Disciplined Investors, L.L.C.
- Regulatory AUM
- $942M
- Discretionary
- $790M
- Clients
- 528
- Avg AUM / client
- $1.8M
- Accounts
- 1,632
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 312 | $103M | 10.9% |
| High net worth individuals | 168 | $479M | 50.8% |
| Pension and profit sharing plans | 48 | $336M | 35.7% |
| Charitable organizations | Fewer than 5 clients | $1.0M | 0.11% |
| State or municipal government entities | Fewer than 5 clients | $23.0M | 2.44% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Employee 401(k) Plan & Trust Of Dealers Electrical Supply Co. Dealers Electrical Supply Co. | 2024 | |
| Bauer Equipment America Inc 401(k) Plan Bauer Equipment America Inc | 2024 | |
| Neighborly 401(k) Profit Sharing Plan Dwyer Franchising Llc | 2024 | |
| First National Bank Of Central Texas Employees 401(k) Plan First National Bank Of Central Texas | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Todd David Stoner | Managing Member And Chief Compliance Officer | Oct 1998 (28y) | 50% – 75% | |
| Russell Clarke Livesay | Managing Member | May 2007 (19y) | 50% – 75% | |
| Sabrina Lauren Moore | Registered representative | Sep 2015 (11y) | ||
| Angelo Ochoa | Registered representative | Jul 2020 (6y) | ||
| Alexandra Jennings Kazanas | Registered representative | Feb 2023 (3y) | ||
| Terra Beth Penner | Registered representative | Jun 2024 (2y) | ||
| Reid Jeffrey Higgins | Registered representative | Jun 2025 (1y) | ||
| Paris Katherine Hookham | Registered representative | Jun 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Employee 401(k) Plan & Trust Of Dealers Electrical Supply Co. | Dealers Electrical Supply Co. | 502 | $39.1M | 05/01/2024 |
| Bauer Equipment America Inc 401(k) Plan | Bauer Equipment America Inc | 155 | $10.6M | 01/01/2024 |
| Neighborly 401(k) Profit Sharing Plan | Dwyer Franchising Llc | 1,582 | $71.8M | 01/01/2024 |
| First National Bank Of Central Texas Employees 401(k) Plan | First National Bank Of Central Texas | 109 | $16.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $501M (53% of AUM) Mar 2026
- Empower Financial Services, Inc. $173M (18% of AUM) Mar 2026
- Tiaa Cref Individual & Institutional Services, Llc $70.0M (10% of AUM) Jun 2025
- Gwfs Equities, Inc. $63.8M (13% of AUM) Mar 2022
- Matrix Trust Company $53.5M (11% of AUM) Mar 2022
- Mid Atlantic Trust Company $46.2M (9% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗