Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7951 | Compass Financial Advisory Services, Llc CRD 316843 | Ormond Beach, FL | Wealth Manager · Small ($100M–$1B) | $527M | 1,031 | 1,031 | 11 | 08/12/2026 | ☆ |
| 7952 | Ariston Services Group, Llc CRD 146255 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $527M | 70 | 220 | 5 | 03/19/2026 | ☆ |
| 7953 | Compass Group Investments Solutions Llc CRD 305680 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $527M | 148 | 148 | 17 | 03/31/2026 | ☆ |
| 7954 | N CRD 111647 | Wealth Manager · Small ($100M–$1B) | $527M | 369 | 875 | 13 | 04/24/2025 | ☆ | |
| 7955 | Northern Capital Management, Inc. CRD 111379 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $527M | 732 | 1,855 | 11 | 03/12/2026 | ☆ |
| 7956 | Retirement Wellness Group Llc CRD 297255 | Pasadena, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $527M | 83 | 83 | 2 | 03/24/2026 | ☆ |
| 7957 | Constellation Investimentos E Participações Ltda CRD 157140 | Sao Paulo | Private Fund Manager · Small ($100M–$1B) | $526M | 40 | 40 | 24 | 03/31/2026 | ☆ |
| 7958 | Aurdan Capital Management, Llc CRD 330304 | Wayne, PA | Wealth Manager · Small ($100M–$1B) | $526M | 423 | 423 | 7 | 03/30/2026 | ☆ |
| 7959 | One Bow River Advisers, Llc. CRD 333311 | Colorado Springs, CO | Private Fund Manager · Small ($100M–$1B) | $526M | 1 | 1 | 34 | 06/17/2026 | ☆ |
| 7960 | Graybill Wealth Management, Ltd. CRD 112046 | Elmhurst, IL | Wealth Manager · Small ($100M–$1B) | $526M | 269 | 650 | 5 | 03/10/2026 | ☆ |
| 7961 | Gold Investment Management Ltd. CRD 152056 | Edmonton | Wealth Manager · Small ($100M–$1B) | $526M | 965 | 2,890 | 7 | 03/13/2026 | ☆ |
| 7962 | N CRD 128473 | Wealth Manager · Small ($100M–$1B) | $526M | 129 | 336 | 8 | 09/11/2025 | ☆ | |
| 7963 | Macquarie Asset Management Credit Advisers Us, Llc CRD 284788 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $526M | 8 | 8 | 166 | 07/26/2026 | ☆ |
| 7964 | Bostonpremier Wealth, Llc CRD 282268 | Hingham, MA | Insurance-Affiliated · Small ($100M–$1B) | $525M | 754 | 1,604 | 8 | 04/09/2026 | ☆ |
| 7965 | Core Planning, Llc CRD 154660 | Ofallon, MO | Wealth Manager · Small ($100M–$1B) | $525M | 867 | 1,005 | 65 | 09/15/2026 | ☆ |
| 7966 | 5 Th Street Advisors, Llc CRD 140165 | Southport, CT | Wealth Manager · Small ($100M–$1B) | $524M | 222 | 688 | 7 | 09/17/2026 | ☆ |
| 7967 | Essential Planning, Llc CRD 106651 | Portsmouth, NH | Wealth Manager · Small ($100M–$1B) | $524M | 573 | 2,207 | 11 | 03/23/2026 | ☆ |
| 7968 | Reify Wealth Advisors, Inc. CRD 121978 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $524M | 247 | 877 | 15 | 03/19/2026 | ☆ |
| 7969 | Mowery & Schoenfeld Wealth Management, Llc CRD 118366 | Lincolnshire, IL | Wealth Manager · Small ($100M–$1B) | $524M | 180 | 799 | 10 | 01/16/2026 | ☆ |
| 7970 | Denver Pwm, Llc CRD 171139 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $524M | 221 | 759 | 6 | 09/16/2026 | ☆ |
| 7971 | Pathway Financial Advisers, Llc CRD 166237 | Auburn, IN | Wealth Manager · Small ($100M–$1B) | $524M | 822 | 1,832 | 8 | 03/11/2026 | ☆ |
| 7972 | Sst Benefits Consulting & Insurance Services, Llc CRD 288129 | Aliso Viejo, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $524M | 5 | 7 | 3 | 03/25/2026 | ☆ |
| 7973 | Conifer Investments Ltd CRD 106159 | West Hartford, CT | Multi-Family Office · Small ($100M–$1B) | $524M | 41 | 83 | 3 | 03/31/2026 | ☆ |
| 7974 | Dlk Investment Management CRD 149096 | Solana Beach, CA | Wealth Manager · Small ($100M–$1B) | $524M | 467 | 1,208 | 5 | 03/30/2026 | ☆ |
| 7975 | Convergence Investment Partners, Llc CRD 148472 | Palm Beach Gardens, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $524M | 441 | 447 | 5 | 03/23/2026 | ☆ |
| 7976 | Financial Gravity Asset Management, Inc. CRD 144008 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $523M | 1,518 | 2,610 | 5 | 12/23/2025 | ☆ |
| 7977 | Churchill Financial Advisors, Llc CRD 333071 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $523M | 108 | 279 | 5 | 03/19/2026 | ☆ |
| 7978 | Evergreen Advisors, Llc CRD 149861 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $523M | 494 | 1,440 | 6 | 03/31/2026 | ☆ |
| 7979 | Fort Point Capital, Llc CRD 164067 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $523M | 5 | 5 | 18 | 03/24/2026 | ☆ |
| 7980 | Park Edge Advisors, Llc CRD 317521 | Cleveland, OH | Wealth Manager · Small ($100M–$1B) | $523M | 330 | 900 | 8 | 05/27/2026 | ☆ |
| 7981 | Delta Wealth Management CRD 111368 | Wealth Manager · Small ($100M–$1B) | $522M | 41 | 188 | 2 | 03/03/2026 | ☆ | |
| 7982 | Sherborne Investors Management Lp CRD 160178 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $522M | 4 | 4 | 4 | 03/27/2026 | ☆ |
| 7983 | Voya Investment Management (Uk) Limited CRD 319170 | London | Mutual Fund / Asset Manager · Small ($100M–$1B) | $522M | 4 | 4 | 10 | 03/24/2026 | ☆ |
| 7984 | Mclaughlin Ryder Investments, Inc. CRD 147529 | Alexandria, VA | Insurance-Affiliated · Small ($100M–$1B) | $522M | 503 | 785 | 3 | 03/04/2026 | ☆ |
| 7985 | Dg Capital Management, Llc CRD 157258 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $522M | 12 | 13 | 11 | 05/04/2026 | ☆ |
| 7986 | Leading Edge Financial Planning Llc CRD 277149 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $522M | 302 | 1,678 | 15 | 09/02/2026 | ☆ |
| 7987 | Verso Partners Lp CRD 318319 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $522M | 3 | 3 | 6 | 02/26/2026 | ☆ |
| 7988 | N CRD 297816 | Private Fund Manager · Small ($100M–$1B) | $521M | 4 | 4 | 6 | 03/17/2025 | ☆ | |
| 7989 | Reflow Services, Llc CRD 158301 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $521M | 1 | 1 | 6 | 06/11/2026 | ☆ |
| 7990 | Andrew Garrett, Inc. CRD 29931 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $521M | 1,122 | 1,122 | 14 | 04/15/2026 | ☆ |
| 7991 | Trinity Legacy Partners, Llc CRD 159179 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $521M | 360 | 904 | 7 | 03/27/2026 | ☆ |
| 7992 | 5 Th Century Partners Lp CRD 313522 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $521M | 5 | 5 | 14 | 07/30/2026 | ☆ |
| 7993 | Disciplined Equity Management, Inc. CRD 129436 | Neptune Beach, FL | Wealth Manager · Small ($100M–$1B) | $521M | 231 | 819 | 4 | 02/11/2026 | ☆ |
| 7994 | Kingdom Financial Group, Llc CRD 155676 | Peoria, AZ | Wealth Manager · Small ($100M–$1B) | $521M | 1,810 | 3,554 | 51 | 03/27/2026 | ☆ |
| 7995 | 3000 Management, Inc. CRD 121168 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $521M | 7 | 7 | 9 | 03/20/2026 | ☆ |
| 7996 | Fiduciary Advisors, Llc CRD 104189 | Cottonwood Heights, UT | Institutional / Pension Advisor · Small ($100M–$1B) | $520M | 56 | 56 | 2 | 08/11/2026 | ☆ |
| 7997 | N CRD 311678 | Investment Adviser · Small ($100M–$1B) | $520M | 1 | 10 | 06/27/2025 | ☆ | ||
| 7998 | Grounded Capital, Llc CRD 323354 | Mill Valley, CA | Investment Adviser · Small ($100M–$1B) | $520M | 36 | 36 | 13 | 05/26/2026 | ☆ |
| 7999 | Zuraw Financial Advisors, Llc CRD 173129 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $520M | 165 | 756 | 3 | 02/23/2026 | ☆ |
| 8000 | Uncommon Cents Investing, Inc CRD 290105 | Janesville, WI | Insurance-Affiliated · Small ($100M–$1B) | $520M | 589 | 1,121 | 3 | 08/25/2026 | ☆ |