Harmonic Inc. 401(k) Plan
Sponsored by Harmonic Inc. · EIN 770201147 · Plan #001
- Total assets
- $154M
- Net assets
- $154M
- Active participants
- 345
- With balances
- 561
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Steelpeak Wealth, Llc CRD 165168 | deterministic · 100% | 2024 |
| Dynamic Wealth Advisors CRD 169792 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Schwab Retirement Plan Services,Inc | Recordkeeping, Investment advisory (participants), Direct payment from the plan | $23,976 |
| Steelpeak Wealth Llc | Investment advisory (participants), Direct payment from the plan | $6,821 |
| Dynamic Wealth Advisors | Investment advisory (participants), Direct payment from the plan | $5,259 |
| Charles Schwab & Co., Inc. | Securities brokerage, Direct payment from the plan, Shareholder servicing fees | $1,170 |