Investment advisers
44,512 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5151 | 1 Ws Capital Advisors, Llc CRD 298723 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.1B | 1 | 1 | 9 | 03/31/2026 | ☆ |
| 5152 | Mark Asset Management Lp CRD 105691 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 25 | 25 | 9 | 04/24/2026 | ☆ |
| 5153 | Liberty Hall Capital Partners, L.P. CRD 173159 | Charleston, SC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 7 | 6 | 10 | 04/29/2026 | ☆ |
| 5154 | Telemark Asset Management, Llc CRD 156770 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 1 | 1 | 3 | 03/09/2026 | ☆ |
| 5155 | Ivyrock Asset Management (Hk) Limited CRD 286174 | Hong Kong | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 5 | 5 | 13 | 09/25/2025 | ☆ |
| 5156 | Elgethun Capital Management CRD 127616 | Sioux Falls, SD | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 303 | 943 | 13 | 03/27/2026 | ☆ |
| 5157 | Fi3 Financial Advisors, Llc CRD 168005 | Indianapolis, IN | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 258 | 1,643 | 21 | 07/24/2026 | ☆ |
| 5158 | Infinitum Asset Management, Llc CRD 333552 | Fort Lauderdale, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 5 | 5 | 5 | 03/31/2026 | ☆ |
| 5159 | Waterfront Wealth Inc. CRD 173220 | Overland Park, KS | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 792 | 3,224 | 14 | 03/13/2026 | ☆ |
| 5160 | Foundation Resource Management, Inc. CRD 116359 | Little Rock, AR | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 250 | 597 | 9 | 03/30/2026 | ☆ |
| 5161 | Guardian Wealth Strategies, Llc CRD 167485 | Minneapols, MN | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 1,273 | 4,278 | 11 | 02/20/2026 | ☆ |
| 5162 | Capital Wealth Management, Llc CRD 157959 | West Warwick, RI | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.1B | 655 | 660 | 16 | 07/08/2026 | ☆ |
| 5163 | Ignite Planners Llc CRD 289797 | San Clemente, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 4,610 | 4,614 | 38 | 08/03/2026 | ☆ |
| 5164 | Sterling Investors Lp CRD 311318 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 2 | 2 | 15 | 05/12/2026 | ☆ |
| 5165 | Sonen Capital Llc CRD 159461 | San Francisco, CA | Endowment & Foundation Advisor · Mid-sized ($1B–$10B) | $1.1B | 40 | 40 | 19 | 05/06/2026 | ☆ |
| 5166 | Oak Harvest Investment Services, Llc CRD 173293 | Houston, TX | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.1B | 978 | 2,927 | 44 | 04/22/2026 | ☆ |
| 5167 | Carlyle Aviation Securities Partners Llc CRD 168456 | Miami, FL | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 1 | 2 | 4 | 03/31/2026 | ☆ |
| 5168 | Yosemite Management, Llc CRD 326764 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 6 | 6 | 18 | 03/31/2026 | ☆ |
| 5169 | Castle Creek Advisors Iv Llc CRD 158079 | San Diego, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 10 | 11 | 12 | 03/30/2026 | ☆ |
| 5170 | Psc Manager Llc CRD 311756 | Yardley, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 43 | 43 | 17 | 05/13/2026 | ☆ |
| 5171 | 747 Capital, Llc CRD 164742 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 32 | 32 | 13 | 07/24/2026 | ☆ |
| 5172 | Symbiotic Capital Management Co. Llc CRD 325844 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 9 | 9 | 9 | 03/31/2026 | ☆ |
| 5173 | Topline Capital Management, Llc CRD 298981 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 2 | 2 | 1 | 03/20/2026 | ☆ | |
| 5174 | Goodnow Investment Group Llc CRD 136792 | Darien, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 6 | 6 | 8 | 03/03/2026 | ☆ |
| 5175 | Provident Investment Management, Inc. CRD 106976 | Novi, MI | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 318 | 910 | 10 | 06/10/2026 | ☆ |
| 5176 | The De Burlo Group, Inc. CRD 153435 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 113 | 113 | 6 | 03/30/2026 | ☆ |
| 5177 | Hm International L.L.C. CRD 321885 | Austin, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 5 | 5 | 8 | 07/24/2026 | ☆ |
| 5178 | Icapital Fund Advisors Llc CRD 330352 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.1B | 3 | 3 | 165 | 06/30/2026 | ☆ |
| 5179 | Amundi Us Investment Advisors Llc CRD 334151 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 3 | 2 | 32 | 03/31/2026 | ☆ |
| 5180 | Orkila Management, Llc CRD 171242 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 17 | 17 | 9 | 03/31/2026 | ☆ |
| 5181 | Ancora Alternatives Llc CRD 311902 | Cleveland, OH | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 10 | 10 | 54 | 03/31/2026 | ☆ |
| 5182 | Scott Capital Advisors, Llc CRD 307980 | Portland, OR | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 412 | 828 | 9 | 02/02/2026 | ☆ |
| 5183 | Godwin Capital Group, Llc CRD 316592 | Atlanta, GA | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 22 | 416 | 6 | 08/04/2026 | ☆ |
| 5184 | Ellevest, Inc. CRD 175476 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 471 | 474 | 19 | 07/17/2026 | ☆ |
| 5185 | Kelly Financial Group, Llc CRD 310140 | Bel Air, MD | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 1,113 | 3,043 | 22 | 03/31/2026 | ☆ |
| 5186 | Qvr Llc CRD 288357 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 9 | 9 | 7 | 03/18/2026 | ☆ |
| 5187 | Hiive Advisors Inc. CRD 335888 | Vancouver | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 84 | 84 | 17 | 06/24/2026 | ☆ |
| 5188 | Patriot Financial Manager, L.P. CRD 159818 | Radnor, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 5 | 5 | 16 | 03/24/2026 | ☆ |
| 5189 | Mg Financial Llc CRD 107649 | Braintree, MA | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 137 | 137 | 9 | 03/24/2026 | ☆ |
| 5190 | Moonrise Capital Lp CRD 286269 | Vero Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 6 | 6 | 3 | 03/27/2026 | ☆ |
| 5191 | Edge Principal Advisors, Llc CRD 158273 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 12 | 12 | 11 | 04/30/2026 | ☆ |
| 5192 | Meramec Financial Planners, Llc CRD 335112 | Clayton, MO | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 474 | 1,926 | 16 | 02/18/2026 | ☆ |
| 5193 | N CRD 137021 | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 424 | 1,818 | 15 | 03/26/2025 | ☆ | |
| 5194 | Sharkey Howes & Javer Inc CRD 106050 | Denver, CO | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 886 | 2,397 | 14 | 04/24/2026 | ☆ |
| 5195 | Aviance Capital Partners Llc CRD 146597 | Naples, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 372 | 974 | 11 | 04/23/2026 | ☆ |
| 5196 | Lvz, Inc. CRD 124228 | Holland, MI | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 2,473 | 5,879 | 24 | 03/25/2026 | ☆ |
| 5197 | Trispan (Usa) Llc CRD 305501 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.1B | 20 | 20 | 11 | 04/29/2026 | ☆ |
| 5198 | Insight Wealth Partners, Llc CRD 153635 | Plano, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 959 | 3,209 | 16 | 03/31/2026 | ☆ |
| 5199 | Addison Capital, Llc CRD 144853 | Conshohocken, PA | Investment Adviser · Mid-sized ($1B–$10B) | $1.1B | 285 | 615 | 4 | 03/26/2026 | ☆ |
| 5200 | Kohmann Bosshard Financial Services, Llc. CRD 138851 | Akron, OH | Wealth Manager · Mid-sized ($1B–$10B) | $1.1B | 510 | 1,735 | 9 | 03/23/2026 | ☆ |