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Wealth Manager · Small ($100M–$1B)
CRD 155343
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ADV data as of Feb 07, 2025
- Regulatory AUM
- $787M
- Discretionary
- $665M
- Clients
- 158
- Avg AUM / client
- $5.0M
- Accounts
- 779
- Employees
- 9
AUM over time
$99.6M
$787M
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Feb 07, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 25 | $15.1M | 1.92% |
| High net worth individuals | 133 | $772M | 98.1% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $636M (81% of AUM) Feb 2025
- Fidelity Distributors Company Llc $550M (85% of AUM) Mar 2024
- Fidelity Investments Institutional Services Company, Inc. $355M (79% of AUM) Mar 2019
- Charles Schwab & Co. $120M (15% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 07, 2025.