Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8001 | Dean, Jacobson Financial Services, Llc CRD 115879 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $519M | 564 | 917 | 8 | 03/23/2026 | ☆ |
| 8002 | Savano Direct Capital Partners, Llc CRD 174066 | Baltimore, MD | Private Fund Manager · Small ($100M–$1B) | $519M | 9 | 9 | 10 | 03/26/2026 | ☆ |
| 8003 | N CRD 109280 | Wealth Manager · Small ($100M–$1B) | $519M | 251 | 956 | 4 | 03/06/2025 | ☆ | |
| 8004 | Broadoak Asset Management, Llc CRD 148901 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $519M | 9 | 9 | 10 | 08/31/2026 | ☆ |
| 8005 | Northstar Financial Companies, Inc. CRD 119396 | Conshohocken, PA | Wealth Manager · Small ($100M–$1B) | $519M | 507 | 1,338 | 10 | 03/24/2026 | ☆ |
| 8006 | Matson Financial Advisors, Inc. CRD 122480 | Danbury, CT | Insurance-Affiliated · Small ($100M–$1B) | $519M | 232 | 822 | 9 | 03/23/2026 | ☆ |
| 8007 | Summit House Capital Management, Llc CRD 306823 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $519M | 4 | 6 | 9 | 09/15/2026 | ☆ |
| 8008 | Council Capital Funds Management, Llc CRD 174036 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $519M | 7 | 7 | 18 | 03/27/2026 | ☆ |
| 8009 | Bicycle Management Company, L.P. CRD 328090 | Coconut Grove, FL | Private Fund Manager · Small ($100M–$1B) | $518M | 1 | 1 | 10 | 03/25/2026 | ☆ |
| 8010 | Boardman Bay Capital Management Llc CRD 164577 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $518M | 15 | 15 | 3 | 03/31/2026 | ☆ |
| 8011 | Independent Wealth Network, Inc. CRD 286262 | Urbandale, IA | Insurance-Affiliated · Small ($100M–$1B) | $518M | 1,460 | 2,881 | 37 | 03/30/2026 | ☆ |
| 8012 | N CRD 105369 | Wealth Manager · Small ($100M–$1B) | $518M | 454 | 454 | 10 | 03/28/2025 | ☆ | |
| 8013 | Hudson Hill Capital Management, Llc CRD 316815 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $518M | 5 | 5 | 6 | 03/31/2026 | ☆ |
| 8014 | Quantech Solution Partners North America Inc. CRD 315603 | Ny, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $518M | 3 | 4 | 2 | 03/30/2026 | ☆ |
| 8015 | Parkshore Wealth Management CRD 148052 | Granite Bay, CA | Wealth Manager · Small ($100M–$1B) | $518M | 528 | 1,611 | 10 | 06/11/2026 | ☆ |
| 8016 | Seldon Capital Lp CRD 300755 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $518M | 3 | 6 | 7 | 03/27/2026 | ☆ |
| 8017 | Altium Investment Strategies Llc CRD 333950 | Wesley Chapel, FL | Investment Adviser · Small ($100M–$1B) | $518M | 2 | 2 | 8 | 03/30/2026 | ☆ |
| 8018 | Bgm Wealth Partners, Llc CRD 110483 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $517M | 213 | 889 | 8 | 01/19/2026 | ☆ |
| 8019 | Jordan/Zalaznick Advisers, Inc. CRD 160932 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $517M | 8 | 8 | 25 | 03/26/2026 | ☆ |
| 8020 | Alliance Wealth Management Group, Llc CRD 169573 | Flemington, NJ | Wealth Manager · Small ($100M–$1B) | $517M | 447 | 1,211 | 13 | 02/19/2026 | ☆ |
| 8021 | Fiat Wealth Management Llc CRD 318201 | Wayzata, MN | Wealth Manager · Small ($100M–$1B) | $517M | 647 | 2,257 | 18 | 07/14/2026 | ☆ |
| 8022 | Nest Egg Etfs, Llc CRD 332971 | Downey, CA | Investment Adviser · Small ($100M–$1B) | $517M | 4 | 3,033 | 3 | 03/23/2026 | ☆ |
| 8023 | Chelsea Counsel Company CRD 110399 | Woodland Hills, CA | Investment Adviser · Small ($100M–$1B) | $517M | 95 | 212 | 7 | 06/17/2026 | ☆ |
| 8024 | Sowa Financial Group Inc CRD 107646 | Lincoln, RI | Wealth Manager · Small ($100M–$1B) | $517M | 572 | 1,400 | 8 | 02/12/2026 | ☆ |
| 8025 | Gifford Fong Associates CRD 142917 | Lafayette, CA | Investment Adviser · Small ($100M–$1B) | $517M | 1 | 1 | 10 | 03/06/2026 | ☆ |
| 8026 | Medallion Wealth Advisors, Llc CRD 156064 | Farmington, CT | Insurance-Affiliated · Small ($100M–$1B) | $517M | 2,484 | 2,484 | 7 | 03/31/2026 | ☆ |
| 8027 | Crg Fund Manager, Llc CRD 311944 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $517M | 5 | 5 | 3 | 04/30/2026 | ☆ |
| 8028 | Y CRD 284807 | Wealth Manager · Small ($100M–$1B) | $517M | 225 | 1,201 | 8 | 01/10/2025 | ☆ | |
| 8029 | Millennia Global Investors Llc CRD 322761 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $516M | 22 | 22 | 6 | 05/20/2026 | ☆ |
| 8030 | 801 West Capital Management, Llc CRD 168417 | Lake Oswego, OR | Private Fund Manager · Small ($100M–$1B) | $516M | 6 | 6 | 4 | 03/30/2026 | ☆ |
| 8031 | Prudent Investors Network, Inc. CRD 127284 | Lake Forest, CA | Wealth Manager · Small ($100M–$1B) | $516M | 670 | 670 | 8 | 04/30/2026 | ☆ |
| 8032 | Cid Capital Ii, Inc. CRD 160776 | Carmel, IN | Private Fund Manager · Small ($100M–$1B) | $516M | 5 | 5 | 12 | 03/17/2026 | ☆ |
| 8033 | Steamboat Capital Partners, Llc CRD 173141 | Private Fund Manager · Small ($100M–$1B) | $516M | 7 | 6 | 4 | 04/28/2026 | ☆ | |
| 8034 | Orion Investment Co CRD 110867 | St Louis, MO | Wealth Manager · Small ($100M–$1B) | $515M | 673 | 674 | 6 | 06/25/2026 | ☆ |
| 8035 | Financial Network Wealth Advisors Llc CRD 318842 | Murray, UT | Wealth Manager · Small ($100M–$1B) | $515M | 1,828 | 1,828 | 6 | 03/27/2026 | ☆ |
| 8036 | The Main Street Group, Ltd CRD 175502 | Glen Allen, VA | Wealth Manager · Small ($100M–$1B) | $515M | 765 | 2,488 | 13 | 09/14/2026 | ☆ |
| 8037 | Twenty First Tailored Solutions, Inc. CRD 158381 | Investment Adviser · Small ($100M–$1B) | $515M | 55 | 55 | 1 | 01/30/2026 | ☆ | |
| 8038 | Prism Advisors, Inc. CRD 286474 | Studio City, CA | Wealth Manager · Small ($100M–$1B) | $515M | 242 | 720 | 5 | 03/12/2026 | ☆ |
| 8039 | Wealthspring Capital Llc CRD 301040 | West Harrison, NY | Investment Adviser · Small ($100M–$1B) | $515M | 125 | 134 | 5 | 08/18/2026 | ☆ |
| 8040 | Mattson Financial Services, Llc CRD 153067 | Kentwood, MI | Wealth Manager · Small ($100M–$1B) | $515M | 1,127 | 3,211 | 22 | 06/16/2026 | ☆ |
| 8041 | Taiko Private Wealth CRD 329909 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $515M | 55 | 58 | 3 | 05/06/2026 | ☆ |
| 8042 | Haven Wealth Group Llc CRD 148099 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $515M | 348 | 819 | 11 | 02/18/2026 | ☆ |
| 8043 | Gavilan Investment Partners Llc CRD 311134 | Burlingame, CA | Investment Adviser · Small ($100M–$1B) | $515M | 2 | 2 | 2 | 05/12/2026 | ☆ |
| 8044 | N CRD 311415 | Wealth Manager · Small ($100M–$1B) | $514M | 924 | 2,062 | 7 | 01/08/2026 | ☆ | |
| 8045 | James T. Borello & Co. CRD 16860 | East Dundee, IL | Insurance-Affiliated · Small ($100M–$1B) | $514M | 700 | 700 | 4 | 10/21/2025 | ☆ |
| 8046 | Searcy Financial Services, Inc. CRD 105807 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $514M | 193 | 1,874 | 9 | 09/15/2026 | ☆ |
| 8047 | Uhler Vertich White Advisors, Llc CRD 130716 | Fort Myers, FL | Wealth Manager · Small ($100M–$1B) | $514M | 424 | 1,002 | 11 | 04/01/2026 | ☆ |
| 8048 | Wiser Wealth Management, Inc CRD 125282 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $514M | 528 | 1,491 | 11 | 06/22/2026 | ☆ |
| 8049 | Tower Bay Asset Management Lp CRD 317104 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $514M | 8 | 8 | 10 | 03/23/2026 | ☆ |
| 8050 | Serenity Investment Advisors Llc CRD 307924 | Chicago, IL | Institutional / Pension Advisor · Small ($100M–$1B) | $514M | 434 | 1,109 | 7 | 05/22/2026 | ☆ |