Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6351 | Folger Nolan Fleming Douglas Incorporated CRD 319 | Washington, DC | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $797M | 262 | 262 | 44 | 03/27/2026 | ☆ |
| 6352 | Parisi Gray Wealth Management, Llc CRD 286388 | Mendham, NJ | Wealth Manager · Small ($100M–$1B) | $796M | 203 | 1,083 | 7 | 02/05/2026 | ☆ |
| 6353 | Westwind Capital CRD 106802 | Las Cruces, NM | Wealth Manager · Small ($100M–$1B) | $796M | 1,131 | 2,131 | 10 | 08/03/2026 | ☆ |
| 6354 | 337 Frontier Capital, Lp CRD 284266 | New York, NY | Investment Adviser · Small ($100M–$1B) | $795M | 6 | 6 | 4 | 04/02/2026 | ☆ |
| 6355 | Brady Martz Wealth Solutions, Llc CRD 331043 | Grand Forks, ND | Wealth Manager · Small ($100M–$1B) | $795M | 448 | 1,046 | 11 | 06/16/2026 | ☆ |
| 6356 | Mcrae Capital Management Inc. CRD 104567 | Morristown, NJ | Wealth Manager · Small ($100M–$1B) | $795M | 820 | 820 | 8 | 09/21/2026 | ☆ |
| 6357 | Q3 Asset Management Corporation CRD 137839 | Birmingham, MI | Investment Adviser · Small ($100M–$1B) | $795M | 2,926 | 2,926 | 12 | 03/29/2026 | ☆ |
| 6358 | Hurlow Wealth Management Group, Inc. CRD 282587 | Bloomington, IN | Wealth Manager · Small ($100M–$1B) | $794M | 538 | 2,155 | 16 | 08/13/2026 | ☆ |
| 6359 | Bhk Investment Advisors, Llc CRD 140515 | Birmingham, AL | Insurance-Affiliated · Small ($100M–$1B) | $794M | 328 | 771 | 9 | 04/27/2026 | ☆ |
| 6360 | Fortress Wealth Planning, Llc CRD 307618 | Jacksonville Beach, FL | Wealth Manager · Small ($100M–$1B) | $794M | 161 | 713 | 7 | 08/11/2026 | ☆ |
| 6361 | Friends & Family Capital Management, Llc CRD 310407 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $794M | 17 | 17 | 11 | 06/17/2026 | ☆ |
| 6362 | Clayton Financial Group, Llc CRD 226729 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $794M | 248 | 1,306 | 7 | 02/25/2026 | ☆ |
| 6363 | Wealth Management Partners, Llc CRD 309790 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $794M | 799 | 2,270 | 8 | 09/22/2026 | ☆ |
| 6364 | Ackerman Asset Management, Llc CRD 137958 | Institutional / Pension Advisor · Small ($100M–$1B) | $794M | 68 | 211 | 1 | 03/30/2026 | ☆ | |
| 6365 | Saturn V Capital Management Lp CRD 316649 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $793M | 4 | 4 | 6 | 08/04/2026 | ☆ |
| 6366 | Centric Wealth Management, Llc CRD 133877 | Chicago, IL | Insurance-Affiliated · Small ($100M–$1B) | $793M | 583 | 1,590 | 15 | 07/07/2026 | ☆ |
| 6367 | Beau Ventures, Llc CRD 336355 | Multi-Family Office · Small ($100M–$1B) | $793M | 2 | 3 | 3 | 03/27/2026 | ☆ | |
| 6368 | Monarch Plan Advisors CRD 286612 | Simi Valley, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $793M | 130 | 130 | 5 | 09/05/2026 | ☆ |
| 6369 | Calmwater Asset Management, Llc CRD 282617 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $793M | 7 | 7 | 8 | 03/27/2026 | ☆ |
| 6370 | Kr Capital Lp CRD 338229 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $792M | 1 | 1 | 20 | 08/03/2026 | ☆ |
| 6371 | Xp Advisory Us, Inc. CRD 173779 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $792M | 258 | 258 | 34 | 04/20/2026 | ☆ |
| 6372 | Definition Capital Management Llc CRD 321942 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $792M | 18 | 18 | 4 | 07/14/2026 | ☆ |
| 6373 | Carsonallaria Wealth Management, Ltd. CRD 157998 | Glen Carbon, IL | Insurance-Affiliated · Small ($100M–$1B) | $792M | 647 | 1,871 | 9 | 03/16/2026 | ☆ |
| 6374 | Maverick Real Estate Partners Llc CRD 269825 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $792M | 6 | 6 | 15 | 04/28/2026 | ☆ |
| 6375 | The Wealth Collaborative, Inc. CRD 142618 | Corona Del Mar, CA | Wealth Manager · Small ($100M–$1B) | $792M | 256 | 549 | 3 | 03/23/2026 | ☆ |
| 6376 | X Square Capital, Llc CRD 167237 | Guaynabo, PR | Investment Adviser · Small ($100M–$1B) | $791M | 326 | 326 | 7 | 04/13/2026 | ☆ |
| 6377 | Sunpointe, Llc CRD 282505 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $791M | 309 | 1,085 | 17 | 07/10/2026 | ☆ |
| 6378 | Marathon Capital Management Llc CRD 119416 | Hunt Valley, MD | Wealth Manager · Small ($100M–$1B) | $790M | 286 | 668 | 7 | 02/25/2026 | ☆ |
| 6379 | Land & Buildings Investment Management, Llc CRD 149487 | Stamford, CT | Investment Adviser · Small ($100M–$1B) | $790M | 5 | 5 | 8 | 03/30/2026 | ☆ |
| 6380 | Global Imc Llc CRD 170870 | Solana Beach, CA | Private Fund Manager · Small ($100M–$1B) | $790M | 9 | 9 | 22 | 09/01/2026 | ☆ |
| 6381 | Lapis Advisers, Lp CRD 153710 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $789M | 8 | 8 | 12 | 03/27/2026 | ☆ |
| 6382 | Westhill Financial Advisors, Inc. CRD 152506 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $789M | 426 | 1,272 | 11 | 08/11/2026 | ☆ |
| 6383 | Hoey Investments, Inc. CRD 152103 | Coatesville, PA | Wealth Manager · Small ($100M–$1B) | $788M | 589 | 1,554 | 5 | 03/28/2026 | ☆ |
| 6384 | Hale Partnership Capital Management, Llc CRD 297174 | Charlotte, NC | Investment Adviser · Small ($100M–$1B) | $788M | 11 | 11 | 2 | 03/31/2026 | ☆ |
| 6385 | Softvest Advisors, Llc CRD 300084 | Abilene, TX | Private Fund Manager · Small ($100M–$1B) | $788M | 6 | 6 | 7 | 03/31/2026 | ☆ |
| 6386 | Southern Equity Advisors Llc CRD 330821 | St. Thomas, VI | Investment Adviser · Small ($100M–$1B) | $788M | 12 | 13 | 2 | 03/20/2026 | ☆ |
| 6387 | Mma Asset Management Llc CRD 155426 | Conshohocken, PA | Insurance-Affiliated · Small ($100M–$1B) | $788M | 301 | 561 | 19 | 06/30/2026 | ☆ |
| 6388 | Bell Investment Advisors Inc CRD 108383 | Orinda, CA | Wealth Manager · Small ($100M–$1B) | $788M | 443 | 1,189 | 14 | 06/11/2026 | ☆ |
| 6389 | Shorenstein Investment Advisers Llc CRD 328584 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $788M | 3 | 3 | 33 | 03/27/2026 | ☆ |
| 6390 | New Wave Loans Residential, Llc CRD 326888 | North Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $787M | 4 | 4 | 16 | 03/30/2026 | ☆ |
| 6391 | Investor's Fiduciary Advisor Network, Llc CRD 159301 | Insurance-Affiliated · Small ($100M–$1B) | $787M | 887 | 2,236 | 18 | 03/20/2026 | ☆ | |
| 6392 | Sycamore Financial Group, Inc. CRD 14143 | Kokomo, IN | Insurance-Affiliated · Small ($100M–$1B) | $787M | 1,146 | 2,200 | 4 | 03/13/2026 | ☆ |
| 6393 | Corner Capital Management, Llc CRD 317086 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $787M | 32 | 32 | 12 | 05/07/2026 | ☆ |
| 6394 | Pfingsten Partners, L.L.C. CRD 156493 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $787M | 4 | 4 | 20 | 03/31/2026 | ☆ |
| 6395 | N CRD 155343 | Wealth Manager · Small ($100M–$1B) | $787M | 158 | 779 | 9 | 02/07/2025 | ☆ | |
| 6396 | Eagle Rock Investment Company, Llc CRD 313832 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $787M | 83 | 174 | 4 | 02/25/2026 | ☆ |
| 6397 | Warburton Capital Management, Llc CRD 141969 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $787M | 437 | 1,265 | 7 | 02/09/2026 | ☆ |
| 6398 | Vestgen Investment Management, Llc CRD 118851 | Egg Harbor Twp., NJ | Insurance-Affiliated · Small ($100M–$1B) | $787M | 2,363 | 2,352 | 21 | 04/14/2026 | ☆ |
| 6399 | Encore Consumer Capital, Lp CRD 157228 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $786M | 5 | 5 | 12 | 03/20/2026 | ☆ |
| 6400 | Centurion Wealth Management, Llc CRD 317929 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $786M | 415 | 1,504 | 13 | 09/25/2026 | ☆ |