Dynasty Wealth Management, Llc
SEC-registered
Investment Adviser · Large ($10B–$100B)
CRD 153377
· SEC file 801-71301
· St. Petersburg, FL
· www.linkedin.com
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $13.9B
- Discretionary
- $13.9B
- Clients
- 17
- Avg AUM / client
- $817M
- Accounts
- 30,663
- Employees
- 200
AUM over time
$623M
$13.9B
Nov 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Investments (13F portfolio — 333 positions, $11,469,661,372)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE S&P500 ETF | $779,557,626 | 1,193,426 | 6.8% | 5.61% |
| 2 | Blackrock Etf Trust | ISHARES A I INNO | $647,504,307 | 19,651,117 | 5.65% | 4.66% |
| 3 | Blackrock Etf Trust | ISHARES US EQUIT | $643,571,262 | 11,061,727 | 5.61% | 4.64% |
| 4 | Tcw Etf Trust | TRANSFORM SYSTEM | $642,353,285 | 6,570,313 | 5.6% | 4.63% |
| 5 | Blackrock Etf Trust Ii | ISHARES FLEXIBLE | $624,492,682 | 12,025,663 | 5.44% | 4.5% |
| 6 | J P Morgan Exchange Traded F | ACTIVE VALUE ETF | $588,190,447 | 8,197,776 | 5.13% | 4.24% |
| 7 | Ishares Tr | CORE MSCI EAFE | $537,458,517 | 5,936,800 | 4.69% | 3.87% |
| 8 | Fidelity Merrimack Str Tr | TOTAL BD ETF | $465,805,232 | 10,210,549 | 4.06% | 3.36% |
| 9 | Spdr Series Trust | PRTFLO S&P500 GW | $373,690,693 | 3,816,675 | 3.26% | 2.69% |
| 10 | Ab Active Etfs Inc | EMERGING MKTS OP | $361,869,109 | 8,258,081 | 3.16% | 2.61% |
| 11 | Fidelity Covington Trust | BLUE CHIP GRWTH | $360,182,551 | 7,186,404 | 3.14% | 2.59% |
| 12 | Ishares Tr | RUS 1000 GRW ETF | $311,852,836 | 2,925,449 | 2.72% | 2.25% |
| 13 | Abacus Fcf Etf Tr | ABACUS FCF LEADE | $298,750,047 | 4,199,467 | 2.6% | 2.15% |
| 14 | Ishares Tr | CORE US AGGBD ET | $272,009,538 | 2,740,098 | 2.37% | 1.96% |
| 15 | Ishares Tr | EAFE VALUE ETF | $261,879,043 | 3,522,247 | 2.28% | 1.89% |
| 16 | Spdr Series Trust | STATE STREET SPD | $224,734,863 | 3,971,984 | 1.96% | 1.62% |
| 17 | J P Morgan Exchange Traded F | CORE PLUS BD ETF | $209,070,416 | 4,440,748 | 1.82% | 1.51% |
| 18 | Blackrock Etf Trust Ii | ISHARES TOTAL RE | $202,113,716 | 4,026,972 | 1.76% | 1.46% |
| 19 | Ishares Tr | 10-20 YR TRS ETF | $184,820,300 | 1,834,991 | 1.61% | 1.33% |
| 20 | Ishares Inc | CORE MSCI EMKT | $181,091,865 | 2,596,299 | 1.58% | 1.3% |
| 21 | Ishares Tr | U.S. FIN SVC ETF | $180,514,277 | 2,179,071 | 1.57% | 1.3% |
| 22 | Ishares Tr | MBS ETF | $167,144,027 | 1,760,337 | 1.46% | 1.2% |
| 23 | Ishares Tr | US TREAS BD ETF | $151,878,245 | 6,629,343 | 1.32% | 1.09% |
| 24 | Ishares Tr | US CONSM STAPLES | $149,081,674 | 2,128,826 | 1.3% | 1.07% |
| 25 | Ishares Tr | HDG MSCI EAFE | $147,594,785 | 3,473,227 | 1.29% | 1.06% |
Top 25 of 333 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other investment advisers | 17 | $13.9B | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Corient Services Llc 401(k) Plan Corient Services Llc | 2024 | |
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| Freeport Mcmoran Inc. Employee Capital Accumulation Program Freeport Mcmoran Inc. | 2024 |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Penney, Shirl, Thomas | Ceo | Mar 2010 (16y) | Less than 5% | |
| Morris, Jonathan, Richard | Chief Legal And Governance Officer | Sep 2012 (14y) | Less than 5% | |
| Justin James Weinkle | Chief Financial Officer | Feb 2019 (8y) | Less than 5% | |
| Andrew Thomas Butte | Chief Compliance Officer | Feb 2022 (4y) | Less than 5% | |
| Mason Cary Salit | Registered representative | Jan 2020 (7y) | ||
| Casey Shay Jorgensen | Registered representative | Feb 2022 (4y) | ||
| John Garrett Grafton | Registered representative | Dec 2022 (4y) | ||
| Patrick Michael Nerney | Registered representative | Mar 2023 (3y) | ||
| Jaycee Christine Kertzman | Registered representative | Apr 2023 (3y) | ||
| Matthew David Shute | Registered representative | Jul 2023 (3y) | ||
| Jayson Wayne Keller | Registered representative | May 2024 (2y) | ||
| Samantha Ali Sullivan Sindledecker | Registered representative | Jan 2025 (2y) | ||
| Miguel Angel Saldana | Registered representative | Jan 2025 (2y) | ||
| Gavin Daniel Butts | Registered representative | Nov 2025 (1y) | ||
| Bailee Katherine Hill | Registered representative | Jan 2026 (1y) | ||
| Laura Young | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dynasty Financial Partners, Llc | Llc Member Owner | Dec 2012 | A | 75% or more |
| Dynasty Financial Holdings, Llc | Member | Dec 2022 | B | ≈ 56.25% – 100% via Dynasty Financial Partners, Llc |
| Gf Hudson Llc | Member | Jun 2016 | B | ≈ 10.55% – 50% via Gf Dynasty Holdings Llc |
| Gfny Llc | Member | Dec 1987 | B | ≈ 7.91% – 50% via Gf Hudson Llc |
| Gf Dynasty Holdings Llc | Member | Jan 2016 | B | ≈ 14.06% – 50% via Dynasty Financial Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Dynasty Financial Holdings, Llc: 75% – 100% of Dynasty Financial Partners, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Gf Hudson Llc: 75% – 100% of Gf Dynasty Holdings Llc × 25% – 50% of Dynasty Financial Holdings, Llc × 75% – 100% of Dynasty Financial Partners, Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Gfny Llc: 75% – 100% of Gf Hudson Llc × 75% – 100% of Gf Dynasty Holdings Llc × 25% – 50% of Dynasty Financial Holdings, Llc × 75% – 100% of Dynasty Financial Partners, Llc × 75% – 100% direct ≈ 7.91% – 50% of the firm
- Gf Dynasty Holdings Llc: 25% – 50% of Dynasty Financial Holdings, Llc × 75% – 100% of Dynasty Financial Partners, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Corient Services Llc 401(k) Plan | Corient Services Llc | 1,200 | $267M | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| Freeport Mcmoran Inc. Employee Capital Accumulation Program | Freeport Mcmoran Inc. | 14,200 | $2.7B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.38 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $9.1B (66% of AUM) Mar 2026
- Charles Schwab & Co. $4.5B (32% of AUM) Mar 2026
- Pershing $1.1M (0% of AUM) Jan 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗