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Investment Adviser · Small ($100M–$1B)
CRD 136988
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ADV data as of Mar 24, 2025
- Regulatory AUM
- $607M
- Discretionary
- $34.0M
- Clients
- 7
- Avg AUM / client
- $86.7M
- Accounts
- 11
- Employees
- 5
AUM over time
$518M
$1.6B
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 24, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 | $206M | 34.0% |
| Pooled investment vehicles (non-investment companies) | 2 | $31.4M | 5.18% |
| Other | 5 | $369M | 60.9% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Northern Trust $997M (64% of AUM) Jun 2022
- Vanguard $110M (18% of AUM) Mar 2025
- Morgan Stanley $4.8M (0% of AUM) Jun 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2025.