Elgethun Capital Management
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 303
- Avg AUM / client
- $3.8M
- Accounts
- 943
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 117 | $38.0M | 3.33% |
| High net worth individuals | 177 | $983M | 86.3% |
| Pooled investment vehicles (non-investment companies) | 2 | $86.0M | 7.54% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.2M | 0.11% |
| Charitable organizations | 7 | $12.0M | 1.05% |
| Corporations and other businesses | Fewer than 5 clients | $19.3M | 1.69% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $30.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ecm Yield Fund Ii, Llc | Other Private Fund | Delaware | $24.9M | 26 |
| Palisades Fund, Lp | Hedge Fund | South Dakota | $5.8M | 18 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John A Barker | President; Chief Compliance Officer | CFA | Dec 2011 (15y) | 75% or more |
| Austin James Wagner | Registered representative | Mar 2017 (9y) | ||
| Patrick Ryan Baird | Registered representative | CFP | Mar 2017 (9y) | |
| Conrad Thomas Adam | Registered representative | CFA | Jun 2022 (4y) | |
| Dustin Mitchell Pratt | Registered representative | Jan 2024 (3y) | ||
| Trevor Gary Sinclair | Registered representative | Nov 2024 (2y) | ||
| Pierce Hubert Mcdowell | Registered representative | May 2025 (1y) | ||
| Chase Thomas Harris | Registered representative | Aug 2025 (1y) | ||
| Chad David Hatch | Registered representative | Nov 2025 (1y) | ||
| Christian Joseph Schoppert | Registered representative | Feb 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $30.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ecm Yield Fund Ii, Llc | Other Private Fund | $24.9M | $1.0M | 26 |
| Palisades Fund, Lp | Hedge Fund | $5.8M | $250K | 18 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.42 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (93% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗