Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8951 | Cascade Investment Group, Inc. CRD 35844 | Colorado Springs, CO | Insurance-Affiliated · Small ($100M–$1B) | $420M | 623 | 978 | 6 | 03/23/2026 | ☆ |
| 8952 | Point Bridge Capital, Llc CRD 168071 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $420M | 37 | 68 | 2 | 03/26/2026 | ☆ |
| 8953 | Hollander Asset Management Llc CRD 150343 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $420M | 8 | 52 | 2 | 09/08/2026 | ☆ |
| 8954 | Potrero Capital Research, Llc CRD 125909 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $420M | 4 | 4 | 4 | 03/27/2026 | ☆ |
| 8955 | Directed Capital Advisors, Llc CRD 162277 | St. Petersburg, FL | Private Fund Manager · Small ($100M–$1B) | $420M | 3 | 3 | 35 | 03/31/2026 | ☆ |
| 8956 | Oriental Financial Services Llc CRD 29753 | San Juan, PR | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $420M | 468 | 468 | 28 | 03/30/2026 | ☆ |
| 8957 | R.W. Roge & Company, Inc CRD 104645 | Bohemia, NY | Wealth Manager · Small ($100M–$1B) | $419M | 332 | 827 | 9 | 02/10/2026 | ☆ |
| 8958 | Emblem Group, L.P. CRD 329533 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $419M | 5 | 5 | 16 | 09/04/2026 | ☆ |
| 8959 | Harlow Wealth Management, Inc. CRD 148315 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $419M | 656 | 1,670 | 16 | 03/30/2026 | ☆ |
| 8960 | N CRD 111895 | Wealth Manager · Small ($100M–$1B) | $419M | 48 | 199 | 3 | 02/25/2025 | ☆ | |
| 8961 | Rhodes Investment Advisors, Inc. CRD 114245 | Fort Worth, TX | Insurance-Affiliated · Small ($100M–$1B) | $419M | 805 | 805 | 9 | 08/28/2026 | ☆ |
| 8962 | Moontower Asset Management Lp CRD 328999 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $419M | 6 | 6 | 16 | 03/31/2026 | ☆ |
| 8963 | Ridgewood Investments Llc CRD 121220 | Springfield, NJ | Wealth Manager · Small ($100M–$1B) | $419M | 295 | 576 | 7 | 04/03/2026 | ☆ |
| 8964 | Seabird Financial Corporation CRD 284125 | San Diego, CA | Investment Adviser · Small ($100M–$1B) | $419M | 57 | 295 | 6 | 04/20/2026 | ☆ |
| 8965 | Wt Wealth Management, Llc CRD 169566 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $419M | 1,141 | 2,734 | 16 | 03/02/2026 | ☆ |
| 8966 | Summit Partners Credit Advisors, L.P. CRD 153195 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $419M | 11 | 11 | 9 | 08/20/2026 | ☆ |
| 8967 | P4 G Capital Management, Llc CRD 300645 | Stateline, NV | Private Fund Manager · Small ($100M–$1B) | $419M | 9 | 9 | 9 | 04/27/2026 | ☆ |
| 8968 | N CRD 305030 | Wealth Manager · Small ($100M–$1B) | $419M | 512 | 1,781 | 13 | 12/09/2025 | ☆ | |
| 8969 | Silver Oak Advisory Group, Inc. CRD 108298 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $419M | 193 | 738 | 8 | 07/01/2026 | ☆ |
| 8970 | Transce3 Nd Llc CRD 317745 | Buda, TX | Wealth Manager · Small ($100M–$1B) | $419M | 1,620 | 2,619 | 60 | 05/05/2026 | ☆ |
| 8971 | One Oak Capital Management, Llc CRD 170339 | Purchase, NY | Private Fund Manager · Small ($100M–$1B) | $419M | 384 | 384 | 14 | 03/31/2026 | ☆ |
| 8972 | N CRD 165321 | Wealth Manager · Small ($100M–$1B) | $418M | 429 | 1,083 | 8 | 02/06/2025 | ☆ | |
| 8973 | Alpha Leonis Partners, Llc CRD 314560 | Wayne, PA | Investment Adviser · Small ($100M–$1B) | $418M | 3 | 3 | 1 | 03/30/2026 | ☆ |
| 8974 | Lincoln Capital Corporation CRD 109922 | East Greenwich, RI | Wealth Manager · Small ($100M–$1B) | $418M | 270 | 906 | 6 | 03/09/2026 | ☆ |
| 8975 | Aspect Partners, Llc CRD 307273 | Fairfax, VA | Insurance-Affiliated · Small ($100M–$1B) | $418M | 287 | 973 | 8 | 04/28/2026 | ☆ |
| 8976 | Miller Value Partners, Llc CRD 110632 | Sarasota, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $418M | 21 | 21 | 5 | 09/15/2026 | ☆ |
| 8977 | Seaport Capital, Llc CRD 160734 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $418M | 7 | 7 | 14 | 05/01/2026 | ☆ |
| 8978 | Mauney Pitt Financial Management, Inc. CRD 337870 | Shelby, NC | Wealth Manager · Small ($100M–$1B) | $418M | 705 | 1,479 | 6 | 07/06/2026 | ☆ |
| 8979 | Quantum Private Wealth, Llc CRD 307358 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $418M | 92 | 372 | 5 | 07/22/2026 | ☆ |
| 8980 | Onex Credit Advisor, Llc CRD 330076 | Englewood Cliffs, NJ | Investment Adviser · Small ($100M–$1B) | $418M | 1 | 1 | 70 | 05/15/2026 | ☆ |
| 8981 | Fruth Investment Management CRD 107273 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $418M | 173 | 403 | 3 | 03/31/2026 | ☆ |
| 8982 | Honte Advisors Llc CRD 308341 | Berkeley, CA | Private Fund Manager · Small ($100M–$1B) | $418M | 2 | 2 | 7 | 04/09/2026 | ☆ |
| 8983 | Artist Capital Management Llc CRD 296835 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $418M | 12 | 12 | 4 | 03/30/2026 | ☆ |
| 8984 | Flatrock Wealth Partners Llc CRD 321777 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $418M | 73 | 438 | 4 | 06/10/2026 | ☆ |
| 8985 | Coquina Private Wealth Llc CRD 333615 | Port Charlotte, FL | Wealth Manager · Small ($100M–$1B) | $418M | 1,519 | 1,519 | 12 | 02/10/2026 | ☆ |
| 8986 | Eagle Wealth Management Group Inc. CRD 327052 | Valencia, CA | Wealth Manager · Small ($100M–$1B) | $418M | 480 | 483 | 8 | 04/22/2026 | ☆ |
| 8987 | Cedar Wealth Management, Llc CRD 167149 | Wealth Manager · Small ($100M–$1B) | $417M | 72 | 132 | 4 | 03/31/2026 | ☆ | |
| 8988 | Island Green Capital Management Llc CRD 325777 | Private Fund Manager · Small ($100M–$1B) | $417M | 10 | 10 | 5 | 06/05/2026 | ☆ | |
| 8989 | Castleview Partners, Llc CRD 281410 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $417M | 594 | 1,894 | 22 | 05/06/2026 | ☆ |
| 8990 | Seven Mile Advisory Llc CRD 324114 | Tallahassee, FL | Multi-Family Office · Small ($100M–$1B) | $417M | 36 | 320 | 4 | 04/01/2026 | ☆ |
| 8991 | Jupiter Wealth Management, Llc CRD 299220 | Glendale, CO | Wealth Manager · Small ($100M–$1B) | $417M | 92 | 308 | 4 | 03/06/2026 | ☆ |
| 8992 | Lakemore Partners Management Us Llc CRD 311223 | Difc | Private Fund Manager · Small ($100M–$1B) | $417M | 3 | 3 | 10 | 04/29/2026 | ☆ |
| 8993 | Strategic Asset Management Group Advisors, Inc. CRD 135832 | Pompano Beach, FL | Wealth Manager · Small ($100M–$1B) | $416M | 126 | 404 | 5 | 03/27/2026 | ☆ |
| 8994 | Two Prime Inc. CRD 316015 | Investment Adviser · Small ($100M–$1B) | $416M | 30 | 30 | 11 | 04/06/2026 | ☆ | |
| 8995 | Market Investment Group, Llc CRD 334248 | Wichita, KS | Wealth Manager · Small ($100M–$1B) | $416M | 1,814 | 3,850 | 33 | 09/22/2026 | ☆ |
| 8996 | Cultivation Capital, Llc CRD 168734 | St. Louis, MO | Private Fund Manager · Small ($100M–$1B) | $416M | 17 | 17 | 18 | 06/09/2026 | ☆ |
| 8997 | Highview Capital Management, Llc CRD 306195 | Buffalo Grove, IL | Wealth Manager · Small ($100M–$1B) | $416M | 97 | 257 | 5 | 03/27/2026 | ☆ |
| 8998 | Bard Associates Inc CRD 104984 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $416M | 181 | 388 | 10 | 05/22/2026 | ☆ |
| 8999 | Jeffrey N. Mehler, Cfp Llc CRD 126681 | Essex, CT | Wealth Manager · Small ($100M–$1B) | $416M | 177 | 1,264 | 9 | 03/30/2026 | ☆ |
| 9000 | Capstone Wealth Management, Llc CRD 118296 | Tuscaloosa, AL | Wealth Manager · Small ($100M–$1B) | $416M | 219 | 540 | 8 | 03/12/2026 | ☆ |