Greensview Wealth Management Llc
- Regulatory AUM
- $121M
- Discretionary
- $62.1M
- Clients
- 178
- Avg AUM / client
- $680K
- Accounts
- 373
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jan 04, 2024
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 144 | $44.8M | 37.0% |
| High net worth individuals | 34 | $72.5M | 59.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.9M | 1.58% |
| Corporations and other businesses | Fewer than 5 clients | $1.9M | 1.55% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Wilkes, Matthew, Kenneth | Chief Compliance Officer/Member | Jul 2015 (11y) | 75% or more | |
| Derek A Ghia | Chief Executive Officer | CFP | Jan 2022 (5y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/04/2024 | 962 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Pershing $59.0M (49% of AUM) Jan 2024
- TD Ameritrade $53.6M (44% of AUM) Jan 2024
- Raymond James $43.9M (33% of AUM) Jun 2021
- Matrix Trust Company $10.2M (7% of AUM) Jan 2020
- Fidelity Institutional $405K (0% of AUM) Jan 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 04, 2024.
View current Form ADV (SEC/IAPD) ↗