Corient Services Llc 401(k) Plan
Sponsored by Corient Services Llc · EIN 873513335 · Plan #001
- Total assets
- $267M
- Net assets
- $267M
- Active participants
- 1,200
- With balances
- 1,503
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Corient Private Wealth Lp CRD 319448 | deterministic · 100% | 2024 |
| Charles Schwab & Co., Inc. CRD 5393 | fuzzy_auto · 96% | 2024 |
| Dynasty Wealth Management, Llc CRD 153377 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Correll Co | Recordkeeping, Participant loan processing, Participant communication | $154,880 |
| Assurance Advisory | Investment advisory (plan), Consulting (pension), Other fees | $131,492 |
| Corient Private Wealth Llc | Custodial (securities), Trustee (institutional), Investment advisory (participants) | $18,387 |
| Charles Schwab & Co., Inc. | Custodial (securities), Trustee (institutional), Investment management | $12,847 |
| Dynasty Wealth Management Llc | Custodial (securities), Trustee (institutional), Investment advisory (participants) | $9,344 |
| Charles Schwab Trust Bank | Securities brokerage commissions | $0 |