Kingdom Financial Group, Llc
- Regulatory AUM
- $521M
- Discretionary
- $521M
- Clients
- 1,810
- Avg AUM / client
- $288K
- Accounts
- 3,554
- Employees
- 51
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,713 | $391M | 75.0% |
| High net worth individuals | 72 | $122M | 23.5% |
| Pension and profit sharing plans | 20 | $6.5M | 1.25% |
| Corporations and other businesses | 5 | $1.4M | 0.27% |
People (19)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steven David Fullerton | Member & President | Nov 2010 (16y) | 50% – 75% | |
| Stephanie Elaine Fullerton | Member | Sep 2018 (8y) | 50% – 75% | |
| Joshua Paul Becker | Chief Operating Officer | Mar 2023 (3y) | Less than 5% | |
| Pohl, Brett, William | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Zachary Ryan Tobey | Registered representative | Feb 2022 (4y) | ||
| Dallas Allen Fox | Registered representative | Mar 2023 (3y) | ||
| Tyler Price | Registered representative | Jun 2023 (3y) | ||
| Leslie Ann Winchester | Registered representative | Apr 2024 (2y) | ||
| Matthew F Zuccaro | Registered representative | CFP | Apr 2024 (2y) | |
| Matthew Austin Tobey | Registered representative | Jan 2025 (2y) | ||
| Trinity Rain Grace | Registered representative | Jun 2025 (1y) | ||
| Joshua Ryan Ronald Hollis | Registered representative | Nov 2025 (1y) | ||
| Chase Alexander Barrett | Registered representative | CFP | Dec 2025 (1y) | |
| Jacob Michael Adams | Registered representative | Jan 2026 (1y) | ||
| Lucas David Graybill | Registered representative | Jan 2026 (1y) | ||
| Allen Paul Braunbeck | Registered representative | Mar 2026 (0y) | ||
| Nurjemal Adams | Registered representative | Apr 2026 (0y) | ||
| Jessie J Tranchina Satterfield | Registered representative | Apr 2026 (0y) | ||
| Brian Harris Kendrick | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fullerton Financial Holdings, Llc | Owner | Mar 2023 | A | 75% or more |
| Fullerton Financial Legacyco, Llc | Owner | Mar 2023 | B | ≈ 37.5% – 75% via Fullerton Financial Holdings, Llc |
Estimated effective ownership (look-through of filed bands):
- Fullerton Financial Legacyco, Llc: 50% – 75% of Fullerton Financial Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: KINGDOM FINANCIAL HAD 3 INVESTMENT ADVISER REPRESENTATIVES (IAR'S), THAT WERE FORMALLY LICENSED AS IAR'S PRIOR TO JOINING KINGDOM FINANCIAL, PERFORMED INVESTMENT ADVISORY SERVICES WHILE THEIR IAR APPLICATION FOR KINGDOM FINANCIAL WAS PENDING. Status: Final Sanction Detail: FINED $3,000. PAID ON JUNE 20, 2024. Summary: ON JUNE 20, 2024, WHILE NEITHER ADMITTING OR DENYING THE FINDINGS OF FACT AND CONCLUSIONS OF LAW, KINGDOM FINANCIAL ENTERED INTO A CONSENT ORDER WITH THE SECURITIES DIVISION OF THE ARIZONA CORPORATION COMMISSION SETTLING AN ADMINISTRATIVE ACTION . IN THIS MATTER, THE ARIZONA CORPORATION COMMISSION FOUND THAT KINGDOM FINANCIAL VIOLATED A.R.S. § 44-3201(A)(6). IN PARTICULAR, THE ARIZONA CORPORATION COMMISSION FOUND THAT KINGDOM FINANCIAL HAD 3 INVESTMENT ADVISER REPRESENTATIVES (IAR'S), THAT WERE FORMALLY LICENSED AS IAR'S PRIOR TO JOINING KINGDOM FINANCIAL, PERFORMED INVESTMENT ADVISORY SERVICES WHILE THEIR IAR APPLICATION FOR KINGDOM FINANCIAL WAS PENDING. KINGDOM FINANCIAL CONSENTED TO CEASE AND DESIST FROM COMMITTING OR CAUSING FUTURE VIOLATIONS, TO AN ADMINISTRATIVE PENALTY OF $3,000.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $514M (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗