AUMdb
SB

Sst Benefits Consulting & Insurance Services, Llc

SEC-registered Institutional / Pension Advisor · Small ($100M–$1B) CRD 288129 · SEC file 801-110377 · Aliso Viejo, CA
☆ Save with Pro ADV data as of Mar 25, 2026
Regulatory AUM
$524M
Discretionary
$0
Clients
5
Avg AUM / client
$105M
Accounts
7
Employees
3

AUM over time

$280M $6.4B
Dec 2016 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 25, 2026

Who they serve

Client typeClientsAUM% of AUM
Pension and profit sharing plans 5 $524M 100.0%

People (7)

NameRole / titleCredentialsWith firm sinceOwnership
Schneider, Brett, Ronald Director Jan 2009 (18y) Less than 5%
O'malley, Edward, George Director Feb 2015 (12y) Less than 5%
Tugaw, William, Jerald Principal Sep 2016 (10y) Less than 5%
Moo, Veronica, Ei Chun Director Jul 2017 (9y) Less than 5%
Dowling, Hannah, Rose Assistant Vice President May 2023 (3y) Less than 5%
Joel Barry Shapiro President May 2023 (3y) Less than 5%
Yu, Brian, J Chief Compliance Officer Jun 2023 (3y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Nfp Retirement, Inc. Shareholder Sep 2016 A 75% or more
Nfp Intermediate Holdings B. Corp Owner Jul 2013 B ≈ 56.25% – 100% via Nfp Retirement, Inc.
Randolph Acquisition Corp. Owner Apr 2024 B ≈ 42.19% – 100% via Nfp Intermediate Holdings B. Corp
Randolph Finance Unlimited Company Owner Apr 2024 B ≈ 31.64% – 100% via Randolph Acquisition Corp.
Aon, Plc Owner Jun 2014 B ≈ 23.73% – 100% via Randolph Finance Unlimited Company

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Nfp Intermediate Holdings B. Corp: 75% – 100% of Nfp Retirement, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
  • Randolph Acquisition Corp.: 75% – 100% of Nfp Intermediate Holdings B. Corp × 75% – 100% of Nfp Retirement, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
  • Randolph Finance Unlimited Company: 75% – 100% of Randolph Acquisition Corp. × 75% – 100% of Nfp Intermediate Holdings B. Corp × 75% – 100% of Nfp Retirement, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
  • Aon, Plc: 75% – 100% of Randolph Finance Unlimited Company × 75% – 100% of Randolph Acquisition Corp. × 75% – 100% of Nfp Intermediate Holdings B. Corp × 75% – 100% of Nfp Retirement, Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/25/2026 1.43 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Hourly charges
  • Fixed fees

Services

  • Pension consulting services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.

View current Form ADV (SEC/IAPD) ↗