Tlwm, Llc
- Regulatory AUM
- $605M
- Discretionary
- $605M
- Clients
- 1,262
- Avg AUM / client
- $480K
- Accounts
- 2,173
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Investments (13F portfolio — 73 positions, $614,941,957)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | State Str Spdr S&P 500 Etf T | TR UNIT | $127,985,431 | 171,390 | 20.8% | 21.1% |
| 2 | Ishares Tr | RUSSELL 3000 ETF | $124,856,227 | 292,816 | 20.3% | 20.6% |
| 3 | Ishares Tr | MSCI ACWI EX US | $71,716,102 | 942,276 | 11.7% | 11.8% |
| 4 | Spdr Series Trust | ST STR P500GRW | $46,294,910 | 389,066 | 7.53% | 7.65% |
| 5 | Invesco Exch Trd Slf Idx Fd | BULSHS 2026 CB | $33,868,198 | 1,734,607 | 5.51% | 5.59% |
| 6 | Invesco Exch Trd Slf Idx Fd | INVSCO BLSH 28 | $33,550,409 | 1,647,457 | 5.46% | 5.54% |
| 7 | Invesco Exch Trd Slf Idx Fd | INVSCO 30 CORP | $30,810,933 | 1,851,064 | 5.01% | 5.09% |
| 8 | Invesco Exch Trd Slf Idx Fd | BULETSHS 2029 | $29,699,363 | 1,598,888 | 4.83% | 4.91% |
| 9 | Invesco Exch Trd Slf Idx Fd | BULSHS 2027 CB | $26,443,542 | 1,348,131 | 4.3% | 4.37% |
| 10 | Nvidia Corporation | COM | $4,838,585 | 24,182 | 0.79% | 0.8% |
| 11 | Apple Inc | COM | $4,474,086 | 15,462 | 0.73% | 0.74% |
| 12 | Ishares Tr | IBONDS 27 ETF | $3,960,772 | 163,533 | 0.64% | 0.65% |
| 13 | Tesla Inc | COM | $3,414,848 | 8,119 | 0.56% | 0.56% |
| 14 | Amazon Com Inc | COM | $3,200,188 | 13,427 | 0.52% | 0.53% |
| 15 | Alphabet Inc | CAP STK CL A | $3,080,887 | 8,621 | 0.5% | 0.51% |
| 16 | Spdr Series Trust | ST STR BLO 1 ETF | $2,764,046 | 30,162 | 0.45% | 0.46% |
| 17 | Carpenter Technology Corp | COM | $2,675,851 | 4,338 | 0.44% | 0.44% |
| 18 | Walmart Inc | COM | $2,540,880 | 22,434 | 0.41% | 0.42% |
| 19 | Morgan Stanley | COM NEW | $2,495,941 | 11,940 | 0.41% | 0.41% |
| 20 | Marvell Technology Inc | COM | $2,458,781 | 8,254 | 0.4% | 0.41% |
| 21 | Meta Platforms Inc | CL A | $2,431,722 | 4,317 | 0.4% | 0.4% |
| 22 | Vanguard Index Fds | S&P 500 ETF SHS | $2,376,229 | 3,460 | 0.39% | 0.39% |
| 23 | Microsoft Corp | COM | $2,369,788 | 6,353 | 0.39% | 0.39% |
| 24 | Jpmorgan Chase & Co | COM | $2,214,399 | 6,765 | 0.36% | 0.37% |
| 25 | Bank Of Amer Corp | COM | $2,186,725 | 38,377 | 0.36% | 0.36% |
Top 25 of 73 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 933 | $227M | 37.4% |
| High net worth individuals | 316 | $355M | 58.7% |
| Pension and profit sharing plans | 1 | $1.0M | 0.17% |
| Charitable organizations | 4 | $1.2M | 0.19% |
| Corporations and other businesses | 8 | $21.1M | 3.48% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Enzo Thomas Pellegrino | Chief Compliance Officer | CFP | Oct 2011 (15y) | ≈ 56.25% – 100% via Tlhc, Llc |
| Simon James Thompson | Registered representative | CFA | Nov 2011 (15y) | |
| Teshay Deon Flowers | Registered representative | Mar 2016 (10y) | ||
| Robert Scott Bowerman | Registered representative | CFP | Apr 2016 (10y) | |
| Elissa M Lococo | Registered representative | Apr 2017 (9y) | ||
| Preston James Vaught | Registered representative | Mar 2018 (8y) | ||
| Juan Chavez | Registered representative | CFP | Jun 2024 (2y) | |
| Alexis Ferris | Registered representative | Sep 2025 (1y) | ||
| Danny Lynn Holder | Registered representative | CFP | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tlhc, Llc | Owner | Jan 2014 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Enzo Thomas Pellegrino: 75% – 100% of Tlhc, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $577M (95% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗