Q3 Asset Management Corporation
- Regulatory AUM
- $795M
- Discretionary
- $795M
- Clients
- 2,926
- Avg AUM / client
- $272K
- Accounts
- 2,926
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Mar 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,743 | $320M | 40.2% |
| High net worth individuals | 37 | $69.5M | 8.74% |
| Investment companies | 4 | $354M | 44.5% |
| Pension and profit sharing plans | 142 | $51.5M | 6.48% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradford Nicholas Giaimo | President And Chief Compliance Officer | Nov 2005 (21y) | 25% – 50% | |
| Adam Robert Quiring | Vice President | May 2010 (16y) | 25% – 50% | |
| Amos Michael Sheena | Registered representative | Jan 2013 (14y) | ||
| Joseph Patrick Dente | Registered representative | Jun 2016 (10y) | ||
| Ethan Samuel Pinto | Registered representative | Jun 2023 (3y) | ||
| John Alison Fahnestock | Registered representative | Oct 2023 (3y) | ||
| Joseph Olekszyk | Registered representative | CFP | Jan 2024 (3y) | |
| Maximilian Grimaldi Baker | Registered representative | Oct 2025 (1y) | ||
| Mary Elizabeth Jones | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/29/2026 | 934 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Market timing services
- • Other services
Custody
Reported custodians
- E*TRADE (Morgan Stanley) $395M (74% of AUM) Sep 2021
- Axos Clearing $345M (43% of AUM) Mar 2026
- Trust Company Of America $258M (83% of AUM) Oct 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 29, 2026.
View current Form ADV (SEC/IAPD) ↗