Vantage Wealth Management, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 639
- Avg AUM / client
- $1.8M
- Accounts
- 1,888
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 371 | $154M | 13.7% |
| High net worth individuals | 264 | $962M | 85.7% |
| Pension and profit sharing plans | 4 | $7.1M | 0.63% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Associated General Contractors Of Maine 401(k) Profit Sharing Plan And Trust Associated General Contractors Of Maine | 2024 | |
| Open Pep Plan Professionals, Llc | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brandy Michele Martinez Navarro | Member | CFP Chartered Financial Consultant | Feb 2007 (20y) | 10% – 25% |
| David Val Fernelius | Managing Member | CFP | Feb 2007 (20y) | 10% – 25% |
| John D Lee | Member | CFP | Feb 2015 (12y) | 10% – 25% |
| Tom O'brien | Member | CFP Chartered Financial Consultant | Jul 2020 (6y) | 10% – 25% |
| Kardavani, Sarah, Marie | Chief Compliance Officer | Jan 2022 (5y) | Less than 5% | |
| Robert Frankland Stafford | Member | CFP | Jan 2023 (4y) | 10% – 25% |
| Mitone Mendezona Griffiths | Registered representative | Feb 2010 (17y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Associated General Contractors Of Maine 401(k) Profit Sharing Plan And Trust | Associated General Contractors Of Maine | 191 | $15.2M | 01/01/2024 |
| Open Pep | Plan Professionals, Llc | 18,762 | $355M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- SEI Private Trust $1.1B (94% of AUM) Mar 2026
- Assetmark Brokerage, Llc $32.3M (5% of AUM) Mar 2024
- Pershing $19.1M (4% of AUM) Nov 2023
- Assetmark Trust Company $10.8M (2% of AUM) Nov 2023
- American Funds Distributors, Inc. $10.5M (2% of AUM) Mar 2024
- Dpl Financial Partners $7.3M (1% of AUM) Mar 2024
- LPL Financial $5.5M (2% of AUM) Dec 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗