Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8801 | Horrell Capital Management, Inc. CRD 115711 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $435M | 81 | 144 | 1 | 03/03/2026 | ☆ |
| 8802 | Brandon Financial Planning, Inc. CRD 110267 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $435M | 252 | 947 | 5 | 03/18/2026 | ☆ |
| 8803 | N CRD 111595 | Wealth Manager · Small ($100M–$1B) | $435M | 259 | 262 | 6 | 03/10/2025 | ☆ | |
| 8804 | Seven Fleet Capital Management Lp CRD 335203 | Private Fund Manager · Small ($100M–$1B) | $435M | 4 | 4 | 4 | 07/06/2026 | ☆ | |
| 8805 | Carmel Capital Partners, Llc CRD 123907 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $434M | 263 | 782 | 9 | 03/27/2026 | ☆ |
| 8806 | Comprehensive Financial Planning, Inc. CRD 110937 | East Petersburg, PA | Insurance-Affiliated · Small ($100M–$1B) | $434M | 592 | 592 | 6 | 05/19/2026 | ☆ |
| 8807 | Mutual Of America Life Insurance Company CRD 15356 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $434M | 21 | 21 | 734 | 03/31/2026 | ☆ |
| 8808 | N CRD 169423 | Wealth Manager · Small ($100M–$1B) | $434M | 628 | 1,604 | 8 | 03/07/2025 | ☆ | |
| 8809 | Spark Investment Management Llc CRD 160815 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $434M | 3 | 3 | 21 | 03/30/2026 | ☆ |
| 8810 | Sestante Wealth Management, Llc CRD 335152 | Coronado, CA | Multi-Family Office · Small ($100M–$1B) | $434M | 16 | 16 | 4 | 08/19/2026 | ☆ |
| 8811 | Plan A Wealth, Llc CRD 287860 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $434M | 658 | 2,203 | 13 | 03/10/2026 | ☆ |
| 8812 | Align Financial, Llc CRD 309238 | Hermantown, MN | Wealth Manager · Small ($100M–$1B) | $434M | 188 | 753 | 5 | 09/23/2026 | ☆ |
| 8813 | L1 Capital Global Inc. CRD 310223 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $434M | 2 | 2 | 3 | 03/26/2026 | ☆ |
| 8814 | Santori & Peters, Inc. CRD 105978 | Canonsburg, PA | Wealth Manager · Small ($100M–$1B) | $433M | 199 | 679 | 5 | 03/17/2026 | ☆ |
| 8815 | Waypoint Wealth Counsel Llc CRD 171822 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $433M | 176 | 532 | 4 | 08/04/2026 | ☆ |
| 8816 | Neostellar Advisors Llc CRD 343216 | New York, NY | Investment Adviser · Small ($100M–$1B) | $433M | 1 | 1 | 9 | 06/18/2026 | ☆ |
| 8817 | Greenbridge Partners Llc CRD 304445 | Lakeland, FL | Wealth Manager · Small ($100M–$1B) | $433M | 648 | 733 | 1 | 03/10/2026 | ☆ |
| 8818 | Alphacentric Advisors Llc CRD 170679 | San Juan, PR | Mutual Fund / Asset Manager · Small ($100M–$1B) | $433M | 6 | 6 | 11 | 06/02/2026 | ☆ |
| 8819 | Bgv Vc Management Llc CRD 298473 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $433M | 12 | 12 | 15 | 03/31/2026 | ☆ |
| 8820 | Regents Park Funds, Llc CRD 284684 | Irvine, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $433M | 5 | 5 | 7 | 03/20/2026 | ☆ |
| 8821 | Faction Ventures, Llc CRD 318821 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $433M | 5 | 5 | 8 | 03/17/2026 | ☆ |
| 8822 | Cotulla Holdings Llc CRD 330008 | Private Fund Manager · Small ($100M–$1B) | $433M | 1 | 1 | 2 | 06/26/2026 | ☆ | |
| 8823 | Lisanti Capital Growth Llc CRD 130023 | New York, NY | Investment Adviser · Small ($100M–$1B) | $432M | 18 | 20 | 4 | 07/17/2026 | ☆ |
| 8824 | Engaged Capital, Llc CRD 161251 | Newport Beach, CA | Private Fund Manager · Small ($100M–$1B) | $432M | 8 | 8 | 11 | 02/18/2026 | ☆ |
| 8825 | Third North Capital Lp CRD 285348 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $432M | 4 | 4 | 5 | 03/30/2026 | ☆ |
| 8826 | Tred Avon Family Wealth, Llc CRD 174115 | Easton, MD | Wealth Manager · Small ($100M–$1B) | $432M | 347 | 347 | 3 | 08/25/2026 | ☆ |
| 8827 | Heitman International Hk Limited CRD 170550 | Central Hong Kong | Private Fund Manager · Small ($100M–$1B) | $432M | 16 | 11 | 123 | 04/01/2026 | ☆ |
| 8828 | Argentarii, Llc CRD 332112 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $432M | 125 | 479 | 10 | 09/20/2026 | ☆ |
| 8829 | Fsb Premier Wealth Management, Inc. CRD 15898 | Waterloo, IA | Insurance-Affiliated · Small ($100M–$1B) | $432M | 934 | 2,130 | 12 | 03/27/2026 | ☆ |
| 8830 | Mrwm Advisors, Llc CRD 288944 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $432M | 349 | 1,068 | 5 | 03/09/2026 | ☆ |
| 8831 | Tricord Advisors, Inc. CRD 155749 | Riverside, CA | Insurance-Affiliated · Small ($100M–$1B) | $432M | 552 | 1,377 | 5 | 03/30/2026 | ☆ |
| 8832 | Intermarket Corporation CRD 161833 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $432M | 3 | 3 | 8 | 03/30/2026 | ☆ |
| 8833 | Foreword Capital, Lp CRD 332205 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $431M | 3 | 3 | 9 | 09/18/2026 | ☆ |
| 8834 | Nbz Investment Advisors, Llc CRD 123902 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $431M | 199 | 529 | 7 | 03/25/2026 | ☆ |
| 8835 | Etf Portfolio Partners, Inc. CRD 128366 | Leawood, KS | Wealth Manager · Small ($100M–$1B) | $431M | 443 | 429 | 8 | 01/23/2026 | ☆ |
| 8836 | Prospect Financial Services Llc CRD 314154 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $431M | 613 | 1,156 | 12 | 03/09/2026 | ☆ |
| 8837 | Mwm Group Llc CRD 164123 | Cedarhurst, NY | Wealth Manager · Small ($100M–$1B) | $431M | 364 | 971 | 4 | 05/22/2026 | ☆ |
| 8838 | Republic Capital Adviser Llc CRD 316437 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $431M | 102 | 102 | 6 | 06/22/2026 | ☆ |
| 8839 | Causey Public Finance Llc CRD 332123 | Investment Adviser · Small ($100M–$1B) | $431M | 17 | 65 | 16 | 03/25/2026 | ☆ | |
| 8840 | Cutler Capital Management Llc CRD 107463 | Worcester, MA | Wealth Manager · Small ($100M–$1B) | $431M | 146 | 348 | 9 | 03/25/2026 | ☆ |
| 8841 | Steadmont Advisors, Llc CRD 328882 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $431M | 339 | 1,249 | 5 | 08/13/2026 | ☆ |
| 8842 | Arrowroot Family Office, Llc CRD 168744 | Marina Del Rey, CA | Multi-Family Office · Small ($100M–$1B) | $431M | 1,415 | 1,416 | 18 | 03/30/2026 | ☆ |
| 8843 | White Pine Capital Llc CRD 108417 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $431M | 84 | 353 | 7 | 03/31/2026 | ☆ |
| 8844 | Swmg, Llc CRD 166688 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $430M | 429 | 1,652 | 19 | 08/20/2026 | ☆ |
| 8845 | Castle Wealth Management Llc CRD 118364 | Boynton Beach, FL | Wealth Manager · Small ($100M–$1B) | $430M | 251 | 917 | 3 | 07/15/2026 | ☆ |
| 8846 | N CRD 313332 | Wealth Manager · Small ($100M–$1B) | $430M | 325 | 995 | 2 | 03/14/2025 | ☆ | |
| 8847 | Diker Management Llc CRD 119786 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $430M | 18 | 18 | 7 | 09/25/2026 | ☆ |
| 8848 | N CRD 160192 | Wealth Manager · Small ($100M–$1B) | $430M | 291 | 767 | 4 | 08/19/2025 | ☆ | |
| 8849 | Socha Financial Group, Llc CRD 299263 | Corning, NY | Wealth Manager · Small ($100M–$1B) | $430M | 734 | 1,526 | 6 | 03/31/2026 | ☆ |
| 8850 | Power Wealth Management Llc CRD 315101 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $430M | 253 | 718 | 10 | 09/14/2026 | ☆ |