Northeast Financial Group, Inc.
- Regulatory AUM
- $1.4B
- Discretionary
- $708M
- Clients
- 739
- Avg AUM / client
- $2.0M
- Accounts
- 1,710
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Jul 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 393 | $149M | 10.3% |
| High net worth individuals | 160 | $384M | 26.6% |
| Pooled investment vehicles (non-investment companies) | 4 | $22.4M | 1.55% |
| Pension and profit sharing plans | 58 | $401M | 27.8% |
| Charitable organizations | 17 | $76.8M | 5.32% |
| State or municipal government entities | 31 | $266M | 18.5% |
| Other investment advisers | 1 | $121M | 8.39% |
| Corporations and other businesses | 14 | $18.9M | 1.31% |
| Other | 61 | $3.8M | 0.27% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $23.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Capital Partners Alternative Income & Growth Fund, Llc | Other Private Fund | Pennsylvania | $9.3M | 24 |
| H&L Capital Group Ii, Llc | Real Estate Fund | Pennsylvania | $6.4M | 9 |
| Capital Partners Lending Fund, Llc | Securitized Asset Fund | Pennsylvania | $4.1M | 25 |
| H&L Capital Group, Llc | Real Estate Fund | Pennsylvania | $3.4M | 10 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Lee Hackenberg | Chief Compliance Officer | Jan 1998 (29y) | Less than 5% | |
| Josh Robert Laychock | President | Dec 2010 (16y) | 75% or more | |
| Alexander Farnum Lippitt | Chief Investment Officer | CFA | Aug 2022 (4y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $23.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Capital Partners Alternative Income & Growth Fund, Llc | Other Private Fund | $9.3M | $50.0K | 24 |
| H&L Capital Group Ii, Llc | Real Estate Fund | $6.4M | $50.0K | 9 |
| Capital Partners Lending Fund, Llc | Securitized Asset Fund | $4.1M | $50.0K | 25 |
| H&L Capital Group, Llc | Real Estate Fund | $3.4M | $50.0K | 10 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (15)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Philadelphia School 403(b) Dc Plan | The Philadelphia School | 118 | $20.8M | 01/01/2024 |
| S&H Express Employee Benefit Program | S&H Express, Inc. | 323 | $8.5M | 01/01/2024 |
| Sechan Electronics, Inc. 401(k) Profit Sharing Plan | Sechan Electronics, Inc. | 329 | $20.5M | 01/01/2024 |
| The Health Federation Of Philadelphia 403(b) Plan | The Health Federation Of Philadelphia | 413 | $19.2M | 01/01/2024 |
| York Excavating Co., Llc 401(k) Salary Savings Plan | York Excavating Co Llc | 169 | $6.6M | 01/01/2024 |
| Flagger Force, Llc 401(k) Retirement Plan | Flagger Force, Llc | 2,076 | $5.5M | 01/01/2024 |
| Stone Industries, Inc. 401(k) Profit Sharing Plan | Stone Industries, Inc. | 153 | $25.4M | 01/01/2024 |
| L & H Signs Inc. 401(k) Plan | L & H Signs, Inc. | 63 | $4.1M | 01/01/2024 |
| Timac Agro Usa, Inc. 401(k) Plan | Timac Agro Usa, Inc. | 173 | $9.3M | 01/01/2024 |
| Berks Community Health Center 401(k) Profit Sharing Plan & Trust | Berks Community Health Center | 93 | $2.3M | 01/01/2024 |
| Independence Mission Schools 403(b) Plan | Independence Mission Schools | 421 | $7.4M | 01/01/2024 |
| Sai Med Partners, Llc 401(k) Incentive Savings Plan | Sai Med Partners, Llc | 119 | $17.7M | 01/01/2024 |
| Maryland & Virginia Milk Producers Cooperative Association, Inc. 401(k) Retirement Plan | Maryland & Virginia Milk Producers Cooperative Association, Inc. | 703 | $42.3M | 01/01/2024 |
| Milv 401(k) Profit Sharing Plan | Medical Imaging Of Lehigh Valley, P.C. | 118 | $72.2M | 01/01/2024 |
| Joe Jurgielewicz & Son, Ltd., Et Al 401(k) Plan | Joe Jurgielewicz & Son, Ltd | 240 | $7.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/29/2026 | 1.7 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $891M (62% of AUM) Mar 2026
- Matrix Trust Company $384M (27% of AUM) Mar 2026
- Principal Financial $99.1M (11% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.
View current Form ADV (SEC/IAPD) ↗