Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7351 | Arcapita Investment Management Us Inc. CRD 168148 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $607M | 8 | 8 | 8 | 05/04/2026 | ☆ |
| 7352 | Drake & Associates, Llc CRD 154854 | Waukesha, WI | Wealth Manager · Small ($100M–$1B) | $607M | 3,401 | 3,401 | 36 | 07/06/2026 | ☆ |
| 7353 | N CRD 312989 | Wealth Manager · Small ($100M–$1B) | $607M | 2,368 | 4,606 | 30 | 03/28/2025 | ☆ | |
| 7354 | The Enterprise Investment Company CRD 116889 | Farmington Hills, MI | Wealth Manager · Small ($100M–$1B) | $607M | 841 | 1,106 | 7 | 04/29/2026 | ☆ |
| 7355 | Drexel Morgan & Co. CRD 151053 | Radnor, PA | Multi-Family Office · Small ($100M–$1B) | $607M | 12 | 22 | 4 | 08/06/2026 | ☆ |
| 7356 | N CRD 136988 | Investment Adviser · Small ($100M–$1B) | $607M | 7 | 11 | 5 | 03/24/2025 | ☆ | |
| 7357 | Trinity Investors Fund Advisors, Llc CRD 314603 | Southlake, TX | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $607M | 56 | 56 | 4 | 05/20/2026 | ☆ |
| 7358 | Shah Wealth Advisors, Llc CRD 340644 | Chino Hills, CA | Wealth Manager · Small ($100M–$1B) | $606M | 142 | 857 | 7 | 07/31/2026 | ☆ |
| 7359 | Cogentblue Wealth Advisors, Llc CRD 312899 | Knoxville, TN | Insurance-Affiliated · Small ($100M–$1B) | $606M | 118 | 418 | 5 | 09/10/2026 | ☆ |
| 7360 | Caldwell Sutter Capital, Inc. CRD 10489 | Sausalito, CA | Insurance-Affiliated · Small ($100M–$1B) | $606M | 546 | 1,249 | 17 | 04/17/2026 | ☆ |
| 7361 | Prostatis Group Llc CRD 132662 | Hanover, MD | Wealth Manager · Small ($100M–$1B) | $605M | 1,568 | 3,806 | 27 | 04/30/2026 | ☆ |
| 7362 | Tlwm, Llc CRD 158305 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $605M | 1,262 | 2,173 | 11 | 03/24/2026 | ☆ |
| 7363 | Mfa Wealth Advisors, Llc CRD 171984 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $605M | 801 | 2,033 | 13 | 08/06/2026 | ☆ |
| 7364 | Kah Capital Management, Llc CRD 298287 | Mclean, VA | Private Fund Manager · Small ($100M–$1B) | $605M | 6 | 6 | 8 | 03/30/2026 | ☆ |
| 7365 | Eagle Health Investments Lp CRD 309210 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $605M | 3 | 3 | 9 | 03/28/2026 | ☆ |
| 7366 | Atlas Brown, Inc. CRD 133408 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $605M | 451 | 1,194 | 9 | 03/27/2026 | ☆ |
| 7367 | Fairvoy Private Wealth, Llc CRD 329636 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $605M | 467 | 1,269 | 8 | 09/15/2026 | ☆ |
| 7368 | Destiny Family Office, Llc CRD 338015 | Tavares, FL | Multi-Family Office · Small ($100M–$1B) | $605M | 62 | 294 | 7 | 09/16/2026 | ☆ |
| 7369 | Institutional Capital Management, Inc. CRD 108986 | Investment Adviser · Small ($100M–$1B) | $605M | 10 | 10 | 2 | 03/27/2026 | ☆ | |
| 7370 | Proaltus Usa Inc. CRD 310955 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $605M | 94 | 94 | 14 | 07/08/2026 | ☆ |
| 7371 | Lago Asset Management, Llc CRD 305631 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $605M | 13 | 12 | 15 | 03/25/2026 | ☆ |
| 7372 | Sapere Wealth Management, Llc CRD 119598 | Matthews, NC | Wealth Manager · Small ($100M–$1B) | $605M | 240 | 240 | 7 | 03/13/2026 | ☆ |
| 7373 | Heritage Wealth Management Inc. CRD 312545 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $605M | 201 | 935 | 6 | 08/03/2026 | ☆ |
| 7374 | Atlantic Edge Private Wealth Management, Llc CRD 327354 | Wealth Manager · Small ($100M–$1B) | $604M | 287 | 907 | 6 | 04/08/2026 | ☆ | |
| 7375 | Ackerman Capital Advisors, Llc CRD 123824 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $604M | 192 | 528 | 6 | 03/31/2026 | ☆ |
| 7376 | Deuterium Capital Management, Llc CRD 294051 | Clearwater, FL | Private Fund Manager · Small ($100M–$1B) | $604M | 6 | 6 | 8 | 07/07/2026 | ☆ |
| 7377 | Long Walk Management Lp CRD 309271 | Private Fund Manager · Small ($100M–$1B) | $604M | 3 | 4 | 2 | 04/15/2026 | ☆ | |
| 7378 | Tucker Asset Management Llc CRD 174844 | Littleton, CO | Wealth Manager · Small ($100M–$1B) | $604M | 2,960 | 3,217 | 80 | 09/28/2026 | ☆ |
| 7379 | N CRD 318606 | Wealth Manager · Small ($100M–$1B) | $603M | 434 | 1,191 | 10 | 03/26/2025 | ☆ | |
| 7380 | Callodine Credit Management, Llc CRD 313165 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $603M | 3 | 3 | 11 | 03/31/2026 | ☆ |
| 7381 | Vendera Management Holdings, Llc CRD 175116 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $603M | 11 | 11 | 28 | 03/31/2026 | ☆ |
| 7382 | Avaii Wealth Management, Llc CRD 298165 | Appleton, WI | Insurance-Affiliated · Small ($100M–$1B) | $603M | 995 | 2,927 | 18 | 09/10/2026 | ☆ |
| 7383 | Endeavour Capital Advisors Inc. CRD 137689 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $603M | 3 | 3 | 8 | 03/30/2026 | ☆ |
| 7384 | Hurricane Capital Advisors Llc CRD 314749 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $603M | 29 | 29 | 25 | 07/20/2026 | ☆ |
| 7385 | 10 East Partners Llc CRD 322360 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $603M | 36 | 36 | 21 | 08/18/2026 | ☆ |
| 7386 | Intergy Private Wealth, Llc CRD 315698 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $603M | 590 | 2,298 | 8 | 03/13/2026 | ☆ |
| 7387 | Owl Creek Wealth Partners Llc CRD 331850 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $602M | 100 | 607 | 5 | 09/01/2026 | ☆ |
| 7388 | Agriglobe Land Advisors, Llc CRD 337868 | Fresno, CA | Investment Adviser · Small ($100M–$1B) | $602M | 23 | 23 | 4 | 03/06/2026 | ☆ |
| 7389 | Bpgc Management Lp CRD 309916 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $602M | 6 | 6 | 3 | 03/31/2026 | ☆ |
| 7390 | 5 C Lending Partners Advisor Llc CRD 328959 | New York, NY | Investment Adviser · Small ($100M–$1B) | $602M | 1 | 1 | 29 | 03/26/2026 | ☆ |
| 7391 | Dunhill Financial, Llc CRD 288211 | London | Wealth Manager · Small ($100M–$1B) | $602M | 996 | 1,701 | 13 | 09/08/2026 | ☆ |
| 7392 | Lunt Capital Management Inc. CRD 125183 | Holladay, UT | Investment Adviser · Small ($100M–$1B) | $601M | 232 | 560 | 7 | 03/12/2026 | ☆ |
| 7393 | Axial Reade Capital, Lp CRD 301386 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $601M | 5 | 5 | 7 | 03/31/2026 | ☆ |
| 7394 | Alliance Wealth Advisors, Llc CRD 288394 | Scranton, PA | Insurance-Affiliated · Small ($100M–$1B) | $601M | 677 | 677 | 8 | 03/06/2026 | ☆ |
| 7395 | Modus Advisors, Llc CRD 291204 | Excelsior, MN | Wealth Manager · Small ($100M–$1B) | $601M | 347 | 1,500 | 8 | 02/23/2026 | ☆ |
| 7396 | N CRD 306953 | Wealth Manager · Small ($100M–$1B) | $601M | 543 | 1,312 | 10 | 03/03/2025 | ☆ | |
| 7397 | Aton Financial Llc CRD 173070 | San Juan, PR | Insurance-Affiliated · Small ($100M–$1B) | $601M | 274 | 422 | 9 | 07/01/2026 | ☆ |
| 7398 | Olio Financial Planning, Llc CRD 282355 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $601M | 387 | 1,640 | 14 | 03/04/2026 | ☆ |
| 7399 | Carlton, Hofferkamp And Jenks Wealth Management, Llc CRD 154238 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $600M | 309 | 696 | 6 | 03/24/2026 | ☆ |
| 7400 | N CRD 291979 | Wealth Manager · Small ($100M–$1B) | $600M | 293 | 1,243 | 7 | 04/08/2025 | ☆ |