Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8751 | Branson Fowlkes & Co Inc CRD 107657 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $439M | 193 | 1,126 | 7 | 03/23/2026 | ☆ |
| 8752 | Osterweis Capital Management Inc CRD 105421 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $439M | 34 | 35 | 66 | 03/31/2026 | ☆ |
| 8753 | N CRD 106102 | Wealth Manager · Small ($100M–$1B) | $439M | 471 | 1,447 | 8 | 03/24/2025 | ☆ | |
| 8754 | Bates Financial Advisors, Inc. CRD 116515 | Rockford, IL | Wealth Manager · Small ($100M–$1B) | $439M | 399 | 1,273 | 5 | 06/25/2026 | ☆ |
| 8755 | Groundforce Capital Management, Llc CRD 299383 | Mill Valley, CA | Private Fund Manager · Small ($100M–$1B) | $439M | 4 | 4 | 10 | 03/24/2026 | ☆ |
| 8756 | Fwg Holdings, Llc CRD 308968 | Winter Park, FL | Insurance-Affiliated · Small ($100M–$1B) | $439M | 384 | 1,102 | 14 | 03/30/2026 | ☆ |
| 8757 | Spivak Asset Management, Llc CRD 125714 | Avon, CT | Wealth Manager · Small ($100M–$1B) | $439M | 63 | 63 | 1 | 03/19/2026 | ☆ |
| 8758 | Barca Capital, Llc CRD 263786 | West Newton, MA | Private Fund Manager · Small ($100M–$1B) | $439M | 2 | 2 | 3 | 03/19/2026 | ☆ |
| 8759 | Antman, Lester Murray CRD 119311 | Wealth Manager · Small ($100M–$1B) | $439M | 67 | 222 | 2 | 03/03/2026 | ☆ | |
| 8760 | Ta Capital Management, Llc CRD 169326 | Sewell, NJ | Wealth Manager · Small ($100M–$1B) | $439M | 101 | 322 | 4 | 03/26/2026 | ☆ |
| 8761 | Gables Capital Management Inc CRD 109608 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $439M | 178 | 359 | 8 | 03/25/2026 | ☆ |
| 8762 | Newport Investment Management, Llc CRD 153918 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $439M | 6 | 6 | 17 | 03/05/2026 | ☆ |
| 8763 | Shawspring Partners, Llc CRD 172766 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $439M | 7 | 7 | 7 | 09/17/2026 | ☆ |
| 8764 | Dickmeyer Boyce Financial Management, Inc CRD 124281 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $439M | 420 | 1,253 | 8 | 02/26/2026 | ☆ |
| 8765 | Second Alpha Partners, Llc CRD 282418 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $438M | 9 | 9 | 6 | 03/30/2026 | ☆ |
| 8766 | Storen Legacy Partners, Llc CRD 339197 | Zionsville, IN | Insurance-Affiliated · Small ($100M–$1B) | $438M | 876 | 1,676 | 14 | 04/07/2026 | ☆ |
| 8767 | Newvest Management, Lp CRD 316841 | Private Fund Manager · Small ($100M–$1B) | $438M | 9 | 9 | 25 | 03/31/2026 | ☆ | |
| 8768 | Hendley & Co Inc CRD 110465 | Zanesville, OH | Wealth Manager · Small ($100M–$1B) | $438M | 302 | 697 | 5 | 06/15/2026 | ☆ |
| 8769 | Arnold Weitz & Co CRD 108026 | Elkhorn, NE | Multi-Family Office · Small ($100M–$1B) | $438M | 34 | 66 | 2 | 02/23/2026 | ☆ |
| 8770 | Schulz Wealth, Ltd. CRD 172194 | Mansfield, TX | Wealth Manager · Small ($100M–$1B) | $438M | 176 | 614 | 3 | 09/09/2026 | ☆ |
| 8771 | 154 Partners Investment Management Llc CRD 333601 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $438M | 4 | 4 | 13 | 07/15/2026 | ☆ |
| 8772 | Cic Partners Management Llc CRD 158019 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $438M | 3 | 3 | 17 | 04/29/2026 | ☆ |
| 8773 | Cayside Partners, Llc CRD 306090 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $438M | 69 | 145 | 4 | 09/24/2026 | ☆ |
| 8774 | Fischer Investment Group, Inc. CRD 110966 | Pittsford, NY | Wealth Manager · Small ($100M–$1B) | $438M | 210 | 210 | 4 | 09/11/2026 | ☆ |
| 8775 | Access Financial Services, Inc. CRD 115361 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $438M | 322 | 812 | 10 | 02/12/2026 | ☆ |
| 8776 | N CRD 129898 | Wealth Manager · Small ($100M–$1B) | $438M | 421 | 1,113 | 7 | 07/17/2025 | ☆ | |
| 8777 | Skylar Capital Management Lp CRD 341413 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $438M | 5 | 5 | 21 | 08/25/2026 | ☆ |
| 8778 | Lloyd Advisory Services, Llc CRD 150582 | Suwanee, GA | Wealth Manager · Small ($100M–$1B) | $438M | 1,262 | 2,779 | 13 | 03/25/2026 | ☆ |
| 8779 | Note Advisors, Llc CRD 171466 | Buffalo, NY | Wealth Manager · Small ($100M–$1B) | $437M | 542 | 1,183 | 11 | 03/30/2026 | ☆ |
| 8780 | Herbert J. Sims Capital Management, Inc. CRD 134510 | Fairfield, CT | Insurance-Affiliated · Small ($100M–$1B) | $437M | 350 | 685 | 30 | 04/27/2026 | ☆ |
| 8781 | Peachtree Wealth Advisors, Inc CRD 139779 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $437M | 503 | 1,359 | 3 | 03/12/2026 | ☆ |
| 8782 | Pfg Investments, Llc CRD 289256 | Jacksonville, OR | Institutional / Pension Advisor · Small ($100M–$1B) | $437M | 474 | 1,984 | 28 | 07/31/2026 | ☆ |
| 8783 | Fogel Capital Management Inc CRD 108212 | Stuart, FL | Wealth Manager · Small ($100M–$1B) | $437M | 263 | 529 | 11 | 03/27/2026 | ☆ |
| 8784 | Ndure Global Llc CRD 327280 | Multi-Family Office · Small ($100M–$1B) | $437M | 23 | 23 | 1 | 03/19/2026 | ☆ | |
| 8785 | August Wealth Advisors Llc CRD 339322 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $437M | 319 | 641 | 8 | 07/06/2026 | ☆ |
| 8786 | Blueprint Investing Llc CRD 151422 | San Francisco, CA | Multi-Family Office · Small ($100M–$1B) | $436M | 42 | 287 | 3 | 07/01/2026 | ☆ |
| 8787 | Westend Capital Management, Llc. CRD 120545 | Sausalito, CA | Insurance-Affiliated · Small ($100M–$1B) | $436M | 331 | 470 | 5 | 03/18/2026 | ☆ |
| 8788 | Financial Asset Management Corp CRD 106643 | Chappaqua, NY | Wealth Manager · Small ($100M–$1B) | $436M | 204 | 846 | 3 | 03/18/2026 | ☆ |
| 8789 | Ravenswood Partners Lp CRD 327106 | Mclean, VA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $436M | 10 | 11 | 5 | 05/14/2026 | ☆ |
| 8790 | Chapel Hill Investment Analysts Inc CRD 109511 | Greensburg, PA | Insurance-Affiliated · Small ($100M–$1B) | $436M | 1,411 | 3,973 | 3 | 03/18/2026 | ☆ |
| 8791 | Muhlenkamp & Co Inc CRD 110787 | Wexford, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $436M | 69 | 69 | 6 | 12/19/2025 | ☆ |
| 8792 | Off Road Capital Management Llc CRD 285344 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $436M | 20 | 20 | 6 | 07/24/2026 | ☆ |
| 8793 | N CRD 335307 | Wealth Manager · Small ($100M–$1B) | $436M | 148 | 593 | 9 | 03/31/2026 | ☆ | |
| 8794 | Pfs Partners, Llc CRD 147872 | Mine Hill, NJ | Wealth Manager · Small ($100M–$1B) | $436M | 528 | 1,374 | 16 | 02/19/2026 | ☆ |
| 8795 | Princeton Capital Management Llc CRD 113926 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $435M | 184 | 390 | 10 | 04/08/2026 | ☆ |
| 8796 | Advisortrust Partners, Llc CRD 304967 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $435M | 184 | 523 | 6 | 05/27/2026 | ☆ |
| 8797 | Fundsmith Partners Us Llc CRD 343726 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $435M | 2 | 2 | 7 | 08/05/2026 | ☆ |
| 8798 | Murphy Middleton Hinkle & Parker, Inc. CRD 107861 | Thomasville, GA | Insurance-Affiliated · Small ($100M–$1B) | $435M | 336 | 1,290 | 4 | 03/10/2026 | ☆ |
| 8799 | Vci Wealth Management Llc CRD 324833 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $435M | 1,686 | 3,837 | 32 | 05/13/2026 | ☆ |
| 8800 | Family Capital Management, Inc. CRD 111230 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $435M | 499 | 1,322 | 10 | 03/04/2026 | ☆ |