Access Financial Services, Inc.
- Regulatory AUM
- $438M
- Discretionary
- $438M
- Clients
- 322
- Avg AUM / client
- $1.4M
- Accounts
- 812
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Feb 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 176 | $62.0M | 14.2% |
| High net worth individuals | 142 | $369M | 84.3% |
| Corporations and other businesses | 4 | $6.8M | 1.55% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Edward Kairies | Founder | Chartered Financial Consultant | Jun 1990 (36y) | 25% – 50% |
| Brant Terrance Kairies | President, Chief Investment Officer And Chief Compliance Officer | Aug 2001 (25y) | 25% – 50% | |
| Gavic, Angella, Jeanne | Vice President, Operations | Jan 2006 (21y) | 10% – 25% | |
| Kathryn Lorraine Noel | Investment Advisor Representative | CFP | Jan 2008 (19y) | 10% – 25% |
| Edstrom, Erik, Robert | Co Owner | Jan 2012 (15y) | 5% – 10% | |
| Matthew Rich | Registered representative | CFP | Sep 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/12/2026 | 906 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $435M (99% of AUM) Feb 2026
- Tiaa Cref Investment Management Llc $2.6M (1% of AUM) Feb 2022
- Fidelity Brokerage Services $2.5M (1% of AUM) Feb 2026
- Securian Financial Services, Inc. $2.3M (1% of AUM) Jun 2020
- Tiaa Cref Individual & Institutional Services, Llc $636K (0% of AUM) Feb 2026
- Fmr Llc $575K (0% of AUM) Feb 2022
- Tiaa $565K (0% of AUM) Jun 2020
- Sanwa Securities (Usa) Co., L.P. $540K (0% of AUM) Aug 2019
- Fidelity Investments $312K (0% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 12, 2026.
View current Form ADV (SEC/IAPD) ↗