Drake & Associates, Llc
- Regulatory AUM
- $607M
- Discretionary
- $607M
- Clients
- 3,401
- Avg AUM / client
- $179K
- Accounts
- 3,401
- Employees
- 36
AUM over time
Annual snapshots from Form ADV filings · as of Jul 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,756 | $361M | 59.4% |
| High net worth individuals | 645 | $247M | 40.6% |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony Samuel Drake | Managing Member | Aug 2010 (16y) | 75% or more | |
| Meiksins, Ian, Disbrow | Chief Compliance Officer | Aug 2023 (3y) | Less than 5% | |
| Rettschlag, Robin, Doyle | Director Of Operations | Aug 2023 (3y) | Less than 5% | |
| Bradley Michael Allen | Registered representative | Jul 2017 (9y) | ||
| Thomas Joseph Neumann | Registered representative | Apr 2019 (7y) | ||
| Randall John Winkler | Registered representative | CFP | Dec 2022 (4y) | |
| Jonathan Carl Costa | Registered representative | Apr 2024 (2y) | ||
| Brendan Matthias Christiansen | Registered representative | Aug 2024 (2y) | ||
| Ryan Radecki | Registered representative | Sep 2024 (2y) | ||
| Carson Joseph Biber | Registered representative | Oct 2024 (2y) | ||
| Jessica Jeanne Reddy | Registered representative | CFP | Mar 2025 (1y) | |
| Jacob Joseph Newlin | Registered representative | Sep 2025 (1y) | ||
| Ryan John Janick | Registered representative | Jan 2026 (1y) | ||
| Chase Frederick Lakari | Registered representative | Feb 2026 (0y) | ||
| Anthony Trindade | Registered representative | Mar 2026 (0y) | ||
| Joshua Todd Hines | Registered representative | Jun 2026 (0y) | ||
| Kristina Amelia Alfini | Registered representative | Jun 2026 (0y) | ||
| John Francis Majewski | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/06/2026 | 973 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $607M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.
View current Form ADV (SEC/IAPD) ↗