fargo & Co | COM | $339,431 | 4,264 | 0.09% | 0.08% |
| 25 | Dimensional Etf Trust | US CORE EQUITY 2 | $335,060 | 8,622 | 0.08% | 0.08% |
Top 25 of 34 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 357 | $107M | 25.8% |
| High net worth individuals | 133 | $307M | 74.2% |
| Charitable organizations | Fewer than 5 clients | $87.5K | 0.02% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Iowa Orthopaedic Center, P.C. 401(k) Profit Sharing Plan Iowa Orthopaedic Center, P.C. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Frank Mokosak | President & Chief Compliance Officer | CFP | Sep 2008 (18y) | 75% or more |
| Ryan Matthew Page | Vice President | CFP CFA | Jun 2017 (9y) | 10% – 25% |
| Martin Joseph Kelly | Registered representative | CFP | Aug 2020 (6y) | |
| Caroline Elizabeth Evans | Registered representative | Mar 2024 (2y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Iowa Orthopaedic Center, P.C. 401(k) Profit Sharing Plan | Iowa Orthopaedic Center, P.C. | 364 | $68.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $409M (99% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2026.
View current Form ADV (SEC/IAPD) ↗