Pinnacle Financial Group Llc
- Regulatory AUM
- $673M
- Discretionary
- $640M
- Clients
- 394
- Avg AUM / client
- $1.7M
- Accounts
- 1,217
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 194 | $86.8M | 12.9% |
| High net worth individuals | 196 | $579M | 86.0% |
| Pension and profit sharing plans | 2 | $5.0M | 0.75% |
| Charitable organizations | 1 | $1.1M | 0.17% |
| Corporations and other businesses | 1 | $1.0M | 0.15% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Acds 403(b) Plan Acds, Inc. | 2024 | |
| Haynes And Boone Retirement Savings Plan Haynes And Boone, Llp | 2024 | |
| Nationwide Mortgage Bankers In 401(k) Profit Sharing Plan & Trust Nationwide Mortgage Bankers In | 2024 | |
| Kogok Corporation 401(k) Profit Sharing Plan Kogok Corporation | 2024 | |
| Skyline Solar Llc 401(k) Profit Sharing Plan & Trust Skyline Solar Llc | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Brian Fitzgerald | Managing Member | CFP | Aug 2015 (11y) | ≈ 37.5% – 75% via Albatross41, Llc |
| Vincent Harambasic | Managing Member | CFP | Oct 2022 (4y) | ≈ 37.5% – 75% via Threepillar Assets, Llc |
| Gery Joseph Sadzewicz | Chief Compliance Officer | Aug 2024 (2y) | Less than 5% | |
| James J Stork | Registered representative | CFP CFA | Feb 2001 (26y) | |
| Sean Patrick Moran | Registered representative | CFP | Apr 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Albatross41, Llc | Owner | Jul 2021 | A | 50% – 75% |
| Threepillar Assets, Llc | Owner | Jan 2024 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Daniel Brian Fitzgerald: 75% – 100% of Albatross41, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Vincent Harambasic: 75% – 100% of Threepillar Assets, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Acds 403(b) Plan | Acds, Inc. | 1,257 | $6.9M | 07/01/2024 |
| Haynes And Boone Retirement Savings Plan | Haynes And Boone, Llp | 1,097 | $360M | 01/01/2024 |
| Nationwide Mortgage Bankers In 401(k) Profit Sharing Plan & Trust | Nationwide Mortgage Bankers In | 458 | $11.5M | 01/01/2024 |
| Kogok Corporation 401(k) Profit Sharing Plan | Kogok Corporation | 328 | $19.7M | 01/01/2024 |
| Skyline Solar Llc 401(k) Profit Sharing Plan & Trust | Skyline Solar Llc | 96 | $2.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 958 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $495M (74% of AUM) Mar 2026
- Fidelity Brokerage Services $178M (26% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗