Cambridge Investment Research Advisors, Inc.
SEC-registered
Wealth Manager · Mega ($100B+)
CRD 134139
· SEC file 801-63930
· Fairfield, IA
· www.linkedin.com
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ADV data as of Jul 24, 2026
- Regulatory AUM
- $139B
- Discretionary
- $131B
- Clients
- 361,213
- Avg AUM / client
- $384K
- Accounts
- 608,275
- Employees
- 3,527
AUM over time
$14.4B
$139B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 308,441 | $65.0B | 46.9% |
| High net worth individuals | 47,431 | $69.6B | 50.2% |
| Pension and profit sharing plans | 2,387 | $1.1B | 0.76% |
| Charitable organizations | 6 | $16.9M | 0.01% |
| State or municipal government entities | 2,948 | $3.0B | 2.16% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 257.
People (3,944)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrea Lynn Shafer | Senior Vice President, Chief Supervision Officer | Jan 2010 (17y) | Less than 5% | |
| Schwartz, Eric | Trustee | Aug 2015 (11y) | GP / trustee / elected manager of Eric And Kelly Schwartz Charitable Trust (indirect) | |
| Schwartz, Kelly, A | Trustee | Aug 2015 (11y) | GP / trustee / elected manager of Eric And Kelly Schwartz Charitable Trust (indirect) | |
| Stone, Carla, Jean | First Vice President, Finance/Chief Accounting Officer | Mar 2020 (6y) | Less than 5% | |
| Robbins, Tammy, Ann | Executive Vice President, Chief Business Development Officer | Sep 2020 (6y) | Less than 5% | |
| Graham, Nelson, Murphy | Executive Vice President, Chief Technology Officer | Aug 2022 (4y) | Less than 5% | |
| Stephen Michael Youhn | Chief Compliance Officer | Aug 2022 (4y) | Less than 5% | |
| Kuhlman, Richard, Henry | Senior Vice President, Chief Legal Officer | May 2023 (3y) | Less than 5% | |
| Rollins, Eddie, Thomas | Executive Vice President, Managing Director Bridgeport | Dec 2023 (3y) | Less than 5% | |
| Boen, Ryan | Evp, Chief Financial Officer | Jan 2024 (3y) | Less than 5% | |
| Amy Ann Brandts | Registered representative | Chartered Financial Consultant | Mar 2005 (21y) | |
| Ann Catherine Stalans | Registered representative | Mar 2005 (21y) | ||
| Anneliese Jisela D'souza | Registered representative | CFP | Mar 2005 (21y) | |
| Bobby Wayne Northup | Registered representative | Mar 2005 (21y) | ||
| Bradley Dean See | Registered representative | Mar 2005 (21y) | ||
| Bradley Neil Raymore | Registered representative | CFP | Mar 2005 (21y) | |
| Cheryl Ray Kelley | Registered representative | CFP | Mar 2005 (21y) | |
| Christina H. Florence | Registered representative | CFP | Mar 2005 (21y) | |
| Christopher Edward Charles Smitherman | Registered representative | Mar 2005 (21y) | ||
| Daniel Wayne Forgy | Registered representative | Mar 2005 (21y) | ||
| Darrell Newell Douglass | Registered representative | Mar 2005 (21y) | ||
| David Eugene Wiegand | Registered representative | Mar 2005 (21y) | ||
| Don Peter Stalker | Registered representative | CFP | Mar 2005 (21y) | |
| Donald Matthews Freeman | Registered representative | Mar 2005 (21y) | ||
| Douglas Elton Ulrich | Registered representative | Chartered Financial Consultant | Mar 2005 (21y) | |
| Douglas Hammond Lemon | Registered representative | Mar 2005 (21y) | ||
| Douglas Wilson Grover | Registered representative | CFP | Mar 2005 (21y) | |
| Duane Michael Froelicher | Registered representative | Mar 2005 (21y) | ||
| Everett Roy Freeberg | Registered representative | Chartered Financial Consultant | Mar 2005 (21y) | |
| Frederic Franklin Hoffman | Registered representative | Mar 2005 (21y) | ||
| Gary Thomas Wargo | Registered representative | CFP | Mar 2005 (21y) | |
| Guy Darsey Kidd | Registered representative | Mar 2005 (21y) | ||
| Howard C Schoeffler | Registered representative | Mar 2005 (21y) | ||
| James Michael Kirkland | Registered representative | Mar 2005 (21y) | ||
| James Ross Reinhart | Registered representative | Mar 2005 (21y) | ||
| Jason Daniel Forgy | Registered representative | Mar 2005 (21y) | ||
| John Aloysius Locke | Registered representative | Mar 2005 (21y) | ||
| John Dale Lane | Registered representative | CFP | Mar 2005 (21y) | |
| Jonathan Aurelio Pagano | Registered representative | Mar 2005 (21y) | ||
| Joyce Ann Blonskij | Registered representative | Mar 2005 (21y) | ||
| Julie W. Segerson | Registered representative | Mar 2005 (21y) | ||
| Karl Edward Elsass | Registered representative | CFP | Mar 2005 (21y) | |
| Kathleen Mary Talboom | Registered representative | Mar 2005 (21y) | ||
| Kevin Yautoo Chiu | Registered representative | CFP | Mar 2005 (21y) | |
| Lisa Lalande Heath | Registered representative | CFP | Mar 2005 (21y) | |
| Marc Joseph Zanghi | Registered representative | CFP | Mar 2005 (21y) | |
| Marcel Herbert Wehr | Registered representative | CFP | Mar 2005 (21y) | |
| Mark Gerard Hyland | Registered representative | Mar 2005 (21y) | ||
| Matthew Christopher Seale | Registered representative | Mar 2005 (21y) | ||
| Matthew Watts Bailey | Registered representative | Mar 2005 (21y) | ||
| Michael Kenneth King | Registered representative | Mar 2005 (21y) | ||
| Misty Lynne Pittman | Registered representative | Mar 2005 (21y) | ||
| Murray Alden Johnson | Registered representative | Mar 2005 (21y) | ||
| Nathan Wayne Lindemeyer | Registered representative | Mar 2005 (21y) | ||
| Paul David Nenni | Registered representative | Mar 2005 (21y) | ||
| Paul J Fetter | Registered representative | Mar 2005 (21y) | ||
| Peter Domenico Dollive | Registered representative | Mar 2005 (21y) | ||
| Peter Eric Philipp | Registered representative | CFP CFA | Mar 2005 (21y) | |
| Phillip P Leblanc | Registered representative | Mar 2005 (21y) | ||
| Richard Walker Butler | Registered representative | Mar 2005 (21y) | ||
| Rick Andrew Young | Registered representative | CFP | Mar 2005 (21y) | |
| Robert Toombs Dixon | Registered representative | Mar 2005 (21y) | ||
| Roland Patrick Gagne | Registered representative | CFP Chartered Financial Consultant | Mar 2005 (21y) | |
| Ronald John Dobro | Registered representative | Mar 2005 (21y) | ||
| Ross James Reinhart | Registered representative | Mar 2005 (21y) | ||
| Scott Alan Viesselmann | Registered representative | Mar 2005 (21y) | ||
| Steven Edgar Seward | Registered representative | Mar 2005 (21y) | ||
| Steven Ernest Hintz | Registered representative | Mar 2005 (21y) | ||
| Timothy James Gardner | Registered representative | Mar 2005 (21y) | ||
| Todd Lewis Freeman | Registered representative | CFP Chartered Financial Consultant | Mar 2005 (21y) | |
| Traci Ann Shughart | Registered representative | Mar 2005 (21y) | ||
| Michael Robert Talley | Registered representative | Apr 2005 (21y) | ||
| Darrell Eugene Masters | Registered representative | CFP | Apr 2005 (21y) | |
| Beckham Wyrick | Registered representative | Jun 2005 (21y) | ||
| Sheri Lynn Latimer | Registered representative | Jun 2005 (21y) | ||
| Randy Lee Miles | Registered representative | Jul 2005 (21y) | ||
| Robert William Waugh | Registered representative | CFP | Aug 2005 (21y) | |
| Drew Didrick Cullum | Registered representative | Sep 2005 (21y) | ||
| Gary Lee Forry | Registered representative | Jan 2006 (21y) | ||
| Kristina Lee Quinn | Registered representative | Jan 2006 (21y) | ||
| Adam Douglas Conway | Registered representative | Feb 2006 (20y) | ||
| Patrick James Blair | Registered representative | Feb 2006 (20y) | ||
| Jeremy Jude Fleeman | Registered representative | Mar 2006 (20y) | ||
| Kevin Fitzgerald Campbell | Registered representative | Apr 2006 (20y) | ||
| Milind Vishvanath Vaidya | Registered representative | Chartered Financial Consultant | Apr 2006 (20y) | |
| Melissa Joy Nordaby | Registered representative | Apr 2006 (20y) | ||
| Jeremy Kent Booth | Registered representative | Apr 2006 (20y) | ||
| David Charles Duncan | Registered representative | May 2006 (20y) | ||
| Daniel Stirling Taylor | Registered representative | Jun 2006 (20y) | ||
| Charles Stuart Tyler | Registered representative | Jun 2006 (20y) | ||
| Frank Jacob Clark | Registered representative | Aug 2006 (20y) | ||
| Gretchen Anne Rasmussen | Registered representative | Aug 2006 (20y) | ||
| Frank Stanley Posluszny | Registered representative | Sep 2006 (20y) | ||
| Douglas Patrick Mcallister | Registered representative | Sep 2006 (20y) | ||
| Daniel Rhett Jeppson | Registered representative | Sep 2006 (20y) | ||
| David Jonathan White | Registered representative | Oct 2006 (20y) | ||
| Michael Ray Curtis | Registered representative | Chartered Financial Consultant | Oct 2006 (20y) | |
| Eric Lee Jay | Registered representative | Chartered Financial Consultant | Oct 2006 (20y) | |
| Gregg Mitchell Karal | Registered representative | Nov 2006 (20y) | ||
| Kevin Lane Doss | Registered representative | Dec 2006 (20y) | ||
| Karl Roman Knade | Registered representative | Dec 2006 (20y) | ||
| Brian Todd Kelso | Registered representative | Jan 2007 (20y) | ||
| Melissa Thiemann Cannizzaro | Registered representative | Jan 2007 (20y) | ||
| Matthew Ronald Dobro | Registered representative | Jan 2007 (20y) | ||
| Ricky Lee Isaac | Registered representative | Jan 2007 (20y) | ||
| Richard Kevin Mclaughlin | Registered representative | CFP | Jan 2007 (20y) | |
| Raul Alberto Calle | Registered representative | Chartered Financial Consultant | Feb 2007 (19y) | |
| Michelle Rene Cady | Registered representative | Feb 2007 (19y) | ||
| Nicholas Dimitriou | Registered representative | Feb 2007 (19y) | ||
| Michael Stanley Blaszczak | Registered representative | Chartered Financial Consultant | Feb 2007 (19y) | |
| Patrick Arthur Hammer | Registered representative | Feb 2007 (19y) | ||
| Stacy Lee Sachs | Registered representative | Mar 2007 (19y) | ||
| D Parker Manning | Registered representative | Mar 2007 (19y) | ||
| Craig Ryan Lestner | Registered representative | CFP | May 2007 (19y) | |
| Jeffrey Howard Black | Registered representative | May 2007 (19y) | ||
| Steve Allen James | Registered representative | May 2007 (19y) | ||
| Julie Ann Weems | Registered representative | Jun 2007 (19y) | ||
| Mark Alan Lamprecht | Registered representative | Jul 2007 (19y) | ||
| Peter James Miralles | Registered representative | Jul 2007 (19y) | ||
| Roland Thomas Doubleday | Registered representative | CFP | Jul 2007 (19y) | |
| David Stephen Flanigan | Registered representative | Sep 2007 (19y) | ||
| Colin Shane Miller | Registered representative | Chartered Financial Consultant | Oct 2007 (19y) | |
| Lee Hicks Pierce | Registered representative | Oct 2007 (19y) | ||
| Anthony Michael Miller | Registered representative | Oct 2007 (19y) | ||
| Colleen Mcguire Bell | Registered representative | Oct 2007 (19y) | ||
| Donna Mcmahan Buchanan | Registered representative | Oct 2007 (19y) | ||
| Philip Kevin Buchanan | Registered representative | Oct 2007 (19y) | ||
| Elizabeth True Mckenney | Registered representative | Nov 2007 (19y) | ||
| Karl Thomas Johnson | Registered representative | Nov 2007 (19y) | ||
| Paul Joseph Mckenney | Registered representative | Nov 2007 (19y) | ||
| Perry Lyle Smith | Registered representative | Chartered Financial Consultant | Dec 2007 (19y) | |
| Tadeusz Robert Markow | Registered representative | CFP | Dec 2007 (19y) | |
| Robin Alan Freeman | Registered representative | CFP | Dec 2007 (19y) | |
| Kimberly C Weaver | Registered representative | CFP | Jan 2008 (19y) | |
| Ronald Gerard Przewlocki | Registered representative | Jan 2008 (19y) | ||
| Robert Slade Miller | Registered representative | Jan 2008 (19y) | ||
| Graham Tyler Bauer | Registered representative | CFP | Jan 2008 (19y) | |
| William Robert Micari | Registered representative | Feb 2008 (18y) | ||
| Joseph Edward Carroll | Registered representative | Mar 2008 (18y) | ||
| Christian Koranda | Registered representative | Mar 2008 (18y) | ||
| Paul Scot Wedeen | Registered representative | Mar 2008 (18y) | ||
| John Lino Grillo | Registered representative | CFP | May 2008 (18y) | |
| Steven Louis Wirick | Registered representative | May 2008 (18y) | ||
| Monte Clark Ferguson | Registered representative | CFP | May 2008 (18y) | |
| Pamela F Robinson | Registered representative | May 2008 (18y) | ||
| James Milton Mound | Registered representative | Jun 2008 (18y) | ||
| Gregory Elliott Robinson | Registered representative | Jun 2008 (18y) | ||
| Claudia Francine Rivers | Registered representative | CFP | Jun 2008 (18y) | |
| Glen Edward Viditz Ward | Registered representative | Jun 2008 (18y) | ||
| Russell George Kyncl | Registered representative | Chartered Financial Consultant | Jun 2008 (18y) | |
| Thomas Alan Burk | Registered representative | CFP | Jun 2008 (18y) | |
| Steven Michael Fain | Registered representative | Jun 2008 (18y) | ||
| Brandon Lee Erickson | Registered representative | Jun 2008 (18y) | ||
| Daniel Joseph Heck | Registered representative | Jun 2008 (18y) | ||
| David Kent Pederson | Registered representative | Jun 2008 (18y) | ||
| Stephen Thomas Mcginn | Registered representative | CFP Chartered Financial Consultant | Jul 2008 (18y) | |
| Stephen Francis Caggiano | Registered representative | Jul 2008 (18y) | ||
| John David Fitzgerald | Registered representative | Chartered Financial Consultant | Jul 2008 (18y) | |
| Peter Michael Wierzbicki | Registered representative | Jul 2008 (18y) | ||
| Jack Armstrong Derby | Registered representative | CFP CFA | Jul 2008 (18y) | |
| Robert John Maw | Registered representative | Aug 2008 (18y) | ||
| Dwight William Galda | Registered representative | Chartered Financial Consultant | Aug 2008 (18y) | |
| Ray Daniel Dotson | Registered representative | Aug 2008 (18y) | ||
| Kenneth James Thomas | Registered representative | CFP | Aug 2008 (18y) | |
| Christopher Kurt Bahr | Registered representative | Aug 2008 (18y) | ||
| Christopher Paul Polk | Registered representative | Aug 2008 (18y) | ||
| Jonathan Bryn Krueger | Registered representative | Aug 2008 (18y) | ||
| Kurt Douglas Cambier | Registered representative | CFP Chartered Financial Consultant | Aug 2008 (18y) | |
| Jeffrey Mark Hochwalt | Registered representative | Chartered Financial Consultant | Aug 2008 (18y) | |
| Steven Lee Paolucci | Registered representative | Chartered Financial Consultant | Aug 2008 (18y) | |
| Margaret Marie Rose | Registered representative | Sep 2008 (18y) | ||
| Edward Leonard Moran | Registered representative | Sep 2008 (18y) | ||
| Matthew Aron Nelson | Registered representative | Sep 2008 (18y) | ||
| Thomas John Kijowski | Registered representative | Chartered Financial Consultant | Sep 2008 (18y) | |
| Kevin James Hyland | Registered representative | Sep 2008 (18y) | ||
| Stephen Louis Skillman | Registered representative | Sep 2008 (18y) | ||
| Adam Anthony Andelin | Registered representative | Sep 2008 (18y) | ||
| Gregory Carlton Henderson | Registered representative | Sep 2008 (18y) | ||
| Michael Joseph Lewis | Registered representative | Sep 2008 (18y) | ||
| Stansfield Fries | Registered representative | Sep 2008 (18y) | ||
| Alan Thomas Schauer | Registered representative | CFP Chartered Financial Consultant | Oct 2008 (18y) | |
| Curtis Dean Harris | Registered representative | CFP | Oct 2008 (18y) | |
| Kevin Thomas Mccauley | Registered representative | Oct 2008 (18y) | ||
| Andrew Timothy Ahrens | Registered representative | Dec 2008 (18y) | ||
| David Lloyd Kaiser | Registered representative | Chartered Financial Consultant | Dec 2008 (18y) | |
| Seth J King | Registered representative | Chartered Financial Consultant | Dec 2008 (18y) | |
| Tennyson Calvin Shifley | Registered representative | Chartered Financial Consultant | Jan 2009 (18y) | |
| Todd A Yawit | Registered representative | Jan 2009 (18y) | ||
| G. Lawrence Keller | Registered representative | Jan 2009 (18y) | ||
| Benjamin Vincent Pearman | Registered representative | Jan 2009 (18y) | ||
| Samuel Lyle Torrez | Registered representative | CFP | Jan 2009 (18y) | |
| Lawrence Richard Falzone | Registered representative | Jan 2009 (18y) | ||
| Christopher Jay Brackman | Registered representative | CFP | Feb 2009 (17y) | |
| John Philip Poels | Registered representative | Chartered Financial Consultant | Feb 2009 (17y) | |
| Kay Marie Knuth | Registered representative | CFP | Feb 2009 (17y) | |
| Thomas Loren Bode | Registered representative | CFP Personal Financial Specialist | Feb 2009 (17y) | |
| Andrew H Nollman | Registered representative | Feb 2009 (17y) | ||
| Henry Bigornia Nigos | Registered representative | Feb 2009 (17y) | ||
| Scott Jeremy Richardson | Registered representative | Feb 2009 (17y) | ||
| David James Silvers | Registered representative | Mar 2009 (17y) | ||
| Richard Allen Schaefer | Registered representative | Mar 2009 (17y) | ||
| Michael Rolland Robieson | Registered representative | Mar 2009 (17y) | ||
| David Robert Nicholson | Registered representative | Chartered Financial Consultant | Apr 2009 (17y) | |
| Kenneth Jacob Lydecker | Registered representative | Apr 2009 (17y) | ||
| Martin Lee Evans | Registered representative | Apr 2009 (17y) | ||
| Richard Charles Disharoon | Registered representative | CFP | Apr 2009 (17y) | |
| William Henry Parrish | Registered representative | Apr 2009 (17y) | ||
| Harry Parker Consaul | Registered representative | CFA | May 2009 (17y) | |
| Robert Lee Nash | Registered representative | May 2009 (17y) | ||
| James Stephen Budzyn | Registered representative | Chartered Financial Consultant | May 2009 (17y) | |
| Martin J Smith | Registered representative | May 2009 (17y) | ||
| Alex John Sheppard | Registered representative | CFP | Jun 2009 (17y) | |
| Edward Kevin Marshall | Registered representative | CFP Personal Financial Specialist | Jun 2009 (17y) | |
| Gretchen Michelle Brown | Registered representative | Jun 2009 (17y) | ||
| Scott John Parsons | Registered representative | Jun 2009 (17y) | ||
| Bradford John Parsons | Registered representative | Jun 2009 (17y) | ||
| James Edwin Almond | Registered representative | Jul 2009 (17y) | ||
| Michael Eugene Marciano | Registered representative | CFP Chartered Financial Consultant | Jul 2009 (17y) | |
| Joseph Andrew Marciano | Registered representative | Jul 2009 (17y) | ||
| Lance Michael Lowery | Registered representative | Jul 2009 (17y) | ||
| Larry Dale Brasel | Registered representative | Jul 2009 (17y) | ||
| Kristen Janeene Hafner | Registered representative | Jul 2009 (17y) | ||
| Robert Edward Artim | Registered representative | Jul 2009 (17y) | ||
| Sedigheh Nowrouzzadeh | Registered representative | Jul 2009 (17y) | ||
| John Wesley Jones | Registered representative | Jul 2009 (17y) | ||
| David Lee Crawford | Registered representative | CFP | Jul 2009 (17y) | |
| Michael David Miller | Registered representative | Jul 2009 (17y) | ||
| Darron Ross Bergstrom | Registered representative | Aug 2009 (17y) | ||
| Anthony Matthew Conte | Registered representative | CFP | Aug 2009 (17y) | |
| Frank Anthony Conte | Registered representative | Chartered Financial Consultant | Aug 2009 (17y) | |
| Bradley Darryl Tiche | Registered representative | CFP Chartered Financial Consultant | Aug 2009 (17y) | |
| Judith J Crampton | Registered representative | CFP | Aug 2009 (17y) | |
| Meade Alice Crampton Whitaker | Registered representative | CFP | Aug 2009 (17y) | |
| William Todd Weithman | Registered representative | CFP | Aug 2009 (17y) | |
| Thomas Edward Wright | Registered representative | CFP | Aug 2009 (17y) | |
| Richard Paul Letellier | Registered representative | Aug 2009 (17y) | ||
| Steven Charles Galminas | Registered representative | Aug 2009 (17y) | ||
| Anne Nevotti Spinks | Registered representative | Chartered Financial Consultant | Aug 2009 (17y) | |
| Michael Dennis Woods | Registered representative | CFP | Aug 2009 (17y) | |
| Michael James Durkin | Registered representative | CFP | Aug 2009 (17y) | |
| Wanda Lee Delgado | Registered representative | CFP | Aug 2009 (17y) | |
| Anthony Edward Benvin | Registered representative | CFP | Aug 2009 (17y) | |
| John Christian Schlegel | Registered representative | Aug 2009 (17y) | ||
| Michael Lawrence Walsh | Registered representative | Aug 2009 (17y) | ||
| Terry Joseph Marynchak | Registered representative | CFP Chartered Financial Consultant | Aug 2009 (17y) | |
| Kelly J Cartier | Registered representative | CFP | Aug 2009 (17y) | |
| Patricia Ann Freehling | Registered representative | Aug 2009 (17y) | ||
| Craig L. Meyer | Registered representative | Aug 2009 (17y) | ||
| Jule Brandon Butler | Registered representative | Aug 2009 (17y) | ||
| Scott Andrew Moyer | Registered representative | Aug 2009 (17y) | ||
| Marvin Rudolph Souchek | Registered representative | Chartered Financial Consultant | Aug 2009 (17y) | |
| Michelle M Onoda | Registered representative | Aug 2009 (17y) | ||
| John David Fuller | Registered representative | Sep 2009 (17y) | ||
| Jacqulyn D Flattery | Registered representative | Sep 2009 (17y) | ||
| Bradley Brian Sterk | Registered representative | Chartered Financial Consultant | Oct 2009 (17y) | |
| Shane Edward Westhoelter | Registered representative | Oct 2009 (17y) | ||
| Vincent Darnell Kalbach | Registered representative | Oct 2009 (17y) | ||
| Roland Gregory Bergman | Registered representative | CFP | Oct 2009 (17y) | |
| Troy Dean Lennox | Registered representative | Oct 2009 (17y) | ||
| Harold B Gordy | Registered representative | Oct 2009 (17y) | ||
| Salvatore James Ricco | Registered representative | Chartered Financial Consultant | Nov 2009 (17y) | |
| Thomas Lee Brandon | Registered representative | Nov 2009 (17y) | ||
| Andrea Lynne Duke | Registered representative | Nov 2009 (17y) | ||
| Carla J Kesterson | Registered representative | CFP | Nov 2009 (17y) | |
| Dustin Stuart Ma | Registered representative | Dec 2009 (17y) | ||
| Joseph Mario Gavazza | Registered representative | Dec 2009 (17y) | ||
| David Michael Baum | Registered representative | Dec 2009 (17y) | ||
| Caleb V. Allen | Registered representative | CFP | Dec 2009 (17y) | |
| Curtis James Hein | Registered representative | CFP | Dec 2009 (17y) | |
| Kevin Cabot Carmony | Registered representative | Dec 2009 (17y) | ||
| Brian H Hines | Registered representative | Jan 2010 (17y) | ||
| Carolyn Sue Williams | Registered representative | CFP | Jan 2010 (17y) | |
| Daniel John Piazza | Registered representative | Jan 2010 (17y) | ||
| Daniel Joseph Brixius | Registered representative | Jan 2010 (17y) | ||
| Denice Gustin Piazza | Registered representative | CFP | Jan 2010 (17y) | |
| Eric Delonge Pettis | Registered representative | Jan 2010 (17y) | ||
| Jay Joseph Kowalski | Registered representative | Jan 2010 (17y) | ||
| Joseph Anthony Cooper | Registered representative | Jan 2010 (17y) | ||
| Kathryn Danielle Gillette | Registered representative | CFP | Jan 2010 (17y) | |
| Lisa Ann Aschenbeck | Registered representative | Jan 2010 (17y) | ||
| Rudolph Christian Ammer | Registered representative | CFP | Jan 2010 (17y) | |
| Scott Allan Derr | Registered representative | Jan 2010 (17y) | ||
| Scott Owen Bombeck | Registered representative | CFP | Jan 2010 (17y) | |
| Steven Roger Sanson | Registered representative | Chartered Financial Consultant | Jan 2010 (17y) | |
| Amanda Dee Foster | Registered representative | CFP | Jan 2010 (17y) | |
| Ellis Eugene Grossnickle | Registered representative | Jan 2010 (17y) | ||
| Seth Aaron Miller | Registered representative | Jan 2010 (17y) | ||
| Steve Joseph Doman | Registered representative | Jan 2010 (17y) | ||
| Denise Angelic Alemayehu | Registered representative | Jan 2010 (17y) | ||
| Gary Carl Sanson | Registered representative | CFP Chartered Financial Consultant | Jan 2010 (17y) | |
| Brent Edward Shimman | Registered representative | Jan 2010 (17y) | ||
| Frank Joseph Dobnikar | Registered representative | Jan 2010 (17y) | ||
| Mark John Thornton | Registered representative | Jan 2010 (17y) | ||
| Larry Randolph Scott | Registered representative | CFP | Jan 2010 (17y) | |
| David K Douglass | Registered representative | Jan 2010 (17y) | ||
| Carla Adele Burns | Registered representative | Jan 2010 (17y) | ||
| Paul Thomas Farthing | Registered representative | CFP | Jan 2010 (17y) | |
| Bryan Deshane Ramsay | Registered representative | Jan 2010 (17y) | ||
| Dawn Marie Baker | Registered representative | Jan 2010 (17y) | ||
| Marc Leonard La Vigne | Registered representative | Jan 2010 (17y) | ||
| Dominic Carradero | Registered representative | Jan 2010 (17y) | ||
| Thomas Christopher Simpson | Registered representative | Jan 2010 (17y) | ||
| Brandon David Plattner | Registered representative | Jan 2010 (17y) | ||
| Jason Maximillian Baker | Registered representative | Feb 2010 (16y) | ||
| Michael William Olff | Registered representative | CFP | Feb 2010 (16y) | |
| Thomas M Oshea | Registered representative | Feb 2010 (16y) | ||
| Matthew Lane Tiller | Registered representative | Feb 2010 (16y) | ||
| Robert C Kniprath | Registered representative | Mar 2010 (16y) | ||
| Robin Sue Jarvis | Registered representative | Mar 2010 (16y) | ||
| Daniel Lee Blamer | Registered representative | CFP | Mar 2010 (16y) | |
| Gerald Thomas Fenby | Registered representative | Chartered Financial Consultant | Mar 2010 (16y) | |
| Jennifer Grace Mitchell | Registered representative | Mar 2010 (16y) | ||
| John Alfred Buetow | Registered representative | Mar 2010 (16y) | ||
| John David James Lapham | Registered representative | Mar 2010 (16y) | ||
| Judy Ann Betts | Registered representative | CFP | Mar 2010 (16y) | |
| Kevin Lynn Way | Registered representative | Mar 2010 (16y) | ||
| Leonard Michael Brunkey | Registered representative | CFP Chartered Financial Consultant | Mar 2010 (16y) | |
| Randall John Verlin | Registered representative | CFP | Mar 2010 (16y) | |
| Stan William Ledvina | Registered representative | Mar 2010 (16y) | ||
| Steven Joseph Killiany | Registered representative | Mar 2010 (16y) | ||
| Kevin Scott Whiteford | Registered representative | Mar 2010 (16y) | ||
| Marika Somorjai | Registered representative | Mar 2010 (16y) | ||
| Loren Christopher Rex | Registered representative | Mar 2010 (16y) | ||
| Paul Victor Cain | Registered representative | Apr 2010 (16y) | ||
| Ellen Santon Field | Registered representative | Chartered Financial Consultant | Apr 2010 (16y) | |
| Arnold S. Magid | Registered representative | Apr 2010 (16y) | ||
| Azeb Gessesse Clark | Registered representative | Apr 2010 (16y) | ||
| Blake R Stones | Registered representative | Apr 2010 (16y) | ||
| Craig Robert Koehler | Registered representative | Chartered Financial Consultant | Apr 2010 (16y) | |
| Timothy J Reynolds | Registered representative | Apr 2010 (16y) | ||
| John Paul Bernier | Registered representative | CFP | Apr 2010 (16y) | |
| Michael Ray Gula | Registered representative | Apr 2010 (16y) | ||
| Sharon Marie Blechinger | Registered representative | Apr 2010 (16y) | ||
| Jeffrey Francis Vivacqua | Registered representative | May 2010 (16y) | ||
| Joseph Alan Garafano | Registered representative | May 2010 (16y) | ||
| Scott Edward Marshall | Registered representative | CFP | May 2010 (16y) | |
| Craig Michael Swan | Registered representative | May 2010 (16y) | ||
| Gabriel Johanan Smith | Registered representative | May 2010 (16y) | ||
| John Michael Roewe | Registered representative | May 2010 (16y) | ||
| Garry Lee Mcclure | Registered representative | May 2010 (16y) | ||
| Robert Durant Harris | Registered representative | May 2010 (16y) | ||
| William Cabot Parker | Registered representative | May 2010 (16y) | ||
| James Michael Fay | Registered representative | Jun 2010 (16y) | ||
| John Harrison Burt | Registered representative | Jun 2010 (16y) | ||
| William Franklin Dyches | Registered representative | Jun 2010 (16y) | ||
| David Wai Pak Chow | Registered representative | Jun 2010 (16y) | ||
| Roger D Severance | Registered representative | Jun 2010 (16y) | ||
| Thanhha Huu Ha | Registered representative | Jun 2010 (16y) | ||
| Harvey Alec Cosgrove | Registered representative | Chartered Financial Consultant | Jun 2010 (16y) | |
| Michael N/A Lynn | Registered representative | Jul 2010 (16y) | ||
| Toni Thore Lee Andrews | Registered representative | Jul 2010 (16y) | ||
| Mark William Steinhart | Registered representative | Jul 2010 (16y) | ||
| Amita Ramesh Desai | Registered representative | Jul 2010 (16y) | ||
| Charles J Wagner | Registered representative | CFP | Jul 2010 (16y) | |
| Hae Jung Kim | Registered representative | Jul 2010 (16y) | ||
| Bud Ivan Boom | Registered representative | Jul 2010 (16y) | ||
| Jason Frederic Vos | Registered representative | Jul 2010 (16y) | ||
| Brian Edward Conway | Registered representative | CFP | Jul 2010 (16y) | |
| Eric Lee Reataza | Registered representative | CFP Chartered Financial Consultant | Aug 2010 (16y) | |
| Tami Gay Jarrett Plummer | Registered representative | Aug 2010 (16y) | ||
| Jonathan Gregory Heller | Registered representative | Aug 2010 (16y) | ||
| Angela Michelle Barket | Registered representative | Aug 2010 (16y) | ||
| John Scott Harvey | Registered representative | CFP | Aug 2010 (16y) | |
| Eric Neal Sawyer | Registered representative | CFP | Sep 2010 (16y) | |
| Natalie Ann Pavey | Registered representative | Sep 2010 (16y) | ||
| Thomas William Cirks | Registered representative | Sep 2010 (16y) | ||
| Jeffrey W Gigax | Registered representative | Sep 2010 (16y) | ||
| Melvin Laray Mcelroy | Registered representative | Sep 2010 (16y) | ||
| Barry Jack Schmidt | Registered representative | Sep 2010 (16y) | ||
| Conan Michael Malmer | Registered representative | Sep 2010 (16y) | ||
| Jonathan Howard Grocki | Registered representative | Sep 2010 (16y) | ||
| Ray Douglas Muecke | Registered representative | CFP | Sep 2010 (16y) | |
| David J Llewellyn | Registered representative | Oct 2010 (16y) | ||
| Kent W Hennings | Registered representative | Oct 2010 (16y) | ||
| Robert Charles Bambrough | Registered representative | Oct 2010 (16y) | ||
| Bartt M Stevens | Registered representative | Oct 2010 (16y) | ||
| Michael Frederick Witzig | Registered representative | Oct 2010 (16y) | ||
| Adam Willis Freeland | Registered representative | Oct 2010 (16y) | ||
| Erik Louis Keller | Registered representative | Oct 2010 (16y) | ||
| Melissa Marie Mullan | Registered representative | Oct 2010 (16y) | ||
| Kimberly Klor Gaxiola | Registered representative | CFP | Oct 2010 (16y) | |
| Jeffrey Aaron Robins | Registered representative | Oct 2010 (16y) | ||
| Joseph Edward Straka | Registered representative | Oct 2010 (16y) | ||
| Jeffrey David Kercher | Registered representative | Oct 2010 (16y) | ||
| Jill Rae Powers | Registered representative | CFP | Oct 2010 (16y) | |
| Stephen Bradley Hess | Registered representative | CFP | Oct 2010 (16y) | |
| Andrew Richard Pike | Registered representative | Nov 2010 (16y) | ||
| Demian Emilio Penton | Registered representative | Nov 2010 (16y) | ||
| Dennis Wayne Giese | Registered representative | Nov 2010 (16y) | ||
| Thomas William Hofbauer | Registered representative | Nov 2010 (16y) | ||
| Daniel Christopher Moyers | Registered representative | Nov 2010 (16y) | ||
| Bruce Ernest Vermeulen | Registered representative | Nov 2010 (16y) | ||
| Jason Allen Irons | Registered representative | CFP | Nov 2010 (16y) | |
| Jonathan David Lacroix | Registered representative | Nov 2010 (16y) | ||
| David Evans Hunt | Registered representative | Nov 2010 (16y) | ||
| Charles Edward Archer | Registered representative | Dec 2010 (16y) | ||
| Kimberly Ann Newsome | Registered representative | Dec 2010 (16y) | ||
| Michael Kevin Alford | Registered representative | CFP | Dec 2010 (16y) | |
| James J Denora | Registered representative | CFP | Dec 2010 (16y) | |
| Judith Ann Griffin | Registered representative | Dec 2010 (16y) | ||
| Mark Linn Marshall | Registered representative | Dec 2010 (16y) | ||
| Thomas George Allen | Registered representative | Dec 2010 (16y) | ||
| Brandon Shea Cox | Registered representative | Dec 2010 (16y) | ||
| Connor Joseph Todd | Registered representative | Jan 2011 (16y) | ||
| Roy William Ness | Registered representative | CFP | Jan 2011 (16y) | |
| Soly Solomon Kor | Registered representative | Jan 2011 (16y) | ||
| Sue Anne Thompson | Registered representative | Jan 2011 (16y) | ||
| Matthew John Barket | Registered representative | Jan 2011 (16y) | ||
| Mark E Chinn | Registered representative | Jan 2011 (16y) | ||
| Mary Day Smelser | Registered representative | Jan 2011 (16y) | ||
| Robert James Thevenet | Registered representative | CFP Chartered Financial Consultant | Jan 2011 (16y) | |
| David Michael Rex | Registered representative | Jan 2011 (16y) | ||
| Wade Lance Mcminn | Registered representative | Feb 2011 (16y) | ||
| Charles Michael Estes | Registered representative | Feb 2011 (15y) | ||
| Joseph Mason John | Registered representative | Chartered Financial Consultant | Feb 2011 (15y) | |
| Spencer Farris Murchison | Registered representative | Feb 2011 (15y) | ||
| Amy Lynn Cavanaugh | Registered representative | Mar 2011 (15y) | ||
| Carl Michael Strozyk | Registered representative | Mar 2011 (15y) | ||
| David Michael Nelson | Registered representative | CFP Chartered Financial Consultant | Mar 2011 (15y) | |
| Fred Harvey Spicknall | Registered representative | Mar 2011 (15y) | ||
| Jeffrey Lynn Bradshaw | Registered representative | Mar 2011 (15y) | ||
| George Arthur Brakmeier | Registered representative | Mar 2011 (15y) | ||
| John Deboer | Registered representative | Mar 2011 (15y) | ||
| Jon Lance Laroche | Registered representative | Mar 2011 (15y) | ||
| Kyle K Mitchell | Registered representative | Apr 2011 (15y) | ||
| Paula Przewlocki | Registered representative | Apr 2011 (15y) | ||
| Barry Robert Shevlin | Registered representative | Apr 2011 (15y) | ||
| Danny Joe Taylor | Registered representative | CFP | Apr 2011 (15y) | |
| Bradley David Fath | Registered representative | Apr 2011 (15y) | ||
| Kelly Ann Brockette | Registered representative | Apr 2011 (15y) | ||
| Thomas Michael Tacia | Registered representative | Apr 2011 (15y) | ||
| Johnny Manuel Vallejo | Registered representative | Apr 2011 (15y) | ||
| Keith Harold Offel | Registered representative | Apr 2011 (15y) | ||
| Christopher Anthony Schipske | Registered representative | CFP | May 2011 (15y) | |
| David Bruce Roper | Registered representative | CFP | May 2011 (15y) | |
| Gregory E. Homesley | Registered representative | May 2011 (15y) | ||
| Sara K Kermenski | Registered representative | May 2011 (15y) | ||
| Charles Edward Dear | Registered representative | May 2011 (15y) | ||
| Bradley David Bush | Registered representative | Jun 2011 (15y) | ||
| Lawrence Henry Brinks | Registered representative | CFP Chartered Financial Consultant | Jun 2011 (15y) | |
| Rosalie Jones Henley Crownover | Registered representative | Jun 2011 (15y) | ||
| Joseph Charles Henriques | Registered representative | Jun 2011 (15y) | ||
| Kevin Donnell Bingham | Registered representative | Jun 2011 (15y) | ||
| Matthew Allen Riordan | Registered representative | Jun 2011 (15y) | ||
| Shelby Joy Rothman | Registered representative | Jun 2011 (15y) | ||
| Douglas Ford Kennedy | Registered representative | Jun 2011 (15y) | ||
| Geoffrey Ford Kennedy | Registered representative | CFP CFA | Jun 2011 (15y) | |
| Jonathan Edward Michael | Registered representative | Jul 2011 (15y) | ||
| Erik Anthony Smith | Registered representative | Jul 2011 (15y) | ||
| Kenneth Derek Thomson | Registered representative | Jul 2011 (15y) | ||
| Douglas John Turner | Registered representative | Jul 2011 (15y) | ||
| Jeanne Cassibry Burns | Registered representative | CFP | Jul 2011 (15y) | |
| Richard H Tanner | Registered representative | Jul 2011 (15y) | ||
| Daniel Allen Funderburk | Registered representative | CFP | Jul 2011 (15y) | |
| Bryan James Gaskamp | Registered representative | Jul 2011 (15y) | ||
| John William Osborn | Registered representative | CFP Chartered Financial Consultant | Jul 2011 (15y) | |
| Michael Joseph Scott | Registered representative | Jul 2011 (15y) | ||
| Todd Mitchell Harris | Registered representative | Jul 2011 (15y) | ||
| Christopher Brian Craft | Registered representative | Jul 2011 (15y) | ||
| Frank Brewer Cummings | Registered representative | Aug 2011 (15y) | ||
| Robert James Giordano | Registered representative | Aug 2011 (15y) | ||
| Kyle James Carter | Registered representative | Aug 2011 (15y) | ||
| Dennis Charles Clark | Registered representative | Aug 2011 (15y) | ||
| Judd Allen Hatch | Registered representative | Aug 2011 (15y) | ||
| Ronald Dale Sigler | Registered representative | Aug 2011 (15y) | ||
| Michael Jeffrey Franks | Registered representative | Chartered Financial Consultant | Aug 2011 (15y) | |
| Anthony William Albertino | Registered representative | Aug 2011 (15y) | ||
| Gregory Scott Raines | Registered representative | Aug 2011 (15y) | ||
| Jason L. Stone | Registered representative | Aug 2011 (15y) | ||
| Mark Briggs Dudycha | Registered representative | Aug 2011 (15y) | ||
| Gary Lynn Teston | Registered representative | Aug 2011 (15y) | ||
| Brian David Duncan | Registered representative | CFP | Sep 2011 (15y) | |
| Craig Wilson Baum | Registered representative | CFP | Sep 2011 (15y) | |
| David Scott Duncan | Registered representative | CFP | Sep 2011 (15y) | |
| Robert Boyd Mccalmont | Registered representative | CFP | Sep 2011 (15y) | |
| Anthony Ryan Marciano | Registered representative | Sep 2011 (15y) | ||
| Carter James Cowan | Registered representative | Sep 2011 (15y) | ||
| Michael Wayne Goodwin | Registered representative | Sep 2011 (15y) | ||
| Linda Kay Smith | Registered representative | Sep 2011 (15y) | ||
| Bryan Eugene Boyle | Registered representative | Chartered Financial Consultant | Sep 2011 (15y) | |
| Marianne Patricia Lyons | Registered representative | Sep 2011 (15y) | ||
| Clyde Ellis Patton | Registered representative | Sep 2011 (15y) | ||
| Ray Arthur Hanson | Registered representative | Sep 2011 (15y) | ||
| Robert Frederick Overton | Registered representative | CFP | Sep 2011 (15y) | |
| Donald E. Cain | Registered representative | Sep 2011 (15y) | ||
| Dreama Ann Long | Registered representative | Sep 2011 (15y) | ||
| Edward E Kavo | Registered representative | CFP | Sep 2011 (15y) | |
| Eric Leon Montgomery | Registered representative | Sep 2011 (15y) | ||
| Francis Stephen Zoracki | Registered representative | Sep 2011 (15y) | ||
| Glenn Douglas Greenwood | Registered representative | Chartered Financial Consultant | Sep 2011 (15y) | |
| Keith Culliver Clark | Registered representative | Sep 2011 (15y) | ||
| Janice Marie Johnson | Registered representative | CFP | Sep 2011 (15y) | |
| Lavon Huey Welch | Registered representative | CFP | Sep 2011 (15y) | |
| Pamela Shields Cole | Registered representative | Sep 2011 (15y) | ||
| Robert Scott Herron | Registered representative | Sep 2011 (15y) | ||
| Thomas John Walsh | Registered representative | CFA | Sep 2011 (15y) | |
| Elizabeth Anne Williams | Registered representative | CFP | Oct 2011 (15y) | |
| Todd Matthew Musial | Registered representative | Oct 2011 (15y) | ||
| Carol Titus Beck | Registered representative | Chartered Financial Consultant | Oct 2011 (15y) | |
| Fochson Fung | Registered representative | Chartered Financial Consultant | Oct 2011 (15y) | |
| Larry Dean Queen | Registered representative | Oct 2011 (15y) | ||
| Thomas Ray Bates | Registered representative | CFP Chartered Financial Consultant | Oct 2011 (15y) | |
| David Walter Miller | Registered representative | Oct 2011 (15y) | ||
| Margaret Deborah Bergan | Registered representative | Chartered Financial Consultant | Oct 2011 (15y) | |
| Scott L Bergan | Registered representative | Chartered Financial Consultant | Oct 2011 (15y) | |
| David Brian Murray | Registered representative | Oct 2011 (15y) | ||
| Susan Lorraine Tate | Registered representative | Oct 2011 (15y) | ||
| Jon J Parkhurst | Registered representative | CFP | Nov 2011 (15y) | |
| Sharon Ann Harrison | Registered representative | Nov 2011 (15y) | ||
| Blake R Martin | Registered representative | Nov 2011 (15y) | ||
| Steven Salvator Wedegis | Registered representative | Nov 2011 (15y) | ||
| Alexander Joseph Paoletto | Registered representative | CFP | Nov 2011 (15y) | |
| Amy Beth Seltzer | Registered representative | Nov 2011 (15y) | ||
| Andrew Hunter Walker | Registered representative | Nov 2011 (15y) | ||
| Canon Wayne Hickman | Registered representative | Nov 2011 (15y) | ||
| David Bernard Saunders | Registered representative | Nov 2011 (15y) | ||
| Kenneth Joseph Elkins | Registered representative | Nov 2011 (15y) | ||
| Thomas Francis Kazak | Registered representative | Nov 2011 (15y) | ||
| William Thomas Saunders | Registered representative | CFP | Nov 2011 (15y) | |
| Michael James Thaler | Registered representative | Nov 2011 (15y) | ||
| James Edward Ellis | Registered representative | Nov 2011 (15y) | ||
| John Hughes Campbell | Registered representative | Dec 2011 (15y) | ||
| Pamela Sue Campbell | Registered representative | Dec 2011 (15y) | ||
| Conrad Wienges Sanders | Registered representative | Dec 2011 (15y) | ||
| Peggy L. Elliott | Registered representative | Chartered Financial Consultant | Dec 2011 (15y) | |
| Alexander Patrick Kline | Registered representative | CFP | Dec 2011 (15y) | |
| Christopher Alan Gill | Registered representative | Jan 2012 (15y) | ||
| Lora S Squires | Registered representative | Jan 2012 (15y) | ||
| Robert James Wickenkamp | Registered representative | Jan 2012 (15y) | ||
| Sebastian N Sullivan | Registered representative | CFP | Jan 2012 (15y) | |
| Bryan Ghiles Wayt | Registered representative | CFP | Jan 2012 (15y) | |
| Jeffrey Richard Kreinbring | Registered representative | Jan 2012 (15y) | ||
| Michelle Marie Prybil | Registered representative | Jan 2012 (15y) | ||
| Shuai Wang | Registered representative | Jan 2012 (15y) | ||
| Kevin S Hughes | Registered representative | Jan 2012 (15y) | ||
| Thomas Robert Manning | Registered representative | Jan 2012 (15y) | ||
| Paulette Rose Miller | Registered representative | Jan 2012 (15y) | ||
| Ursula Dawn Hand | Registered representative | Jan 2012 (15y) | ||
| James Albert Leone | Registered representative | Feb 2012 (14y) | ||
| Douglas Todd Fletcher | Registered representative | Feb 2012 (14y) | ||
| Stephen Paul Dooling | Registered representative | Feb 2012 (14y) | ||
| Mary Catherine Hanson | Registered representative | Feb 2012 (14y) | ||
| Andrew Michael Lohse | Registered representative | Personal Financial Specialist | Mar 2012 (14y) | |
| Arthur Michael Connor | Registered representative | Chartered Financial Consultant | Mar 2012 (14y) | |
| James Walter Lohse | Registered representative | Chartered Financial Consultant | Mar 2012 (14y) | |
| Charles Theodore Beach | Registered representative | Chartered Financial Consultant | Mar 2012 (14y) | |
| Junko Ishigami Horvath | Registered representative | CFP | Mar 2012 (14y) | |
| Rhonda Tunink Heineman | Registered representative | CFP | Apr 2012 (14y) | |
| Amanda Elizabeth Keller | Registered representative | Apr 2012 (14y) | ||
| Brian Charles Cassidy | Registered representative | May 2012 (14y) | ||
| Jeffrey Paul Andrews | Registered representative | May 2012 (14y) | ||
| Scott Erwin Arrasmith | Registered representative | May 2012 (14y) | ||
| Spencer Douglas Neal | Registered representative | May 2012 (14y) | ||
| Vincent Armond Croom | Registered representative | CFP | May 2012 (14y) | |
| Monica Ann Freeny | Registered representative | May 2012 (14y) | ||
| Daniel Patrick Kelly | Registered representative | May 2012 (14y) | ||
| Brenda Regan Munoz | Registered representative | Jun 2012 (14y) | ||
| Chet Allen Teichman | Registered representative | Jun 2012 (14y) | ||
| Ross Christopher Morgan | Registered representative | CFP | Jun 2012 (14y) | |
| Henry Durward Thompson | Registered representative | Chartered Financial Consultant | Jun 2012 (14y) | |
| William Gregg Schnellbacher | Registered representative | Jun 2012 (14y) | ||
| Robert Lynn Ashley | Registered representative | Jun 2012 (14y) | ||
| Heywood Axtell Turner | Registered representative | Jun 2012 (14y) | ||
| Rene Alejandro Ruiz | Registered representative | Chartered Financial Consultant | Jun 2012 (14y) | |
| Timothy Alan Flick | Registered representative | CFP | Jul 2012 (14y) | |
| Carter Conrad Benkendorfer | Registered representative | Chartered Financial Consultant | Jul 2012 (14y) | |
| Joel Aaron Shirey | Registered representative | Jul 2012 (14y) | ||
| Charles Steven Hammond | Registered representative | Jul 2012 (14y) | ||
| Christopher Richardson | Registered representative | Jul 2012 (14y) | ||
| Christopher Brian Hensley | Registered representative | Jul 2012 (14y) | ||
| Jamey Knight Pugh | Registered representative | CFP | Jul 2012 (14y) | |
| Jeffrey Lynn Coleman | Registered representative | Jul 2012 (14y) | ||
| Joseph Gerald Prokop | Registered representative | CFP | Jul 2012 (14y) | |
| Cindy Shu Way Shi | Registered representative | Jul 2012 (14y) | ||
| Grant C Holdren | Registered representative | CFP | Aug 2012 (14y) | |
| Michael Thomas Cice | Registered representative | Aug 2012 (14y) | ||
| Jeffrey M Funderburk | Registered representative | CFP | Aug 2012 (14y) | |
| Joseph Adam Uhrig | Registered representative | Aug 2012 (14y) | ||
| Geoffrey Jay Ingram | Registered representative | Aug 2012 (14y) | ||
| Brian Thomas Lombardo | Registered representative | CFP | Sep 2012 (14y) | |
| Darren Michael Limesand | Registered representative | Sep 2012 (14y) | ||
| Rickey Bowen | Registered representative | Sep 2012 (14y) | ||
| James C Nelson | Registered representative | Sep 2012 (14y) | ||
| Mary Kathleen Brown Thibodeau | Registered representative | Sep 2012 (14y) | ||
| Jeffrey Alan Kelly | Registered representative | Sep 2012 (14y) | ||
| Dominique Godfroy Henri Vercaemert | Registered representative | Sep 2012 (14y) | ||
| George Edward Ferguson | Registered representative | Sep 2012 (14y) | ||
| Peter Grant Fenton | Registered representative | Sep 2012 (14y) | ||
| Kumud Chhanalal Gandhi | Registered representative | Oct 2012 (14y) | ||
| Michael John Leone | Registered representative | Oct 2012 (14y) | ||
| Christopher Michael Cice | Registered representative | Oct 2012 (14y) | ||
| James Joseph Tyrpak | Registered representative | Chartered Financial Consultant | Oct 2012 (14y) | |
| Barbara Davis Wirick | Registered representative | Oct 2012 (14y) | ||
| David Allan Szablowski | Registered representative | Oct 2012 (14y) | ||
| Jeffrey Scott Sprague | Registered representative | Oct 2012 (14y) | ||
| Stephen Alan Menke | Registered representative | CFP | Oct 2012 (14y) | |
| Robert Bruce Burns | Registered representative | Oct 2012 (14y) | ||
| Ann Kathryn Pauley | Registered representative | Nov 2012 (14y) | ||
| Christina Lynne Caldwell | Registered representative | Nov 2012 (14y) | ||
| Matthew Thomas Spay | Registered representative | Nov 2012 (14y) | ||
| Steve Blake Allender | Registered representative | Nov 2012 (14y) | ||
| Robin Dawn Morgan | Registered representative | Nov 2012 (14y) | ||
| David Gregory Oblock | Registered representative | Nov 2012 (14y) | ||
| Donald Robert Angel | Registered representative | Nov 2012 (14y) | ||
| Edward John Opat | Registered representative | CFP | Nov 2012 (14y) | |
| Roy Wilbert Anderson | Registered representative | Nov 2012 (14y) | ||
| Jacqueline White Rupert | Registered representative | Nov 2012 (14y) | ||
| Matthew Everette Goodwin | Registered representative | Nov 2012 (14y) | ||
| Scott Douglas Tschappat | Registered representative | Nov 2012 (14y) | ||
| James David Bicknell | Registered representative | Nov 2012 (14y) | ||
| Sandra Irene Baranowski | Registered representative | CFP | Nov 2012 (14y) | |
| Kevin Gerald Hagerty | Registered representative | Dec 2012 (14y) | ||
| Ryan Henry Nietert | Registered representative | CFP | Dec 2012 (14y) | |
| Matthew Anthony Foglia | Registered representative | Dec 2012 (14y) | ||
| Jennifer Faith Schaefer | Registered representative | Jan 2013 (14y) | ||
| Kevin A Rush | Registered representative | Jan 2013 (14y) | ||
| Quentin Leon Ledford | Registered representative | Jan 2013 (14y) | ||
| Winston W Malone | Registered representative | Jan 2013 (14y) | ||
| Donald Louis Waite | Registered representative | Jan 2013 (14y) | ||
| Marcus Sikors | Registered representative | Jan 2013 (14y) | ||
| Marie Sharon Everitt | Registered representative | Jan 2013 (14y) | ||
| Karen Marie Wright | Registered representative | Jan 2013 (14y) | ||
| Joseph Allen Hadobas | Registered representative | Jan 2013 (14y) | ||
| Micah J. Delo | Registered representative | Jan 2013 (14y) | ||
| Charles Macdonald Kerr | Registered representative | Jan 2013 (14y) | ||
| Jennifer Lightcap Johnson | Registered representative | CFP | Jan 2013 (14y) | |
| Jason Charles Widler | Registered representative | Jan 2013 (14y) | ||
| Noel Colin Roach | Registered representative | Jan 2013 (14y) | ||
| Ryan Thomas Johnson | Registered representative | Jan 2013 (14y) | ||
| Douglas A King | Registered representative | Jan 2013 (14y) | ||
| Tyler W Reppert | Registered representative | Feb 2013 (13y) | ||
| Nathan A Kreinbrink | Registered representative | Feb 2013 (13y) | ||
| Richard William Kubis | Registered representative | Feb 2013 (13y) | ||
| Emily Graham Stroud | Registered representative | Feb 2013 (13y) | ||
| John Anthony Mezzullo | Registered representative | Feb 2013 (13y) | ||
| Andrew Patrick Wittich | Registered representative | Mar 2013 (13y) | ||
| Gloria A Dowiak | Registered representative | Chartered Financial Consultant | Mar 2013 (13y) | |
| Jacob Thomas Lowry | Registered representative | Chartered Financial Consultant | Mar 2013 (13y) | |
| John Stuart Varick | Registered representative | Mar 2013 (13y) | ||
| Michael Gordon Stockman | Registered representative | Mar 2013 (13y) | ||
| Horace Stevenson Nash | Registered representative | Mar 2013 (13y) | ||
| Thomas Joseph Spay | Registered representative | Mar 2013 (13y) | ||
| Gregory Irl Hardy | Registered representative | CFP | Mar 2013 (13y) | |
| Brett Martin Pechersky | Registered representative | Mar 2013 (13y) | ||
| Christopher Charles Schafer | Registered representative | Apr 2013 (13y) | ||
| Arthur Floyd Hazen | Registered representative | Apr 2013 (13y) | ||
| Donna Marie Cheswick | Registered representative | Apr 2013 (13y) | ||
| Michael Paul Dichiazza | Registered representative | Apr 2013 (13y) | ||
| Ryan Christopher Walder | Registered representative | Apr 2013 (13y) | ||
| Scott Michael Elliott | Registered representative | Apr 2013 (13y) | ||
| Andrew Rene Beaudry | Registered representative | CFP | Apr 2013 (13y) | |
| Bernard Walter Konowski | Registered representative | CFP | Apr 2013 (13y) | |
| Bonnie Susan Kirchner | Registered representative | CFP | Apr 2013 (13y) | |
| Brendan James O'keefe | Registered representative | Apr 2013 (13y) | ||
| Carlos Manuel Oliveira | Registered representative | Apr 2013 (13y) | ||
| Heide Uy Lee | Registered representative | Chartered Financial Consultant | Apr 2013 (13y) | |
| James Gerard Duplisea | Registered representative | CFP | Apr 2013 (13y) | |
| Jane Elizabeth Ricardi | Registered representative | CFP | Apr 2013 (13y) | |
| John Alan Frederickson | Registered representative | Apr 2013 (13y) | ||
| John Anthony Maggiacomo | Registered representative | Apr 2013 (13y) | ||
| John Butler Cooney | Registered representative | Apr 2013 (13y) | ||
| Justin Charles Littlefield | Registered representative | CFP | Apr 2013 (13y) | |
| Lawrence Henry Ragone | Registered representative | Apr 2013 (13y) | ||
| Mark Edward Pelletier | Registered representative | Apr 2013 (13y) | ||
| Matthew Philip Havens | Registered representative | CFP | Apr 2013 (13y) | |
| Patrick C Price | Registered representative | Apr 2013 (13y) | ||
| Sonia Caban | Registered representative | Apr 2013 (13y) | ||
| Stephen John Leary | Registered representative | CFP | Apr 2013 (13y) | |
| Steven Douglas Lepage | Registered representative | Apr 2013 (13y) | ||
| Thomas Phillip Holland | Registered representative | CFP | Apr 2013 (13y) | |
| Timothy Patrick Hayes | Registered representative | Apr 2013 (13y) | ||
| Wendy Jo Bellerive | Registered representative | CFP | Apr 2013 (13y) | |
| Scott Christopher Cosgrove | Registered representative | Apr 2013 (13y) | ||
| Richard Alan Pollock | Registered representative | Apr 2013 (13y) | ||
| Thomas Barrett Missett | Registered representative | CFA | May 2013 (13y) | |
| Gordon C Menard | Registered representative | CFP | May 2013 (13y) | |
| Peter Michael Petrella | Registered representative | May 2013 (13y) | ||
| Teresa Marie Shumila Wilder | Registered representative | May 2013 (13y) | ||
| C Blaire Greenwood | Registered representative | May 2013 (13y) | ||
| Gail Lynn Van Nest | Registered representative | CFP Chartered Financial Consultant | May 2013 (13y) | |
| Larry Lund Qvistgaard | Registered representative | May 2013 (13y) | ||
| Daniel F Girard | Registered representative | May 2013 (13y) | ||
| Allison Elizabeth Conlon | Registered representative | CFP | May 2013 (13y) | |
| Steven Ortega | Registered representative | May 2013 (13y) | ||
| Jeffrey Kurt Voreis | Registered representative | May 2013 (13y) | ||
| Nataliya Vasylivna Bergeron | Registered representative | CFP | May 2013 (13y) | |
| Felix Raul Serrano | Registered representative | CFP | May 2013 (13y) | |
| Paul Andrew Hynes | Registered representative | CFP | May 2013 (13y) | |
| Robert L Polley | Registered representative | May 2013 (13y) | ||
| Kurt C Guth | Registered representative | May 2013 (13y) | ||
| Lisa Ann Churas Werner | Registered representative | Jun 2013 (13y) | ||
| Justin Tegano | Registered representative | Jun 2013 (13y) | ||
| Nancy Elaine Schulze | Registered representative | Jun 2013 (13y) | ||
| Dana Edmond Gilpatrick | Registered representative | Jun 2013 (13y) | ||
| David Jay Grand | Registered representative | CFP | Jun 2013 (13y) | |
| James Ronnow Munn | Registered representative | Jun 2013 (13y) | ||
| Barbara Gail Clare | Registered representative | Jun 2013 (13y) | ||
| Daniel Elton Burnett | Registered representative | Jul 2013 (13y) | ||
| Joseph Archie Lloyd | Registered representative | Jul 2013 (13y) | ||
| Ty Jeremy Bailey | Registered representative | Jul 2013 (13y) | ||
| Michael Philip Jacobs | Registered representative | Jul 2013 (13y) | ||
| Christine Raines Doughty | Registered representative | Jul 2013 (13y) | ||
| Carrie Lynn Lathrop | Registered representative | Jul 2013 (13y) | ||
| John H Nelson | Registered representative | Jul 2013 (13y) | ||
| Gregory Alan Carr | Registered representative | Jul 2013 (13y) | ||
| David Craig Collins | Registered representative | Chartered Financial Consultant | Jul 2013 (13y) | |
| Samuel Edwin Law | Registered representative | Jul 2013 (13y) | ||
| Terry William Treiber | Registered representative | Jul 2013 (13y) | ||
| Kristin Nicole Hershey | Registered representative | CFP | Aug 2013 (13y) | |
| Eric Wade Cantrell | Registered representative | Aug 2013 (13y) | ||
| Timothy Carlyle Wells | Registered representative | CFP | Aug 2013 (13y) | |
| Edward George Vargo | Registered representative | Aug 2013 (13y) | ||
| Janet Marie Goulart | Registered representative | Aug 2013 (13y) | ||
| Melana Jean Carbary | Registered representative | CFP | Aug 2013 (13y) | |
| Donald Lee Thuente | Registered representative | CFP | Sep 2013 (13y) | |
| Robert Alfred Brockland | Registered representative | Sep 2013 (13y) | ||
| Brian Matthew Gorman | Registered representative | Sep 2013 (13y) | ||
| Bruce Edward Bos | Registered representative | Sep 2013 (13y) | ||
| Patrick Edward Oneil | Registered representative | Sep 2013 (13y) | ||
| Reginald Brent Dees | Registered representative | CFP | Sep 2013 (13y) | |
| Scott Matthew Cousino | Registered representative | CFP | Sep 2013 (13y) | |
| Marc Charles Desmarteau | Registered representative | Sep 2013 (13y) | ||
| Hratch Krikor Panosian | Registered representative | CFP | Oct 2013 (13y) | |
| James Ardmore Bradley | Registered representative | CFP | Oct 2013 (13y) | |
| Michael Cary Tow | Registered representative | CFP | Oct 2013 (13y) | |
| Deborah Lee Vanderjagt | Registered representative | Oct 2013 (13y) | ||
| Nancy Lee Conners | Registered representative | Oct 2013 (13y) | ||
| Michael Anthony D'andrea | Registered representative | Oct 2013 (13y) | ||
| Stuart Jeffrey Bronson | Registered representative | Nov 2013 (13y) | ||
| Victorino Santos Manlapaz | Registered representative | CFP | Nov 2013 (13y) | |
| John Edward Hance | Registered representative | Nov 2013 (13y) | ||
| Haider Sharifi | Registered representative | CFP | Nov 2013 (13y) | |
| Travis James Story | Registered representative | Nov 2013 (13y) | ||
| Alexander Morris Kronick | Registered representative | Nov 2013 (13y) | ||
| Daniel James Hovland | Registered representative | CFP CFA | Nov 2013 (13y) | |
| Glenn Willis Seibel | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Joseph Michael Miller | Registered representative | CFP | Nov 2013 (13y) | |
| Mark Scott Pavwoski | Registered representative | CFP | Nov 2013 (13y) | |
| Thomas Lyle Tollefson | Registered representative | Nov 2013 (13y) | ||
| Mark Joseph Jacobberger | Registered representative | Nov 2013 (13y) | ||
| Scott Timothy Leverenz | Registered representative | Nov 2013 (13y) | ||
| James Eugene Finkle | Registered representative | Nov 2013 (13y) | ||
| Allison Greenwood Lane | Registered representative | Nov 2013 (13y) | ||
| Vincent Dagostino | Registered representative | Nov 2013 (13y) | ||
| James Robert Fantaski | Registered representative | Dec 2013 (13y) | ||
| Jon Clair Boyd | Registered representative | Chartered Financial Consultant | Dec 2013 (13y) | |
| Richard Lynn Douglas | Registered representative | Dec 2013 (13y) | ||
| Sandra Lee Flom | Registered representative | CFP | Dec 2013 (13y) | |
| Christian Francis Bleidt | Registered representative | Dec 2013 (13y) | ||
| Warren Walter Wilson | Registered representative | Dec 2013 (13y) | ||
| Bryan Michael Renner | Registered representative | CFP | Dec 2013 (13y) | |
| Charles D Wright | Registered representative | Jan 2014 (13y) | ||
| Irl A Oaks | Registered representative | CFP | Jan 2014 (13y) | |
| Rodger Michael Karl | Registered representative | Jan 2014 (13y) | ||
| Marty Allen Ballesteros | Registered representative | Jan 2014 (13y) | ||
| Michael Patrick Brady | Registered representative | Jan 2014 (13y) | ||
| Norberto Carlos Moran | Registered representative | Jan 2014 (13y) | ||
| Stephen Michael Branham | Registered representative | Jan 2014 (13y) | ||
| Bret James Felknor | Registered representative | Jan 2014 (13y) | ||
| Pasquale Weaver Frattalone | Registered representative | Jan 2014 (13y) | ||
| Patrick H Fitschen | Registered representative | Jan 2014 (13y) | ||
| Thad Anthony Johnson | Registered representative | Jan 2014 (13y) | ||
| Paul Alan Demro | Registered representative | Jan 2014 (13y) | ||
| Ross Lawrence Thorfinnson | Registered representative | Jan 2014 (13y) | ||
| John R Calmes | Registered representative | CFP | Jan 2014 (13y) | |
| Tristaan Terveen Petullo | Registered representative | Jan 2014 (13y) | ||
| Patrick Joseph Boria | Registered representative | Jan 2014 (13y) | ||
| Yvonne Marie Reyes | Registered representative | Feb 2014 (12y) | ||
| Michael Anthony Cue | Registered representative | Feb 2014 (12y) | ||
| Kenneth A Prodger | Registered representative | Feb 2014 (12y) | ||
| Todd Andrew Clark | Registered representative | Feb 2014 (12y) | ||
| Dennis Wayne Mumford | Registered representative | Mar 2014 (12y) | ||
| Jodi L Mcmahon | Registered representative | Chartered Financial Consultant | Mar 2014 (12y) | |
| Meredith Vivienne Hazen | Registered representative | Mar 2014 (12y) | ||
| Brian Matthews Bloxom | Registered representative | Mar 2014 (12y) | ||
| Bridget Ann Mellott | Registered representative | Mar 2014 (12y) | ||
| Danielle Marie Howard | Registered representative | Mar 2014 (12y) | ||
| Donald Christopher Megliola | Registered representative | Mar 2014 (12y) | ||
| Lindsay Marie Snyder | Registered representative | Mar 2014 (12y) | ||
| Mark Richard Casto | Registered representative | CFP | Mar 2014 (12y) | |
| Michael Charles Kissinger | Registered representative | Mar 2014 (12y) | ||
| Terry L Westlund | Registered representative | Chartered Financial Consultant | Mar 2014 (12y) | |
| Allison Dee Batt | Registered representative | Mar 2014 (12y) | ||
| Todd Mitchell Carlson | Registered representative | Mar 2014 (12y) | ||
| Michael Joseph Mazurek | Registered representative | Mar 2014 (12y) | ||
| Michael Vance Douglas | Registered representative | CFP | Mar 2014 (12y) | |
| Steven Howe Smith | Registered representative | Mar 2014 (12y) | ||
| William Bret Hensley | Registered representative | CFP | Mar 2014 (12y) | |
| Lisa Renee Vajen | Registered representative | Chartered Financial Consultant | Mar 2014 (12y) | |
| Jordan Timothy Truttschel | Registered representative | Mar 2014 (12y) | ||
| Timothy Allen Kunkle | Registered representative | Mar 2014 (12y) | ||
| Cole Gregory Stichler | Registered representative | CFP | Mar 2014 (12y) | |
| Jeffrey Pratt Russell | Registered representative | Mar 2014 (12y) | ||
| Steven J. Schade | Registered representative | Apr 2014 (12y) | ||
| David Christopher Smith | Registered representative | Apr 2014 (12y) | ||
| Maryann Elizabeth Shepherd | Registered representative | Apr 2014 (12y) | ||
| William Robert Freck | Registered representative | Apr 2014 (12y) | ||
| Mark Karl Menzel | Registered representative | Apr 2014 (12y) | ||
| Curt Manfred Happold | Registered representative | Apr 2014 (12y) | ||
| Stephen Norvell Crew | Registered representative | Apr 2014 (12y) | ||
| Charles Ray Wade | Registered representative | Apr 2014 (12y) | ||
| Jeffrey Allen Shank | Registered representative | Chartered Financial Consultant | Apr 2014 (12y) | |
| Bret James Preston | Registered representative | Apr 2014 (12y) | ||
| James Marc Preston | Registered representative | Apr 2014 (12y) | ||
| Susan Lynn Cooper | Registered representative | CFP | Apr 2014 (12y) | |
| Eric Michael Albright | Registered representative | Apr 2014 (12y) | ||
| Thomas Walsh | Registered representative | Apr 2014 (12y) | ||
| Carmel John Spiteri | Registered representative | May 2014 (12y) | ||
| Christine Eve Sjoblom | Registered representative | May 2014 (12y) | ||
| Donald Bradley Biddle | Registered representative | May 2014 (12y) | ||
| Daniel Charles Lauer | Registered representative | CFP Chartered Financial Consultant | May 2014 (12y) | |
| Natasha Secoquian Lauer | Registered representative | May 2014 (12y) | ||
| Baldasaro Bennie Palmentere | Registered representative | May 2014 (12y) | ||
| Richard Carl Jarchow | Registered representative | May 2014 (12y) | ||
| Mark Franklin Leone | Registered representative | May 2014 (12y) | ||
| Eric Charles Mcconnell | Registered representative | CFP Chartered Financial Consultant | May 2014 (12y) | |
| Elliott Ross Miller | Registered representative | May 2014 (12y) | ||
| John Thomas Halterman | Registered representative | May 2014 (12y) | ||
| Carl E Mcclurg | Registered representative | May 2014 (12y) | ||
| Daniel S Melville | Registered representative | CFP | Jun 2014 (12y) | |
| David Sterling Yarn | Registered representative | Jun 2014 (12y) | ||
| Jeremy Grant Frazie | Registered representative | Jun 2014 (12y) | ||
| David Carl Bobrowsky | Registered representative | CFP Chartered Financial Consultant | Jun 2014 (12y) | |
| Steven Thomas Summa | Registered representative | CFP | Jun 2014 (12y) | |
| Christopher Dee Jeffers | Registered representative | Chartered Financial Consultant | Jun 2014 (12y) | |
| James Creath Ridley | Registered representative | CFP | Jul 2014 (12y) | |
| James Donald Hinson | Registered representative | Jul 2014 (12y) | ||
| Keith Lloyd Cawrse | Registered representative | Jul 2014 (12y) | ||
| Andrew Lee Bowers | Registered representative | Jul 2014 (12y) | ||
| Elizabeth Anne Johnson Duke | Registered representative | Jul 2014 (12y) | ||
| Larry Dale Chadwick | Registered representative | Chartered Financial Consultant | Jul 2014 (12y) | |
| Martha S Johnson | Registered representative | Chartered Financial Consultant | Jul 2014 (12y) | |
| Seth David Asher | Registered representative | CFP | Jul 2014 (12y) | |
| Ray Eugene Steward | Registered representative | CFP | Jul 2014 (12y) | |
| William Michael May | Registered representative | CFP | Jul 2014 (12y) | |
| Jerry Bradford Grimes | Registered representative | Jul 2014 (12y) | ||
| Idolina Maria Shumway | Registered representative | Aug 2014 (12y) | ||
| Charles Seth Kaufman | Registered representative | Aug 2014 (12y) | ||
| Jacob Paul Woodcock | Registered representative | Aug 2014 (12y) | ||
| Scott Andrew Cleveland | Registered representative | Aug 2014 (12y) | ||
| Terrence Edward Maryniw | Registered representative | Aug 2014 (12y) | ||
| Daniel Richard Harriman | Registered representative | Aug 2014 (12y) | ||
| Mary Dee Foft | Registered representative | Aug 2014 (12y) | ||
| Derek Scott Hammond | Registered representative | Aug 2014 (12y) | ||
| James Michael Bonifas | Registered representative | Aug 2014 (12y) | ||
| Charles Glen Snow | Registered representative | Aug 2014 (12y) | ||
| Walter Heidenreich | Registered representative | Aug 2014 (12y) | ||
| Gregory Todd Clifton | Registered representative | Aug 2014 (12y) | ||
| Shannon Sayles Carter | Registered representative | CFP | Aug 2014 (12y) | |
| Michael James Cavaleri | Registered representative | CFA | Aug 2014 (12y) | |
| David Robert Mannikko | Registered representative | Aug 2014 (12y) | ||
| Michael Ray Boyd | Registered representative | CFP Chartered Financial Consultant | Aug 2014 (12y) | |
| James Frederick Schafer | Registered representative | CFP | Sep 2014 (12y) | |
| Joseph G Greenfield | Registered representative | Sep 2014 (12y) | ||
| Earl Matthew Campbell | Registered representative | Sep 2014 (12y) | ||
| Bradley Joseph Burditt | Registered representative | Sep 2014 (12y) | ||
| Heather Lynn Clark | Registered representative | Sep 2014 (12y) | ||
| Heather Logan Moir Dangler | Registered representative | Chartered Financial Consultant | Sep 2014 (12y) | |
| Paul Alan Folkers | Registered representative | CFP Chartered Financial Consultant | Sep 2014 (12y) | |
| Todd Anthony Morris | Registered representative | Chartered Financial Consultant | Sep 2014 (12y) | |
| David Robert Newbill | Registered representative | CFP | Sep 2014 (12y) | |
| Polly M Watson | Registered representative | Sep 2014 (12y) | ||
| Troy Wayne Bender | Registered representative | Chartered Financial Consultant | Sep 2014 (12y) | |
| Brian Keith Schultz | Registered representative | Chartered Financial Consultant | Oct 2014 (12y) | |
| Kristin Michel Rodriguez | Registered representative | Oct 2014 (12y) | ||
| Michael Robert Weber | Registered representative | Chartered Financial Consultant | Oct 2014 (12y) | |
| Sanjay Shah | Registered representative | CFP | Oct 2014 (12y) | |
| Michael Anthony Wilson | Registered representative | Oct 2014 (12y) | ||
| Michael Scott Hammack | Registered representative | Oct 2014 (12y) | ||
| August Paul Bugge | Registered representative | Oct 2014 (12y) | ||
| Karin Marrs Rettger | Registered representative | Oct 2014 (12y) | ||
| Timothy H Sutherland | Registered representative | CFP | Oct 2014 (12y) | |
| Bradley Gene Childs | Registered representative | Nov 2014 (12y) | ||
| Timothy Robert Randle | Registered representative | Nov 2014 (12y) | ||
| David Lowell Hardacre | Registered representative | CFP | Nov 2014 (12y) | |
| Richard D Martin | Registered representative | Nov 2014 (12y) | ||
| Ronald Daniel Devos | Registered representative | Nov 2014 (12y) | ||
| James Michael Cook | Registered representative | CFP | Nov 2014 (12y) | |
| Rebecca Dawn Turner | Registered representative | Nov 2014 (12y) | ||
| Stevan Josef Hoffman | Registered representative | Nov 2014 (12y) | ||
| Kristopher Kraig Emick | Registered representative | Dec 2014 (12y) | ||
| Brian Hayden Johnson | Registered representative | Dec 2014 (12y) | ||
| Sean Michael Pettengill | Registered representative | Dec 2014 (12y) | ||
| Abigail K Holden | Registered representative | Dec 2014 (12y) | ||
| Austin L Martin | Registered representative | Dec 2014 (12y) | ||
| James Alexander Wurbs | Registered representative | Dec 2014 (12y) | ||
| Ravindranath Reddy Gondipalli | Registered representative | Dec 2014 (12y) | ||
| Jason Russell Brotsky | Registered representative | Dec 2014 (12y) | ||
| Debora Renee Collins | Registered representative | Jan 2015 (12y) | ||
| Evan James Werckenthien | Registered representative | CFP | Jan 2015 (12y) | |
| Gloria Arsonia Potts | Registered representative | Jan 2015 (12y) | ||
| Jeffrey Sachs | Registered representative | Jan 2015 (12y) | ||
| John Edward Burdett | Registered representative | Jan 2015 (12y) | ||
| Kelly Lynn Higgins | Registered representative | CFP | Jan 2015 (12y) | |
| Ralph Edward Martin | Registered representative | Chartered Financial Consultant | Jan 2015 (12y) | |
| Angela Lynn Dietz | Registered representative | Jan 2015 (12y) | ||
| Steven W Selip | Registered representative | Jan 2015 (12y) | ||
| Joseph Donald Frank | Registered representative | Jan 2015 (12y) | ||
| Raymond W Mark | Registered representative | CFP | Jan 2015 (12y) | |
| John Chapman Ferguson | Registered representative | Jan 2015 (12y) | ||
| Danielle Rose Yoch | Registered representative | Feb 2015 (11y) | ||
| Patricia Luaula Kazumba | Registered representative | CFP | Feb 2015 (11y) | |
| David J Mcbride | Registered representative | CFP | Feb 2015 (11y) | |
| Christin Brooke Miller | Registered representative | Mar 2015 (11y) | ||
| David Theodore Cooper | Registered representative | Mar 2015 (11y) | ||
| Coleman O'leary | Registered representative | Mar 2015 (11y) | ||
| Jeffrey D West | Registered representative | Mar 2015 (11y) | ||
| John Paul Spano | Registered representative | Mar 2015 (11y) | ||
| Tanner Doyle Hyland | Registered representative | Mar 2015 (11y) | ||
| Jody John Totton | Registered representative | Mar 2015 (11y) | ||
| Cheryl Lynn Norman | Registered representative | Chartered Financial Consultant | Mar 2015 (11y) | |
| Thomas Duane Renko | Registered representative | Mar 2015 (11y) | ||
| Michael John Przewlocki | Registered representative | Mar 2015 (11y) | ||
| Michael Paul Quirk | Registered representative | Apr 2015 (11y) | ||
| Shayna Marie Henderson | Registered representative | Apr 2015 (11y) | ||
| Michael Edward Newell | Registered representative | Apr 2015 (11y) | ||
| Nick Eugene Kendall | Registered representative | CFP | Apr 2015 (11y) | |
| Carolyn Katherine Rowland | Registered representative | May 2015 (11y) | ||
| Cathy A Tamez | Registered representative | May 2015 (11y) | ||
| Eric A Mccully | Registered representative | CFP | May 2015 (11y) | |
| Leo John Broerman | Registered representative | May 2015 (11y) | ||
| Andrew Scott Frank | Registered representative | May 2015 (11y) | ||
| Jeffery Alexander Wylie | Registered representative | May 2015 (11y) | ||
| Steven Dee Crabtree | Registered representative | May 2015 (11y) | ||
| Adam Alan Sawyer | Registered representative | May 2015 (11y) | ||
| Geoffrey Michael Tomasetti | Registered representative | Chartered Financial Consultant | May 2015 (11y) | |
| Joseph Ryan Ferguson | Registered representative | May 2015 (11y) | ||
| Russell Alan Rybicki | Registered representative | Jun 2015 (11y) | ||
| Jacquelyn E Doubet | Registered representative | Jun 2015 (11y) | ||
| Margaret Mary Brook | Registered representative | Jun 2015 (11y) | ||
| William Naylor Stant | Registered representative | Jun 2015 (11y) | ||
| Theodore Sidney Tiger | Registered representative | Jun 2015 (11y) | ||
| Heath D Granneman | Registered representative | Jun 2015 (11y) | ||
| Jason Ryan Repp | Registered representative | Jul 2015 (11y) | ||
| Michael Dichristofaro | Registered representative | Chartered Financial Consultant | Jul 2015 (11y) | |
| Hal Philip Masover | Registered representative | Jul 2015 (11y) | ||
| Donald Kelly Ammon | Registered representative | Jul 2015 (11y) | ||
| Kevin Ronald Manz | Registered representative | Jul 2015 (11y) | ||
| David Alan Langan | Registered representative | Aug 2015 (11y) | ||
| John Taylor Overmyer | Registered representative | Aug 2015 (11y) | ||
| Michael James Canida | Registered representative | Aug 2015 (11y) | ||
| Timothy David Riggs | Registered representative | Aug 2015 (11y) | ||
| Monika Roy Crossley | Registered representative | Sep 2015 (11y) | ||
| Ronald Fair Paull | Registered representative | Sep 2015 (11y) | ||
| Heather Marie Bussey | Registered representative | Sep 2015 (11y) | ||
| Roderick Ralph Holden | Registered representative | Sep 2015 (11y) | ||
| Jeffrey George Wick | Registered representative | Sep 2015 (11y) | ||
| Adam David Parks | Registered representative | Sep 2015 (11y) | ||
| Garry Charles Hill | Registered representative | Sep 2015 (11y) | ||
| Chris Thomas Marovich | Registered representative | Oct 2015 (11y) | ||
| Douglas Wayne Wier | Registered representative | Chartered Financial Consultant | Oct 2015 (11y) | |
| Jonathan Michael Koperniak | Registered representative | CFP | Oct 2015 (11y) | |
| Peter Joseph Market | Registered representative | Oct 2015 (11y) | ||
| Todd Jonathan Harris | Registered representative | Oct 2015 (11y) | ||
| Brian Ray Grimes | Registered representative | CFP | Nov 2015 (11y) | |
| Corey R Eagen | Registered representative | CFP | Nov 2015 (11y) | |
| David John Havican | Registered representative | Nov 2015 (11y) | ||
| Donald Edward Burklo | Registered representative | Nov 2015 (11y) | ||
| James Patrick Mcneill | Registered representative | Nov 2015 (11y) | ||
| Ricky Fletcher Riley | Registered representative | Nov 2015 (11y) | ||
| Mark Michael Hood | Registered representative | Nov 2015 (11y) | ||
| Christopher Earland O'dell | Registered representative | Nov 2015 (11y) | ||
| Daniel Stephen Phillips | Registered representative | Nov 2015 (11y) | ||
| John Raymond Schablein | Registered representative | CFP | Nov 2015 (11y) | |
| Matthew Garrett Edmiston | Registered representative | Nov 2015 (11y) | ||
| Matthew Paul Roth | Registered representative | Nov 2015 (11y) | ||
| Scott Charles Petranek | Registered representative | CFP | Nov 2015 (11y) | |
| Garry Richard Gammon | Registered representative | Nov 2015 (11y) | ||
| Vinton Dixon Hartmann | Registered representative | Nov 2015 (11y) | ||
| Cathy Webster Pinard | Registered representative | Nov 2015 (11y) | ||
| Dwayne Alan Dilley | Registered representative | Dec 2015 (11y) | ||
| Tamala Glenise Williams | Registered representative | CFP | Dec 2015 (11y) | |
| Adam Bingham Udy | Registered representative | CFP | Dec 2015 (11y) | |
| Elizabeth Delgado | Registered representative | Dec 2015 (11y) | ||
| John Thomas Holcombe | Registered representative | Dec 2015 (11y) | ||
| Stephen James Zade | Registered representative | Dec 2015 (11y) | ||
| Heather Lee Rathbun | Registered representative | Dec 2015 (11y) | ||
| Jinette Marie Chiappetta | Registered representative | Dec 2015 (11y) | ||
| Aaron Leigh Witten | Registered representative | CFP | Jan 2016 (11y) | |
| Andrew James Latourelle | Registered representative | Jan 2016 (11y) | ||
| Daniel Robert Potter | Registered representative | Jan 2016 (11y) | ||
| James Francis Gillen | Registered representative | Jan 2016 (11y) | ||
| John Russell Dolliver | Registered representative | Jan 2016 (11y) | ||
| Neil Todd Esterson | Registered representative | Jan 2016 (11y) | ||
| Stan Gene Wagner | Registered representative | Jan 2016 (11y) | ||
| Timothy Lyn Ford | Registered representative | CFP | Jan 2016 (11y) | |
| Travon Sexton | Registered representative | Jan 2016 (11y) | ||
| David Robert Neumann | Registered representative | Jan 2016 (11y) | ||
| John Michael Witzig | Registered representative | Chartered Financial Consultant | Jan 2016 (11y) | |
| Isaac Sidney Greene | Registered representative | Jan 2016 (11y) | ||
| Erin Lane Wideman | Registered representative | Jan 2016 (11y) | ||
| Jason Charles Luders | Registered representative | Jan 2016 (11y) | ||
| David Brett Russon | Registered representative | Jan 2016 (11y) | ||
| Michael M Delorme | Registered representative | Jan 2016 (11y) | ||
| Jared T Ottmers | Registered representative | CFP | Jan 2016 (11y) | |
| Christopher David Morrill | Registered representative | Jan 2016 (11y) | ||
| Bernard Ray Griffith | Registered representative | CFP | Jan 2016 (11y) | |
| Collin Glenn Day | Registered representative | Jan 2016 (11y) | ||
| Kasey Ewing Buckner | Registered representative | Jan 2016 (11y) | ||
| William Clinton Naramore | Registered representative | Jan 2016 (11y) | ||
| Michael Ryan Crotty | Registered representative | Jan 2016 (11y) | ||
| Robert Charles Stevens | Registered representative | Jan 2016 (11y) | ||
| Henry Lawrence Thompson | Registered representative | Feb 2016 (11y) | ||
| Judith Ann Miron | Registered representative | Feb 2016 (11y) | ||
| Neil Jay Blitz | Registered representative | Feb 2016 (10y) | ||
| Andrew Henry Lenich | Registered representative | Feb 2016 (10y) | ||
| Jon L Nielson | Registered representative | CFP Chartered Financial Consultant | Feb 2016 (10y) | |
| Bryan Edward Norman | Registered representative | Feb 2016 (10y) | ||
| Ronald Marshall Kline | Registered representative | Feb 2016 (10y) | ||
| Brian James Bushnell | Registered representative | Feb 2016 (10y) | ||
| Kenneth Charles Jones | Registered representative | CFP Chartered Financial Consultant | Feb 2016 (10y) | |
| Patrick Gerard Lanza | Registered representative | Feb 2016 (10y) | ||
| Charles Allen Rogers | Registered representative | Chartered Financial Consultant | Feb 2016 (10y) | |
| Gregg Julian Waller | Registered representative | Mar 2016 (10y) | ||
| Nancy Killian Rodriguez | Registered representative | Mar 2016 (10y) | ||
| Robert Frederick Richardson | Registered representative | Mar 2016 (10y) | ||
| Mark George Stallsmith | Registered representative | Chartered Financial Consultant | Mar 2016 (10y) | |
| Gregory M Sobocinski | Registered representative | Mar 2016 (10y) | ||
| Joshua Walker Johnsrud | Registered representative | Mar 2016 (10y) | ||
| Steven Lemuel Sparks | Registered representative | Mar 2016 (10y) | ||
| David Mc Caman | Registered representative | Mar 2016 (10y) | ||
| Barry Daniel Fadely | Registered representative | Mar 2016 (10y) | ||
| Carl Duval Cress | Registered representative | Mar 2016 (10y) | ||
| Brian Jon Karsten | Registered representative | Mar 2016 (10y) | ||
| Diana Mercedes Navarre | Registered representative | Mar 2016 (10y) | ||
| Michael Lawrence Devries | Registered representative | CFP | Mar 2016 (10y) | |
| Michael Victor Billingsley | Registered representative | Mar 2016 (10y) | ||
| Shannon Lea Mc Daniel Mehls | Registered representative | Mar 2016 (10y) | ||
| Harvey Lynn Richards | Registered representative | Chartered Financial Consultant | Mar 2016 (10y) | |
| Charles Frederick Hirling | Registered representative | Apr 2016 (10y) | ||
| Gregory Alan Wittland | Registered representative | CFP | Apr 2016 (10y) | |
| Jason Carlton Lesnik | Registered representative | Apr 2016 (10y) | ||
| Michelle Lynn Miller | Registered representative | Apr 2016 (10y) | ||
| Joe Earl Grojean | Registered representative | Chartered Financial Consultant | Apr 2016 (10y) | |
| Bruce Wayne Moulds | Registered representative | Apr 2016 (10y) | ||
| Lisa Marie Nesser | Registered representative | CFP | Apr 2016 (10y) | |
| David Mark Garner | Registered representative | Apr 2016 (10y) | ||
| Mark Philip Trice | Registered representative | Apr 2016 (10y) | ||
| James Kenneth Webb | Registered representative | Apr 2016 (10y) | ||
| Brian Raymond Russell Dreier | Registered representative | Apr 2016 (10y) | ||
| Jacob Anthony Kozmic | Registered representative | Apr 2016 (10y) | ||
| Michael John Giesing | Registered representative | Apr 2016 (10y) | ||
| Stephanie Devan Abee | Registered representative | Apr 2016 (10y) | ||
| Christopher Elliott Dunlap | Registered representative | CFP | Apr 2016 (10y) | |
| Ronald Wayne Pinckard | Registered representative | Apr 2016 (10y) | ||
| William Charles Bracken | Registered representative | Apr 2016 (10y) | ||
| David Robert Pettit | Registered representative | Apr 2016 (10y) | ||
| Nancy Jean Williams | Registered representative | Apr 2016 (10y) | ||
| Nestor Ruben Montoya | Registered representative | CFP Chartered Financial Consultant | Apr 2016 (10y) | |
| Alexander Delesseps Daboval | Registered representative | Apr 2016 (10y) | ||
| Bryan Carl Keathley | Registered representative | Apr 2016 (10y) | ||
| Oma Dixon Claunch | Registered representative | CFP | Apr 2016 (10y) | |
| Dennis Rex Bradberry | Registered representative | Apr 2016 (10y) | ||
| Jonathan Noel Coomer | Registered representative | Apr 2016 (10y) | ||
| Mark Houston Mitchell | Registered representative | Apr 2016 (10y) | ||
| Patrick Blake Mitchell | Registered representative | Apr 2016 (10y) | ||
| Zachary Alan Rapp | Registered representative | Apr 2016 (10y) | ||
| Lisa Marie Vignola | Registered representative | Apr 2016 (10y) | ||
| Monte Brant Miller | Registered representative | Apr 2016 (10y) | ||
| Stacy Diane Huffhines | Registered representative | Apr 2016 (10y) | ||
| Jesse James Travis | Registered representative | Apr 2016 (10y) | ||
| Richard Charles Maier | Registered representative | Apr 2016 (10y) | ||
| Clete August Wegner | Registered representative | May 2016 (10y) | ||
| Daniel Glenn Sappenfield | Registered representative | CFP | May 2016 (10y) | |
| Dora Mae S Clark | Registered representative | May 2016 (10y) | ||
| Edwin George Reynolds | Registered representative | Chartered Financial Consultant | May 2016 (10y) | |
| John Brent Bennett | Registered representative | May 2016 (10y) | ||
| Lisa Sappenfield Boyer | Registered representative | CFP | May 2016 (10y) | |
| Richard Allen Williams | Registered representative | May 2016 (10y) | ||
| Stan Glenn Boyer | Registered representative | May 2016 (10y) | ||
| Brent Franklin Hayes | Registered representative | May 2016 (10y) | ||
| Curtis Morgan Finley | Registered representative | May 2016 (10y) | ||
| James Curtis Lepp | Registered representative | CFP | May 2016 (10y) | |
| Mark Ishmael Conway | Registered representative | CFP | May 2016 (10y) | |
| Mark Rodney Conway | Registered representative | May 2016 (10y) | ||
| Leon Pierre Augustine | Registered representative | May 2016 (10y) | ||
| Casey Lane Pinckard | Registered representative | May 2016 (10y) | ||
| Hawley Harris Maclean | Registered representative | May 2016 (10y) | ||
| Kendall Hugh Wright | Registered representative | May 2016 (10y) | ||
| Robert Carlos Wright | Registered representative | May 2016 (10y) | ||
| William Alfred Dreher | Registered representative | May 2016 (10y) | ||
| Durward Ronald Mullen | Registered representative | Chartered Financial Consultant | May 2016 (10y) | |
| Frank Bennett Snyder | Registered representative | Chartered Financial Consultant | May 2016 (10y) | |
| Patricia L Smith | Registered representative | May 2016 (10y) | ||
| Richard Harvey Muncaster | Registered representative | May 2016 (10y) | ||
| Robert Eugene Young | Registered representative | May 2016 (10y) | ||
| Anna Marie Haney | Registered representative | May 2016 (10y) | ||
| David Henry Smith | Registered representative | May 2016 (10y) | ||
| Kenneth Robert Lesko | Registered representative | May 2016 (10y) | ||
| Laura Elizabeth Johnson | Registered representative | CFP | May 2016 (10y) | |
| Jack Donald Roland | Registered representative | May 2016 (10y) | ||
| John Jairo Quintero | Registered representative | May 2016 (10y) | ||
| John C Letts | Registered representative | Jun 2016 (10y) | ||
| James Patrick Costello | Registered representative | CFP | Jun 2016 (10y) | |
| Jane Marie Mckenzie | Registered representative | Jun 2016 (10y) | ||
| John Thomas Armstead | Registered representative | Jun 2016 (10y) | ||
| Lisa Denise Tuemmler | Registered representative | CFP | Jun 2016 (10y) | |
| Michael J Calvelli | Registered representative | Jun 2016 (10y) | ||
| Cody James Solverson | Registered representative | Jun 2016 (10y) | ||
| Jack Alan Bloom | Registered representative | CFP | Jun 2016 (10y) | |
| Patrice Carol Rainer | Registered representative | CFP | Jun 2016 (10y) | |
| Nancy Laura Robertson | Registered representative | Jun 2016 (10y) | ||
| Randall Garrison Robertson | Registered representative | Jun 2016 (10y) | ||
| Justin Lyle Kobe | Registered representative | CFA | Jun 2016 (10y) | |
| Cory T Thomas | Registered representative | Jun 2016 (10y) | ||
| Desmond Rio Shea Henry | Registered representative | CFP | Jun 2016 (10y) | |
| Michael John Stramara | Registered representative | Jun 2016 (10y) | ||
| Nancy Berman Epstein | Registered representative | Jun 2016 (10y) | ||
| Robert Leo Beck | Registered representative | Jun 2016 (10y) | ||
| Jamie Estes Singleton | Registered representative | Jun 2016 (10y) | ||
| Sally Ann Hershey | Registered representative | CFP | Jun 2016 (10y) | |
| Robert Stephen Wood | Registered representative | Jun 2016 (10y) | ||
| David Edmund Lenda | Registered representative | Chartered Financial Consultant | Jun 2016 (10y) | |
| Douglas Jay Sattler | Registered representative | Jun 2016 (10y) | ||
| Robert Charles Mrozek | Registered representative | Jul 2016 (10y) | ||
| Stephen Douglas Lucas | Registered representative | Jul 2016 (10y) | ||
| Andrew F. Ariens | Registered representative | Jul 2016 (10y) | ||
| Barry S Euzent | Registered representative | Jul 2016 (10y) | ||
| Douglas William Atkinson | Registered representative | Jul 2016 (10y) | ||
| Sean Michael Williams | Registered representative | CFP | Jul 2016 (10y) | |
| Andrew James Van Erp | Registered representative | Jul 2016 (10y) | ||
| John Neil Wood | Registered representative | Jul 2016 (10y) | ||
| Antonio Carlos Loureiro | Registered representative | Aug 2016 (10y) | ||
| John Gary Johnson | Registered representative | Aug 2016 (10y) | ||
| Tyler Jon Klyn | Registered representative | CFP Chartered Financial Consultant | Aug 2016 (10y) | |
| Francis Stephen Wershing | Registered representative | CFP | Aug 2016 (10y) | |
| Aleesha Rae Moyer | Registered representative | Aug 2016 (10y) | ||
| William Goodman | Registered representative | Aug 2016 (10y) | ||
| Charles George Menk | Registered representative | Aug 2016 (10y) | ||
| Celeste M Monaghan | Registered representative | Aug 2016 (10y) | ||
| George Mitchell Piper | Registered representative | Chartered Financial Consultant | Aug 2016 (10y) | |
| Adam C Ludwig | Registered representative | Aug 2016 (10y) | ||
| David Allegra | Registered representative | Personal Financial Specialist | Aug 2016 (10y) | |
| Robert Wilfred Foley | Registered representative | Aug 2016 (10y) | ||
| Rocco Joseph Scarsella | Registered representative | Aug 2016 (10y) | ||
| Jacquelyn Marie Pasciak | Registered representative | Aug 2016 (10y) | ||
| Brian C Siems | Registered representative | Aug 2016 (10y) | ||
| Ambrose Kai Chung Chan | Registered representative | CFP | Aug 2016 (10y) | |
| Jacqueline Chan | Registered representative | Aug 2016 (10y) | ||
| Alexander Westcott | Registered representative | Sep 2016 (10y) | ||
| David Wayne Young | Registered representative | Chartered Financial Consultant | Sep 2016 (10y) | |
| Melissa Anne Clary | Registered representative | Sep 2016 (10y) | ||
| Mitchal Dion O'hare | Registered representative | CFP | Sep 2016 (10y) | |
| Sigrid Ann Daugaard | Registered representative | CFP | Sep 2016 (10y) | |
| Justin David Hamlin | Registered representative | CFP | Sep 2016 (10y) | |
| Joseph Frank Canarecci | Registered representative | Sep 2016 (10y) | ||
| Matthew Steven Trefethen | Registered representative | Sep 2016 (10y) | ||
| Steven L Johnson | Registered representative | Sep 2016 (10y) | ||
| Amy Groshong Walls | Registered representative | CFP | Sep 2016 (10y) | |
| Michael Roger Lambrechts | Registered representative | Sep 2016 (10y) | ||
| Linda Marcille Reall | Registered representative | Sep 2016 (10y) | ||
| Alexander Edward Szarka | Registered representative | Oct 2016 (10y) | ||
| Alexander Menassa | Registered representative | Oct 2016 (10y) | ||
| Gregory L. Owen | Registered representative | Oct 2016 (10y) | ||
| Joel Peter Arsenault | Registered representative | Oct 2016 (10y) | ||
| Leslie Alexander Szarka | Registered representative | CFP | Oct 2016 (10y) | |
| Rickard S Martin | Registered representative | CFP | Oct 2016 (10y) | |
| Michael Brian Mills | Registered representative | Oct 2016 (10y) | ||
| Charles Conrad | Registered representative | Oct 2016 (10y) | ||
| Jeffrey Thomas Peters | Registered representative | Oct 2016 (10y) | ||
| Cheryl J Stultz | Registered representative | Oct 2016 (10y) | ||
| Jordan V Sutton | Registered representative | Oct 2016 (10y) | ||
| Julia Marie Sleeper | Registered representative | Oct 2016 (10y) | ||
| David Keith Hovis | Registered representative | Oct 2016 (10y) | ||
| Anthony Louis Disalvo | Registered representative | Oct 2016 (10y) | ||
| Kevin Douglas Hovis | Registered representative | Oct 2016 (10y) | ||
| Scott Alan Lebauer | Registered representative | Oct 2016 (10y) | ||
| Melinda Ann Bulls | Registered representative | Oct 2016 (10y) | ||
| Allan Robert Robertson | Registered representative | Oct 2016 (10y) | ||
| John Paul Enright | Registered representative | Oct 2016 (10y) | ||
| Rene Francois Cervantes | Registered representative | Nov 2016 (10y) | ||
| Scott G Levy | Registered representative | CFP | Nov 2016 (10y) | |
| Michael Russell Dunn | Registered representative | Nov 2016 (10y) | ||
| William Richard Henks | Registered representative | Chartered Financial Consultant | Nov 2016 (10y) | |
| Cristen Kimberly Morgan | Registered representative | Nov 2016 (10y) | ||
| Anthony William Youssefi | Registered representative | Nov 2016 (10y) | ||
| John Martin Fry | Registered representative | Chartered Financial Consultant | Nov 2016 (10y) | |
| Richard Mario Blanco | Registered representative | Nov 2016 (10y) | ||
| Jose Antonio Serra | Registered representative | Nov 2016 (10y) | ||
| Philip Schmidt | Registered representative | Personal Financial Specialist | Nov 2016 (10y) | |
| Bryna Ann Kanarek | Registered representative | Chartered Financial Consultant | Nov 2016 (10y) | |
| William Edward Chrabot | Registered representative | Nov 2016 (10y) | ||
| Aaron C Soderstrom | Registered representative | Nov 2016 (10y) | ||
| Arthur James Saylor | Registered representative | Nov 2016 (10y) | ||
| Daniel Richard Martin | Registered representative | CFP | Dec 2016 (10y) | |
| Henry Barrett Jones | Registered representative | Dec 2016 (10y) | ||
| David Mitchell Rivlin | Registered representative | Dec 2016 (10y) | ||
| Joshua Michael Rivlin | Registered representative | Dec 2016 (10y) | ||
| Edward Tony Carfang | Registered representative | Dec 2016 (10y) | ||
| Lynda Brittain Blessing | Registered representative | Chartered Financial Consultant | Dec 2016 (10y) | |
| Martin Brent Ugalde | Registered representative | Dec 2016 (10y) | ||
| Christopher L Pena | Registered representative | CFP | Jan 2017 (10y) | |
| Beth Angela Randall Dodd | Registered representative | CFP | Jan 2017 (10y) | |
| David Brooks Karikas | Registered representative | Jan 2017 (10y) | ||
| Gina Gray Edwards | Registered representative | Jan 2017 (10y) | ||
| Jack David Jones | Registered representative | Jan 2017 (10y) | ||
| John Marshall Duncan | Registered representative | Jan 2017 (10y) | ||
| Jeffrey Andrew Evans | Registered representative | Jan 2017 (10y) | ||
| Jennifer E Ritter | Registered representative | Jan 2017 (10y) | ||
| Phillip Harrison Carrell | Registered representative | Jan 2017 (10y) | ||
| Reid Jordan Stogner | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Dean Michael Giella | Registered representative | CFP | Jan 2017 (10y) | |
| Richard Warren Torgerson | Registered representative | Jan 2017 (10y) | ||
| Adam Russell Traganza | Registered representative | Jan 2017 (10y) | ||
| Andrew Freeman | Registered representative | Jan 2017 (10y) | ||
| Scott Michael Noble | Registered representative | Jan 2017 (10y) | ||
| Daniel Harold Bolda | Registered representative | CFP | Jan 2017 (10y) | |
| Luis Carlos Delarosa | Registered representative | Jan 2017 (10y) | ||
| Anthony John Righi | Registered representative | CFP | Jan 2017 (10y) | |
| Kevin Burke Haskell | Registered representative | Jan 2017 (10y) | ||
| Richard Ignatius Shaheen | Registered representative | Jan 2017 (10y) | ||
| Katherine D Rogers | Registered representative | CFP | Jan 2017 (10y) | |
| Douglas Charles Norberg | Registered representative | Jan 2017 (10y) | ||
| Ashton Nicole Wolter | Registered representative | Jan 2017 (10y) | ||
| Christopher Edward Dold | Registered representative | CFP | Jan 2017 (10y) | |
| Stephen D Dold | Registered representative | Jan 2017 (10y) | ||
| Wilfred Joseph Brockman | Registered representative | CFP | Jan 2017 (10y) | |
| Matthew Daniel Sheraw | Registered representative | Feb 2017 (9y) | ||
| Thomas Leonard Braciak | Registered representative | Chartered Financial Consultant | Feb 2017 (9y) | |
| Jeanine Stelzner | Registered representative | Feb 2017 (9y) | ||
| Bradley Charles Wilson | Registered representative | Feb 2017 (9y) | ||
| Christopher Blake Prestridge | Registered representative | Feb 2017 (9y) | ||
| Keith Ledon Pridgen | Registered representative | Feb 2017 (9y) | ||
| Matthew Richardson Clegg | Registered representative | CFP | Feb 2017 (9y) | |
| Alexander B. Klinkhammer | Registered representative | CFP | Feb 2017 (9y) | |
| Joseph Edward Klinkhammer | Registered representative | Chartered Financial Consultant | Feb 2017 (9y) | |
| David Antone Nieswiadomy | Registered representative | Mar 2017 (9y) | ||
| Denise Anne Youngquist | Registered representative | CFP | Mar 2017 (9y) | |
| Kristen Cheyenne Civin | Registered representative | Mar 2017 (9y) | ||
| Jeffrey Wright | Registered representative | Mar 2017 (9y) | ||
| William Gerard Renye | Registered representative | Mar 2017 (9y) | ||
| Christopher L Carder | Registered representative | Mar 2017 (9y) | ||
| Molly C Mc Mahon | Registered representative | Mar 2017 (9y) | ||
| Steven Richard Kahn | Registered representative | Mar 2017 (9y) | ||
| David Chandler King | Registered representative | CFP | Mar 2017 (9y) | |
| Deborah Sue Ash | Registered representative | Mar 2017 (9y) | ||
| Glen Cameron Henry | Registered representative | Apr 2017 (9y) | ||
| Susan Elizabeth Dougherty | Registered representative | Chartered Financial Consultant | Apr 2017 (9y) | |
| Hylee Bernell Hansen | Registered representative | CFP | Apr 2017 (9y) | |
| Matthew Alan Weberling | Registered representative | Apr 2017 (9y) | ||
| Brian Bennett Smith | Registered representative | CFP | Apr 2017 (9y) | |
| Bryan Michael Masten | Registered representative | Apr 2017 (9y) | ||
| Clinton Arthur Mchoul | Registered representative | CFP | Apr 2017 (9y) | |
| Elizabeth Anne Chabin | Registered representative | Apr 2017 (9y) | ||
| Shannon Layne Sealey | Registered representative | Apr 2017 (9y) | ||
| Ryan Jackson Moffitt | Registered representative | CFP | May 2017 (9y) | |
| Charles Robert Hanna | Registered representative | May 2017 (9y) | ||
| Mark Alan Hughes | Registered representative | May 2017 (9y) | ||
| James Charles Hobson | Registered representative | May 2017 (9y) | ||
| David B Graf | Registered representative | May 2017 (9y) | ||
| Brian Scott Duda | Registered representative | Chartered Financial Consultant | May 2017 (9y) | |
| Michael Chase Caudill | Registered representative | CFP | May 2017 (9y) | |
| Julian Anthony Benitez | Registered representative | Chartered Financial Consultant | May 2017 (9y) | |
| Michael Alois Wiedt | Registered representative | May 2017 (9y) | ||
| Mark Lee Nawrocki | Registered representative | Chartered Financial Consultant | May 2017 (9y) | |
| Steve Earl Holmes | Registered representative | May 2017 (9y) | ||
| Joshua Michael Robinson | Registered representative | May 2017 (9y) | ||
| Mark Wallace Smith | Registered representative | Jun 2017 (9y) | ||
| Ronald Joseph Kims | Registered representative | Jun 2017 (9y) | ||
| Scott Douglas Clarke | Registered representative | Chartered Financial Consultant | Jun 2017 (9y) | |
| David Elton Smith | Registered representative | Jun 2017 (9y) | ||
| Moiz J Kharodawala | Registered representative | Jun 2017 (9y) | ||
| Rodney Duff Turner | Registered representative | Jun 2017 (9y) | ||
| Theresa Colley Hutchinson | Registered representative | Jun 2017 (9y) | ||
| Andrew Hirsch Leyens | Registered representative | Chartered Financial Consultant | Jul 2017 (9y) | |
| Arthur Martinez Mojares | Registered representative | Jul 2017 (9y) | ||
| Ping He | Registered representative | Jul 2017 (9y) | ||
| David Patrick Cowden | Registered representative | Jul 2017 (9y) | ||
| Eliot Michael Bassin | Registered representative | Jul 2017 (9y) | ||
| Antonio Belmonte | Registered representative | CFA | Jul 2017 (9y) | |
| Kyle Justin Murphy | Registered representative | Jul 2017 (9y) | ||
| Susan Denise Vargason | Registered representative | Jul 2017 (9y) | ||
| Wendy Jo Dietmeier | Registered representative | Jul 2017 (9y) | ||
| Shane Cartez Allen | Registered representative | Jul 2017 (9y) | ||
| Lesley Marshall Vanborssum | Registered representative | Jul 2017 (9y) | ||
| Patrick James Gaughan | Registered representative | Jul 2017 (9y) | ||
| Shawn Michael Edelen | Registered representative | Jul 2017 (9y) | ||
| John Robert Hinz | Registered representative | CFP | Aug 2017 (9y) | |
| Michael Joe Vestal | Registered representative | CFP Chartered Financial Consultant | Aug 2017 (9y) | |
| Scott Leslie Johnson | Registered representative | Aug 2017 (9y) | ||
| Charles Thomas Sandstrom | Registered representative | Aug 2017 (9y) | ||
| Lori Pierce Crilley | Registered representative | Aug 2017 (9y) | ||
| Frank David Pitchford | Registered representative | Aug 2017 (9y) | ||
| William Joseph Dolunt | Registered representative | Aug 2017 (9y) | ||
| Alexander Seiji Potter | Registered representative | Aug 2017 (9y) | ||
| Christopher Allen Raup | Registered representative | Aug 2017 (9y) | ||
| Paul Bertrand Ellis | Registered representative | Aug 2017 (9y) | ||
| Mark Kevin King | Registered representative | Aug 2017 (9y) | ||
| Michael Robert Joksimovic | Registered representative | Aug 2017 (9y) | ||
| John Maynard Bolen | Registered representative | Aug 2017 (9y) | ||
| Lee Byron Stebbins | Registered representative | Aug 2017 (9y) | ||
| Dennis A Kelley | Registered representative | Aug 2017 (9y) | ||
| Brian Paul Spitzley | Registered representative | Sep 2017 (9y) | ||
| Ronald Kevin Patterson | Registered representative | Sep 2017 (9y) | ||
| Stan Carroll Emery | Registered representative | Sep 2017 (9y) | ||
| Patricia Ann Marschner | Registered representative | Sep 2017 (9y) | ||
| Chad Dominic Cooper | Registered representative | Sep 2017 (9y) | ||
| Derek Samuel Coffren | Registered representative | Sep 2017 (9y) | ||
| Raymond Joseph Powell | Registered representative | Sep 2017 (9y) | ||
| Raymond William Powell | Registered representative | CFP | Sep 2017 (9y) | |
| Clayton John Shearer | Registered representative | CFP | Sep 2017 (9y) | |
| Jamie Lynn Hugunin | Registered representative | Sep 2017 (9y) | ||
| Tyler James Witman | Registered representative | Sep 2017 (9y) | ||
| John Michael James | Registered representative | Sep 2017 (9y) | ||
| Brently John Klontz | Registered representative | Sep 2017 (9y) | ||
| Kristina M Paz | Registered representative | Sep 2017 (9y) | ||
| Garret Severt Wahlers | Registered representative | Sep 2017 (9y) | ||
| Brad Allen Woods | Registered representative | Sep 2017 (9y) | ||
| Stanley L Zurawski | Registered representative | Sep 2017 (9y) | ||
| Stanley Leonard Zurawski | Registered representative | Sep 2017 (9y) | ||
| Frederic Franklin Hoffman | Registered representative | Oct 2017 (9y) | ||
| Julian Anthony Benitez | Registered representative | Oct 2017 (9y) | ||
| Steven Yokomizo | Registered representative | CFP | Oct 2017 (9y) | |
| Cathey Lynn Williamson | Registered representative | Oct 2017 (9y) | ||
| Phillip Lloyd Smelser | Registered representative | Oct 2017 (9y) | ||
| Drew Glenn Sappenfield | Registered representative | Oct 2017 (9y) | ||
| Edward Bernard Seay | Registered representative | CFP | Oct 2017 (9y) | |
| Michael John Freemire | Registered representative | Oct 2017 (9y) | ||
| Peter Jon Coleman | Registered representative | Oct 2017 (9y) | ||
| Jesse Lawton Shaw | Registered representative | CFP CFA | Oct 2017 (9y) | |
| Justin Brand Wolfe | Registered representative | Oct 2017 (9y) | ||
| Bradley Scott Stewart | Registered representative | Oct 2017 (9y) | ||
| Paul Robert Rahn | Registered representative | Oct 2017 (9y) | ||
| Anthony Guido Larocca | Registered representative | Chartered Financial Consultant | Oct 2017 (9y) | |
| Bruce James Iattoni | Registered representative | Oct 2017 (9y) | ||
| Christopher Lee Gall | Registered representative | Oct 2017 (9y) | ||
| Darren Lee Evavold | Registered representative | Oct 2017 (9y) | ||
| Duwayne William Boettcher | Registered representative | Oct 2017 (9y) | ||
| James Michael Taegel | Registered representative | Oct 2017 (9y) | ||
| Jamie Rae Connor | Registered representative | Oct 2017 (9y) | ||
| Raymond Anthony Skare | Registered representative | Oct 2017 (9y) | ||
| Daniel Fowler | Registered representative | Oct 2017 (9y) | ||
| David Todd Gibb | Registered representative | Oct 2017 (9y) | ||
| Jose Luis Chavez | Registered representative | Oct 2017 (9y) | ||
| Nathan Michael Kosman | Registered representative | Oct 2017 (9y) | ||
| Phyllis Rice Mitchell | Registered representative | CFP | Oct 2017 (9y) | |
| Robert Amir Feisee | Registered representative | CFP | Oct 2017 (9y) | |
| Ryan Frank Antepenko | Registered representative | Oct 2017 (9y) | ||
| Ryan Patrick Grote | Registered representative | Oct 2017 (9y) | ||
| Thomas P Gilday | Registered representative | Oct 2017 (9y) | ||
| Tony Chang | Registered representative | Oct 2017 (9y) | ||
| Andrea Louise Hastings | Registered representative | Oct 2017 (9y) | ||
| Geoffrey Chad Ringle | Registered representative | Oct 2017 (9y) | ||
| James Ryan Snellen | Registered representative | CFP | Oct 2017 (9y) | |
| John Louis Oxenhandler | Registered representative | Oct 2017 (9y) | ||
| William Ryan Zenk | Registered representative | CFP | Oct 2017 (9y) | |
| Sheryl Angella Stern | Registered representative | Oct 2017 (9y) | ||
| Steven Craig Sovde | Registered representative | Oct 2017 (9y) | ||
| Chad Stephen Willer | Registered representative | Oct 2017 (9y) | ||
| Gerald Vincent Oliano | Registered representative | Oct 2017 (9y) | ||
| Jeffrey Curtis Brindley | Registered representative | Oct 2017 (9y) | ||
| Jeffrey Joseph Biro | Registered representative | Oct 2017 (9y) | ||
| Thomas Joseph Nohr | Registered representative | CFP | Oct 2017 (9y) | |
| Glenda Lyn Long | Registered representative | CFP | Oct 2017 (9y) | |
| Stacy Jo Bateson | Registered representative | Oct 2017 (9y) | ||
| Craig Albert Wassenaar | Registered representative | CFP | Nov 2017 (9y) | |
| Cynthia Jean O'meara | Registered representative | Nov 2017 (9y) | ||
| David Jon Riphagen | Registered representative | Nov 2017 (9y) | ||
| Douglas Russell Madairy | Registered representative | Nov 2017 (9y) | ||
| George Lorance Jorgensen | Registered representative | Nov 2017 (9y) | ||
| Homer Lee Thornton | Registered representative | Nov 2017 (9y) | ||
| James Marvin Scholljegerdes | Registered representative | Nov 2017 (9y) | ||
| Joseph Charles Fering | Registered representative | Nov 2017 (9y) | ||
| Joseph Sean Arnold | Registered representative | Nov 2017 (9y) | ||
| Marjean M Ossefoort | Registered representative | Nov 2017 (9y) | ||
| Michael Joseph Simmons | Registered representative | Nov 2017 (9y) | ||
| Nancy Anne Van De Berg | Registered representative | Nov 2017 (9y) | ||
| Paul Norman Taber | Registered representative | CFP Personal Financial Specialist | Nov 2017 (9y) | |
| Shelly Denise Woodley | Registered representative | Nov 2017 (9y) | ||
| Steven Patrick Arengo | Registered representative | CFP | Nov 2017 (9y) | |
| Christopher William Guetzlaff | Registered representative | Nov 2017 (9y) | ||
| Steven James Lind | Registered representative | CFP | Nov 2017 (9y) | |
| Brian Roberts Wheeler | Registered representative | Nov 2017 (9y) | ||
| Adam Thomas Rex | Registered representative | CFP | Nov 2017 (9y) | |
| Bryan Bartlett Rex | Registered representative | CFP Chartered Financial Consultant | Nov 2017 (9y) | |
| Jeffrey Mark Marciniak | Registered representative | CFP | Nov 2017 (9y) | |
| Michael V Mauro | Registered representative | Nov 2017 (9y) | ||
| Ricky Lynn Robertson | Registered representative | Nov 2017 (9y) | ||
| Thomas Meade Kampfmueller | Registered representative | Nov 2017 (9y) | ||
| Wiley Cecil Keel | Registered representative | Nov 2017 (9y) | ||
| Barbara W. Mull | Registered representative | Nov 2017 (9y) | ||
| Carmen M Austin | Registered representative | Nov 2017 (9y) | ||
| Thomas Edward Kraut | Registered representative | Nov 2017 (9y) | ||
| William Joseph Mauro | Registered representative | Chartered Financial Consultant | Nov 2017 (9y) | |
| Ronald Lynn Gay | Registered representative | Nov 2017 (9y) | ||
| Brendan Patrick Casey | Registered representative | Nov 2017 (9y) | ||
| Donna Marie Rivera | Registered representative | CFP | Nov 2017 (9y) | |
| Elizabeth A Benoit | Registered representative | Nov 2017 (9y) | ||
| Eric John Bahr | Registered representative | Nov 2017 (9y) | ||
| Jonathan Webber Marvin | Registered representative | Chartered Financial Consultant | Nov 2017 (9y) | |
| Nichole Louise Reinhardt | Registered representative | Chartered Financial Consultant | Nov 2017 (9y) | |
| Jeremy Wade Benoit | Registered representative | Nov 2017 (9y) | ||
| Cam Joel Mader | Registered representative | Nov 2017 (9y) | ||
| Paul Sullivan Como | Registered representative | Nov 2017 (9y) | ||
| Susan Dorval Dorsey | Registered representative | Nov 2017 (9y) | ||
| Jon Patrick Engel | Registered representative | Nov 2017 (9y) | ||
| Micheal Brandon Floyd | Registered representative | Nov 2017 (9y) | ||
| Paul Andrew Ganim | Registered representative | Nov 2017 (9y) | ||
| Abbey Gail Bissell | Registered representative | Dec 2017 (9y) | ||
| Christopher P Nickel | Registered representative | Dec 2017 (9y) | ||
| Larry Alan Mengerink | Registered representative | CFP | Dec 2017 (9y) | |
| Michael Francis Moss | Registered representative | Dec 2017 (9y) | ||
| Michael Lee Ervin | Registered representative | Dec 2017 (9y) | ||
| David A Kemper | Registered representative | Dec 2017 (9y) | ||
| Carol Denise Robinson | Registered representative | Dec 2017 (9y) | ||
| Warren Woodrow Church | Registered representative | Dec 2017 (9y) | ||
| Chad Robert George | Registered representative | Dec 2017 (9y) | ||
| John Clair Daller | Registered representative | Dec 2017 (9y) | ||
| Chelsea Lynn Scomak | Registered representative | CFP | Dec 2017 (9y) | |
| Divam Nayan Mehta | Registered representative | CFP Chartered Financial Consultant | Dec 2017 (9y) | |
| Austin Mc Neal Eck | Registered representative | Dec 2017 (9y) | ||
| Timothy J Moore | Registered representative | Dec 2017 (9y) | ||
| Barry Robert Bynum | Registered representative | CFP | Jan 2018 (9y) | |
| Heather Marie Mazoch | Registered representative | CFP | Jan 2018 (9y) | |
| Megan Brianne Bynum | Registered representative | CFP | Jan 2018 (9y) | |
| Nicholas William Scheible | Registered representative | Jan 2018 (9y) | ||
| Scott W Lewis | Registered representative | Jan 2018 (9y) | ||
| W Stephen Jones | Registered representative | CFP | Jan 2018 (9y) | |
| William Stephen Jones | Registered representative | Jan 2018 (9y) | ||
| Anthony Randall Bartlett | Registered representative | Jan 2018 (9y) | ||
| Eugene Edward Johnson | Registered representative | Jan 2018 (9y) | ||
| Christopher Michael Barone | Registered representative | Jan 2018 (9y) | ||
| John B Durden | Registered representative | Jan 2018 (9y) | ||
| Matthew Brian Stahl | Registered representative | CFP | Jan 2018 (9y) | |
| Ronald Bryan Sultzbach | Registered representative | Jan 2018 (9y) | ||
| William Joseph Aldrich | Registered representative | Jan 2018 (9y) | ||
| Wade A Davis | Registered representative | Jan 2018 (9y) | ||
| William Dewayne Newby | Registered representative | Jan 2018 (9y) | ||
| Jacqueline Anne Stacey | Registered representative | CFP | Jan 2018 (9y) | |
| Keith Wayne Reed | Registered representative | Jan 2018 (9y) | ||
| Mitchell David Mahoney | Registered representative | Jan 2018 (9y) | ||
| Ross Albert Croucher | Registered representative | Jan 2018 (9y) | ||
| Patrick Bryan Wallace | Registered representative | CFP | Jan 2018 (9y) | |
| Barbara Ann Roland | Registered representative | Jan 2018 (9y) | ||
| John William Clark Miller | Registered representative | CFP | Jan 2018 (9y) | |
| Seth P Cecil | Registered representative | Jan 2018 (9y) | ||
| Christopher Eugene Coleman | Registered representative | Jan 2018 (9y) | ||
| Robert Christopher Roland | Registered representative | Jan 2018 (9y) | ||
| Gregory Brook Ashton | Registered representative | Jan 2018 (9y) | ||
| Brittany Nicole Rose | Registered representative | Jan 2018 (9y) | ||
| Thomas Edward Teister | Registered representative | Jan 2018 (9y) | ||
| Gregory P Smyre | Registered representative | Jan 2018 (9y) | ||
| Stephen Ray Lewis | Registered representative | Feb 2018 (8y) | ||
| John Haywood Lyon | Registered representative | Feb 2018 (8y) | ||
| John C Wooten | Registered representative | Feb 2018 (8y) | ||
| Brittany M Guffey | Registered representative | Feb 2018 (8y) | ||
| Charles Robert Kelly | Registered representative | Chartered Financial Consultant | Feb 2018 (8y) | |
| Richard P Darrow | Registered representative | Feb 2018 (8y) | ||
| Daniel Scott Chabott | Registered representative | Feb 2018 (8y) | ||
| Matthew G Geer | Registered representative | Feb 2018 (8y) | ||
| Rick J Van Dinter | Registered representative | Feb 2018 (8y) | ||
| Michael Wesley Mcgee | Registered representative | Feb 2018 (8y) | ||
| Michael Wesley Mcgee | Registered representative | Feb 2018 (8y) | ||
| Tan Duy Nguyen | Registered representative | Feb 2018 (8y) | ||
| Darla Jean Pellersels | Registered representative | Feb 2018 (8y) | ||
| Micky Isaac Snieder | Registered representative | Mar 2018 (8y) | ||
| Robert William Black | Registered representative | Mar 2018 (8y) | ||
| Adam August Smith | Registered representative | CFP Chartered Financial Consultant | Mar 2018 (8y) | |
| Javier R Valenzuela | Registered representative | Mar 2018 (8y) | ||
| Jeanne Suzanne Gerst | Registered representative | Mar 2018 (8y) | ||
| Blake Bennett Snyder | Registered representative | Mar 2018 (8y) | ||
| Joseph M Milano | Registered representative | Mar 2018 (8y) | ||
| Katie Wineski Riegel | Registered representative | Mar 2018 (8y) | ||
| Suzanne Therese Hollingsworth | Registered representative | Mar 2018 (8y) | ||
| James Oneil Stewart | Registered representative | Mar 2018 (8y) | ||
| Kent Reaves Herring | Registered representative | Mar 2018 (8y) | ||
| J Scott Hill | Registered representative | Mar 2018 (8y) | ||
| Tim D Sullivan | Registered representative | CFP | Mar 2018 (8y) | |
| Christopher Aaron Roberts | Registered representative | CFP | Mar 2018 (8y) | |
| Jason Moore Seldomridge | Registered representative | Mar 2018 (8y) | ||
| John Jason Bittenbinder | Registered representative | CFP | Mar 2018 (8y) | |
| Mark Gandor | Registered representative | Mar 2018 (8y) | ||
| Timothy Robert Stratz | Registered representative | Apr 2018 (8y) | ||
| Jeffrey Allen Mills | Registered representative | Apr 2018 (8y) | ||
| Austin Thomas Smith | Registered representative | Apr 2018 (8y) | ||
| Kana Radin | Registered representative | Apr 2018 (8y) | ||
| Kerri Irick Churchill | Registered representative | Apr 2018 (8y) | ||
| Nicolas Longpre | Registered representative | CFP | Apr 2018 (8y) | |
| Richard Eugene Harman | Registered representative | Apr 2018 (8y) | ||
| William Arthur Grigat | Registered representative | CFP | Apr 2018 (8y) | |
| Eric D. Gilroy | Registered representative | Apr 2018 (8y) | ||
| Colin Thomas Gray | Registered representative | Apr 2018 (8y) | ||
| Edwin Keith Jones | Registered representative | Chartered Financial Consultant | Apr 2018 (8y) | |
| Elias James Chaikin | Registered representative | CFP | Apr 2018 (8y) | |
| Karrie Grigat Harman | Registered representative | Apr 2018 (8y) | ||
| Gary Stewart Bedford | Registered representative | Chartered Financial Consultant | Apr 2018 (8y) | |
| Taylor Morgan Finley | Registered representative | Apr 2018 (8y) | ||
| David L Burch | Registered representative | Chartered Financial Consultant | May 2018 (8y) | |
| Michael David Eardley | Registered representative | May 2018 (8y) | ||
| James K Lancaster | Registered representative | CFP | May 2018 (8y) | |
| Reuben Lewis | Registered representative | May 2018 (8y) | ||
| Mark Eugene Dietz | Registered representative | CFP | May 2018 (8y) | |
| Brian Wallace Schilling | Registered representative | CFP Chartered Financial Consultant | May 2018 (8y) | |
| Chee Chung Hon | Registered representative | May 2018 (8y) | ||
| Matthew Jay Dernis | Registered representative | CFP | May 2018 (8y) | |
| Zachary Lind | Registered representative | May 2018 (8y) | ||
| Blake Charles Knoefel | Registered representative | Jun 2018 (8y) | ||
| Gregory Vincent Cherry | Registered representative | CFP Chartered Financial Consultant | Jun 2018 (8y) | |
| Marcella Gabrielle Downing Rysdam | Registered representative | Jun 2018 (8y) | ||
| Samuel Kent Van Allen | Registered representative | Jun 2018 (8y) | ||
| Melodie Marie Davis | Registered representative | Jun 2018 (8y) | ||
| Zachary Eric Hoelscher | Registered representative | Jun 2018 (8y) | ||
| Jennifer R Bromberg | Registered representative | CFP | Jun 2018 (8y) | |
| Jennifer Michelle Romano | Registered representative | Jun 2018 (8y) | ||
| Frank Kenneth Grabuski | Registered representative | Jun 2018 (8y) | ||
| Mark Steven Kaufman | Registered representative | Jun 2018 (8y) | ||
| Jason Wayne Young | Registered representative | Jun 2018 (8y) | ||
| Craig Allen Moore | Registered representative | Jun 2018 (8y) | ||
| Jasen Allen Hedrick | Registered representative | Jul 2018 (8y) | ||
| Kevin Royce Wagner | Registered representative | Jul 2018 (8y) | ||
| Von Dorcus Cook | Registered representative | Jul 2018 (8y) | ||
| Kevin F Hughes | Registered representative | Jul 2018 (8y) | ||
| Barry Randal Wiskirchen | Registered representative | Jul 2018 (8y) | ||
| Gabriel Paul Schneiss | Registered representative | CFP | Jul 2018 (8y) | |
| Jason D Hasson | Registered representative | Jul 2018 (8y) | ||
| Lawrence Benton Silver | Registered representative | Chartered Financial Consultant | Jul 2018 (8y) | |
| Donald Michael Healey | Registered representative | CFP | Jul 2018 (8y) | |
| Mark Alan Mclafferty | Registered representative | CFP Chartered Financial Consultant | Jul 2018 (8y) | |
| Michael Eric Fayed | Registered representative | CFP | Jul 2018 (8y) | |
| Derrick P Morton | Registered representative | Aug 2018 (8y) | ||
| Paul Eric Morton | Registered representative | CFP Chartered Financial Consultant | Aug 2018 (8y) | |
| Paula Prejean | Registered representative | Aug 2018 (8y) | ||
| Richard Dean Godfrey | Registered representative | Aug 2018 (8y) | ||
| Daniel Steven Leonard | Registered representative | Aug 2018 (8y) | ||
| Aaron Francis Smith | Registered representative | Aug 2018 (8y) | ||
| Michael Richard Laliberte | Registered representative | Aug 2018 (8y) | ||
| John S Dimauro | Registered representative | Aug 2018 (8y) | ||
| Fitzgerald Charlier | Registered representative | CFP | Aug 2018 (8y) | |
| John Stuart Medaris | Registered representative | Chartered Financial Consultant | Aug 2018 (8y) | |
| Mark Philip Vaclavicek | Registered representative | Aug 2018 (8y) | ||
| Valarie Knoblock Vest | Registered representative | Aug 2018 (8y) | ||
| Mark Gerard Cangelose | Registered representative | Aug 2018 (8y) | ||
| Bryce Harrison | Registered representative | Aug 2018 (8y) | ||
| Joseph R Topolski | Registered representative | Aug 2018 (8y) | ||
| Susan E Sukys | Registered representative | CFP | Sep 2018 (8y) | |
| Jack Burton Spencer | Registered representative | CFP | Sep 2018 (8y) | |
| Kenton Dean Wilson | Registered representative | Sep 2018 (8y) | ||
| Anupama Narayanan Brookins | Registered representative | CFP | Oct 2018 (8y) | |
| Erik George Ford | Registered representative | CFP | Oct 2018 (8y) | |
| Harold Patrick Hellen | Registered representative | Oct 2018 (8y) | ||
| April Beasley Booth | Registered representative | Oct 2018 (8y) | ||
| David Hull Bolls | Registered representative | Oct 2018 (8y) | ||
| Sarah Elizabeth Whittaker | Registered representative | Oct 2018 (8y) | ||
| Eric Juin Yip Hon | Registered representative | CFP | Oct 2018 (8y) | |
| Jessica Elizabeth Rebmann | Registered representative | CFP | Oct 2018 (8y) | |
| Max Richard House | Registered representative | Oct 2018 (8y) | ||
| Randall Scott Ward | Registered representative | Oct 2018 (8y) | ||
| Christopher Ellis Schiefer | Registered representative | CFP Chartered Financial Consultant | Oct 2018 (8y) | |
| David Martinez | Registered representative | Oct 2018 (8y) | ||
| Vicki L Missler | Registered representative | Oct 2018 (8y) | ||
| Robert Nelson Stclair | Registered representative | Oct 2018 (8y) | ||
| Mary E. Wagner | Registered representative | Oct 2018 (8y) | ||
| Thomas Gerard Whelan | Registered representative | Oct 2018 (8y) | ||
| Walter Keating Scott | Registered representative | Oct 2018 (8y) | ||
| William Chad Horner | Registered representative | CFP | Oct 2018 (8y) | |
| William Curtis Horner | Registered representative | Chartered Financial Consultant | Oct 2018 (8y) | |
| Brian David Gogel | Registered representative | Oct 2018 (8y) | ||
| Brian Keith Jones | Registered representative | Oct 2018 (8y) | ||
| Brian T Murphy | Registered representative | Oct 2018 (8y) | ||
| Cody Daniel Phelps | Registered representative | Oct 2018 (8y) | ||
| Cynthia Dalbey Greenburg | Registered representative | Oct 2018 (8y) | ||
| Christopher Warren Wessels | Registered representative | Oct 2018 (8y) | ||
| David Michael Bemis | Registered representative | Oct 2018 (8y) | ||
| Gregory Wayne Piehl | Registered representative | Oct 2018 (8y) | ||
| Jared Herman Klingenberg | Registered representative | Oct 2018 (8y) | ||
| Jeffrey Lynn Peterson | Registered representative | Oct 2018 (8y) | ||
| John Walter Martin | Registered representative | Oct 2018 (8y) | ||
| John Matthew Dunlap | Registered representative | Oct 2018 (8y) | ||
| Kerry Lynn Schepers | Registered representative | Chartered Financial Consultant | Oct 2018 (8y) | |
| Kevin L James | Registered representative | Oct 2018 (8y) | ||
| Kyle Richard Ellingson | Registered representative | Oct 2018 (8y) | ||
| Letitia Marie Anderson | Registered representative | Oct 2018 (8y) | ||
| Michael Marion Rzepka | Registered representative | Oct 2018 (8y) | ||
| Michael Todd Oetken | Registered representative | Oct 2018 (8y) | ||
| Richard George Ede | Registered representative | Oct 2018 (8y) | ||
| Robert Joseph Jacobsen | Registered representative | Oct 2018 (8y) | ||
| Ryan Lavern Brooks | Registered representative | Oct 2018 (8y) | ||
| Ryan William Norton | Registered representative | CFP | Oct 2018 (8y) | |
| Todd Marvin Honold | Registered representative | Oct 2018 (8y) | ||
| Tonya L Mccampbell | Registered representative | Oct 2018 (8y) | ||
| Eric Eugene Brown | Registered representative | Oct 2018 (8y) | ||
| Paul Scott Harris | Registered representative | Oct 2018 (8y) | ||
| Ryan Blake Tenry | Registered representative | CFP Chartered Financial Consultant | Oct 2018 (8y) | |
| Brian Allen Sokol | Registered representative | CFP | Oct 2018 (8y) | |
| Brittany Horner Ashworth | Registered representative | Chartered Financial Consultant | Oct 2018 (8y) | |
| Joseph Scott Komarnicki | Registered representative | Oct 2018 (8y) | ||
| James Lee Hogan | Registered representative | Nov 2018 (8y) | ||
| Rebecca R. Stewart | Registered representative | Nov 2018 (8y) | ||
| David William Jones | Registered representative | Nov 2018 (8y) | ||
| Karin Ann Mcintosh | Registered representative | Nov 2018 (8y) | ||
| Louis Frederick Smith | Registered representative | Nov 2018 (8y) | ||
| Richard Ohanesian | Registered representative | Nov 2018 (8y) | ||
| Clifford William Jarvis | Registered representative | Nov 2018 (8y) | ||
| Kenneth Anthony Rizzio | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Michael Gerard Lecours | Registered representative | CFP | Nov 2018 (8y) | |
| Richard Paul Caruso | Registered representative | Nov 2018 (8y) | ||
| Sarah Maire Berner | Registered representative | Nov 2018 (8y) | ||
| Kimberly Ann Spisak | Registered representative | CFP | Nov 2018 (8y) | |
| Stephen John Niezgoda | Registered representative | Nov 2018 (8y) | ||
| Dennis Dane Sump | Registered representative | Nov 2018 (8y) | ||
| Cheryl Ann Mcgown | Registered representative | Nov 2018 (8y) | ||
| Christopher James Seeley | Registered representative | Nov 2018 (8y) | ||
| Harry William Haase | Registered representative | Nov 2018 (8y) | ||
| Kevin James Losty | Registered representative | Nov 2018 (8y) | ||
| Jeremy Ty Kelley | Registered representative | CFP | Nov 2018 (8y) | |
| Andrew Jesse Smith | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Steven Thomas Howard | Registered representative | Nov 2018 (8y) | ||
| Jeanne Ann Boisen Baum | Registered representative | CFP | Nov 2018 (8y) | |
| Tyler Oliver Lindsey | Registered representative | Dec 2018 (8y) | ||
| Erin V Fox | Registered representative | Dec 2018 (8y) | ||
| Michael Earl Cowell | Registered representative | Dec 2018 (8y) | ||
| Travis Joseph Brock | Registered representative | CFP | Dec 2018 (8y) | |
| Troy David Dvorak | Registered representative | Dec 2018 (8y) | ||
| Valerie Ann Fishgold | Registered representative | CFP | Dec 2018 (8y) | |
| Jonathan Brian Suley | Registered representative | Dec 2018 (8y) | ||
| Chris Ryan Stewart | Registered representative | Dec 2018 (8y) | ||
| Carri Le Campbell | Registered representative | Chartered Financial Consultant | Jan 2019 (8y) | |
| Herbert Leo Modrak | Registered representative | Jan 2019 (8y) | ||
| Kevin R Moore | Registered representative | Jan 2019 (8y) | ||
| Matt Fletcher Roberts | Registered representative | Jan 2019 (8y) | ||
| Scott Christopher Gill | Registered representative | CFP | Jan 2019 (8y) | |
| Zachary David Hager | Registered representative | Jan 2019 (8y) | ||
| John Charles Von Nessen | Registered representative | Jan 2019 (8y) | ||
| Todd Thomas Rohrer | Registered representative | Jan 2019 (8y) | ||
| Andrew Allen Knox | Registered representative | Jan 2019 (8y) | ||
| Katelin Marie Kalik | Registered representative | Jan 2019 (8y) | ||
| Maxwell Colby Nohr | Registered representative | Jan 2019 (8y) | ||
| Tracy Marie Parks | Registered representative | Jan 2019 (8y) | ||
| David Corey Henley | Registered representative | Jan 2019 (8y) | ||
| Chad Michael Halder | Registered representative | CFP | Jan 2019 (8y) | |
| Victor Martin Gaxiola | Registered representative | Jan 2019 (8y) | ||
| Ravi Chavali Narayan | Registered representative | Personal Financial Specialist | Jan 2019 (8y) | |
| Margaret Anne Haslach | Registered representative | Jan 2019 (8y) | ||
| Christopher R Freeland | Registered representative | Jan 2019 (8y) | ||
| Matthew L Frey | Registered representative | Feb 2019 (8y) | ||
| Mitchell Donald Arner | Registered representative | Feb 2019 (8y) | ||
| Nathan James Breidinger | Registered representative | Feb 2019 (8y) | ||
| Todd Alan Arner | Registered representative | Feb 2019 (8y) | ||
| Larry Dale Peregrine | Registered representative | Feb 2019 (7y) | ||
| Christopher William Janota | Registered representative | Feb 2019 (7y) | ||
| Katherine Marissa Arcaro | Registered representative | Feb 2019 (7y) | ||
| Adam Ray Bosiljevac | Registered representative | Feb 2019 (7y) | ||
| Tylor D Lennox | Registered representative | Feb 2019 (7y) | ||
| Gregory Reed Hicks | Registered representative | Feb 2019 (7y) | ||
| Christopher Wayne Mc Alister | Registered representative | Feb 2019 (7y) | ||
| Matthew Steve Kocsis | Registered representative | Feb 2019 (7y) | ||
| Christopher Charles Buckley | Registered representative | Feb 2019 (7y) | ||
| Grisell Caberopalsson | Registered representative | Feb 2019 (7y) | ||
| Todd Aaron Sterling | Registered representative | Feb 2019 (7y) | ||
| Bryce Kay Larson | Registered representative | Feb 2019 (7y) | ||
| Yashar Gogerdchi | Registered representative | CFP | Feb 2019 (7y) | |
| Elizabeth Anne Mintzer | Registered representative | CFP | Mar 2019 (7y) | |
| Meharena Yikalo Tukabo | Registered representative | Mar 2019 (7y) | ||
| Ryan Richard Sikora | Registered representative | Mar 2019 (7y) | ||
| Samuel Edward Westermann | Registered representative | Mar 2019 (7y) | ||
| Jeffrey Lynn Olson | Registered representative | Mar 2019 (7y) | ||
| Riley Wayne Smith | Registered representative | Mar 2019 (7y) | ||
| Donald Thomas Fetsko | Registered representative | Mar 2019 (7y) | ||
| Kevin Christopher Ihrke | Registered representative | Mar 2019 (7y) | ||
| Kenneth Charles Noonan | Registered representative | Mar 2019 (7y) | ||
| Norman James De Angelis | Registered representative | Mar 2019 (7y) | ||
| Adam Mario Miller | Registered representative | Mar 2019 (7y) | ||
| Cheryl Lynnette Maddox | Registered representative | CFP | Mar 2019 (7y) | |
| Nathan Robert Scarborough | Registered representative | Apr 2019 (7y) | ||
| Olin Blayne Ragsdale | Registered representative | Apr 2019 (7y) | ||
| Anthony J Van Gelder | Registered representative | Apr 2019 (7y) | ||
| Danna Jo Nealon | Registered representative | CFP | Apr 2019 (7y) | |
| Jonathan Michael Hurley | Registered representative | CFP | Apr 2019 (7y) | |
| Shelly Deanne Johnson | Registered representative | Apr 2019 (7y) | ||
| Julie Ann Snyder | Registered representative | Apr 2019 (7y) | ||
| Amethyst Judith Roth | Registered representative | Apr 2019 (7y) | ||
| Melissa A Hines | Registered representative | Apr 2019 (7y) | ||
| Jennifer W Gordon | Registered representative | Apr 2019 (7y) | ||
| Zachary Husni Makawi | Registered representative | CFP | Apr 2019 (7y) | |
| Kyle Murray Mcmillin | Registered representative | Apr 2019 (7y) | ||
| Jamie Lynn Blakley | Registered representative | May 2019 (7y) | ||
| Stacy Lynn Robinson | Registered representative | May 2019 (7y) | ||
| Megan Gentille | Registered representative | May 2019 (7y) | ||
| Diony Barbaro Concepcion | Registered representative | May 2019 (7y) | ||
| Mark Louis Weiss | Registered representative | May 2019 (7y) | ||
| Chad Matthew Disbennett | Registered representative | CFP | Jun 2019 (7y) | |
| Robert Warren Robertson | Registered representative | CFP | Jun 2019 (7y) | |
| Craig Stevens Fowler | Registered representative | Jun 2019 (7y) | ||
| Jennifer Iwalani Michi Chalaire | Registered representative | Jun 2019 (7y) | ||
| Kimberly S Roper | Registered representative | Jun 2019 (7y) | ||
| Terry Lynn Haines | Registered representative | Jun 2019 (7y) | ||
| Colleen Marie Bianco | Registered representative | Jun 2019 (7y) | ||
| Joseph Richard Moore | Registered representative | Jun 2019 (7y) | ||
| Neal David Clemens | Registered representative | Chartered Financial Consultant | Jun 2019 (7y) | |
| Stephen M Hill | Registered representative | Jun 2019 (7y) | ||
| Domini Marie Allison | Registered representative | Jul 2019 (7y) | ||
| Michael Allen Babcock | Registered representative | Jul 2019 (7y) | ||
| Christa Elvira Repas | Registered representative | CFP | Jul 2019 (7y) | |
| Deanna Spear | Registered representative | Jul 2019 (7y) | ||
| Diane Moen Weyrick | Registered representative | Jul 2019 (7y) | ||
| Erich Alexander Kelley | Registered representative | Jul 2019 (7y) | ||
| Warren Samuel Wernick | Registered representative | Jul 2019 (7y) | ||
| Stefanie Ann Bashore | Registered representative | CFP | Jul 2019 (7y) | |
| John Paul Martin | Registered representative | Jul 2019 (7y) | ||
| Jason John Coleman | Registered representative | Jul 2019 (7y) | ||
| Seth Adam Talbot | Registered representative | Jul 2019 (7y) | ||
| Lyly Obayashi | Registered representative | Jul 2019 (7y) | ||
| Jonah Tyler Nelson | Registered representative | CFP Chartered Financial Consultant | Jul 2019 (7y) | |
| Travis Morehead | Registered representative | Jul 2019 (7y) | ||
| Stephen Matthew Moser | Registered representative | Jul 2019 (7y) | ||
| Travis Matthew Ewell | Registered representative | Jul 2019 (7y) | ||
| Derek Jon Cram | Registered representative | Chartered Financial Consultant | Aug 2019 (7y) | |
| Michael David Holdenrid | Registered representative | Aug 2019 (7y) | ||
| Paul Christopher Moxen | Registered representative | Aug 2019 (7y) | ||
| William Kays Gary | Registered representative | CFP | Aug 2019 (7y) | |
| Michael Peter Schlegel | Registered representative | Aug 2019 (7y) | ||
| Leo Rosner | Registered representative | Aug 2019 (7y) | ||
| Richard Michael Brewer | Registered representative | Aug 2019 (7y) | ||
| Christian Timothy Stearns | Registered representative | CFP | Aug 2019 (7y) | |
| Jeffrey Gene Glynn | Registered representative | Aug 2019 (7y) | ||
| Jeremy Chad Mashburn | Registered representative | Aug 2019 (7y) | ||
| Jessica Elisabeth Beck | Registered representative | CFP | Aug 2019 (7y) | |
| Anne Collins Todd Bird | Registered representative | Aug 2019 (7y) | ||
| Dimitris Priamos Lorandos | Registered representative | Aug 2019 (7y) | ||
| Henry Ryan Coker | Registered representative | Chartered Financial Consultant | Aug 2019 (7y) | |
| Stephen Page Todd | Registered representative | Aug 2019 (7y) | ||
| Anthony C Willoughby | Registered representative | Aug 2019 (7y) | ||
| Steven Todd Johnson | Registered representative | Aug 2019 (7y) | ||
| Jason Thomas Arbetter | Registered representative | CFP | Aug 2019 (7y) | |
| Mark Lawrence Smith | Registered representative | CFP | Aug 2019 (7y) | |
| Andrew Douglas Roberts | Registered representative | Aug 2019 (7y) | ||
| Donald Cedric Bruce | Registered representative | Aug 2019 (7y) | ||
| James Aaron Martin | Registered representative | Aug 2019 (7y) | ||
| Jim Alan Yockey | Registered representative | Aug 2019 (7y) | ||
| Andy Kim | Registered representative | Aug 2019 (7y) | ||
| James Martin Fallon | Registered representative | Aug 2019 (7y) | ||
| Steven T Ewen | Registered representative | Personal Financial Specialist | Aug 2019 (7y) | |
| Gregory O Neil Garvin | Registered representative | Aug 2019 (7y) | ||
| William R Mumpower | Registered representative | CFP | Aug 2019 (7y) | |
| Andrew Joseph Manes | Registered representative | Aug 2019 (7y) | ||
| Michael Gareth Davis | Registered representative | Sep 2019 (7y) | ||
| David Mark Dimenstein | Registered representative | CFP Chartered Financial Consultant | Sep 2019 (7y) | |
| Jed Reid Brandes | Registered representative | Chartered Financial Consultant | Sep 2019 (7y) | |
| Zachary Avery | Registered representative | CFP | Sep 2019 (7y) | |
| Berrie Beth Coble | Registered representative | Sep 2019 (7y) | ||
| Bradley Alan Swisher | Registered representative | Sep 2019 (7y) | ||
| Robert Michael Cragle | Registered representative | Sep 2019 (7y) | ||
| Joshua Potts | Registered representative | Sep 2019 (7y) | ||
| Anthony Raymond Lombardi | Registered representative | Sep 2019 (7y) | ||
| Dale Edwin Peterson | Registered representative | Sep 2019 (7y) | ||
| David Joseph Novick | Registered representative | CFP Chartered Financial Consultant | Sep 2019 (7y) | |
| Joshua Lee Blackwelder | Registered representative | Sep 2019 (7y) | ||
| Luke David Maurer | Registered representative | Sep 2019 (7y) | ||
| Thomas Henry Maurer | Registered representative | Sep 2019 (7y) | ||
| Ben David Mc Pherson | Registered representative | Sep 2019 (7y) | ||
| David William Huffman | Registered representative | Chartered Financial Consultant | Sep 2019 (7y) | |
| David Ryan Huffman | Registered representative | Chartered Financial Consultant | Sep 2019 (7y) | |
| Thomas Kevin Trecker | Registered representative | Sep 2019 (7y) | ||
| Andrew James Schoch | Registered representative | Oct 2019 (7y) | ||
| David Michael Varner | Registered representative | Oct 2019 (7y) | ||
| Heidi Sue Dillon | Registered representative | Oct 2019 (7y) | ||
| Jason Harry Varner | Registered representative | Oct 2019 (7y) | ||
| Martin Wayne Thurman | Registered representative | CFP | Oct 2019 (7y) | |
| Nicholas Richard Oglesby | Registered representative | CFP | Oct 2019 (7y) | |
| Richard Walter Stumpf | Registered representative | CFP | Oct 2019 (7y) | |
| Eric Edward Wegner | Registered representative | Oct 2019 (7y) | ||
| Adam Patrick Liquori | Registered representative | Oct 2019 (7y) | ||
| Anthony Neal Nettuno | Registered representative | Oct 2019 (7y) | ||
| Brent Alan Peck | Registered representative | Oct 2019 (7y) | ||
| Brian James Guillery | Registered representative | Oct 2019 (7y) | ||
| Bryon Keith Bennett | Registered representative | Oct 2019 (7y) | ||
| Christopher Thomas Taylor | Registered representative | Oct 2019 (7y) | ||
| Daryl Gregory Regenauer | Registered representative | Oct 2019 (7y) | ||
| David Bruce Davis | Registered representative | Oct 2019 (7y) | ||
| David Grant Anderson | Registered representative | Oct 2019 (7y) | ||
| Jason Thomas Mckernan | Registered representative | Oct 2019 (7y) | ||
| Jason Ward Lind | Registered representative | Oct 2019 (7y) | ||
| Jeffrey Stuart Lazar | Registered representative | Oct 2019 (7y) | ||
| Joshua Eric Reider | Registered representative | CFP | Oct 2019 (7y) | |
| Judy A Lullo | Registered representative | CFP | Oct 2019 (7y) | |
| Nicolas Hartlage | Registered representative | Oct 2019 (7y) | ||
| Patricia Anne Winske | Registered representative | Oct 2019 (7y) | ||
| Robert William Burnham | Registered representative | Oct 2019 (7y) | ||
| Ronald Keith Williams | Registered representative | CFP Chartered Financial Consultant | Oct 2019 (7y) | |
| Scott Arthur Layeux | Registered representative | CFP | Oct 2019 (7y) | |
| Scott Edmund Ferguson | Registered representative | Oct 2019 (7y) | ||
| Shane Maurice Chavez | Registered representative | CFP Chartered Financial Consultant | Oct 2019 (7y) | |
| Stephen George Anderson | Registered representative | Oct 2019 (7y) | ||
| Terence Patrick Mcnichol | Registered representative | Oct 2019 (7y) | ||
| Terry D. Holtsclaw | Registered representative | Oct 2019 (7y) | ||
| Theodore Richard Arch | Registered representative | CFP | Oct 2019 (7y) | |
| Timothy Don Mills | Registered representative | Oct 2019 (7y) | ||
| Timothy Duncan | Registered representative | Oct 2019 (7y) | ||
| Timothy Vail Owens | Registered representative | Oct 2019 (7y) | ||
| William Paul Davis | Registered representative | Oct 2019 (7y) | ||
| Bryan Daniel Scott | Registered representative | CFP | Oct 2019 (7y) | |
| Daniel John Bisese | Registered representative | Oct 2019 (7y) | ||
| James Aj Flanagan | Registered representative | Oct 2019 (7y) | ||
| James Benjamin Roberts | Registered representative | Oct 2019 (7y) | ||
| Jason Anthony Galardy | Registered representative | Oct 2019 (7y) | ||
| John Jay Mcharg | Registered representative | Oct 2019 (7y) | ||
| John Kenneth Nettuno | Registered representative | Oct 2019 (7y) | ||
| Scott Brandon Crowley | Registered representative | Oct 2019 (7y) | ||
| Todd Wesley Franks | Registered representative | Oct 2019 (7y) | ||
| John Emery Dondero | Registered representative | CFP | Oct 2019 (7y) | |
| Jon Dana Johnson | Registered representative | Oct 2019 (7y) | ||
| Jonathan Marc Beitler | Registered representative | Oct 2019 (7y) | ||
| Shawn David Danziger | Registered representative | Oct 2019 (7y) | ||
| Anthony Louis Szymborski | Registered representative | Oct 2019 (7y) | ||
| Wenduo Guo | Registered representative | Oct 2019 (7y) | ||
| Michael Scott Frontera | Registered representative | CFP Chartered Financial Consultant | Oct 2019 (7y) | |
| Matthew Joseph King | Registered representative | Oct 2019 (7y) | ||
| Marc Anthony Walker | Registered representative | Oct 2019 (7y) | ||
| Matthew Lee Joines | Registered representative | CFP | Oct 2019 (7y) | |
| Russell Hobart Clemmer | Registered representative | Oct 2019 (7y) | ||
| Brian Christopher Lauer | Registered representative | Nov 2019 (7y) | ||
| Jeffrey Douglas Thomas | Registered representative | Nov 2019 (7y) | ||
| Judy Ho | Registered representative | CFP | Nov 2019 (7y) | |
| Kevin Stuart Hallam | Registered representative | Nov 2019 (7y) | ||
| Patrick Ryan Barry | Registered representative | Nov 2019 (7y) | ||
| David Jerred Cohn | Registered representative | CFP | Nov 2019 (7y) | |
| Sandra Stowe | Registered representative | Nov 2019 (7y) | ||
| Troy Douglas Clemen | Registered representative | Nov 2019 (7y) | ||
| James Daniel Sullivan | Registered representative | CFP | Nov 2019 (7y) | |
| Joel Phillip Karban | Registered representative | Nov 2019 (7y) | ||
| Ryan Justin Stille | Registered representative | CFP Chartered Financial Consultant | Nov 2019 (7y) | |
| Tony Diar Bakerli | Registered representative | Nov 2019 (7y) | ||
| Clinton Wayne Copeland | Registered representative | Dec 2019 (7y) | ||
| William Nicholson Price | Registered representative | CFP | Dec 2019 (7y) | |
| Barbra Robin Shaffer | Registered representative | Dec 2019 (7y) | ||
| Carole Enisman | Registered representative | Dec 2019 (7y) | ||
| Evan M Enisman | Registered representative | Dec 2019 (7y) | ||
| Brian S. Boffa | Registered representative | Dec 2019 (7y) | ||
| Brian Thomas Fortune | Registered representative | CFP | Jan 2020 (7y) | |
| Elizabeth T Hodgdon | Registered representative | Jan 2020 (7y) | ||
| Hans Tristan Heath | Registered representative | Jan 2020 (7y) | ||
| John Stephen Schaeffer | Registered representative | Jan 2020 (7y) | ||
| Kent Lee Wise | Registered representative | Jan 2020 (7y) | ||
| Laura Diane Rankin | Registered representative | Jan 2020 (7y) | ||
| Ronald James Smith | Registered representative | Jan 2020 (7y) | ||
| Scott Robert Mcintyre | Registered representative | Jan 2020 (7y) | ||
| Steven Eugene Sweigert | Registered representative | Jan 2020 (7y) | ||
| Emily Jean Altaffer | Registered representative | Jan 2020 (7y) | ||
| Patricia Hamilton Drabick | Registered representative | Jan 2020 (7y) | ||
| Scott Alan Mc Adams | Registered representative | Jan 2020 (7y) | ||
| Susan M Thurman | Registered representative | Jan 2020 (7y) | ||
| Angela Rebecca Kirkland | Registered representative | Jan 2020 (7y) | ||
| Cody Michael Beck | Registered representative | Jan 2020 (7y) | ||
| Kirk Eugene Rascher | Registered representative | CFP CFA | Jan 2020 (7y) | |
| Anna Marie Vollenweider | Registered representative | Jan 2020 (7y) | ||
| Guy William Howard | Registered representative | Jan 2020 (7y) | ||
| Geoffrey Joseph Thompson | Registered representative | Jan 2020 (7y) | ||
| Dan D Trinter | Registered representative | Chartered Financial Consultant | Jan 2020 (7y) | |
| Kris Alan Wright | Registered representative | Jan 2020 (7y) | ||
| Alexander Rhyne Johnson | Registered representative | Jan 2020 (7y) | ||
| Michael Robert Spielmann | Registered representative | Jan 2020 (7y) | ||
| Norman G. Wright | Registered representative | CFP | Jan 2020 (7y) | |
| John C Forsgren | Registered representative | Jan 2020 (7y) | ||
| Lisa Rene Calloway | Registered representative | Jan 2020 (7y) | ||
| Darell R Faust | Registered representative | Jan 2020 (7y) | ||
| Keith Alan Deras | Registered representative | Chartered Financial Consultant | Jan 2020 (7y) | |
| Peter M Braden | Registered representative | Jan 2020 (7y) | ||
| Matthew Hanby Guba | Registered representative | CFP | Jan 2020 (7y) | |
| Timothy George Hausmann | Registered representative | CFP | Feb 2020 (7y) | |
| Aiden Patrick Mcdonnell | Registered representative | Feb 2020 (6y) | ||
| Christopher Allan Ruth | Registered representative | Feb 2020 (6y) | ||
| Dustin Joseph Smith | Registered representative | Feb 2020 (6y) | ||
| John Edward Harris | Registered representative | CFA | Feb 2020 (6y) | |
| Michael Sean Vereen | Registered representative | Feb 2020 (6y) | ||
| Anthony Joseph Lopez | Registered representative | Feb 2020 (6y) | ||
| Amber Rose Knickrehm | Registered representative | Feb 2020 (6y) | ||
| Christopher James Mcgill | Registered representative | Feb 2020 (6y) | ||
| Kari Ann Mcleod | Registered representative | Feb 2020 (6y) | ||
| Zachry Barrett Marshall | Registered representative | Feb 2020 (6y) | ||
| David Allen Koetje | Registered representative | Feb 2020 (6y) | ||
| Chris Daly | Registered representative | Feb 2020 (6y) | ||
| Mahesh A Odhrani | Registered representative | CFP Chartered Financial Consultant | Feb 2020 (6y) | |
| Michael N Beatty | Registered representative | Feb 2020 (6y) | ||
| Keith Edward Tatlock | Registered representative | CFP | Feb 2020 (6y) | |
| Peter James Morris | Registered representative | Feb 2020 (6y) | ||
| John Stephen Kollar | Registered representative | Feb 2020 (6y) | ||
| Chelsea Miller Sones | Registered representative | Mar 2020 (6y) | ||
| Jessica Feddern Sanders | Registered representative | Mar 2020 (6y) | ||
| James Maxwell | Registered representative | Mar 2020 (6y) | ||
| Ashley Benton Fellers | Registered representative | CFP | Mar 2020 (6y) | |
| Avery Alan Sanson | Registered representative | Mar 2020 (6y) | ||
| James Ronald Przewlocki | Registered representative | Mar 2020 (6y) | ||
| Joshua David Koetje | Registered representative | Mar 2020 (6y) | ||
| William Patrick Callahan | Registered representative | CFP | Mar 2020 (6y) | |
| Charles Henry Russell | Registered representative | Apr 2020 (6y) | ||
| Coleman David Showalter | Registered representative | Apr 2020 (6y) | ||
| Edwin Paul Cox | Registered representative | Apr 2020 (6y) | ||
| Robert James Ohanlon | Registered representative | Apr 2020 (6y) | ||
| William Timothy Bourne | Registered representative | Apr 2020 (6y) | ||
| Craig Stephen Bavin | Registered representative | Apr 2020 (6y) | ||
| Adam Scott Evenson | Registered representative | Apr 2020 (6y) | ||
| Britney M Mayer | Registered representative | Apr 2020 (6y) | ||
| Richard Kevin Majewski | Registered representative | Apr 2020 (6y) | ||
| Sean Patrick Williams | Registered representative | CFA | Apr 2020 (6y) | |
| Amy Ruth Barkalow | Registered representative | Apr 2020 (6y) | ||
| Julie M Trudo | Registered representative | Apr 2020 (6y) | ||
| June Marie Wiese | Registered representative | Apr 2020 (6y) | ||
| Thomas P Sharwarko | Registered representative | Apr 2020 (6y) | ||
| Michael D Ebert | Registered representative | CFP | Apr 2020 (6y) | |
| Katherine Elizabeth Bennett | Registered representative | Chartered Financial Consultant | Apr 2020 (6y) | |
| Adam Michael Phillipich | Registered representative | May 2020 (6y) | ||
| Christopher Jason Perry | Registered representative | CFP | May 2020 (6y) | |
| Sarah Dols | Registered representative | May 2020 (6y) | ||
| William Roth Jump | Registered representative | CFP | May 2020 (6y) | |
| Christopher Harry Wiles | Registered representative | CFA | May 2020 (6y) | |
| James Frederick Wessels | Registered representative | Personal Financial Specialist CFA | May 2020 (6y) | |
| Jared Robert Sutton | Registered representative | CFP CFA | May 2020 (6y) | |
| Kevin J Lehman | Registered representative | May 2020 (6y) | ||
| Matthew L Boehnke | Registered representative | CFP | May 2020 (6y) | |
| Peter Hill | Registered representative | Chartered Financial Consultant | May 2020 (6y) | |
| Sean Daniel Phillips | Registered representative | CFA | May 2020 (6y) | |
| Andrew Paul Feldman | Registered representative | May 2020 (6y) | ||
| Justin John Ryan | Registered representative | CFP | May 2020 (6y) | |
| Craig Dayton Couch | Registered representative | May 2020 (6y) | ||
| Lane Avery Clevenger | Registered representative | CFP | May 2020 (6y) | |
| Dale Ross Handley | Registered representative | May 2020 (6y) | ||
| Derek Thomas Parker | Registered representative | May 2020 (6y) | ||
| Greg Allan Mclaughlin | Registered representative | May 2020 (6y) | ||
| Jeffrey Travis Pacha | Registered representative | May 2020 (6y) | ||
| Kurt Alan Vitense | Registered representative | CFP | May 2020 (6y) | |
| Michael Anthony Berry | Registered representative | CFP | May 2020 (6y) | |
| Kristopher Locke | Registered representative | May 2020 (6y) | ||
| Tammy Lynn Feldmann Kelchen | Registered representative | May 2020 (6y) | ||
| Andrew Jarrat Clark | Registered representative | May 2020 (6y) | ||
| Kirk A. Pearson | Registered representative | May 2020 (6y) | ||
| Robert Randolph Lott | Registered representative | Chartered Financial Consultant | May 2020 (6y) | |
| Joseph Lenwood Lomax | Registered representative | May 2020 (6y) | ||
| Larry Dennis Fitting | Registered representative | CFP | May 2020 (6y) | |
| Michael Joseph Turlington | Registered representative | May 2020 (6y) | ||
| Todd Allen Rausch | Registered representative | CFP | May 2020 (6y) | |
| Wesley T Coody | Registered representative | May 2020 (6y) | ||
| Angela Kaye Eickhoff | Registered representative | Jun 2020 (6y) | ||
| Brian Thomas Fitting | Registered representative | CFP | Jun 2020 (6y) | |
| Elanna Blair Gould | Registered representative | CFP | Jun 2020 (6y) | |
| Gina M Burke | Registered representative | Jun 2020 (6y) | ||
| Philip Edwin Beethoven Wilson | Registered representative | Jun 2020 (6y) | ||
| Jason Matthew Marrs | Registered representative | CFP | Jun 2020 (6y) | |
| Virgil Cannie Hooper | Registered representative | Jun 2020 (6y) | ||
| Elisa M Chan | Registered representative | Jun 2020 (6y) | ||
| John Tadeusz Gremler | Registered representative | Jun 2020 (6y) | ||
| Richard Dean Godfrey | Registered representative | Jun 2020 (6y) | ||
| William Perry Randall | Registered representative | CFP | Jun 2020 (6y) | |
| Bobby Joe Royes | Registered representative | Jun 2020 (6y) | ||
| Thomas David Pugh | Registered representative | Jun 2020 (6y) | ||
| Nicholas Allen Hudson Cantrell | Registered representative | CFP Chartered Financial Consultant | Jun 2020 (6y) | |
| William Allen Barton | Registered representative | Jun 2020 (6y) | ||
| Jeffrey Aaron Frye | Registered representative | Jun 2020 (6y) | ||
| Amy Jean Bryant | Registered representative | Jun 2020 (6y) | ||
| Michael Joseph Brown | Registered representative | Jun 2020 (6y) | ||
| Patrick Tyler Scott | Registered representative | Jun 2020 (6y) | ||
| Tyler Mc Knight Burgess | Registered representative | Jun 2020 (6y) | ||
| Jada Ann Hallberg | Registered representative | Jun 2020 (6y) | ||
| Gustavo Anthony Delgado Alicea | Registered representative | Jun 2020 (6y) | ||
| Kenneth Armbruster | Registered representative | Jun 2020 (6y) | ||
| Todd Shannon Kost | Registered representative | Jun 2020 (6y) | ||
| Jared Trent Jones | Registered representative | Jun 2020 (6y) | ||
| Juan Carlos Limon | Registered representative | Jun 2020 (6y) | ||
| Lindsey Rae Haefemeyer | Registered representative | Chartered Financial Consultant | Jun 2020 (6y) | |
| Adam Fletcher Griffiths | Registered representative | Jun 2020 (6y) | ||
| Andrew Mau | Registered representative | CFP | Jun 2020 (6y) | |
| Lee Joseph Kaz | Registered representative | Jun 2020 (6y) | ||
| James Leslie Martin | Registered representative | Jun 2020 (6y) | ||
| Lisa Ann Mcgrath | Registered representative | CFP | Jun 2020 (6y) | |
| Gary Russell Brown | Registered representative | Jun 2020 (6y) | ||
| Scott Corey Flood | Registered representative | Jun 2020 (6y) | ||
| Alex Marshall Huff | Registered representative | Jul 2020 (6y) | ||
| Harold Ray Tincher | Registered representative | Jul 2020 (6y) | ||
| James Hunter Pearson | Registered representative | Jul 2020 (6y) | ||
| Kristine Lynn White | Registered representative | CFP | Jul 2020 (6y) | |
| Mark W Lotzer | Registered representative | Jul 2020 (6y) | ||
| Michael A White | Registered representative | Jul 2020 (6y) | ||
| Scott Christopher Mc Combs | Registered representative | Jul 2020 (6y) | ||
| James Anthony Womack | Registered representative | Jul 2020 (6y) | ||
| Zachary Anson Moulton | Registered representative | Jul 2020 (6y) | ||
| Steven Sasser | Registered representative | Jul 2020 (6y) | ||
| Lawrence A Tantilla | Registered representative | Jul 2020 (6y) | ||
| Jason Paul Seele | Registered representative | Jul 2020 (6y) | ||
| John Morley Armstrong | Registered representative | Jul 2020 (6y) | ||
| Marcus Aaron Arnold | Registered representative | Jul 2020 (6y) | ||
| Michael Walter Lesniewicz | Registered representative | Jul 2020 (6y) | ||
| Robert Joseph Ellinger | Registered representative | CFP | Jul 2020 (6y) | |
| Michael Richard Sima | Registered representative | Jul 2020 (6y) | ||
| Marva Lou King | Registered representative | Jul 2020 (6y) | ||
| Brandon Sieben | Registered representative | Jul 2020 (6y) | ||
| Matthew G Brakefield | Registered representative | Jul 2020 (6y) | ||
| William James Seybold | Registered representative | CFP | Aug 2020 (6y) | |
| Kylee Marie Moore | Registered representative | Aug 2020 (6y) | ||
| Randy E Hein | Registered representative | CFP | Aug 2020 (6y) | |
| Christopher Lazenby Chaplin | Registered representative | CFP | Aug 2020 (6y) | |
| Bradley Charles Baldridge | Registered representative | CFP | Aug 2020 (6y) | |
| Kristen Marie Hull | Registered representative | Aug 2020 (6y) | ||
| Charles Terrance Nesser | Registered representative | Aug 2020 (6y) | ||
| Aaron Scott Mckinney | Registered representative | Aug 2020 (6y) | ||
| Curtis Bradley Goddard | Registered representative | Aug 2020 (6y) | ||
| Robert Gerald Taylor | Registered representative | Aug 2020 (6y) | ||
| Steven James Henderson | Registered representative | Aug 2020 (6y) | ||
| Terry Lee Devore | Registered representative | Aug 2020 (6y) | ||
| Matthew M Kleczynski | Registered representative | Aug 2020 (6y) | ||
| Raleigh Dayton Ryser | Registered representative | Aug 2020 (6y) | ||
| Aileen A. Grant | Registered representative | Aug 2020 (6y) | ||
| James Lawrence Brejcha | Registered representative | Aug 2020 (6y) | ||
| Mari Dawn Lloyd | Registered representative | CFP | Aug 2020 (6y) | |
| Drew Riley Wagner | Registered representative | Aug 2020 (6y) | ||
| Edward Michael Wetzel | Registered representative | Aug 2020 (6y) | ||
| Krysten Amie Overly Armour | Registered representative | Aug 2020 (6y) | ||
| Nathaniel Edward Johnson | Registered representative | Aug 2020 (6y) | ||
| Gary Evan Fox | Registered representative | Aug 2020 (6y) | ||
| David Gerard Robertson | Registered representative | Aug 2020 (6y) | ||
| Adam Gordon O Hare | Registered representative | Aug 2020 (6y) | ||
| Alan Philip Niemann | Registered representative | Chartered Financial Consultant | Aug 2020 (6y) | |
| Richard John Porter | Registered representative | Aug 2020 (6y) | ||
| Kenneth Asa Cullipher | Registered representative | Sep 2020 (6y) | ||
| Ryan Bertrand Schachtner | Registered representative | Sep 2020 (6y) | ||
| Brett Burza | Registered representative | Sep 2020 (6y) | ||
| Timothy Allan Necaise | Registered representative | CFP | Sep 2020 (6y) | |
| Timothy S Robertson | Registered representative | Sep 2020 (6y) | ||
| Alexander Galen Garner | Registered representative | Sep 2020 (6y) | ||
| Kay Fowler Kelton | Registered representative | CFP | Sep 2020 (6y) | |
| Mark Patrick Harrie | Registered representative | Sep 2020 (6y) | ||
| Derek D. Roach | Registered representative | Sep 2020 (6y) | ||
| Nathan Lee Hooker | Registered representative | Sep 2020 (6y) | ||
| Richard Lee Turner | Registered representative | Sep 2020 (6y) | ||
| Jordin Alicia Post | Registered representative | Sep 2020 (6y) | ||
| Grant James Nelson | Registered representative | CFP | Oct 2020 (6y) | |
| Kenneth Joseph Martin | Registered representative | Oct 2020 (6y) | ||
| Paul J Levett | Registered representative | Oct 2020 (6y) | ||
| Mc Kylie R Hoff | Registered representative | Oct 2020 (6y) | ||
| Michelle Deborah Buss Starks | Registered representative | Oct 2020 (6y) | ||
| Cherie Lee Turner | Registered representative | Oct 2020 (6y) | ||
| Daniel Lynn Fellers | Registered representative | Oct 2020 (6y) | ||
| James Thomas Galloway | Registered representative | Oct 2020 (6y) | ||
| Thomas Graham Wittrock | Registered representative | Oct 2020 (6y) | ||
| Bradley Mark Conner | Registered representative | Oct 2020 (6y) | ||
| Marcio Silveira | Registered representative | CFP CFA | Oct 2020 (6y) | |
| Lauren Ashley Detiveaux | Registered representative | Oct 2020 (6y) | ||
| Donald Ray Meade | Registered representative | Oct 2020 (6y) | ||
| Michael Paul Sherman | Registered representative | Oct 2020 (6y) | ||
| Dawn Camille Dachenhausen | Registered representative | Oct 2020 (6y) | ||
| Remy A Dou | Registered representative | CFP | Nov 2020 (6y) | |
| Christopher John Morales | Registered representative | Nov 2020 (6y) | ||
| Gregory Ralph Metcalf | Registered representative | Nov 2020 (6y) | ||
| Joshua Daniel Ellis | Registered representative | Nov 2020 (6y) | ||
| Susan Elaine Pevac | Registered representative | Nov 2020 (6y) | ||
| Anthony M Miller | Registered representative | Nov 2020 (6y) | ||
| Thomas C Block | Registered representative | Nov 2020 (6y) | ||
| Danielle A Lucht | Registered representative | Nov 2020 (6y) | ||
| Dennis Michael Spratt | Registered representative | Chartered Financial Consultant | Nov 2020 (6y) | |
| Gary Alvin Nagel | Registered representative | Nov 2020 (6y) | ||
| James Anthony Powers | Registered representative | CFP | Nov 2020 (6y) | |
| Kenneth Albert Friedman | Registered representative | Nov 2020 (6y) | ||
| Alexander David Langan | Registered representative | Nov 2020 (6y) | ||
| Robert John Langan | Registered representative | Nov 2020 (6y) | ||
| Ronald Bernard Schlichte | Registered representative | Nov 2020 (6y) | ||
| Karissa Suzanne Campbell | Registered representative | CFP | Nov 2020 (6y) | |
| Mandy Tate Moore | Registered representative | Nov 2020 (6y) | ||
| Timothy Knopp | Registered representative | Nov 2020 (6y) | ||
| Gertrude Margaret Quinto | Registered representative | Chartered Financial Consultant | Nov 2020 (6y) | |
| Stacey Allison Heaton | Registered representative | Nov 2020 (6y) | ||
| Raymond Boyum | Registered representative | Nov 2020 (6y) | ||
| Mark Stephen Coletta | Registered representative | Nov 2020 (6y) | ||
| Mary Angel Coelho | Registered representative | CFP | Nov 2020 (6y) | |
| Richard Allen Nixon | Registered representative | Chartered Financial Consultant | Dec 2020 (6y) | |
| Carey Scott Green | Registered representative | Dec 2020 (6y) | ||
| Gary P Pike | Registered representative | Chartered Financial Consultant | Dec 2020 (6y) | |
| Laura Leigh Hale | Registered representative | Dec 2020 (6y) | ||
| Timothy Paul Evans | Registered representative | CFP | Dec 2020 (6y) | |
| Buford Summer Glover | Registered representative | CFP | Dec 2020 (6y) | |
| Henry Baker Summer | Registered representative | CFP | Dec 2020 (6y) | |
| Sarah Newberry Reames | Registered representative | Personal Financial Specialist | Dec 2020 (6y) | |
| David Christopher Smith | Registered representative | CFP | Dec 2020 (6y) | |
| Patrick Rogers | Registered representative | CFP | Dec 2020 (6y) | |
| Deborah Ann Birch | Registered representative | CFP | Dec 2020 (6y) | |
| Andrew Michael Cronk | Registered representative | CFP | Jan 2021 (6y) | |
| Alexander Wardlaw Thompson | Registered representative | Jan 2021 (6y) | ||
| Daniel Jonathan Gopen | Registered representative | Jan 2021 (6y) | ||
| Dawn Kay Wales | Registered representative | Jan 2021 (6y) | ||
| Deborah Ellen Oconnell | Registered representative | Jan 2021 (6y) | ||
| Dustin Kurtz | Registered representative | Jan 2021 (6y) | ||
| Elizabeth Kwoka | Registered representative | Chartered Financial Consultant | Jan 2021 (6y) | |
| Mark Scott Gopen | Registered representative | Jan 2021 (6y) | ||
| Patrick Joseph Perry | Registered representative | Jan 2021 (6y) | ||
| Ryan Leslie Morris | Registered representative | Jan 2021 (6y) | ||
| Sean M Lutes | Registered representative | Jan 2021 (6y) | ||
| Bishop Adam Nash | Registered representative | Jan 2021 (6y) | ||
| Paul Adam Nash | Registered representative | Jan 2021 (6y) | ||
| Athanacios Arapidis | Registered representative | Jan 2021 (6y) | ||
| Douglas Edward Wilkinson | Registered representative | CFP | Jan 2021 (6y) | |
| Gary Geraci | Registered representative | Jan 2021 (6y) | ||
| Todd Moore Phelan | Registered representative | Jan 2021 (6y) | ||
| Robert Winfield Carter | Registered representative | Jan 2021 (6y) | ||
| Christopher Nelson O'dell | Registered representative | Jan 2021 (6y) | ||
| Lori Marie Harmon | Registered representative | Jan 2021 (6y) | ||
| Sean Alan Stewart | Registered representative | Jan 2021 (6y) | ||
| Cornelius J Vaughan | Registered representative | Jan 2021 (6y) | ||
| Garett Rusk Fay | Registered representative | Jan 2021 (6y) | ||
| Eric Jones | Registered representative | Feb 2021 (6y) | ||
| Harvey Allen Reiner | Registered representative | Feb 2021 (6y) | ||
| John Rocky Matlock | Registered representative | Feb 2021 (6y) | ||
| Mathew M Paul | Registered representative | Feb 2021 (6y) | ||
| Michelle Gleba Rafalski | Registered representative | Feb 2021 (5y) | ||
| Christopher John Lyman | Registered representative | CFP Chartered Financial Consultant | Feb 2021 (5y) | |
| Patrick Larkin | Registered representative | Feb 2021 (5y) | ||
| Christopher Anthony Sadowski | Registered representative | Feb 2021 (5y) | ||
| Brendan Ercole | Registered representative | CFP | Feb 2021 (5y) | |
| Eric Pettitt | Registered representative | Feb 2021 (5y) | ||
| Bridget Cary Baugh | Registered representative | Feb 2021 (5y) | ||
| John Joseph Waldron | Registered representative | Feb 2021 (5y) | ||
| Matthew T Whitcomb | Registered representative | CFP | Feb 2021 (5y) | |
| Kevin D Kuebler | Registered representative | CFP | Feb 2021 (5y) | |
| Paul Michael Rotell | Registered representative | CFP | Feb 2021 (5y) | |
| Sean K Lewis | Registered representative | Feb 2021 (5y) | ||
| Garrett Scott Palmer | Registered representative | Feb 2021 (5y) | ||
| Jared William Hollander | Registered representative | CFP Chartered Financial Consultant | Feb 2021 (5y) | |
| Stacey Paulette Sullivan | Registered representative | Mar 2021 (5y) | ||
| Cynthia Lynn Robertson | Registered representative | Mar 2021 (5y) | ||
| William Thomas Rhodes | Registered representative | Mar 2021 (5y) | ||
| Katherine Leah Sauer | Registered representative | Mar 2021 (5y) | ||
| Karen S Merritt | Registered representative | Mar 2021 (5y) | ||
| Kameron Lee Cambier | Registered representative | Mar 2021 (5y) | ||
| William Jeremy Boehm | Registered representative | Mar 2021 (5y) | ||
| Isaac Alan Hansen | Registered representative | Mar 2021 (5y) | ||
| John Parnell Ronan | Registered representative | Mar 2021 (5y) | ||
| Kimberly Molter | Registered representative | Mar 2021 (5y) | ||
| Brian Markley Broberg | Registered representative | Mar 2021 (5y) | ||
| Michael Patrick Depaolo | Registered representative | Mar 2021 (5y) | ||
| Tiffany Lynn Sanchez | Registered representative | Mar 2021 (5y) | ||
| Helen Campbell Beichel | Registered representative | Chartered Financial Consultant | Mar 2021 (5y) | |
| John Joseph Naegele | Registered representative | CFP | Mar 2021 (5y) | |
| Justin C Ferron | Registered representative | CFP | Mar 2021 (5y) | |
| Michael T Babcock | Registered representative | Mar 2021 (5y) | ||
| Bryan Trugman | Registered representative | CFP | Mar 2021 (5y) | |
| Jeffrey Michael Trugman | Registered representative | CFP Chartered Financial Consultant | Mar 2021 (5y) | |
| Mary Sipes Zamboni | Registered representative | CFP | Mar 2021 (5y) | |
| Paul Morris Schifter | Registered representative | CFP | Mar 2021 (5y) | |
| Richard Punturo | Registered representative | CFP | Mar 2021 (5y) | |
| Anne Hackett Murray | Registered representative | Apr 2021 (5y) | ||
| Abigail Rose Hickey | Registered representative | Apr 2021 (5y) | ||
| Barbara Lynn Crnkovich Smith | Registered representative | Apr 2021 (5y) | ||
| Jeffrey Alan Parsons | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Kevin Callahan | Registered representative | Apr 2021 (5y) | ||
| Ronald C Allison | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Tyler Quinn | Registered representative | Apr 2021 (5y) | ||
| Eric Ryker Burson | Registered representative | Apr 2021 (5y) | ||
| Lynda Marie Digiacomo | Registered representative | Apr 2021 (5y) | ||
| Robert Joseph Zuber | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Amy Lynn Smith | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Andrew F Mantione | Registered representative | Apr 2021 (5y) | ||
| Angelo J. Puma | Registered representative | Apr 2021 (5y) | ||
| Brian Scott Greenberg | Registered representative | Apr 2021 (5y) | ||
| Darryl Lawrence Klimowski | Registered representative | Apr 2021 (5y) | ||
| David Raymond Stromecki | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Harry Edward Beatty | Registered representative | Apr 2021 (5y) | ||
| John J Anadio | Registered representative | Apr 2021 (5y) | ||
| Kathleen Elizabeth O'donnell Luther | Registered representative | Apr 2021 (5y) | ||
| Mark James Derosa | Registered representative | Apr 2021 (5y) | ||
| Patric Joseph Wallace | Registered representative | CFP Chartered Financial Consultant | Apr 2021 (5y) | |
| Paul Machiste Visca | Registered representative | Apr 2021 (5y) | ||
| Peter Richard Hall | Registered representative | Apr 2021 (5y) | ||
| Ronald Francis Dapolito | Registered representative | Apr 2021 (5y) | ||
| Sara Susan Brandston | Registered representative | Apr 2021 (5y) | ||
| William J Bowie | Registered representative | Apr 2021 (5y) | ||
| Michael Paul Ferron | Registered representative | Apr 2021 (5y) | ||
| Paul Robert Chisholm | Registered representative | Apr 2021 (5y) | ||
| Richard James Koch | Registered representative | Apr 2021 (5y) | ||
| William Patrick Carroll | Registered representative | Apr 2021 (5y) | ||
| Richard L Miller | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Alex Mark Weissman | Registered representative | Apr 2021 (5y) | ||
| Jeffrey Paul Marcon | Registered representative | Apr 2021 (5y) | ||
| Michael Joseph Muldowney | Registered representative | CFP | Apr 2021 (5y) | |
| Michael Christopher Wilson | Registered representative | Apr 2021 (5y) | ||
| Timothy Eugene Scanlon | Registered representative | Apr 2021 (5y) | ||
| David Lee Kunhardt | Registered representative | Apr 2021 (5y) | ||
| Gary Miner Throop | Registered representative | Apr 2021 (5y) | ||
| Lawrence Scott Prosky | Registered representative | Apr 2021 (5y) | ||
| Russell D Rivera | Registered representative | Apr 2021 (5y) | ||
| Danielle Nicole Schaffer | Registered representative | Apr 2021 (5y) | ||
| Lena Samih Rizkallah | Registered representative | Apr 2021 (5y) | ||
| Michael James Tyrpak | Registered representative | Apr 2021 (5y) | ||
| Sean Pearlman | Registered representative | Apr 2021 (5y) | ||
| Steven Edward Hamant | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Robert Michael Schaefer | Registered representative | Apr 2021 (5y) | ||
| Alexandra Adams Crespi | Registered representative | Apr 2021 (5y) | ||
| Charles Daniel Hughes | Registered representative | Apr 2021 (5y) | ||
| Chase Dylan Baccus | Registered representative | Apr 2021 (5y) | ||
| Ferdinand Victa Perez | Registered representative | Apr 2021 (5y) | ||
| Hubert Franklin Ramey | Registered representative | Apr 2021 (5y) | ||
| Jason Emil Kundis | Registered representative | Apr 2021 (5y) | ||
| Joseph Eugene Chory | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Jennifer Elizabeth Hilts | Registered representative | Apr 2021 (5y) | ||
| Kristofor Vance Essex | Registered representative | Apr 2021 (5y) | ||
| Lucila Ann Williams | Registered representative | CFP Chartered Financial Consultant | Apr 2021 (5y) | |
| Michael Eugene Murphy | Registered representative | Apr 2021 (5y) | ||
| Robert Anthony Gentry | Registered representative | Apr 2021 (5y) | ||
| Robert Joseph Sampson | Registered representative | CFP | Apr 2021 (5y) | |
| Rusty Lee Woods | Registered representative | Apr 2021 (5y) | ||
| Ryan Patrick Moran | Registered representative | Apr 2021 (5y) | ||
| Sandra Greer Austin | Registered representative | Apr 2021 (5y) | ||
| Sean Michael Shea | Registered representative | Apr 2021 (5y) | ||
| Stephen Wayne Bell Sr | Registered representative | Apr 2021 (5y) | ||
| Teresa Anestacia Shea | Registered representative | CFP | Apr 2021 (5y) | |
| Terrence Andrew Taylor | Registered representative | Apr 2021 (5y) | ||
| Timothy Patrick Davern | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Wendi R Strom | Registered representative | CFP | Apr 2021 (5y) | |
| Steven Craig Nearman | Registered representative | Apr 2021 (5y) | ||
| Stephen Michael Mcnamara | Registered representative | Apr 2021 (5y) | ||
| James Michael Schless | Registered representative | CFP | Apr 2021 (5y) | |
| Michael Frank Sciortino | Registered representative | Apr 2021 (5y) | ||
| Richard Wayne Parsons | Registered representative | Apr 2021 (5y) | ||
| Matthew Joseph Pustover | Registered representative | CFP | Apr 2021 (5y) | |
| Angelina Hansen | Registered representative | CFP | May 2021 (5y) | |
| Patricia Dolores Soto | Registered representative | May 2021 (5y) | ||
| Gregory Norio Kimura | Registered representative | CFP | May 2021 (5y) | |
| Fred Drake | Registered representative | May 2021 (5y) | ||
| John Patrick Stelman | Registered representative | CFP | May 2021 (5y) | |
| Philip Eugene Russell | Registered representative | Chartered Financial Consultant | May 2021 (5y) | |
| Stephen Bruce Cooper | Registered representative | May 2021 (5y) | ||
| Alfred Joseph Marciano | Registered representative | May 2021 (5y) | ||
| Alicia Rayna Spevak | Registered representative | May 2021 (5y) | ||
| Joseph David Mantione | Registered representative | May 2021 (5y) | ||
| Michael Alan Adrian | Registered representative | May 2021 (5y) | ||
| David Ashby Chrisman | Registered representative | May 2021 (5y) | ||
| Paul Michael Noto | Registered representative | May 2021 (5y) | ||
| Tiffany Nicole Depenning | Registered representative | May 2021 (5y) | ||
| Jason Russell Kelley | Registered representative | May 2021 (5y) | ||
| Timothy Francis Fraser | Registered representative | May 2021 (5y) | ||
| David Rodriguez | Registered representative | May 2021 (5y) | ||
| William Andrew Turner | Registered representative | May 2021 (5y) | ||
| Marc A Lopresti | Registered representative | May 2021 (5y) | ||
| Steven Rex Billet | Registered representative | May 2021 (5y) | ||
| Jason Robert Johnson | Registered representative | May 2021 (5y) | ||
| Teresa R Holzwarth | Registered representative | CFP | May 2021 (5y) | |
| John Kevin Briganti | Registered representative | May 2021 (5y) | ||
| Alexandria Katheryn Den Hartog | Registered representative | Jun 2021 (5y) | ||
| Ansell Ho Neri | Registered representative | Jun 2021 (5y) | ||
| Adam Neal Thomas | Registered representative | Jun 2021 (5y) | ||
| Kent Gregory Montgomery | Registered representative | Jun 2021 (5y) | ||
| Joanne Marie Hale | Registered representative | Jun 2021 (5y) | ||
| Mark Steven Horstmann | Registered representative | CFP Personal Financial Specialist | Jun 2021 (5y) | |
| Barry A Barnette | Registered representative | Jun 2021 (5y) | ||
| James Edwin Bunke | Registered representative | Jun 2021 (5y) | ||
| Michael Jeffery Hardy | Registered representative | CFP | Jun 2021 (5y) | |
| Philip Ira Weinisch | Registered representative | Jun 2021 (5y) | ||
| Austin Lee Bain | Registered representative | Jun 2021 (5y) | ||
| Jonathan Dean Kanovsky | Registered representative | Jun 2021 (5y) | ||
| Craig Anthony Cheramie | Registered representative | Jun 2021 (5y) | ||
| Joseph Christopher Glowka | Registered representative | Jun 2021 (5y) | ||
| Kellie Denise Hall Strehlow | Registered representative | Jun 2021 (5y) | ||
| Robert Francis Mckinnon | Registered representative | Jun 2021 (5y) | ||
| Colton Lee Hearn | Registered representative | Jun 2021 (5y) | ||
| John Tony Glowka | Registered representative | Jun 2021 (5y) | ||
| Todd Lee Dimmer | Registered representative | Jun 2021 (5y) | ||
| Amy Christine Posch | Registered representative | Jun 2021 (5y) | ||
| Adam Martin Steiner | Registered representative | CFP | Jun 2021 (5y) | |
| Joseph Watt Wilson | Registered representative | CFP | Jun 2021 (5y) | |
| Bryson Wayne Urie | Registered representative | CFP | Jun 2021 (5y) | |
| Hussain Shezad Contractor | Registered representative | Jul 2021 (5y) | ||
| Joseph Ali Ayers | Registered representative | Jul 2021 (5y) | ||
| Kacey Jean Mills | Registered representative | CFP | Jul 2021 (5y) | |
| Gustavo Alberto Bustamante | Registered representative | Jul 2021 (5y) | ||
| Alvin M Lowry | Registered representative | Jul 2021 (5y) | ||
| Jaime Joseph Barrios | Registered representative | Jul 2021 (5y) | ||
| Joshiwa Fayne Graham | Registered representative | Jul 2021 (5y) | ||
| Mitchell Mark Eisenberg | Registered representative | Jul 2021 (5y) | ||
| Roger Joseph Schilling | Registered representative | Jul 2021 (5y) | ||
| Thomas Cannavo | Registered representative | Jul 2021 (5y) | ||
| Jamie Irving Mattioli | Registered representative | Jul 2021 (5y) | ||
| Satyaprasad Chakravarthy | Registered representative | Jul 2021 (5y) | ||
| Wendy Sue Halingstad | Registered representative | Jul 2021 (5y) | ||
| Edward Felix Dublis | Registered representative | Chartered Financial Consultant | Jul 2021 (5y) | |
| Samuel Guy Peterson | Registered representative | CFP | Jul 2021 (5y) | |
| Scott Louis Serio | Registered representative | Jul 2021 (5y) | ||
| Tristan C Chrisman | Registered representative | Jul 2021 (5y) | ||
| Barton Jay Steindler | Registered representative | Jul 2021 (5y) | ||
| Jesse Stacy | Registered representative | CFP | Jul 2021 (5y) | |
| Dylan Thomas | Registered representative | CFP | Jul 2021 (5y) | |
| Nicholas Raymond Acri | Registered representative | CFP | Jul 2021 (5y) | |
| Ryan Keith Milem | Registered representative | Jul 2021 (5y) | ||
| Ben Allen Rutledge | Registered representative | Jul 2021 (5y) | ||
| Jose Eduardo Cruz | Registered representative | Jul 2021 (5y) | ||
| Gary Lewis Mcpherson | Registered representative | Jul 2021 (5y) | ||
| Susan Sandra Mousseau | Registered representative | Aug 2021 (5y) | ||
| William Albert Ham | Registered representative | Aug 2021 (5y) | ||
| Alex Ossefoort | Registered representative | Aug 2021 (5y) | ||
| Matthew C Person | Registered representative | Aug 2021 (5y) | ||
| Brandon David Patterson | Registered representative | Aug 2021 (5y) | ||
| Jeannie Rene Roberts | Registered representative | Aug 2021 (5y) | ||
| Cameron Lewis Church | Registered representative | CFP | Aug 2021 (5y) | |
| Seth Daniel Church | Registered representative | Aug 2021 (5y) | ||
| Shane Stuart | Registered representative | Aug 2021 (5y) | ||
| Jeremy Lee White | Registered representative | Aug 2021 (5y) | ||
| Richard Jon Ness | Registered representative | Aug 2021 (5y) | ||
| Benjamin Howard La Duke | Registered representative | Aug 2021 (5y) | ||
| Adam H Audet | Registered representative | Aug 2021 (5y) | ||
| Emeel Badie Salem | Registered representative | Aug 2021 (5y) | ||
| Paul Arthur Storm | Registered representative | Aug 2021 (5y) | ||
| Thomas Mark Parlon | Registered representative | Aug 2021 (5y) | ||
| Christopher Kenneth Pennington | Registered representative | Aug 2021 (5y) | ||
| Michael Jay Kapolka | Registered representative | Aug 2021 (5y) | ||
| Earl T Jewkes | Registered representative | Aug 2021 (5y) | ||
| Clarence Gerald Mercatoris | Registered representative | Aug 2021 (5y) | ||
| Clarence Gerald Mercatoris | Registered representative | Aug 2021 (5y) | ||
| Michael John Bufalini | Registered representative | Aug 2021 (5y) | ||
| Benjamin James Blum | Registered representative | Sep 2021 (5y) | ||
| Taylor Burwell Smith | Registered representative | CFP | Sep 2021 (5y) | |
| Corey Allen Day | Registered representative | Sep 2021 (5y) | ||
| Loren Lamar Purvis | Registered representative | Personal Financial Specialist | Sep 2021 (5y) | |
| Ryan Michael Mcginn | Registered representative | CFP | Sep 2021 (5y) | |
| Andrew Marino Wallace | Registered representative | Sep 2021 (5y) | ||
| Robert L Arroyo | Registered representative | Sep 2021 (5y) | ||
| Troy William Ochoa | Registered representative | Sep 2021 (5y) | ||
| Nathanael C Downs | Registered representative | Sep 2021 (5y) | ||
| Paul Dewayne Kelley | Registered representative | Sep 2021 (5y) | ||
| Mauriel Alejandro Vega | Registered representative | Sep 2021 (5y) | ||
| Malcolm Winslow Mead | Registered representative | Sep 2021 (5y) | ||
| Danny Howard Clark | Registered representative | Sep 2021 (5y) | ||
| Ryan Patrick Mckean | Registered representative | Oct 2021 (5y) | ||
| Kevin Ryan Herman | Registered representative | Oct 2021 (5y) | ||
| Harrison Craig Ebert | Registered representative | CFP | Oct 2021 (5y) | |
| Thomas Arnold Bucklin | Registered representative | Oct 2021 (5y) | ||
| Joseph Brock Cooper | Registered representative | CFP | Oct 2021 (5y) | |
| Leslie Ann Elson | Registered representative | Oct 2021 (5y) | ||
| Ashley Morgan Simmons | Registered representative | Oct 2021 (5y) | ||
| Andrew Johnson | Registered representative | Oct 2021 (5y) | ||
| Richard Joseph Testa | Registered representative | CFP | Oct 2021 (5y) | |
| James Timothy Neslage | Registered representative | Oct 2021 (5y) | ||
| Paul Allen Neslage | Registered representative | Oct 2021 (5y) | ||
| Thomas C Mclaurin | Registered representative | Nov 2021 (5y) | ||
| Tomolyn Tarayos Harris | Registered representative | Nov 2021 (5y) | ||
| Amanda Mccain Sable | Registered representative | Nov 2021 (5y) | ||
| Jacob Harrison Jones | Registered representative | Nov 2021 (5y) | ||
| Karen Melo Ticas | Registered representative | CFP | Nov 2021 (5y) | |
| Richard Steven Habel | Registered representative | Nov 2021 (5y) | ||
| Michael Dennis Schuster | Registered representative | CFP | Nov 2021 (5y) | |
| Yonglin Ren | Registered representative | Nov 2021 (5y) | ||
| Drew Gress | Registered representative | Nov 2021 (5y) | ||
| Herson E Castaneda | Registered representative | Nov 2021 (5y) | ||
| Richard Hansford Dix | Registered representative | Nov 2021 (5y) | ||
| David Robert Mc Nurlen | Registered representative | Chartered Financial Consultant | Nov 2021 (5y) | |
| Hunter Lee Mans | Registered representative | CFP | Nov 2021 (5y) | |
| Paul Matthew Aftanas | Registered representative | CFP | Nov 2021 (5y) | |
| Samuel David Hofer | Registered representative | CFP | Nov 2021 (5y) | |
| Scott Garrison | Registered representative | Nov 2021 (5y) | ||
| Ashish Vijay Phansopkar | Registered representative | Nov 2021 (5y) | ||
| Jonathan Earl Kennedy | Registered representative | Nov 2021 (5y) | ||
| Angelina Maria Dietz | Registered representative | Nov 2021 (5y) | ||
| Benjamin Thomas French | Registered representative | Nov 2021 (5y) | ||
| Kevin Joseph Graham | Registered representative | Nov 2021 (5y) | ||
| Melissa Renee Naylor | Registered representative | Nov 2021 (5y) | ||
| Christy Rachelle Robinson | Registered representative | CFP | Dec 2021 (5y) | |
| Todd Cameron La Porte | Registered representative | Dec 2021 (5y) | ||
| James Philip O'connor | Registered representative | CFP | Dec 2021 (5y) | |
| Kyle J Mcdermott | Registered representative | CFP | Dec 2021 (5y) | |
| Matthew Merola | Registered representative | Dec 2021 (5y) | ||
| Kenzi Griffith | Registered representative | Dec 2021 (5y) | ||
| Michael Griffin | Registered representative | Dec 2021 (5y) | ||
| Kristen M. Heller | Registered representative | Dec 2021 (5y) | ||
| Dairel Lavern Denton | Registered representative | CFP | Dec 2021 (5y) | |
| Jasen Bryant Dahm | Registered representative | CFA | Dec 2021 (5y) | |
| Meredith Lynne Rines | Registered representative | CFP | Dec 2021 (5y) | |
| Vivien R Enders | Registered representative | Dec 2021 (5y) | ||
| Caleb Daniel Frye | Registered representative | Jan 2022 (5y) | ||
| Jacob M Heeren | Registered representative | Jan 2022 (5y) | ||
| Jeremy Werner | Registered representative | Jan 2022 (5y) | ||
| Kyle Ray Sleep | Registered representative | Jan 2022 (5y) | ||
| Matthew Alan Caputo | Registered representative | Chartered Financial Consultant | Jan 2022 (5y) | |
| Michael Richard Lulejian | Registered representative | Jan 2022 (5y) | ||
| Beverly Antoinette Taite | Registered representative | Jan 2022 (5y) | ||
| David William Briggs | Registered representative | Jan 2022 (5y) | ||
| Elaine Roecklein | Registered representative | Jan 2022 (5y) | ||
| Matthew Lee Pontes | Registered representative | Jan 2022 (5y) | ||
| Mark Wiley | Registered representative | Jan 2022 (5y) | ||
| Elizabeth Anne Cox | Registered representative | Jan 2022 (5y) | ||
| Jin Wang | Registered representative | Jan 2022 (5y) | ||
| Marques M Nielson | Registered representative | Jan 2022 (5y) | ||
| Matthew Thomas Manson | Registered representative | Jan 2022 (5y) | ||
| Thomas Edward Bateman | Registered representative | Jan 2022 (5y) | ||
| Jennifer Renee Lee | Registered representative | Jan 2022 (5y) | ||
| Mark A Nelson | Registered representative | Jan 2022 (5y) | ||
| Susan Shuping Guo | Registered representative | Jan 2022 (5y) | ||
| Emilio Monti | Registered representative | Jan 2022 (5y) | ||
| Michael Martin Plummer | Registered representative | Jan 2022 (5y) | ||
| Travis Henry Roth | Registered representative | Jan 2022 (5y) | ||
| Brad Langley Croall | Registered representative | Jan 2022 (5y) | ||
| Forrest Martin Holland | Registered representative | Jan 2022 (5y) | ||
| Brittni A Snyder Borri | Registered representative | Jan 2022 (5y) | ||
| Nathaniel Patrick Frazie | Registered representative | Jan 2022 (5y) | ||
| Lyndon Nicholas Crawford | Registered representative | Jan 2022 (5y) | ||
| Douglas Patrick Gower | Registered representative | Jan 2022 (5y) | ||
| William Dennis Toomey | Registered representative | Jan 2022 (5y) | ||
| Jeffrey Lowery | Registered representative | Jan 2022 (5y) | ||
| Jeffrey J Tweedell | Registered representative | Jan 2022 (5y) | ||
| John Harrison Graves | Registered representative | Chartered Financial Consultant | Jan 2022 (5y) | |
| Keith D. Lewandoski | Registered representative | Jan 2022 (5y) | ||
| Sean David Patrick | Registered representative | Jan 2022 (5y) | ||
| Bennett Mark Zaba | Registered representative | CFP | Jan 2022 (5y) | |
| Christi Sue Cristians | Registered representative | Jan 2022 (5y) | ||
| Conner Brady | Registered representative | Jan 2022 (5y) | ||
| George Wyatt Seybold | Registered representative | Jan 2022 (5y) | ||
| Andi Yung Hee Kang | Registered representative | CFP | Feb 2022 (5y) | |
| Erik David Sutcliffe | Registered representative | Feb 2022 (5y) | ||
| Joe Oliver Perry | Registered representative | Feb 2022 (5y) | ||
| Robert Waldemar Petersen | Registered representative | Feb 2022 (5y) | ||
| Tyler Robert Dempster | Registered representative | CFP | Feb 2022 (5y) | |
| John Michael Wood | Registered representative | Feb 2022 (4y) | ||
| Carter William Smelser | Registered representative | Feb 2022 (4y) | ||
| Hunter James Wade | Registered representative | Feb 2022 (4y) | ||
| Sagar Ramesh Patel | Registered representative | Feb 2022 (4y) | ||
| Jeffrey E Pascoe | Registered representative | Feb 2022 (4y) | ||
| Bradford Louis Schreck | Registered representative | Chartered Financial Consultant | Feb 2022 (4y) | |
| Brice W Hartsuch | Registered representative | Feb 2022 (4y) | ||
| Daniel Karl Buck | Registered representative | Chartered Financial Consultant | Feb 2022 (4y) | |
| Darrell Edward Glaser | Registered representative | Feb 2022 (4y) | ||
| Donald Bruce Schreck | Registered representative | Chartered Financial Consultant | Feb 2022 (4y) | |
| Shawn Michael Omara | Registered representative | Feb 2022 (4y) | ||
| Cristina Marie Waugh | Registered representative | Feb 2022 (4y) | ||
| Ryan Morris | Registered representative | Feb 2022 (4y) | ||
| David Jay Goldberg | Registered representative | Feb 2022 (4y) | ||
| Marc L Laureano | Registered representative | Feb 2022 (4y) | ||
| Justen James Schemmel | Registered representative | Feb 2022 (4y) | ||
| Colby Wayne Castor | Registered representative | Feb 2022 (4y) | ||
| Constance Ann Erickson | Registered representative | Mar 2022 (4y) | ||
| Gregory Allen Covalt | Registered representative | CFP | Mar 2022 (4y) | |
| Mark Gregory Metzger | Registered representative | Mar 2022 (4y) | ||
| Peggy Lynn Farnworth | Registered representative | CFP | Mar 2022 (4y) | |
| Russell C Harris | Registered representative | Mar 2022 (4y) | ||
| Shannon Maura Domski | Registered representative | Mar 2022 (4y) | ||
| Arild Holm | Registered representative | CFA | Mar 2022 (4y) | |
| Christopher Stephen Hoffman | Registered representative | CFP | Mar 2022 (4y) | |
| Robert Merrill Seaman | Registered representative | Mar 2022 (4y) | ||
| Tracy L Aaron | Registered representative | Mar 2022 (4y) | ||
| Michael Adolph Federico | Registered representative | Mar 2022 (4y) | ||
| Robert Joseph Courter | Registered representative | Mar 2022 (4y) | ||
| Ronald Mercatante | Registered representative | Mar 2022 (4y) | ||
| William Glen Newbury | Registered representative | Mar 2022 (4y) | ||
| Robert Alexander Mann | Registered representative | Mar 2022 (4y) | ||
| Holly Michelle Macdonald | Registered representative | CFP | Mar 2022 (4y) | |
| Michael Earl Clancy | Registered representative | Mar 2022 (4y) | ||
| Sean Michael Clancy | Registered representative | CFP | Mar 2022 (4y) | |
| Aaron Bean | Registered representative | Mar 2022 (4y) | ||
| Stephen Daniel Ostrofsky | Registered representative | CFP | Mar 2022 (4y) | |
| James C Docster | Registered representative | Mar 2022 (4y) | ||
| Todd Macdonald Petersen | Registered representative | Mar 2022 (4y) | ||
| Brendan Yarwood | Registered representative | Mar 2022 (4y) | ||
| Joshua Mounce | Registered representative | Mar 2022 (4y) | ||
| Steven Shawn Heiny | Registered representative | Mar 2022 (4y) | ||
| Kelley Anne Le Bica | Registered representative | Mar 2022 (4y) | ||
| Roger Joel Conde | Registered representative | Mar 2022 (4y) | ||
| Allison Marie Haring | Registered representative | Apr 2022 (4y) | ||
| Akshay Anish Patel | Registered representative | Apr 2022 (4y) | ||
| Blake Charles Wiskirchen | Registered representative | Apr 2022 (4y) | ||
| Billy Joe Cross | Registered representative | Apr 2022 (4y) | ||
| Trey Novara | Registered representative | CFP | Apr 2022 (4y) | |
| George Scott Wray | Registered representative | Apr 2022 (4y) | ||
| Isaac Scheidt | Registered representative | Apr 2022 (4y) | ||
| Mason Lane Foster | Registered representative | Apr 2022 (4y) | ||
| William Hartsfield | Registered representative | Apr 2022 (4y) | ||
| Andrew Gary Eaton | Registered representative | Apr 2022 (4y) | ||
| Austin C. Smith | Registered representative | Apr 2022 (4y) | ||
| Charles Donald Smith | Registered representative | Apr 2022 (4y) | ||
| Rebecca A Stevens | Registered representative | Apr 2022 (4y) | ||
| Annaliese Laura Gerdes | Registered representative | CFP | Apr 2022 (4y) | |
| Hunter Allen Stewart | Registered representative | Chartered Financial Consultant | Apr 2022 (4y) | |
| Brandon Thomas Hughes | Registered representative | Apr 2022 (4y) | ||
| Melissa Ann Wagner | Registered representative | Apr 2022 (4y) | ||
| Jacob I Tiller | Registered representative | May 2022 (4y) | ||
| Brian C Kennedy | Registered representative | Chartered Financial Consultant | May 2022 (4y) | |
| Vincent J Catalano | Registered representative | May 2022 (4y) | ||
| Christopher Mark Hoover | Registered representative | May 2022 (4y) | ||
| Bradley Charles Hirling | Registered representative | May 2022 (4y) | ||
| Melissa Jean Mc Voy | Registered representative | May 2022 (4y) | ||
| Ryan Patrick Breen | Registered representative | May 2022 (4y) | ||
| Cristobal Aaron Delgado | Registered representative | May 2022 (4y) | ||
| Dylan Michael Edwards | Registered representative | May 2022 (4y) | ||
| Jennifer Sue Cornett | Registered representative | May 2022 (4y) | ||
| Mark Douglas Diver | Registered representative | May 2022 (4y) | ||
| Benjamin A Simerly | Registered representative | May 2022 (4y) | ||
| Kevin R O'connor | Registered representative | May 2022 (4y) | ||
| Susan Tondera Brown | Registered representative | May 2022 (4y) | ||
| Dan Devow Springer | Registered representative | May 2022 (4y) | ||
| Christopher Rizzio | Registered representative | CFP | May 2022 (4y) | |
| Jamie Lee Richardson | Registered representative | May 2022 (4y) | ||
| Joseph Christopher Hodgins | Registered representative | May 2022 (4y) | ||
| Jay H Kim | Registered representative | Jun 2022 (4y) | ||
| Zachary Tyler Mc Gill | Registered representative | Jun 2022 (4y) | ||
| Thomas Matthew Mitcham | Registered representative | Jun 2022 (4y) | ||
| Marisa Ford | Registered representative | Jun 2022 (4y) | ||
| Robert L Sheets | Registered representative | Jun 2022 (4y) | ||
| James Neal Rini | Registered representative | Jun 2022 (4y) | ||
| Brannon Thomas Lambert | Registered representative | CFP | Jun 2022 (4y) | |
| Benjamin Bulchik | Registered representative | Jun 2022 (4y) | ||
| Moses Skaggs Medina | Registered representative | Jun 2022 (4y) | ||
| Jacob Timothy Vanator | Registered representative | CFP | Jun 2022 (4y) | |
| Clinton Vance Griffis | Registered representative | Jun 2022 (4y) | ||
| Joshua Donald Fitzmorris | Registered representative | Jun 2022 (4y) | ||
| Sean Michael Schaeffer | Registered representative | Jun 2022 (4y) | ||
| Thomas Edward Vinson | Registered representative | Jun 2022 (4y) | ||
| Voyce Lee Thomas | Registered representative | Jun 2022 (4y) | ||
| Darren S Walker | Registered representative | Jun 2022 (4y) | ||
| John H Foxworthy | Registered representative | CFP | Jun 2022 (4y) | |
| Dave Lee Morris | Registered representative | Jun 2022 (4y) | ||
| Aisha Kay Rehberg Booth | Registered representative | Jul 2022 (4y) | ||
| Kevin Andrew Hunt | Registered representative | Jul 2022 (4y) | ||
| William Michael Krzesinski | Registered representative | Jul 2022 (4y) | ||
| Heidi K Bringhurst | Registered representative | Jul 2022 (4y) | ||
| Karen Gayle Shapiro | Registered representative | Chartered Financial Consultant | Jul 2022 (4y) | |
| William James Marinelli | Registered representative | Jul 2022 (4y) | ||
| Matthew Vance Hovey | Registered representative | Jul 2022 (4y) | ||
| Daniel Patrick Dalton | Registered representative | Chartered Financial Consultant | Jul 2022 (4y) | |
| James C Ellison | Registered representative | Jul 2022 (4y) | ||
| Jodi Marie Tacker | Registered representative | Jul 2022 (4y) | ||
| Robert Jeffrey Stark | Registered representative | Jul 2022 (4y) | ||
| Robert Jervis Stark | Registered representative | CFP | Jul 2022 (4y) | |
| Joseph Macias | Registered representative | Jul 2022 (4y) | ||
| Courtney Elizabeth Hobbs | Registered representative | Aug 2022 (4y) | ||
| Sheryl Pitre Counce | Registered representative | Aug 2022 (4y) | ||
| Michael Joseph Cayen | Registered representative | Aug 2022 (4y) | ||
| Bradley Robert Martin | Registered representative | Aug 2022 (4y) | ||
| Isidore R Ogoussan | Registered representative | CFP Chartered Financial Consultant | Aug 2022 (4y) | |
| Aprilyn Chavez Geissler | Registered representative | Aug 2022 (4y) | ||
| Brandt Patrick Gebel | Registered representative | Aug 2022 (4y) | ||
| Fiore J Liberta | Registered representative | Aug 2022 (4y) | ||
| Charles Maurice Thurman | Registered representative | Chartered Financial Consultant | Aug 2022 (4y) | |
| Michael Hax Clayton | Registered representative | Aug 2022 (4y) | ||
| Enrico Hukom Bawar | Registered representative | Aug 2022 (4y) | ||
| Ryan Junas | Registered representative | CFP | Aug 2022 (4y) | |
| Alexi Howie | Registered representative | CFP | Aug 2022 (4y) | |
| Javier Tafoya | Registered representative | Aug 2022 (4y) | ||
| Caroline Crisp Hall | Registered representative | CFP | Aug 2022 (4y) | |
| Lawrence A Crisp | Registered representative | Chartered Financial Consultant | Aug 2022 (4y) | |
| Benjamin Lee Siedlik | Registered representative | Aug 2022 (4y) | ||
| James Elder | Registered representative | Sep 2022 (4y) | ||
| Ronald Brooks Pinckard | Registered representative | Sep 2022 (4y) | ||
| Sherri Renee Beabout | Registered representative | Sep 2022 (4y) | ||
| Trenton C Macke | Registered representative | Sep 2022 (4y) | ||
| Whitney Dawn Gum | Registered representative | Sep 2022 (4y) | ||
| John James Maddrill | Registered representative | CFP | Sep 2022 (4y) | |
| Kenneth James Nettuno | Registered representative | Sep 2022 (4y) | ||
| Aaron Locke Hobart | Registered representative | Sep 2022 (4y) | ||
| Nicholas Robert Venlet | Registered representative | CFP | Sep 2022 (4y) | |
| Robert Cary Wayland | Registered representative | CFP | Sep 2022 (4y) | |
| Elizabeth Paige Mitcham | Registered representative | Sep 2022 (4y) | ||
| Todd Albert Bower | Registered representative | Sep 2022 (4y) | ||
| Robert Julian Felvinci | Registered representative | Sep 2022 (4y) | ||
| Todd William Buck | Registered representative | Sep 2022 (4y) | ||
| Pai Su Kang | Registered representative | CFP | Sep 2022 (4y) | |
| Kathleen Mary Ladra | Registered representative | CFA | Sep 2022 (4y) | |
| Daniel Anthony Frayle | Registered representative | Sep 2022 (4y) | ||
| Chris Deandrea | Registered representative | Sep 2022 (4y) | ||
| Carly Seneca | Registered representative | CFP | Sep 2022 (4y) | |
| Max M Crownover | Registered representative | Sep 2022 (4y) | ||
| Nicholas Frank Sefchok | Registered representative | CFA | Sep 2022 (4y) | |
| Lee A Fuller | Registered representative | Oct 2022 (4y) | ||
| Lee Nelson Schmertzler | Registered representative | Oct 2022 (4y) | ||
| Donna Wilson Johns | Registered representative | Oct 2022 (4y) | ||
| Timothy David O Brien | Registered representative | Oct 2022 (4y) | ||
| Bryan Biagioli | Registered representative | Oct 2022 (4y) | ||
| Kimberly Ann Melton | Registered representative | Oct 2022 (4y) | ||
| Alicia Ann Mitros | Registered representative | CFP | Oct 2022 (4y) | |
| Phillip Deere Bryant | Registered representative | Oct 2022 (4y) | ||
| Matthew Adam Frank | Registered representative | Oct 2022 (4y) | ||
| Chi Hong Chu | Registered representative | Oct 2022 (4y) | ||
| Anthony Heinz Luneckas | Registered representative | Oct 2022 (4y) | ||
| Dana Lynn Klein | Registered representative | Oct 2022 (4y) | ||
| Kevin J Patterson | Registered representative | Oct 2022 (4y) | ||
| Daniel Charles Cuddy | Registered representative | Oct 2022 (4y) | ||
| Thomas Charles Pfeifer | Registered representative | Oct 2022 (4y) | ||
| Angel M Ramirez Vazquez | Registered representative | Nov 2022 (4y) | ||
| Blake Alexander Moore | Registered representative | Nov 2022 (4y) | ||
| James Douglas Woodruff | Registered representative | CFP | Nov 2022 (4y) | |
| Tom Phillip Mclinden | Registered representative | Nov 2022 (4y) | ||
| David A Lemar | Registered representative | Nov 2022 (4y) | ||
| Glen Joseph Darmos | Registered representative | Nov 2022 (4y) | ||
| Jacob Lund | Registered representative | Nov 2022 (4y) | ||
| James R Allen | Registered representative | Nov 2022 (4y) | ||
| Tyler James Miller | Registered representative | Nov 2022 (4y) | ||
| David Walker Culp | Registered representative | Nov 2022 (4y) | ||
| Jason Lee Layland | Registered representative | Nov 2022 (4y) | ||
| David Robert Kuzma | Registered representative | Nov 2022 (4y) | ||
| Gregory Michael Smith | Registered representative | Nov 2022 (4y) | ||
| Lee Ann Nault | Registered representative | Nov 2022 (4y) | ||
| Jason Brian Stewart | Registered representative | Nov 2022 (4y) | ||
| Jessica Ann Musshafen | Registered representative | Nov 2022 (4y) | ||
| Gary Hay | Registered representative | Dec 2022 (4y) | ||
| Bryan Gene Kuskie | Registered representative | Dec 2022 (4y) | ||
| Dace Joseph Blaskovitz | Registered representative | Dec 2022 (4y) | ||
| David Joel Madee | Registered representative | Dec 2022 (4y) | ||
| Douglas Carl Van Dyke | Registered representative | Dec 2022 (4y) | ||
| Elizabeth Stockwell | Registered representative | Dec 2022 (4y) | ||
| Evan Osgood Miller | Registered representative | Dec 2022 (4y) | ||
| Gary Daniel Devicci | Registered representative | CFP Chartered Financial Consultant | Dec 2022 (4y) | |
| Gregory Gordon James | Registered representative | Dec 2022 (4y) | ||
| James Robert Barcomb | Registered representative | Dec 2022 (4y) | ||
| Jeffery King Vanwart | Registered representative | Dec 2022 (4y) | ||
| Jill Ann Haueter | Registered representative | Dec 2022 (4y) | ||
| Jon Weber Salmanson | Registered representative | Dec 2022 (4y) | ||
| Joseph John Marino | Registered representative | Dec 2022 (4y) | ||
| Mark Jared Edelman | Registered representative | Dec 2022 (4y) | ||
| Melody Vuicich Kump | Registered representative | Dec 2022 (4y) | ||
| Michael Sean Reilly | Registered representative | Dec 2022 (4y) | ||
| Patricia Denis Solge | Registered representative | Dec 2022 (4y) | ||
| Paul Christopher Skomial | Registered representative | Dec 2022 (4y) | ||
| Preston Gerard Galarneau | Registered representative | Dec 2022 (4y) | ||
| Raymond Joseph Mastroleo | Registered representative | Dec 2022 (4y) | ||
| Stephen Rustom Mazda | Registered representative | Dec 2022 (4y) | ||
| Stuart Yantis Cutler | Registered representative | Dec 2022 (4y) | ||
| Sinan M Sammour | Registered representative | Dec 2022 (4y) | ||
| Taylor Caggiula | Registered representative | Dec 2022 (4y) | ||
| Timothy Jon Bellinger | Registered representative | CFP | Dec 2022 (4y) | |
| Van Raphael Neely | Registered representative | Dec 2022 (4y) | ||
| Jonathan Lanstein | Registered representative | Dec 2022 (4y) | ||
| Kevin Bradley Martin | Registered representative | Dec 2022 (4y) | ||
| Mark William Menard | Registered representative | Dec 2022 (4y) | ||
| Michael John Mussay | Registered representative | Dec 2022 (4y) | ||
| Michael Wayne Favorite | Registered representative | Dec 2022 (4y) | ||
| Robert Balagan Rao | Registered representative | Dec 2022 (4y) | ||
| Andre Walter Korogodon | Registered representative | Dec 2022 (4y) | ||
| Anthony C Romano | Registered representative | Dec 2022 (4y) | ||
| Alan Lee Supp | Registered representative | Dec 2022 (4y) | ||
| Brett Warren Buonadonna | Registered representative | Dec 2022 (4y) | ||
| Carol Ann Sumoski | Registered representative | Dec 2022 (4y) | ||
| David Ryan Alves | Registered representative | Dec 2022 (4y) | ||
| Debra Marranca Stotler | Registered representative | CFP | Dec 2022 (4y) | |
| Dominic Russell Romano | Registered representative | Dec 2022 (4y) | ||
| John Ware Moses | Registered representative | Chartered Financial Consultant | Dec 2022 (4y) | |
| Michael John Mella | Registered representative | Dec 2022 (4y) | ||
| Teresa Anne Muir | Registered representative | Dec 2022 (4y) | ||
| Andre Monsour | Registered representative | Dec 2022 (4y) | ||
| Bradford Sanders Myers | Registered representative | Dec 2022 (4y) | ||
| Cristina Marie Destefanis | Registered representative | Dec 2022 (4y) | ||
| Gary R. Smith | Registered representative | CFP Chartered Financial Consultant | Dec 2022 (4y) | |
| Harley Lance Kaplan | Registered representative | CFP | Dec 2022 (4y) | |
| James Michael Freeman | Registered representative | Dec 2022 (4y) | ||
| John Michael Butler | Registered representative | Dec 2022 (4y) | ||
| John Michael Salley | Registered representative | Dec 2022 (4y) | ||
| Jonathan Eric Kuniholm | Registered representative | Dec 2022 (4y) | ||
| Marc E Young | Registered representative | Dec 2022 (4y) | ||
| Michael James Mcgreavy | Registered representative | Dec 2022 (4y) | ||
| Steven Michael Dias | Registered representative | Dec 2022 (4y) | ||
| Vincent M Recchia | Registered representative | Dec 2022 (4y) | ||
| William A Fochi | Registered representative | Chartered Financial Consultant | Dec 2022 (4y) | |
| William Hadley Mcevoy | Registered representative | Dec 2022 (4y) | ||
| Deborah L Galarneau | Registered representative | CFP | Dec 2022 (4y) | |
| John Paul Destefanis | Registered representative | CFP | Dec 2022 (4y) | |
| Eric Alan Tashlein | Registered representative | CFP | Dec 2022 (4y) | |
| Heath Ian Prior | Registered representative | Dec 2022 (4y) | ||
| John Edward Misle | Registered representative | Chartered Financial Consultant | Dec 2022 (4y) | |
| Thomas Arcuik | Registered representative | Dec 2022 (4y) | ||
| Patricia Ivonne Bergman | Registered representative | Dec 2022 (4y) | ||
| Adrian Lee Urias | Registered representative | Jan 2023 (4y) | ||
| Adrianna Gutierrez | Registered representative | Jan 2023 (4y) | ||
| Brian David Colubiale | Registered representative | Jan 2023 (4y) | ||
| Brian Mcrae | Registered representative | Jan 2023 (4y) | ||
| Christopher Anthony Righi | Registered representative | Jan 2023 (4y) | ||
| Diane Willis | Registered representative | CFP | Jan 2023 (4y) | |
| Douglas Allen | Registered representative | CFP | Jan 2023 (4y) | |
| George Goodman | Registered representative | CFP | Jan 2023 (4y) | |
| Isaiah Michael Judge | Registered representative | Jan 2023 (4y) | ||
| Victor Louis Mullins | Registered representative | Jan 2023 (4y) | ||
| Daryl Miller | Registered representative | Jan 2023 (4y) | ||
| John Himpler | Registered representative | Jan 2023 (4y) | ||
| Stephen Abels | Registered representative | Jan 2023 (4y) | ||
| David Alan Farbman | Registered representative | Jan 2023 (4y) | ||
| Nathan Alexander Young | Registered representative | Jan 2023 (4y) | ||
| Robert Dean Coffin | Registered representative | Jan 2023 (4y) | ||
| Thomas Hugh Curry | Registered representative | Jan 2023 (4y) | ||
| Trenton Rogers | Registered representative | Jan 2023 (4y) | ||
| Harrison Thomas Pair | Registered representative | Jan 2023 (4y) | ||
| Jonathan Scott Gruber | Registered representative | Jan 2023 (4y) | ||
| Thomas Edward Moran | Registered representative | Jan 2023 (4y) | ||
| Kelli Brix | Registered representative | CFP | Jan 2023 (4y) | |
| Michael Stone | Registered representative | Jan 2023 (4y) | ||
| Taylor Alt | Registered representative | Jan 2023 (4y) | ||
| Denise Nicole Rowe | Registered representative | Jan 2023 (4y) | ||
| Ellis P Baum | Registered representative | Jan 2023 (4y) | ||
| Kevin Corey Walsh | Registered representative | Jan 2023 (4y) | ||
| Troy Herrera | Registered representative | Jan 2023 (4y) | ||
| Eric Jason Kuhns | Registered representative | Jan 2023 (4y) | ||
| Briana Taylor Turner | Registered representative | Jan 2023 (4y) | ||
| Jeffrey Arthur Laine | Registered representative | Personal Financial Specialist | Jan 2023 (4y) | |
| William Joshua Pennington | Registered representative | Jan 2023 (4y) | ||
| Daniel Thomas Rishel | Registered representative | Jan 2023 (4y) | ||
| Andrew Viditz Ward | Registered representative | CFP | Jan 2023 (4y) | |
| Jacob Kettwig | Registered representative | Feb 2023 (4y) | ||
| Lauren Novak | Registered representative | CFP | Feb 2023 (4y) | |
| Kristopher Tod Haanes | Registered representative | Feb 2023 (3y) | ||
| Adam Beveridge | Registered representative | Feb 2023 (3y) | ||
| Carlos Omar Ortiz | Registered representative | Feb 2023 (3y) | ||
| Julie Jane Nelson | Registered representative | Feb 2023 (3y) | ||
| Kyle Edwin Beveridge | Registered representative | Feb 2023 (3y) | ||
| Sean Michael Fitzpatrick | Registered representative | Chartered Financial Consultant | Feb 2023 (3y) | |
| Kaitlin Ochab | Registered representative | Feb 2023 (3y) | ||
| Stephen Joseph Hepburn | Registered representative | CFP | Feb 2023 (3y) | |
| Devin Vaughn Zeisset | Registered representative | Feb 2023 (3y) | ||
| Robert George James | Registered representative | Feb 2023 (3y) | ||
| Brian Ernest Chapman | Registered representative | Mar 2023 (3y) | ||
| Charles Rex Strickland | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Christopher Ronald Porter | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Gail Elizabeth Cote | Registered representative | Mar 2023 (3y) | ||
| Jonathan William King | Registered representative | Mar 2023 (3y) | ||
| Lesley Brian Wilson | Registered representative | Mar 2023 (3y) | ||
| Lynn Hayes Funk | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Reginald Kyle Graham | Registered representative | Mar 2023 (3y) | ||
| William Brian Groner | Registered representative | CFP Chartered Financial Consultant | Mar 2023 (3y) | |
| William Marshall Helms Jr | Registered representative | Mar 2023 (3y) | ||
| Isabella Grace Williams | Registered representative | Mar 2023 (3y) | ||
| Matthew Dick | Registered representative | Mar 2023 (3y) | ||
| Ashley Rogers | Registered representative | Mar 2023 (3y) | ||
| Carl Steven Myers | Registered representative | Mar 2023 (3y) | ||
| Jonathan Mac Lafferty | Registered representative | Mar 2023 (3y) | ||
| Matthew C Peterson | Registered representative | Mar 2023 (3y) | ||
| Clovis Waylon Van Houten | Registered representative | Mar 2023 (3y) | ||
| Daniel K Schuh | Registered representative | CFP Chartered Financial Consultant | Mar 2023 (3y) | |
| Henry Thomas Debski | Registered representative | Mar 2023 (3y) | ||
| Larry Aaron Bowman | Registered representative | Mar 2023 (3y) | ||
| Sarah Frances Mayerle | Registered representative | Mar 2023 (3y) | ||
| Carl Edwards | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Donald Stanfield Mc Kinney | Registered representative | Mar 2023 (3y) | ||
| Erin Colleen Owen | Registered representative | Mar 2023 (3y) | ||
| Tomas Michael Cern | Registered representative | Mar 2023 (3y) | ||
| Andrew B Geary | Registered representative | Apr 2023 (3y) | ||
| Kristina Lee Holloran | Registered representative | Apr 2023 (3y) | ||
| Timothy Michael Sepich | Registered representative | Apr 2023 (3y) | ||
| Andrew Lewis | Registered representative | CFP | Apr 2023 (3y) | |
| Tom Arno Stapel | Registered representative | Apr 2023 (3y) | ||
| Michael Pascoe Jewell | Registered representative | CFP | Apr 2023 (3y) | |
| Timothy Peter Marcinek | Registered representative | Chartered Financial Consultant | Apr 2023 (3y) | |
| Mark Eugene Abraham | Registered representative | CFP | Apr 2023 (3y) | |
| Ryan Timothy Cummings | Registered representative | CFP | Apr 2023 (3y) | |
| Christopher Michael Flores | Registered representative | CFP | Apr 2023 (3y) | |
| Stephen Patrick Fortin | Registered representative | Apr 2023 (3y) | ||
| James Edmund Hesseling | Registered representative | Apr 2023 (3y) | ||
| Floreid Eva Walker | Registered representative | Chartered Financial Consultant | Apr 2023 (3y) | |
| Jenifer Jensen | Registered representative | Apr 2023 (3y) | ||
| Kathleen Frances Hinz | Registered representative | Apr 2023 (3y) | ||
| Chad Justin Sepulvado | Registered representative | Apr 2023 (3y) | ||
| Emily A Trautwein | Registered representative | Apr 2023 (3y) | ||
| Jackson Tyler Woolems | Registered representative | Apr 2023 (3y) | ||
| Kurt Vernon Bester | Registered representative | Apr 2023 (3y) | ||
| Leah Jeanne Theorin | Registered representative | Apr 2023 (3y) | ||
| Marshall L Fletcher | Registered representative | May 2023 (3y) | ||
| Janet Kay Anderson | Registered representative | May 2023 (3y) | ||
| Jennifer Lynn Blake | Registered representative | CFP Chartered Financial Consultant | May 2023 (3y) | |
| Stefani Ann Iverson | Registered representative | May 2023 (3y) | ||
| Christopher Ray Mcdonald | Registered representative | May 2023 (3y) | ||
| Darryl James Jarmosco | Registered representative | CFP Chartered Financial Consultant | May 2023 (3y) | |
| Sarah Chandler | Registered representative | May 2023 (3y) | ||
| Chad Matthew Glover | Registered representative | Chartered Financial Consultant | May 2023 (3y) | |
| Kyle Steele Younger | Registered representative | May 2023 (3y) | ||
| Timothy Craig Merchant | Registered representative | May 2023 (3y) | ||
| George Aristides Goulas | Registered representative | May 2023 (3y) | ||
| Hayden James Bankes | Registered representative | May 2023 (3y) | ||
| James Graham | Registered representative | May 2023 (3y) | ||
| John Ross Kline | Registered representative | May 2023 (3y) | ||
| Kendra Byrd | Registered representative | May 2023 (3y) | ||
| Adam Ilung Kim | Registered representative | May 2023 (3y) | ||
| Richard Mamoru Imamura | Registered representative | May 2023 (3y) | ||
| Charles Peter Gilbride | Registered representative | May 2023 (3y) | ||
| Sharon Stark | Registered representative | Chartered Financial Consultant | May 2023 (3y) | |
| Tina Marie Chandler | Registered representative | May 2023 (3y) | ||
| Anthony A Cook | Registered representative | May 2023 (3y) | ||
| Owen Edward Kelly | Registered representative | CFP | Jun 2023 (3y) | |
| Scott Schless | Registered representative | Jun 2023 (3y) | ||
| Tyler C Carmony | Registered representative | CFP | Jun 2023 (3y) | |
| Robert Douglas Soerens | Registered representative | CFP | Jun 2023 (3y) | |
| Tyler Ferguson | Registered representative | Jun 2023 (3y) | ||
| Luke Wallace George | Registered representative | Jun 2023 (3y) | ||
| Cassidy J Moulton | Registered representative | Jun 2023 (3y) | ||
| Joe Henry Frederick | Registered representative | Jun 2023 (3y) | ||
| Michael J Graham | Registered representative | Jun 2023 (3y) | ||
| Jason Fagan | Registered representative | Jun 2023 (3y) | ||
| Joseph Steven Parker | Registered representative | Jun 2023 (3y) | ||
| Joshua Tyler Wintersdorf | Registered representative | Jun 2023 (3y) | ||
| Robert Allan Palma | Registered representative | Jul 2023 (3y) | ||
| Sergio Gonzalez Alcazar | Registered representative | Jul 2023 (3y) | ||
| William Jason Orr | Registered representative | Jul 2023 (3y) | ||
| Susanne Venberg | Registered representative | Jul 2023 (3y) | ||
| John P Damiano | Registered representative | Jul 2023 (3y) | ||
| Neeraj Agarwal | Registered representative | CFP Chartered Financial Consultant | Jul 2023 (3y) | |
| Caleb Wayne Allen | Registered representative | Jul 2023 (3y) | ||
| Gregory Sham Bingel | Registered representative | CFP Chartered Financial Consultant | Jul 2023 (3y) | |
| H Courtney Mclaughlin | Registered representative | Jul 2023 (3y) | ||
| Jeffrey David Nagel | Registered representative | Jul 2023 (3y) | ||
| Mark Joseph Stevens | Registered representative | Jul 2023 (3y) | ||
| Ian Eugene Rice | Registered representative | CFP Chartered Financial Consultant | Jul 2023 (3y) | |
| Ian T Borman | Registered representative | Jul 2023 (3y) | ||
| Kasey Somers Closs | Registered representative | CFP Chartered Financial Consultant | Jul 2023 (3y) | |
| Sydney Jane Robertson | Registered representative | Jul 2023 (3y) | ||
| Ginger Burdette Fargas | Registered representative | Jul 2023 (3y) | ||
| Shane Barton Allen | Registered representative | CFP Chartered Financial Consultant | Jul 2023 (3y) | |
| Virginia Grace Erispaha | Registered representative | Jul 2023 (3y) | ||
| Amy Sue Sandbulte | Registered representative | Jul 2023 (3y) | ||
| Bryan Paul Brinks | Registered representative | Jul 2023 (3y) | ||
| Robert Dinardo | Registered representative | Jul 2023 (3y) | ||
| Adam Tabb Winfield | Registered representative | Aug 2023 (3y) | ||
| Christopher Antolini | Registered representative | Aug 2023 (3y) | ||
| Colin Michael Mc Nulty | Registered representative | Aug 2023 (3y) | ||
| Jody Michael Balaban | Registered representative | Aug 2023 (3y) | ||
| Jonathan Scott Hornsby | Registered representative | CFP | Aug 2023 (3y) | |
| Joshua Bradley Withers | Registered representative | Chartered Financial Consultant | Aug 2023 (3y) | |
| Katherine Everett Anders | Registered representative | CFP | Aug 2023 (3y) | |
| Louis Leon Kline | Registered representative | Aug 2023 (3y) | ||
| Mark Steven Fantasia | Registered representative | Aug 2023 (3y) | ||
| Mary Theresa Norton | Registered representative | CFP | Aug 2023 (3y) | |
| Michael Thomas Mcnulty | Registered representative | Aug 2023 (3y) | ||
| Ross Girouard Winfield | Registered representative | Aug 2023 (3y) | ||
| Samuel Spessard Slagle | Registered representative | Aug 2023 (3y) | ||
| Elaine Jonczak Jolley | Registered representative | Aug 2023 (3y) | ||
| Michele Kristine Lay | Registered representative | Aug 2023 (3y) | ||
| Jason Monroe Bozard | Registered representative | Aug 2023 (3y) | ||
| Nicholas John Shaheen | Registered representative | CFP | Aug 2023 (3y) | |
| Laurie Ragnar Hackler | Registered representative | Aug 2023 (3y) | ||
| Michael D Steigerwald | Registered representative | Aug 2023 (3y) | ||
| Dylan Thomas Bernache | Registered representative | Aug 2023 (3y) | ||
| Kevin Allen Auerr | Registered representative | Aug 2023 (3y) | ||
| Zachery Briggs | Registered representative | Aug 2023 (3y) | ||
| Francis Michael Celona | Registered representative | CFP | Aug 2023 (3y) | |
| Andrew James Harvey | Registered representative | Aug 2023 (3y) | ||
| Monique Cynthia Ryan | Registered representative | Aug 2023 (3y) | ||
| Robert M Chen | Registered representative | Aug 2023 (3y) | ||
| Joseph S Silva | Registered representative | Aug 2023 (3y) | ||
| Jeffrey Clayton Snyder | Registered representative | Aug 2023 (3y) | ||
| James Edward Lewis | Registered representative | Chartered Financial Consultant | Aug 2023 (3y) | |
| Travis Missler | Registered representative | Aug 2023 (3y) | ||
| Kabir M Parasher | Registered representative | Aug 2023 (3y) | ||
| Silvia E Marceleno | Registered representative | Aug 2023 (3y) | ||
| Frank August Fairbanks | Registered representative | Aug 2023 (3y) | ||
| Jinping Xu | Registered representative | Aug 2023 (3y) | ||
| Kyle Wade Price | Registered representative | CFP | Aug 2023 (3y) | |
| Alex William Osmond | Registered representative | CFP | Aug 2023 (3y) | |
| Kasey Patrick George | Registered representative | CFP | Aug 2023 (3y) | |
| Jerrod Michael Crouch | Registered representative | Sep 2023 (3y) | ||
| Maxwell Kosman | Registered representative | Sep 2023 (3y) | ||
| Thomas Denton Foy | Registered representative | Sep 2023 (3y) | ||
| Daniel Stuart Watson | Registered representative | Sep 2023 (3y) | ||
| Douglas Andrew Mccarthy | Registered representative | Sep 2023 (3y) | ||
| Peter H Gaunt | Registered representative | Sep 2023 (3y) | ||
| Jefferson Scott Schaefer | Registered representative | Sep 2023 (3y) | ||
| Jennifer Baker Alves | Registered representative | Sep 2023 (3y) | ||
| Peyton Lewis Blakely | Registered representative | Sep 2023 (3y) | ||
| David Anderson | Registered representative | Sep 2023 (3y) | ||
| Andrea Butler | Registered representative | Sep 2023 (3y) | ||
| Andrew Ingeme | Registered representative | Sep 2023 (3y) | ||
| James Matthew Hightower | Registered representative | Sep 2023 (3y) | ||
| Sarah Lynn Alarcon | Registered representative | Sep 2023 (3y) | ||
| Benjamin Graham Presley | Registered representative | CFP | Sep 2023 (3y) | |
| Jacob Michael Williams | Registered representative | Oct 2023 (3y) | ||
| Eric V Sechman | Registered representative | CFP | Oct 2023 (3y) | |
| Richard Daniel Gregory | Registered representative | Oct 2023 (3y) | ||
| Margaret Stroud Arndt | Registered representative | Oct 2023 (3y) | ||
| Charles Dobben | Registered representative | Oct 2023 (3y) | ||
| Christopher Derek Schletzer | Registered representative | Oct 2023 (3y) | ||
| Thomas Edward Eaglehouse | Registered representative | Oct 2023 (3y) | ||
| Ellen Melissa Jampolsky | Registered representative | CFP | Oct 2023 (3y) | |
| John Charles Ruddy | Registered representative | Oct 2023 (3y) | ||
| Jeffrey David Markanich | Registered representative | CFP Chartered Financial Consultant | Oct 2023 (3y) | |
| Jami Kay Johnson | Registered representative | Oct 2023 (3y) | ||
| Francis Consolmagno | Registered representative | Oct 2023 (3y) | ||
| John Hoogenboom | Registered representative | Oct 2023 (3y) | ||
| Brian Phillip Squire | Registered representative | Oct 2023 (3y) | ||
| Michael William Walbridge | Registered representative | Oct 2023 (3y) | ||
| Jaden John Butler | Registered representative | Chartered Financial Consultant | Oct 2023 (3y) | |
| Marian Nguyen | Registered representative | Oct 2023 (3y) | ||
| Sari Maksad | Registered representative | Oct 2023 (3y) | ||
| Justin Duwayne Zeimet | Registered representative | Oct 2023 (3y) | ||
| Laurie Piper | Registered representative | Oct 2023 (3y) | ||
| Nadine M Burns | Registered representative | CFP | Oct 2023 (3y) | |
| William Timothy Bowen | Registered representative | CFP | Oct 2023 (3y) | |
| Daniel Robert Turnwald | Registered representative | Nov 2023 (3y) | ||
| Derick David Kelly | Registered representative | CFP | Nov 2023 (3y) | |
| Jason Dockery | Registered representative | Nov 2023 (3y) | ||
| Kyla Westover | Registered representative | Nov 2023 (3y) | ||
| William Gregory Kenton | Registered representative | Nov 2023 (3y) | ||
| Jill Ehlers | Registered representative | Nov 2023 (3y) | ||
| Sean Francis Maguire | Registered representative | Nov 2023 (3y) | ||
| Julie Ann Jones | Registered representative | Nov 2023 (3y) | ||
| Michael G Flickinger | Registered representative | CFA | Nov 2023 (3y) | |
| David J Bolgar | Registered representative | Nov 2023 (3y) | ||
| Nathan Gourd | Registered representative | CFA | Nov 2023 (3y) | |
| Tate Bassett | Registered representative | CFP | Nov 2023 (3y) | |
| Ryan William Donaldson | Registered representative | Nov 2023 (3y) | ||
| William Eugene Hauenstein | Registered representative | Nov 2023 (3y) | ||
| Scott Michael Lehigh | Registered representative | Nov 2023 (3y) | ||
| Angela Nicole Ruddock | Registered representative | CFP | Dec 2023 (3y) | |
| Craig Steven Chilcote | Registered representative | Dec 2023 (3y) | ||
| Jason Daniel Staff | Registered representative | Dec 2023 (3y) | ||
| Juanita Christine Olson | Registered representative | Chartered Financial Consultant | Dec 2023 (3y) | |
| Ryan Michael Johnson | Registered representative | Dec 2023 (3y) | ||
| Thomas Dennis Goins | Registered representative | Chartered Financial Consultant | Dec 2023 (3y) | |
| Carl Haasper | Registered representative | Dec 2023 (3y) | ||
| Jeremiah J O'connor | Registered representative | Dec 2023 (3y) | ||
| Harry Appel | Registered representative | Dec 2023 (3y) | ||
| Mary Ellen Schwartz | Registered representative | CFP | Dec 2023 (3y) | |
| Thomas Richard Camuso | Registered representative | Dec 2023 (3y) | ||
| Julio Cesar Gonzalez | Registered representative | Dec 2023 (3y) | ||
| Arthur Lamar Bush | Registered representative | Jan 2024 (3y) | ||
| Barry Scott Wyman | Registered representative | CFP | Jan 2024 (3y) | |
| David Webster Thompson | Registered representative | Jan 2024 (3y) | ||
| Douglass Belt | Registered representative | Jan 2024 (3y) | ||
| Dylan J Baxter | Registered representative | Jan 2024 (3y) | ||
| Emily N Lee | Registered representative | CFP | Jan 2024 (3y) | |
| Gavin Jones | Registered representative | Jan 2024 (3y) | ||
| Jack Small | Registered representative | Jan 2024 (3y) | ||
| Justin Racculia | Registered representative | Jan 2024 (3y) | ||
| Kathleen Sue Bowen | Registered representative | Jan 2024 (3y) | ||
| Andrew Addison White | Registered representative | Jan 2024 (3y) | ||
| Austin Prescott Farnsworth | Registered representative | Jan 2024 (3y) | ||
| Rhyanna Haley Broomfield Gilman | Registered representative | Jan 2024 (3y) | ||
| Jason A George | Registered representative | Jan 2024 (3y) | ||
| Mark Stephen Kelly | Registered representative | CFA | Jan 2024 (3y) | |
| Cameron Butler | Registered representative | Jan 2024 (3y) | ||
| Erica Nicole Molina | Registered representative | CFP | Jan 2024 (3y) | |
| Jesse Cordoba | Registered representative | Jan 2024 (3y) | ||
| Austin J Boyd | Registered representative | Jan 2024 (3y) | ||
| Gail Lynn Waldman | Registered representative | CFP | Jan 2024 (3y) | |
| Jeffrey Alan Barczak | Registered representative | Jan 2024 (3y) | ||
| Mark Steven Waldman | Registered representative | CFP | Jan 2024 (3y) | |
| David William Gamblin | Registered representative | Jan 2024 (3y) | ||
| Megan Owen Gatlin | Registered representative | Jan 2024 (3y) | ||
| David Paul Feldstein | Registered representative | Jan 2024 (3y) | ||
| Johnny Scott Townsley | Registered representative | Jan 2024 (3y) | ||
| Darraugh Anne Valli | Registered representative | Jan 2024 (3y) | ||
| Steven Lee Goldberg | Registered representative | Jan 2024 (3y) | ||
| Adam Bethel | Registered representative | Jan 2024 (3y) | ||
| Ashli Nicole Eaves | Registered representative | Jan 2024 (3y) | ||
| Garrett Brian Spargo Wilson | Registered representative | CFP | Jan 2024 (3y) | |
| Jacob William Walters | Registered representative | Jan 2024 (3y) | ||
| Adam Denton Prewett | Registered representative | Jan 2024 (3y) | ||
| Shepard Woodrow Allen | Registered representative | CFP | Jan 2024 (3y) | |
| Joshua Adam Parke | Registered representative | Jan 2024 (3y) | ||
| Theresa Wong David White | Registered representative | Jan 2024 (3y) | ||
| James R Bennett | Registered representative | Feb 2024 (3y) | ||
| Kelly Duel | Registered representative | Feb 2024 (3y) | ||
| Andrew Mcalister | Registered representative | Feb 2024 (2y) | ||
| Lloyd Patrick Hebert | Registered representative | Feb 2024 (2y) | ||
| Laurence Buell Tipton | Registered representative | Feb 2024 (2y) | ||
| Melissa A Wenger | Registered representative | Feb 2024 (2y) | ||
| Allyse Marie Ward | Registered representative | Feb 2024 (2y) | ||
| Jonathan James Wolfe | Registered representative | Feb 2024 (2y) | ||
| Alexandra Michelle Stanton | Registered representative | Feb 2024 (2y) | ||
| Seth Martin Swandal | Registered representative | Feb 2024 (2y) | ||
| Isak Larson | Registered representative | Feb 2024 (2y) | ||
| Steven Vernon Larson | Registered representative | Chartered Financial Consultant | Feb 2024 (2y) | |
| Aaron Jason Robinson | Registered representative | Feb 2024 (2y) | ||
| Albin Mauritz Linder | Registered representative | Feb 2024 (2y) | ||
| Eric Clarke Schwilk | Registered representative | CFP | Feb 2024 (2y) | |
| Jason Matthew Linder | Registered representative | Feb 2024 (2y) | ||
| Laura Deanna Peirson | Registered representative | Feb 2024 (2y) | ||
| Seth Albin Linder | Registered representative | Feb 2024 (2y) | ||
| Jacqueline M Scalise | Registered representative | Feb 2024 (2y) | ||
| Nicholas Edward Benzor | Registered representative | Feb 2024 (2y) | ||
| Mark A Thomas | Registered representative | Feb 2024 (2y) | ||
| Melissa Godwin Scott | Registered representative | CFP | Feb 2024 (2y) | |
| Janice Marie Swanson | Registered representative | Feb 2024 (2y) | ||
| Giao Ngoc Vo | Registered representative | CFP | Feb 2024 (2y) | |
| Edward George Martell | Registered representative | Feb 2024 (2y) | ||
| James Paddock | Registered representative | Feb 2024 (2y) | ||
| Janelle Larie Lind | Registered representative | Feb 2024 (2y) | ||
| Paul Anthony Dickinson | Registered representative | Feb 2024 (2y) | ||
| Rodney B Birch | Registered representative | Feb 2024 (2y) | ||
| Stacey Anne Martin | Registered representative | CFP | Feb 2024 (2y) | |
| Michael Houston Gross | Registered representative | Chartered Financial Consultant | Feb 2024 (2y) | |
| Carol Ann Whelan | Registered representative | Mar 2024 (2y) | ||
| Catherine Rose Paige | Registered representative | Mar 2024 (2y) | ||
| Jacob H King | Registered representative | CFP | Mar 2024 (2y) | |
| Kyle Spencer Winder | Registered representative | Mar 2024 (2y) | ||
| Fred Scott Burke | Registered representative | Mar 2024 (2y) | ||
| James Andrew Holroyd | Registered representative | CFP | Mar 2024 (2y) | |
| Jordan Kathryn Johnston | Registered representative | Mar 2024 (2y) | ||
| Shelly Hall | Registered representative | Mar 2024 (2y) | ||
| Damon Basco | Registered representative | CFP | Mar 2024 (2y) | |
| Rebecca Welker | Registered representative | Mar 2024 (2y) | ||
| Robert Daniel Furlong | Registered representative | Mar 2024 (2y) | ||
| William Blair Goheen | Registered representative | Mar 2024 (2y) | ||
| Graham Granger Merk | Registered representative | CFP Chartered Financial Consultant | Mar 2024 (2y) | |
| Jennie L Devlin | Registered representative | Mar 2024 (2y) | ||
| Angela Gardner Ribuffo | Registered representative | CFP Chartered Financial Consultant | Mar 2024 (2y) | |
| Marcus A Healey | Registered representative | Mar 2024 (2y) | ||
| Mark Garner Srofe | Registered representative | CFP | Mar 2024 (2y) | |
| Matthew Allen Griffith | Registered representative | CFP | Mar 2024 (2y) | |
| Barbara Jean Kubesh | Registered representative | Mar 2024 (2y) | ||
| Alexandria Strawn | Registered representative | Mar 2024 (2y) | ||
| Gavin Douglas Chambers | Registered representative | Mar 2024 (2y) | ||
| Selina Jane Witt | Registered representative | Mar 2024 (2y) | ||
| Elena Valeryevna Samofalova | Registered representative | Mar 2024 (2y) | ||
| Kenneth Andrew Hoiland | Registered representative | Mar 2024 (2y) | ||
| Taylor Kirk Edens | Registered representative | Apr 2024 (2y) | ||
| Bryan Kyle Newton | Registered representative | Apr 2024 (2y) | ||
| William Dillon Fogarty | Registered representative | Apr 2024 (2y) | ||
| Alan Josh Mc Culley | Registered representative | Apr 2024 (2y) | ||
| Megan Kaitlyn Johnson | Registered representative | Apr 2024 (2y) | ||
| Thomas Joseph Kanyok | Registered representative | Apr 2024 (2y) | ||
| Randy Quentin Allen Sefrit | Registered representative | Apr 2024 (2y) | ||
| Rodney Decker | Registered representative | CFP | Apr 2024 (2y) | |
| Robert L Crane | Registered representative | Apr 2024 (2y) | ||
| Cory M. Cochran | Registered representative | Apr 2024 (2y) | ||
| Christian William Viel | Registered representative | Apr 2024 (2y) | ||
| Denice Rene Land | Registered representative | Apr 2024 (2y) | ||
| Maria Ostergaard | Registered representative | Apr 2024 (2y) | ||
| Ryan Scott Grogg | Registered representative | Apr 2024 (2y) | ||
| Meghan P Dykstra | Registered representative | CFP | Apr 2024 (2y) | |
| James M Wallace | Registered representative | CFP | Apr 2024 (2y) | |
| Nicholas Umberto Scarsella | Registered representative | Apr 2024 (2y) | ||
| Jacob Harman Florence | Registered representative | Apr 2024 (2y) | ||
| Michael Edward Dunn | Registered representative | CFP | Apr 2024 (2y) | |
| Sharon Perkins Bunker | Registered representative | Apr 2024 (2y) | ||
| Laura Christine Brownfield | Registered representative | Apr 2024 (2y) | ||
| David T Lawyer | Registered representative | Apr 2024 (2y) | ||
| Joshua Nels Miller | Registered representative | Apr 2024 (2y) | ||
| Luke Alan Aduddell | Registered representative | Apr 2024 (2y) | ||
| David John Nesbitt | Registered representative | May 2024 (2y) | ||
| David Nathan Williams | Registered representative | CFP | May 2024 (2y) | |
| Jaime Weenink | Registered representative | May 2024 (2y) | ||
| Sidney Jason Ruth | Registered representative | CFP | May 2024 (2y) | |
| Timothy Vernon Swartley | Registered representative | CFP | May 2024 (2y) | |
| Bryan Salas Castro | Registered representative | CFP | May 2024 (2y) | |
| Myra Lynn Slaybaugh | Registered representative | CFP Chartered Financial Consultant | May 2024 (2y) | |
| Anna Alicia Nifong | Registered representative | May 2024 (2y) | ||
| David Bradley Nifong | Registered representative | May 2024 (2y) | ||
| James Michael Gehring | Registered representative | CFP | May 2024 (2y) | |
| Keith Charles Piscitello | Registered representative | CFP | May 2024 (2y) | |
| Dominic Vincent Privitera | Registered representative | CFP | May 2024 (2y) | |
| Frank Coffenberry | Registered representative | May 2024 (2y) | ||
| William Lance Hocutt | Registered representative | May 2024 (2y) | ||
| Lucas F Ellis | Registered representative | May 2024 (2y) | ||
| Jason Michael Van Valkenburg | Registered representative | May 2024 (2y) | ||
| Scott E Angle | Registered representative | May 2024 (2y) | ||
| Steven H. Bontempi | Registered representative | May 2024 (2y) | ||
| Donald Baker Irwin | Registered representative | May 2024 (2y) | ||
| Joseph M Loewenstein | Registered representative | CFP Chartered Financial Consultant | May 2024 (2y) | |
| Eva Melissa Drew | Registered representative | May 2024 (2y) | ||
| Jordan Bruno Fiori | Registered representative | May 2024 (2y) | ||
| Nathan Leung | Registered representative | May 2024 (2y) | ||
| Ryan James Lau | Registered representative | May 2024 (2y) | ||
| Kason Franklin Wedel | Registered representative | May 2024 (2y) | ||
| Josh William Cesare | Registered representative | May 2024 (2y) | ||
| Floyd Thomas Bernard | Registered representative | Chartered Financial Consultant | May 2024 (2y) | |
| Hannah Benton Varnado | Registered representative | CFP | May 2024 (2y) | |
| Morgan Tyler Edwards | Registered representative | May 2024 (2y) | ||
| Jeffrey John Mccue | Registered representative | Jun 2024 (2y) | ||
| Adam Ohlmeyer | Registered representative | CFP | Jun 2024 (2y) | |
| Cameron Jon Henry | Registered representative | Jun 2024 (2y) | ||
| Douglas Mabry Hohertz | Registered representative | Jun 2024 (2y) | ||
| Dylan Lee Gilpin | Registered representative | Jun 2024 (2y) | ||
| Karen Lynn Redding | Registered representative | Jun 2024 (2y) | ||
| Dean Everett Hickerson | Registered representative | Jun 2024 (2y) | ||
| William Howard Black | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Stephen Hoem | Registered representative | Jun 2024 (2y) | ||
| Coleby Wright | Registered representative | Jun 2024 (2y) | ||
| Kathleen Elizabeth Pumilia | Registered representative | Jun 2024 (2y) | ||
| Bryant William Wilson | Registered representative | Jun 2024 (2y) | ||
| Robert Matthew Krieger | Registered representative | CFP | Jun 2024 (2y) | |
| Kimberly Turner | Registered representative | Jun 2024 (2y) | ||
| Lubin Chamie R Townsend | Registered representative | CFP | Jun 2024 (2y) | |
| Richard Earle Perry | Registered representative | Jun 2024 (2y) | ||
| Toireasa Helene Moran | Registered representative | Jun 2024 (2y) | ||
| David Adam Elfenbein | Registered representative | Jun 2024 (2y) | ||
| Michael Wayne Newton | Registered representative | Jun 2024 (2y) | ||
| William W Councill | Registered representative | Jun 2024 (2y) | ||
| Warren Paul Brockett | Registered representative | Jun 2024 (2y) | ||
| Cathy Mcghee Buchanan | Registered representative | CFP | Jun 2024 (2y) | |
| Chad Andrew James | Registered representative | Jun 2024 (2y) | ||
| Ian Jerrell Coleman | Registered representative | Jul 2024 (2y) | ||
| Joseph Stephen Maccariello | Registered representative | Jul 2024 (2y) | ||
| Larry Oniel Ramos Feliciano | Registered representative | Jul 2024 (2y) | ||
| Richard Kevin Guernsey | Registered representative | Jul 2024 (2y) | ||
| Cecil O Ryan Mc Graw | Registered representative | Jul 2024 (2y) | ||
| Michael J Conway | Registered representative | Jul 2024 (2y) | ||
| Scott Earl Steiner | Registered representative | Jul 2024 (2y) | ||
| John Perrot | Registered representative | Jul 2024 (2y) | ||
| John Shannon Wyatt | Registered representative | Jul 2024 (2y) | ||
| Christa M Coates | Registered representative | Jul 2024 (2y) | ||
| Hunter S Schultz | Registered representative | Jul 2024 (2y) | ||
| Lovie Tajuania Leach | Registered representative | Jul 2024 (2y) | ||
| Woodroe Leach | Registered representative | Jul 2024 (2y) | ||
| Coburn B. Crosby | Registered representative | CFP Chartered Financial Consultant | Jul 2024 (2y) | |
| Erik Maxwell Jones | Registered representative | CFA | Jul 2024 (2y) | |
| Gregory Alan Bishop | Registered representative | Jul 2024 (2y) | ||
| Jessica C Lamb | Registered representative | Jul 2024 (2y) | ||
| Michael D Bird | Registered representative | Jul 2024 (2y) | ||
| Ryan Scott Raitzyk | Registered representative | Jul 2024 (2y) | ||
| Alexander James Macfarlane Smith | Registered representative | Jul 2024 (2y) | ||
| Blake James Rockey | Registered representative | CFP | Jul 2024 (2y) | |
| Aaron Edward Stewart | Registered representative | Aug 2024 (2y) | ||
| Caitlin Frances Hughes | Registered representative | Aug 2024 (2y) | ||
| Debra Ann Nelson | Registered representative | Aug 2024 (2y) | ||
| Elizabeth Dorothy Kline | Registered representative | Aug 2024 (2y) | ||
| Jeffery Joseph Seeburger | Registered representative | Aug 2024 (2y) | ||
| John James Dominge | Registered representative | Aug 2024 (2y) | ||
| Michael Coleman Massey | Registered representative | Aug 2024 (2y) | ||
| Michael Scott Wollenberg | Registered representative | Aug 2024 (2y) | ||
| Ronald Lynn Lungwitz | Registered representative | Chartered Financial Consultant | Aug 2024 (2y) | |
| Ross Michael Pfeifer | Registered representative | Aug 2024 (2y) | ||
| Thomas Gilbert Sullivan | Registered representative | Aug 2024 (2y) | ||
| Vincent John Klein | Registered representative | Aug 2024 (2y) | ||
| Joseph Richard Martin | Registered representative | Aug 2024 (2y) | ||
| Joey Edward Hatzfeld | Registered representative | CFP | Aug 2024 (2y) | |
| John Angelo Baldi | Registered representative | Personal Financial Specialist | Aug 2024 (2y) | |
| Palmer Gregory Mc Carthy | Registered representative | Aug 2024 (2y) | ||
| Jennifer Patrice Skurpski | Registered representative | Aug 2024 (2y) | ||
| Charles Gregory Stewart | Registered representative | Chartered Financial Consultant | Aug 2024 (2y) | |
| Kathryn Sage Tuemmler | Registered representative | CFP | Aug 2024 (2y) | |
| Clayton Wood | Registered representative | CFP | Aug 2024 (2y) | |
| David M Cremerius | Registered representative | Aug 2024 (2y) | ||
| Jordan M Miller | Registered representative | Aug 2024 (2y) | ||
| Luis Enrique Teran Rivero | Registered representative | Aug 2024 (2y) | ||
| Robert Joseph Cremerius | Registered representative | Personal Financial Specialist | Aug 2024 (2y) | |
| Joshua George Cox | Registered representative | Aug 2024 (2y) | ||
| Travis James Alexander | Registered representative | Aug 2024 (2y) | ||
| Ramon Valdez | Registered representative | Aug 2024 (2y) | ||
| August Matthew Golinski | Registered representative | Aug 2024 (2y) | ||
| Becky Sue Weyer | Registered representative | Aug 2024 (2y) | ||
| Denver Wayne Carlson | Registered representative | Aug 2024 (2y) | ||
| Joel Judson Jensen | Registered representative | Aug 2024 (2y) | ||
| Michael Anthony Norman | Registered representative | Aug 2024 (2y) | ||
| Preston Boyd | Registered representative | Aug 2024 (2y) | ||
| Rex Linkenbach | Registered representative | CFP | Aug 2024 (2y) | |
| Ryne Schooley | Registered representative | Aug 2024 (2y) | ||
| Rebecca Higgins True | Registered representative | Aug 2024 (2y) | ||
| Nicolas Adam Chaput | Registered representative | Aug 2024 (2y) | ||
| Brittany Jean Yourinson Gaskill | Registered representative | Aug 2024 (2y) | ||
| David Hayes Muela | Registered representative | CFP | Aug 2024 (2y) | |
| Mitchell Ira Scher | Registered representative | Chartered Financial Consultant | Aug 2024 (2y) | |
| Stephen A Daigle | Registered representative | Aug 2024 (2y) | ||
| Christian Eby Laver | Registered representative | Sep 2024 (2y) | ||
| Gina Marie Mann | Registered representative | CFP | Sep 2024 (2y) | |
| Kevin Paul Monroe | Registered representative | Chartered Financial Consultant | Sep 2024 (2y) | |
| Nathan Scott Martin | Registered representative | CFP | Sep 2024 (2y) | |
| Bryndon Lee Manzer | Registered representative | Sep 2024 (2y) | ||
| Carl Owen Bass | Registered representative | Sep 2024 (2y) | ||
| Michael Scott Stockton | Registered representative | Sep 2024 (2y) | ||
| Bradley Patrick Stoehr | Registered representative | Sep 2024 (2y) | ||
| Mark Howard Justice | Registered representative | CFP | Sep 2024 (2y) | |
| Matthew Alan Strajack | Registered representative | Sep 2024 (2y) | ||
| Zachary Allen Shepard | Registered representative | Sep 2024 (2y) | ||
| Brent Cunningham Gilmore | Registered representative | Chartered Financial Consultant | Sep 2024 (2y) | |
| Mary Elizabeth Gilmore | Registered representative | Sep 2024 (2y) | ||
| Miguel Angel Barreda | Registered representative | Sep 2024 (2y) | ||
| Todd Lee Adams | Registered representative | CFP | Sep 2024 (2y) | |
| Donald James Paxton | Registered representative | Sep 2024 (2y) | ||
| Jacob Hammond Williams | Registered representative | Sep 2024 (2y) | ||
| William B Beale | Registered representative | Sep 2024 (2y) | ||
| Jason Mc Areavy | Registered representative | Sep 2024 (2y) | ||
| Rowan Beaudoin Friede | Registered representative | Sep 2024 (2y) | ||
| Barry Stanton Jeffery | Registered representative | Sep 2024 (2y) | ||
| Dennis Michael Rihm | Registered representative | Sep 2024 (2y) | ||
| Erik Damers | Registered representative | Sep 2024 (2y) | ||
| Andrew Michael Falk | Registered representative | Sep 2024 (2y) | ||
| Sheelagh Howett | Registered representative | Sep 2024 (2y) | ||
| Darby Elizabeth O'leary | Registered representative | Sep 2024 (2y) | ||
| Christopher Wayne Abla | Registered representative | Oct 2024 (2y) | ||
| Scott Raymond Fox | Registered representative | Oct 2024 (2y) | ||
| Sindy Kong | Registered representative | Oct 2024 (2y) | ||
| Mark Francis Helfrich | Registered representative | Oct 2024 (2y) | ||
| Mark Aaron Robbins | Registered representative | Oct 2024 (2y) | ||
| Steven Mark Schnupp | Registered representative | Oct 2024 (2y) | ||
| Talia Rae Benson | Registered representative | Oct 2024 (2y) | ||
| Cameron Joseph Wiczek | Registered representative | Oct 2024 (2y) | ||
| Justin Christopher Morganti | Registered representative | Oct 2024 (2y) | ||
| Jeffrey Thaddeus Nowak | Registered representative | Oct 2024 (2y) | ||
| Brooke Pilant | Registered representative | Oct 2024 (2y) | ||
| Colt Richard Pierotti | Registered representative | Oct 2024 (2y) | ||
| Rohin Lawrence Ullberg | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Tyler Koopman | Registered representative | CFP | Oct 2024 (2y) | |
| Janis Jean Hofsass | Registered representative | Oct 2024 (2y) | ||
| Devin Anthony Palmese | Registered representative | Oct 2024 (2y) | ||
| Robert Kenon | Registered representative | CFP | Oct 2024 (2y) | |
| Carla Ann Eisele Goedtke | Registered representative | Oct 2024 (2y) | ||
| Deidre Mae Fernald | Registered representative | CFP | Oct 2024 (2y) | |
| James Dean Goedtke | Registered representative | Oct 2024 (2y) | ||
| William Peter Parrish | Registered representative | Oct 2024 (2y) | ||
| Amos Matthew Stovall | Registered representative | Oct 2024 (2y) | ||
| Daniel Scott Riecker | Registered representative | CFP | Oct 2024 (2y) | |
| Janice Susan Towne | Registered representative | CFP Personal Financial Specialist | Oct 2024 (2y) | |
| Henry Ralph Jongerling | Registered representative | Oct 2024 (2y) | ||
| Vance Robert Glaser | Registered representative | Personal Financial Specialist | Oct 2024 (2y) | |
| Anthony Stephen Scalise | Registered representative | Nov 2024 (2y) | ||
| Daniel J Dionne | Registered representative | Nov 2024 (2y) | ||
| Kelly Marie Martin | Registered representative | Nov 2024 (2y) | ||
| Mark James Beardi | Registered representative | CFP | Nov 2024 (2y) | |
| Matthew Hall Worthington | Registered representative | Nov 2024 (2y) | ||
| Melissa Carpenter Potter | Registered representative | Nov 2024 (2y) | ||
| Steven I Kang Yeh | Registered representative | Nov 2024 (2y) | ||
| Travis Criblez | Registered representative | Nov 2024 (2y) | ||
| Kathleen Brigitte Reeves | Registered representative | Nov 2024 (2y) | ||
| Paul Francis Cammareri | Registered representative | Nov 2024 (2y) | ||
| Wesley James O'neil | Registered representative | Nov 2024 (2y) | ||
| Jill Nicole Simmons | Registered representative | Nov 2024 (2y) | ||
| Mary Elizabeth Robertson | Registered representative | Nov 2024 (2y) | ||
| Matthew Gregory Zanowiak | Registered representative | Chartered Financial Consultant | Nov 2024 (2y) | |
| Cole Evan Tegano | Registered representative | Nov 2024 (2y) | ||
| Gabrielle Lynn Harris | Registered representative | Nov 2024 (2y) | ||
| Beth Jannette Brooks | Registered representative | Nov 2024 (2y) | ||
| Jimmy Peters | Registered representative | Nov 2024 (2y) | ||
| Jaime Tadashi Fukumae | Registered representative | CFP | Nov 2024 (2y) | |
| A Charles Krempa | Registered representative | Nov 2024 (2y) | ||
| William Thomas Krempa | Registered representative | CFP | Nov 2024 (2y) | |
| Christopher Basque | Registered representative | Nov 2024 (2y) | ||
| Lee James Couture | Registered representative | Nov 2024 (2y) | ||
| Dylan Cole | Registered representative | Nov 2024 (2y) | ||
| Scott Robert Brady | Registered representative | CFP | Nov 2024 (2y) | |
| Alexander Salem | Registered representative | CFP | Nov 2024 (2y) | |
| Wyatt Gleason | Registered representative | Nov 2024 (2y) | ||
| Gail Lisa Abrams | Registered representative | Nov 2024 (2y) | ||
| Benjamin L Jordan | Registered representative | Nov 2024 (2y) | ||
| Jason Conner | Registered representative | Nov 2024 (2y) | ||
| Kenneth Sedlock | Registered representative | Nov 2024 (2y) | ||
| Shawn Alexander Torres | Registered representative | Nov 2024 (2y) | ||
| Jennifer Lee Villarreal | Registered representative | Nov 2024 (2y) | ||
| Andrew Seth Borders | Registered representative | CFP | Nov 2024 (2y) | |
| Ruthanne Grace Monteleone | Registered representative | CFP | Nov 2024 (2y) | |
| Darrin Mcclain Wallace | Registered representative | Dec 2024 (2y) | ||
| Gunnar Dunbar | Registered representative | Dec 2024 (2y) | ||
| Karen Santini Clemens | Registered representative | CFP | Dec 2024 (2y) | |
| Xavier Villavicencio Santana | Registered representative | Dec 2024 (2y) | ||
| James Gleichowski | Registered representative | Dec 2024 (2y) | ||
| Jason Abel Jones | Registered representative | Dec 2024 (2y) | ||
| Kristen M Taylor | Registered representative | CFP | Dec 2024 (2y) | |
| Thomas Alan Ren | Registered representative | Dec 2024 (2y) | ||
| Adam Lee Heinlein | Registered representative | CFP Chartered Financial Consultant | Dec 2024 (2y) | |
| Daniel William Ruminski | Registered representative | Dec 2024 (2y) | ||
| Huey Kent Heise | Registered representative | Chartered Financial Consultant | Dec 2024 (2y) | |
| Joel David Heinlein | Registered representative | Dec 2024 (2y) | ||
| Joseph Lawrence Taunt | Registered representative | CFP Chartered Financial Consultant | Dec 2024 (2y) | |
| John William Nesbitt | Registered representative | Dec 2024 (2y) | ||
| Jackson Harrigan | Registered representative | Dec 2024 (2y) | ||
| Aaron Christian Thierry | Registered representative | Jan 2025 (2y) | ||
| Aaron J Pepin | Registered representative | Jan 2025 (2y) | ||
| Alexander Bruce Dickson | Registered representative | Jan 2025 (2y) | ||
| Benjamin David Talley | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Bruce Steven Terry | Registered representative | Jan 2025 (2y) | ||
| Donald Leonhard Hartmann | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Edward John Maedel | Registered representative | Jan 2025 (2y) | ||
| Edward Joseph Bustamante | Registered representative | Jan 2025 (2y) | ||
| Esperanza Padilla Gomez | Registered representative | Jan 2025 (2y) | ||
| Harrison Michael Kennard | Registered representative | Jan 2025 (2y) | ||
| Jon Darby Pollock | Registered representative | Jan 2025 (2y) | ||
| Joseph Michael Costello | Registered representative | Jan 2025 (2y) | ||
| Kenneth W Reitz | Registered representative | Jan 2025 (2y) | ||
| Kindsey Brooke Ely | Registered representative | Jan 2025 (2y) | ||
| Kolby Ladwig Knuth | Registered representative | Jan 2025 (2y) | ||
| Kayla Marie Pelletier | Registered representative | Jan 2025 (2y) | ||
| Laura Lee Wilcox | Registered representative | CFP | Jan 2025 (2y) | |
| Lawrence Curtis Smoller | Registered representative | Jan 2025 (2y) | ||
| Linnette Nicole Stauffer | Registered representative | Jan 2025 (2y) | ||
| Laura Ann Beall | Registered representative | Jan 2025 (2y) | ||
| Laurie Lynne Montagne | Registered representative | Jan 2025 (2y) | ||
| Linda A Parisi | Registered representative | Jan 2025 (2y) | ||
| Neal Allen Ignatowski | Registered representative | Jan 2025 (2y) | ||
| Nicholas Dreyer | Registered representative | Jan 2025 (2y) | ||
| Paul E Good | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Robert Addison Caldwell | Registered representative | Jan 2025 (2y) | ||
| Sally Marie Jermain | Registered representative | CFP | Jan 2025 (2y) | |
| Sean Michael Bennett | Registered representative | CFP | Jan 2025 (2y) | |
| Sierra Adele James | Registered representative | Jan 2025 (2y) | ||
| Stacy Sailus Downing | Registered representative | Jan 2025 (2y) | ||
| Stephen Rocco Facella | Registered representative | CFP | Jan 2025 (2y) | |
| Thomas Courtland Ransone | Registered representative | Jan 2025 (2y) | ||
| Thomas Nathaniel Simmons | Registered representative | Jan 2025 (2y) | ||
| Andrew Robert Lippman | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Amelia Jones Marin | Registered representative | Jan 2025 (2y) | ||
| Barry Keith Durand | Registered representative | Jan 2025 (2y) | ||
| Brendon Paul Costa | Registered representative | Jan 2025 (2y) | ||
| Brian Philip Morin | Registered representative | Jan 2025 (2y) | ||
| Benjamin Guy Fath | Registered representative | Jan 2025 (2y) | ||
| Brady Raymond Larson | Registered representative | Jan 2025 (2y) | ||
| Elizabeth Anne Barry | Registered representative | CFP | Jan 2025 (2y) | |
| Harry S Claypool | Registered representative | Jan 2025 (2y) | ||
| Joseph Michael Meador | Registered representative | Jan 2025 (2y) | ||
| Nico Johan Koop | Registered representative | Jan 2025 (2y) | ||
| Rafael Sternbach Le Noury | Registered representative | Jan 2025 (2y) | ||
| Stephanie Sue Olson | Registered representative | Jan 2025 (2y) | ||
| Sarah Mc Clain | Registered representative | Jan 2025 (2y) | ||
| Hannah Elizabeth Dabbs Mendoza | Registered representative | Jan 2025 (2y) | ||
| Harold Jacob Wingo | Registered representative | Jan 2025 (2y) | ||
| Tyler Joseph Kadlec | Registered representative | Jan 2025 (2y) | ||
| Adam J San Juan | Registered representative | Jan 2025 (2y) | ||
| Blaine Harriman | Registered representative | Jan 2025 (2y) | ||
| Lucas Frederick Salerno | Registered representative | CFP | Jan 2025 (2y) | |
| Matthew Robert Middleton | Registered representative | Jan 2025 (2y) | ||
| William Alexander Smith | Registered representative | Jan 2025 (2y) | ||
| William Rader Dod | Registered representative | Jan 2025 (2y) | ||
| Alejandro Matias Jerez | Registered representative | CFP | Jan 2025 (2y) | |
| Madeline Kate Brunkey | Registered representative | CFP | Jan 2025 (2y) | |
| Michael Edwards | Registered representative | CFP | Jan 2025 (2y) | |
| Caroline Gabay | Registered representative | Jan 2025 (2y) | ||
| Jacob Stilwell | Registered representative | Jan 2025 (2y) | ||
| Timothy Richard Mcsweeney | Registered representative | Jan 2025 (2y) | ||
| Tyler John Jacobs | Registered representative | CFP | Jan 2025 (2y) | |
| Madison Rose White | Registered representative | Jan 2025 (2y) | ||
| Rian Yates | Registered representative | Jan 2025 (2y) | ||
| Madeline Jane Cheramie | Registered representative | Jan 2025 (2y) | ||
| Jack Harris Patterson | Registered representative | CFP | Jan 2025 (2y) | |
| Thomas Matthew Hubbell | Registered representative | Jan 2025 (2y) | ||
| Jeremy Joe Walker | Registered representative | Jan 2025 (2y) | ||
| Kelly Lin Bambrough Lugar | Registered representative | Jan 2025 (2y) | ||
| Maxwell Jason Gensler | Registered representative | Jan 2025 (2y) | ||
| Jacob Hackler Roy | Registered representative | Jan 2025 (2y) | ||
| Demetrius Russell | Registered representative | Jan 2025 (2y) | ||
| William Richard Jontz | Registered representative | Jan 2025 (2y) | ||
| Andrew Charles Bolt | Registered representative | Jan 2025 (2y) | ||
| Billups P Johnson | Registered representative | Jan 2025 (2y) | ||
| Robert Shelly Gicking | Registered representative | Jan 2025 (2y) | ||
| Alana Christal Saenz | Registered representative | Jan 2025 (2y) | ||
| Ann Karen Kilmer | Registered representative | Jan 2025 (2y) | ||
| Stephanie R Casas | Registered representative | Jan 2025 (2y) | ||
| Charles Patrick Buchana | Registered representative | Jan 2025 (2y) | ||
| Kevin Patrick Connor | Registered representative | Feb 2025 (1y) | ||
| Randall Patrick Faulk | Registered representative | CFP | Feb 2025 (1y) | |
| John David Vogelzang | Registered representative | Feb 2025 (1y) | ||
| Soumit Sarkar | Registered representative | CFA | Feb 2025 (1y) | |
| Dale Leon Elks | Registered representative | Feb 2025 (1y) | ||
| Shatorupa Ray Chaudhury | Registered representative | Feb 2025 (1y) | ||
| Brendan Mc Ginn | Registered representative | Feb 2025 (1y) | ||
| Robert Anthony Egan | Registered representative | CFP | Feb 2025 (1y) | |
| James Edward Adams | Registered representative | Feb 2025 (1y) | ||
| Cameron John Chapman | Registered representative | Feb 2025 (1y) | ||
| Elliott Treinen | Registered representative | Feb 2025 (1y) | ||
| Cameron Elaine Chianese | Registered representative | Feb 2025 (1y) | ||
| Rachel Greiffendorf | Registered representative | Feb 2025 (1y) | ||
| Kendra J Hukari | Registered representative | Feb 2025 (1y) | ||
| Ryan Gleichowski | Registered representative | Feb 2025 (1y) | ||
| David A Hamilton | Registered representative | Feb 2025 (1y) | ||
| Abdiel Ellis | Registered representative | Feb 2025 (1y) | ||
| David Bruce Mirsky | Registered representative | CFP Personal Financial Specialist | Feb 2025 (1y) | |
| Samuel Capilli | Registered representative | Feb 2025 (1y) | ||
| John David Smith | Registered representative | Chartered Financial Consultant | Feb 2025 (1y) | |
| Robert Carper | Registered representative | Feb 2025 (1y) | ||
| John Philip Edgar | Registered representative | Feb 2025 (1y) | ||
| Nicole Marie Mc Williams | Registered representative | Feb 2025 (1y) | ||
| Kayla Rae Alexander | Registered representative | Feb 2025 (1y) | ||
| Lauren Elizabeth Tullos | Registered representative | Feb 2025 (1y) | ||
| Gary Von Hobbs | Registered representative | Mar 2025 (1y) | ||
| Chadd P Brown | Registered representative | Mar 2025 (1y) | ||
| Jeffery King Van Wart | Registered representative | Mar 2025 (1y) | ||
| John J Kirwan | Registered representative | Mar 2025 (1y) | ||
| Anthony John Marshall | Registered representative | Mar 2025 (1y) | ||
| Benjamin Paul Detiveaux | Registered representative | Mar 2025 (1y) | ||
| James Page Todd | Registered representative | Mar 2025 (1y) | ||
| Kellie Lynn Duffy | Registered representative | Mar 2025 (1y) | ||
| Nina Helen Graham | Registered representative | CFP | Mar 2025 (1y) | |
| Joel Aaron Schiffman | Registered representative | Mar 2025 (1y) | ||
| Joshua Thomas Harris | Registered representative | Mar 2025 (1y) | ||
| Kelly Jo Crockett | Registered representative | Mar 2025 (1y) | ||
| Mark Anthony Passalacqua | Registered representative | Mar 2025 (1y) | ||
| Trevor Himschoot | Registered representative | Mar 2025 (1y) | ||
| Wendy Nicole Withee | Registered representative | Mar 2025 (1y) | ||
| Eric Felton Johnson | Registered representative | Mar 2025 (1y) | ||
| Gary Paul Kelman | Registered representative | Mar 2025 (1y) | ||
| Allison Inzerella Trahan | Registered representative | Mar 2025 (1y) | ||
| Katie Ann Kovich Edling | Registered representative | Mar 2025 (1y) | ||
| Bryan Angelilli | Registered representative | Mar 2025 (1y) | ||
| James Walter Pillow | Registered representative | Mar 2025 (1y) | ||
| Micah Bailey | Registered representative | Mar 2025 (1y) | ||
| Christian William Schneider | Registered representative | Mar 2025 (1y) | ||
| Marianne Mittelstadt | Registered representative | Mar 2025 (1y) | ||
| Alexander Whelan | Registered representative | Mar 2025 (1y) | ||
| Carmine J Lacognata | Registered representative | Apr 2025 (1y) | ||
| Jack Douglas Miller | Registered representative | Apr 2025 (1y) | ||
| Beau Horning | Registered representative | Apr 2025 (1y) | ||
| Timothy Lott | Registered representative | Apr 2025 (1y) | ||
| Edward John Hennessey | Registered representative | Apr 2025 (1y) | ||
| Amy Cullipher Wlodyka | Registered representative | Apr 2025 (1y) | ||
| Michael H Frandsen | Registered representative | Apr 2025 (1y) | ||
| Samuel Uribe Palacios | Registered representative | Apr 2025 (1y) | ||
| Estrella Rivera Martinez | Registered representative | Apr 2025 (1y) | ||
| Kevin Shane Mcmahon | Registered representative | CFA | Apr 2025 (1y) | |
| Nikhil Alkari | Registered representative | Apr 2025 (1y) | ||
| Jackson Tyler Grillo | Registered representative | Apr 2025 (1y) | ||
| Matthew B Carrier | Registered representative | Apr 2025 (1y) | ||
| Rose Ann Smart | Registered representative | Apr 2025 (1y) | ||
| Zakary Owen Gales | Registered representative | Apr 2025 (1y) | ||
| Wilbur Anthony Mc Mullen | Registered representative | Apr 2025 (1y) | ||
| John Edward Palmer | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Riley Williams | Registered representative | Apr 2025 (1y) | ||
| Aaron Joel Mader | Registered representative | Apr 2025 (1y) | ||
| Esther Kuznetz | Registered representative | Apr 2025 (1y) | ||
| Peter Allen Borho | Registered representative | Apr 2025 (1y) | ||
| Michael Stephen Huard | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Brian Harrigian | Registered representative | May 2025 (1y) | ||
| Dustin M. Olson | Registered representative | May 2025 (1y) | ||
| Daniel Lee Hylton | Registered representative | May 2025 (1y) | ||
| Eric A Obalil | Registered representative | May 2025 (1y) | ||
| Jeffrey L Alexander | Registered representative | Chartered Financial Consultant | May 2025 (1y) | |
| Jeffrey Mark Dunseath | Registered representative | May 2025 (1y) | ||
| Kenneth Eugene Fahringer | Registered representative | May 2025 (1y) | ||
| Samuel Scott Bianchi | Registered representative | May 2025 (1y) | ||
| Donald Steven Garduno | Registered representative | May 2025 (1y) | ||
| Patrick Joseph Delaney | Registered representative | May 2025 (1y) | ||
| Robert Mathew Moskwa | Registered representative | May 2025 (1y) | ||
| Chad Erwin Colbert | Registered representative | CFP CFA | May 2025 (1y) | |
| Christine Mary Scott | Registered representative | May 2025 (1y) | ||
| Devin Michael Voorhees | Registered representative | May 2025 (1y) | ||
| Edward Latta Campbell | Registered representative | May 2025 (1y) | ||
| Nicole Maree Mitchell | Registered representative | May 2025 (1y) | ||
| Ryan Patrick Gray | Registered representative | May 2025 (1y) | ||
| Dennis Alan Belardinelli | Registered representative | May 2025 (1y) | ||
| Michael P Cernek | Registered representative | May 2025 (1y) | ||
| Trevor Allen Glaser | Registered representative | May 2025 (1y) | ||
| Todd Howard Glenn | Registered representative | May 2025 (1y) | ||
| Zachary Charles Cooper | Registered representative | May 2025 (1y) | ||
| Howard Martin Modell | Registered representative | May 2025 (1y) | ||
| Jared Chambers | Registered representative | May 2025 (1y) | ||
| Levi Michael Gerber | Registered representative | May 2025 (1y) | ||
| Edward John Jaeger | Registered representative | May 2025 (1y) | ||
| Loal Gene Wilson | Registered representative | May 2025 (1y) | ||
| Matthew Michael Tullos | Registered representative | May 2025 (1y) | ||
| Lisa Federico Gigliotti | Registered representative | May 2025 (1y) | ||
| Steven Samuel Shaneyfelt | Registered representative | May 2025 (1y) | ||
| Sunny Saurabh Sharma | Registered representative | May 2025 (1y) | ||
| Paul Bernard Cooney | Registered representative | May 2025 (1y) | ||
| Paul Saylors | Registered representative | May 2025 (1y) | ||
| Brad Skuse | Registered representative | May 2025 (1y) | ||
| Clare Marie Nawrocki | Registered representative | May 2025 (1y) | ||
| Lynn P Sisson Debord | Registered representative | May 2025 (1y) | ||
| Henry Jerome Gawel | Registered representative | May 2025 (1y) | ||
| Danette Gay Lowe | Registered representative | CFP | May 2025 (1y) | |
| Luigino Ettore Petrone | Registered representative | May 2025 (1y) | ||
| Robert Daniels | Registered representative | CFP | May 2025 (1y) | |
| Donnel Miller Dickerson | Registered representative | Jun 2025 (1y) | ||
| Joseph Kolanowski | Registered representative | Jun 2025 (1y) | ||
| Nicholas John Dodds | Registered representative | Jun 2025 (1y) | ||
| Ryan Douglas Robertson | Registered representative | Jun 2025 (1y) | ||
| Scott Daniel Seligman | Registered representative | Jun 2025 (1y) | ||
| Evan Magdaniel Becerra | Registered representative | Jun 2025 (1y) | ||
| Jessica Y Jung | Registered representative | CFP | Jun 2025 (1y) | |
| Jackson Lee | Registered representative | Jun 2025 (1y) | ||
| Matthew Brandon Leonard | Registered representative | Jun 2025 (1y) | ||
| Jonathan Beck | Registered representative | Jun 2025 (1y) | ||
| Eugene Thomas Cindrich | Registered representative | Jun 2025 (1y) | ||
| John Francis Piedmont | Registered representative | Jun 2025 (1y) | ||
| Scott Allen Curtis | Registered representative | Jun 2025 (1y) | ||
| Adam Daniel Schwery | Registered representative | Jun 2025 (1y) | ||
| Christopher Jason Coats | Registered representative | Jun 2025 (1y) | ||
| Jeremy Hodges | Registered representative | CFP Chartered Financial Consultant | Jun 2025 (1y) | |
| Kevin George Nicol | Registered representative | Jun 2025 (1y) | ||
| Lawrence Richard Lexow | Registered representative | Jun 2025 (1y) | ||
| Matthew T Stalcup | Registered representative | CFA | Jun 2025 (1y) | |
| S Reid Markham | Registered representative | CFP Chartered Financial Consultant | Jun 2025 (1y) | |
| Todd J Groesch | Registered representative | Jun 2025 (1y) | ||
| William Christopher Ziebold | Registered representative | Jun 2025 (1y) | ||
| John Joseph Graney | Registered representative | Jun 2025 (1y) | ||
| Nathan Hite Lawhead | Registered representative | Jun 2025 (1y) | ||
| Clinton Jon Jansen | Registered representative | Jun 2025 (1y) | ||
| Lieng I Ouk | Registered representative | Jun 2025 (1y) | ||
| Theresa Marie Trinidad | Registered representative | Jun 2025 (1y) | ||
| James Gerard Williams | Registered representative | Jun 2025 (1y) | ||
| David Robert Wagner | Registered representative | Jun 2025 (1y) | ||
| Douglas Anthony Rongo | Registered representative | Jun 2025 (1y) | ||
| Ethan Colby Edwards | Registered representative | Jun 2025 (1y) | ||
| Marc Stephen Wagner | Registered representative | CFP | Jun 2025 (1y) | |
| Mark B Levitch | Registered representative | Jun 2025 (1y) | ||
| Ryan Jack Fullmer | Registered representative | Jun 2025 (1y) | ||
| Stephen Anthony Molinelli | Registered representative | Jun 2025 (1y) | ||
| Bryan Caulkins | Registered representative | Jun 2025 (1y) | ||
| Walter Christian Etterlee | Registered representative | Jun 2025 (1y) | ||
| Brandy L Seyfried | Registered representative | Jun 2025 (1y) | ||
| Francis Gerard Smith | Registered representative | Jun 2025 (1y) | ||
| Jason Philip Stamm | Registered representative | CFA | Jun 2025 (1y) | |
| Zebedee Cole Moen Weyrick | Registered representative | Jun 2025 (1y) | ||
| Courtney Alexander John Chynces | Registered representative | Jun 2025 (1y) | ||
| Michael Hurtnole | Registered representative | Jun 2025 (1y) | ||
| Arthur Wayne Potter | Registered representative | Chartered Financial Consultant | Jun 2025 (1y) | |
| Fulton Bridges | Registered representative | Jun 2025 (1y) | ||
| Robert J Lewis | Registered representative | Jun 2025 (1y) | ||
| Steven Thomas Caruso | Registered representative | Jun 2025 (1y) | ||
| Aaron Anton Milne | Registered representative | Jun 2025 (1y) | ||
| Brent Robert Connelly | Registered representative | CFP | Jun 2025 (1y) | |
| Jon Lee Schuetz | Registered representative | CFP | Jun 2025 (1y) | |
| Penny Kreikemeier | Registered representative | Jun 2025 (1y) | ||
| Ryan Johnson | Registered representative | Jun 2025 (1y) | ||
| Cody John Mc Cullough | Registered representative | Jul 2025 (1y) | ||
| Dakota Collin Van Dyke | Registered representative | Jul 2025 (1y) | ||
| Derek Carter Van Dyke | Registered representative | Jul 2025 (1y) | ||
| Gerald Robert Rose | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Mark Alan Stoltzfus | Registered representative | Jul 2025 (1y) | ||
| Preston Weaver | Registered representative | Jul 2025 (1y) | ||
| Thomas Wayne Cash | Registered representative | Jul 2025 (1y) | ||
| Michael Francis Middendorf | Registered representative | CFP | Jul 2025 (1y) | |
| Jedediah David Liebert | Registered representative | CFP | Jul 2025 (1y) | |
| Chisum Marshall Preble | Registered representative | Jul 2025 (1y) | ||
| Darius Jordan | Registered representative | Jul 2025 (1y) | ||
| Baylor Scott Millhoff | Registered representative | Jul 2025 (1y) | ||
| John David Holt | Registered representative | Jul 2025 (1y) | ||
| Jessica Flowers | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Nicholas Edwin Kolb | Registered representative | Jul 2025 (1y) | ||
| Paul Thomas Lysan | Registered representative | CFA | Jul 2025 (1y) | |
| Dannett June Gardiner | Registered representative | Jul 2025 (1y) | ||
| Jeffrey Thomas Garbaciak | Registered representative | Jul 2025 (1y) | ||
| Laurie Lujan | Registered representative | Jul 2025 (1y) | ||
| Casey Marie Ford | Registered representative | Jul 2025 (1y) | ||
| Nathan Pinzon | Registered representative | Jul 2025 (1y) | ||
| Phil Mcnulty | Registered representative | CFP | Jul 2025 (1y) | |
| Edward James Skibicki | Registered representative | Jul 2025 (1y) | ||
| Trey Michael Kelly | Registered representative | Jul 2025 (1y) | ||
| David Dick | Registered representative | Jul 2025 (1y) | ||
| Lawrence Albert | Registered representative | CFP | Jul 2025 (1y) | |
| April D Wallace | Registered representative | Jul 2025 (1y) | ||
| Benjamin Wesley Bailey | Registered representative | Jul 2025 (1y) | ||
| David Michael Edwards | Registered representative | Jul 2025 (1y) | ||
| Breydan Tilley | Registered representative | Jul 2025 (1y) | ||
| Jimmy Leong | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Jack Martin Taylor | Registered representative | Jul 2025 (1y) | ||
| Ralph Antonio Minichino | Registered representative | Jul 2025 (1y) | ||
| Monica Thomas | Registered representative | Jul 2025 (1y) | ||
| Anthony J Bates | Registered representative | Jul 2025 (1y) | ||
| Jennifer Lane Sigler | Registered representative | Jul 2025 (1y) | ||
| Zaine Kinzie Bradford | Registered representative | Jul 2025 (1y) | ||
| Brian Francis Scheiblein | Registered representative | CFP | Aug 2025 (1y) | |
| Harold August Michael Dédé | Registered representative | Aug 2025 (1y) | ||
| John Eusebio Destefanis | Registered representative | Aug 2025 (1y) | ||
| Kevin Charles Davidson | Registered representative | Aug 2025 (1y) | ||
| Susan Lynn Burnett | Registered representative | Aug 2025 (1y) | ||
| William Benjamin | Registered representative | Aug 2025 (1y) | ||
| Britni Miriam Ensminger | Registered representative | Aug 2025 (1y) | ||
| Daniel Andrew Taylor | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Cameron Austin Gregory | Registered representative | Aug 2025 (1y) | ||
| Harison Sidhu | Registered representative | CFA | Aug 2025 (1y) | |
| Joshua Mark Ketchie | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Kellie Lee Kuhar | Registered representative | Aug 2025 (1y) | ||
| Lisa M Arnold | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Akiko T Strum | Registered representative | Aug 2025 (1y) | ||
| Kurt Theodore Cole | Registered representative | Aug 2025 (1y) | ||
| Scott Jeffrey Strum | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Patrick Rumley | Registered representative | Chartered Financial Consultant | Aug 2025 (1y) | |
| Taylor Christine White | Registered representative | Aug 2025 (1y) | ||
| Christopher James Davidson | Registered representative | Aug 2025 (1y) | ||
| Christopher Adam Steiner | Registered representative | Aug 2025 (1y) | ||
| Michael Adam Cleary | Registered representative | Aug 2025 (1y) | ||
| Sherril Ann Morse | Registered representative | Aug 2025 (1y) | ||
| Dominique Lheureux | Registered representative | Aug 2025 (1y) | ||
| Crawford Asbury Tatum | Registered representative | Aug 2025 (1y) | ||
| Enrique Jose Alvarez | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Emily Nicole Posch | Registered representative | Aug 2025 (1y) | ||
| William Peter Breault | Registered representative | Aug 2025 (1y) | ||
| Albert Alexander Ruas | Registered representative | Aug 2025 (1y) | ||
| Carl Andrew Vandenburg | Registered representative | Aug 2025 (1y) | ||
| Jake Ryan Buman | Registered representative | Aug 2025 (1y) | ||
| Alex Lee Cary | Registered representative | Aug 2025 (1y) | ||
| Chadwick M Mangum | Registered representative | Aug 2025 (1y) | ||
| Kevin Edward Ryan | Registered representative | Aug 2025 (1y) | ||
| Arron Joshua Silvers | Registered representative | Sep 2025 (1y) | ||
| Jenna Elaine Tippetts | Registered representative | Sep 2025 (1y) | ||
| Kevin John Arndt | Registered representative | Sep 2025 (1y) | ||
| Michael R Borowiak | Registered representative | Sep 2025 (1y) | ||
| Narine K Mardanyan | Registered representative | CFP | Sep 2025 (1y) | |
| Timothy Lee Talbot | Registered representative | Sep 2025 (1y) | ||
| Kristen Nicole Spang | Registered representative | Sep 2025 (1y) | ||
| Chelsey Snyder | Registered representative | CFP | Sep 2025 (1y) | |
| Emily R Hipp | Registered representative | CFP | Sep 2025 (1y) | |
| Sean Hucko | Registered representative | Sep 2025 (1y) | ||
| William Cote Paradis | Registered representative | Sep 2025 (1y) | ||
| Bryan Timothy Tudeen | Registered representative | Sep 2025 (1y) | ||
| Crystal Gale Hall | Registered representative | Sep 2025 (1y) | ||
| Constance Thornhill Bettis | Registered representative | Sep 2025 (1y) | ||
| Benjamin Charles Davidson | Registered representative | Sep 2025 (1y) | ||
| Dana Rhodes Allen | Registered representative | Sep 2025 (1y) | ||
| Dane Richard Huber | Registered representative | Sep 2025 (1y) | ||
| Kevin John Reperowitz | Registered representative | CFP | Sep 2025 (1y) | |
| Maria Esmeralda Becerra | Registered representative | Sep 2025 (1y) | ||
| Tyler R Price | Registered representative | CFP | Sep 2025 (1y) | |
| Brett James Ruddell | Registered representative | Sep 2025 (1y) | ||
| Brianna Waller | Registered representative | Sep 2025 (1y) | ||
| Jeffrey Michael Feather | Registered representative | Sep 2025 (1y) | ||
| Angela Dawn Whittenburg | Registered representative | Sep 2025 (1y) | ||
| Garrett Patrick Bunch | Registered representative | CFP | Sep 2025 (1y) | |
| Peter W Leonczyk | Registered representative | Sep 2025 (1y) | ||
| Richard J. Lullo | Registered representative | CFP | Sep 2025 (1y) | |
| Kristofer J Van Zanten | Registered representative | Sep 2025 (1y) | ||
| Alexander George Chamitoff | Registered representative | Sep 2025 (1y) | ||
| Chad Paul Romero | Registered representative | CFP Chartered Financial Consultant | Sep 2025 (1y) | |
| Joseph Austin Dante | Registered representative | Sep 2025 (1y) | ||
| Andrew Mc Pherson | Registered representative | Sep 2025 (1y) | ||
| Landis Oniel Limon | Registered representative | Sep 2025 (1y) | ||
| Adam P Fernance | Registered representative | Sep 2025 (1y) | ||
| Jaime Patrice Zapata | Registered representative | Sep 2025 (1y) | ||
| Joseph Hunyor | Registered representative | Sep 2025 (1y) | ||
| Michael Allen Kelash | Registered representative | CFP | Sep 2025 (1y) | |
| Timothy Alan Kalien | Registered representative | Sep 2025 (1y) | ||
| Dale James Carlson | Registered representative | Oct 2025 (1y) | ||
| Jeffrey Albert Gagnon | Registered representative | Oct 2025 (1y) | ||
| Marc Andrew Lefurge | Registered representative | Oct 2025 (1y) | ||
| Nicholas Cangelose | Registered representative | Oct 2025 (1y) | ||
| Zachary Thomas Nichols | Registered representative | Oct 2025 (1y) | ||
| Kevin Hughes | Registered representative | Oct 2025 (1y) | ||
| Jeannette Kristine Whipple | Registered representative | Oct 2025 (1y) | ||
| Matthew Bontrager | Registered representative | Personal Financial Specialist | Oct 2025 (1y) | |
| Dominique Jevon Henderson | Registered representative | CFP | Oct 2025 (1y) | |
| Dylan Peter Roach | Registered representative | Oct 2025 (1y) | ||
| Janet Thomas Wilson | Registered representative | Oct 2025 (1y) | ||
| Spencer Michael Carlson | Registered representative | Oct 2025 (1y) | ||
| Steven Clifford Milsen | Registered representative | Oct 2025 (1y) | ||
| Zachary T Van De Yacht | Registered representative | Oct 2025 (1y) | ||
| Janet Lawing Byas | Registered representative | Oct 2025 (1y) | ||
| Kelly Mullin Roark | Registered representative | CFP | Oct 2025 (1y) | |
| Michelle Woods Cox | Registered representative | Oct 2025 (1y) | ||
| Stacey M Peterson | Registered representative | CFP | Oct 2025 (1y) | |
| Daniel Francis Casey | Registered representative | CFP | Oct 2025 (1y) | |
| David William Hart | Registered representative | CFP | Oct 2025 (1y) | |
| Stephen Thomas Minihan | Registered representative | CFP | Oct 2025 (1y) | |
| Andrew Richard Schumacher | Registered representative | Oct 2025 (1y) | ||
| Brittany Nicole Barnes | Registered representative | Oct 2025 (1y) | ||
| Curtis Lee Matlin | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Evan Scott Caye | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Timothy W Ayer | Registered representative | Oct 2025 (1y) | ||
| Connor Riley | Registered representative | Oct 2025 (1y) | ||
| Joseph Andrew Barone | Registered representative | Oct 2025 (1y) | ||
| Thomas Gleason | Registered representative | Oct 2025 (1y) | ||
| Brian Stuart Jolles | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Benjamin Joseph Crist | Registered representative | Oct 2025 (1y) | ||
| David Lane Gabay | Registered representative | CFP | Oct 2025 (1y) | |
| Rickey Jay Post | Registered representative | Oct 2025 (1y) | ||
| Christopher Andrews Gwynn | Registered representative | Nov 2025 (1y) | ||
| Cindy Lynn Shuman | Registered representative | Nov 2025 (1y) | ||
| Christopher Alan Morgan | Registered representative | Nov 2025 (1y) | ||
| Donna Sudyn | Registered representative | Nov 2025 (1y) | ||
| Sandy L Wade | Registered representative | Nov 2025 (1y) | ||
| Jessica Chou | Registered representative | Nov 2025 (1y) | ||
| Joseph E Stephens | Registered representative | CFP | Nov 2025 (1y) | |
| Michael Miles Hartlett | Registered representative | Nov 2025 (1y) | ||
| Adam Fallert | Registered representative | Nov 2025 (1y) | ||
| Dustin Perry | Registered representative | Nov 2025 (1y) | ||
| Corey Leong | Registered representative | Nov 2025 (1y) | ||
| Bryan Andrew Griffith | Registered representative | Nov 2025 (1y) | ||
| Jill Renee Silvers | Registered representative | Nov 2025 (1y) | ||
| Thomas Matthew Trump | Registered representative | Nov 2025 (1y) | ||
| Monica M Garver | Registered representative | CFP | Nov 2025 (1y) | |
| Kathy Lee White | Registered representative | Nov 2025 (1y) | ||
| Andrew Ryan Vitt | Registered representative | CFA | Nov 2025 (1y) | |
| Yichen Sun | Registered representative | Nov 2025 (1y) | ||
| Benjamin S Mersky | Registered representative | Nov 2025 (1y) | ||
| Travis Curatolo | Registered representative | Nov 2025 (1y) | ||
| Michael Dennis Ament | Registered representative | Nov 2025 (1y) | ||
| Daniel Joshua Chase | Registered representative | Nov 2025 (1y) | ||
| Jerry Eskel Dempsey | Registered representative | Nov 2025 (1y) | ||
| Aaron Shepard | Registered representative | Nov 2025 (1y) | ||
| Brian Joseph Haney | Registered representative | Nov 2025 (1y) | ||
| Brian Tallman Parker | Registered representative | CFP | Nov 2025 (1y) | |
| Claire Elizabeth Jarrett | Registered representative | Nov 2025 (1y) | ||
| Coleman Barry Goldsmith | Registered representative | Nov 2025 (1y) | ||
| Jeffrey David Rickett | Registered representative | CFP | Nov 2025 (1y) | |
| Ryan Douglas Mitchell | Registered representative | Nov 2025 (1y) | ||
| Todd Ille | Registered representative | Nov 2025 (1y) | ||
| William Henry Morgan | Registered representative | Nov 2025 (1y) | ||
| Cathy Hall Couch | Registered representative | Nov 2025 (1y) | ||
| Donald Westlin Gifford | Registered representative | Nov 2025 (1y) | ||
| Douglas Carroll Shows | Registered representative | Nov 2025 (1y) | ||
| Douglas William Gow | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Drew Alexander Dempsey | Registered representative | Nov 2025 (1y) | ||
| Dillon Thomas Ledbetter Brock | Registered representative | Nov 2025 (1y) | ||
| James Mark Maddox | Registered representative | Nov 2025 (1y) | ||
| John Hayward Lord | Registered representative | Nov 2025 (1y) | ||
| Jonathan Perry Gossett | Registered representative | Nov 2025 (1y) | ||
| Louis Alan Gary | Registered representative | Nov 2025 (1y) | ||
| Luis Ricardo Pizano | Registered representative | Nov 2025 (1y) | ||
| Mark Morelle Headrick | Registered representative | Nov 2025 (1y) | ||
| Michael Keith Williams | Registered representative | Nov 2025 (1y) | ||
| Michael Sean Primo | Registered representative | Nov 2025 (1y) | ||
| Michelle Marie Martin Yoder | Registered representative | Nov 2025 (1y) | ||
| Madeline H Smith | Registered representative | Nov 2025 (1y) | ||
| Robert James Maranghi | Registered representative | Nov 2025 (1y) | ||
| Roderick Otis Green | Registered representative | Nov 2025 (1y) | ||
| Sharon Leigh Burchett | Registered representative | Nov 2025 (1y) | ||
| Colette F Knobeloch | Registered representative | CFP | Nov 2025 (1y) | |
| Jesse Julian Griffin | Registered representative | CFP | Nov 2025 (1y) | |
| Jonathan David Obera | Registered representative | Nov 2025 (1y) | ||
| Rosana Catalina Lambertini | Registered representative | Nov 2025 (1y) | ||
| Daniel Recalde | Registered representative | Nov 2025 (1y) | ||
| Adam Scott Weiner | Registered representative | Dec 2025 (1y) | ||
| Duvan Ledbetter Brock | Registered representative | CFP Chartered Financial Consultant | Dec 2025 (1y) | |
| Ernest Liddell Smith | Registered representative | Dec 2025 (1y) | ||
| Ivy Hope Menchel | Registered representative | CFP | Dec 2025 (1y) | |
| Patrick Grant | Registered representative | Dec 2025 (1y) | ||
| Winnie Hui Knapp | Registered representative | CFP | Dec 2025 (1y) | |
| David Mathew Parent | Registered representative | Dec 2025 (1y) | ||
| Daniel H Motyl | Registered representative | Dec 2025 (1y) | ||
| Gabriel David Rodriguez | Registered representative | Dec 2025 (1y) | ||
| Taylor Joseph Foster | Registered representative | Dec 2025 (1y) | ||
| Evan M Dietz | Registered representative | Dec 2025 (1y) | ||
| Peter William Swenty | Registered representative | Dec 2025 (1y) | ||
| Rodney Cyril Drysdale | Registered representative | Dec 2025 (1y) | ||
| Cecilia Christina Shepherd | Registered representative | Dec 2025 (1y) | ||
| Dale Stephen Fickett | Registered representative | Dec 2025 (1y) | ||
| Rajesh C Jyotishi | Registered representative | Dec 2025 (1y) | ||
| Michael David Dose | Registered representative | Chartered Financial Consultant | Dec 2025 (1y) | |
| Janey L Kegley | Registered representative | Dec 2025 (1y) | ||
| Marvin Gene Strozier | Registered representative | Dec 2025 (1y) | ||
| Ammon Joseph Doman | Registered representative | CFP | Jan 2026 (1y) | |
| Annise Billy Williams | Registered representative | Jan 2026 (1y) | ||
| Christopher Robert Sampers | Registered representative | CFP | Jan 2026 (1y) | |
| Christopher William Staples | Registered representative | Jan 2026 (1y) | ||
| Gabriel Michael Grand | Registered representative | Jan 2026 (1y) | ||
| Jeremy A Pearce | Registered representative | Jan 2026 (1y) | ||
| John Joseph Mcwatters | Registered representative | Jan 2026 (1y) | ||
| Jonathan Trent Robertson | Registered representative | Jan 2026 (1y) | ||
| Joshua Patrick Edmonds | Registered representative | Jan 2026 (1y) | ||
| Jack Mitchell Kessinger | Registered representative | Jan 2026 (1y) | ||
| James Hunt | Registered representative | Jan 2026 (1y) | ||
| Katherine Snyder | Registered representative | CFP | Jan 2026 (1y) | |
| Lisa Celeste Hallaian | Registered representative | Jan 2026 (1y) | ||
| Liz Hildebrand | Registered representative | Jan 2026 (1y) | ||
| Matthew John Boehm | Registered representative | Jan 2026 (1y) | ||
| Nicholas Garvey | Registered representative | Jan 2026 (1y) | ||
| Noah Robert Paige | Registered representative | Jan 2026 (1y) | ||
| Roland Gonzalez | Registered representative | Jan 2026 (1y) | ||
| Trevor J Rasmussen | Registered representative | Jan 2026 (1y) | ||
| Vipul Mallick | Registered representative | Jan 2026 (1y) | ||
| Xinmin Liu | Registered representative | Jan 2026 (1y) | ||
| Daniel Paul Melnyk | Registered representative | CFP | Jan 2026 (1y) | |
| Danielle Gates | Registered representative | Jan 2026 (1y) | ||
| Eric Lamont Wells | Registered representative | Jan 2026 (1y) | ||
| Garrett Austin Futch | Registered representative | Jan 2026 (1y) | ||
| Jeffrey Patrick Hoffmann | Registered representative | Jan 2026 (1y) | ||
| Jessica Alane Saunders | Registered representative | CFP | Jan 2026 (1y) | |
| Jared Hammond | Registered representative | Jan 2026 (1y) | ||
| Kathryn Mary Ragaisis | Registered representative | Jan 2026 (1y) | ||
| Nicholas Twohig | Registered representative | Jan 2026 (1y) | ||
| Roger Allen Lingle | Registered representative | Jan 2026 (1y) | ||
| Savannah Sasser | Registered representative | Jan 2026 (1y) | ||
| Zachary Aurelio Pagano | Registered representative | Jan 2026 (1y) | ||
| Benjamin Ledvina | Registered representative | Jan 2026 (1y) | ||
| Matthew H Bailey | Registered representative | Jan 2026 (1y) | ||
| Raymond Luis Powell | Registered representative | CFP | Jan 2026 (1y) | |
| Robert James Edwards | Registered representative | Jan 2026 (1y) | ||
| Riley Masterson | Registered representative | Jan 2026 (1y) | ||
| Robert Eric Mc Allister | Registered representative | Jan 2026 (1y) | ||
| Zachary Lee Bushbaum | Registered representative | Jan 2026 (1y) | ||
| Cade Aaron Mayer | Registered representative | Jan 2026 (1y) | ||
| Nathan David Pederson | Registered representative | Jan 2026 (1y) | ||
| Connor Tarleton | Registered representative | CFP | Jan 2026 (1y) | |
| Michael Schweller | Registered representative | Jan 2026 (1y) | ||
| Robert John Condron | Registered representative | CFP | Jan 2026 (1y) | |
| Dina Lee Loomis | Registered representative | Jan 2026 (1y) | ||
| Jonathan Asher Woods | Registered representative | Jan 2026 (1y) | ||
| Paul Keith Arbo | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Laurence Edward Lof | Registered representative | CFP | Jan 2026 (1y) | |
| Matthew Douglas Ham | Registered representative | Jan 2026 (1y) | ||
| Austin Waag | Registered representative | Jan 2026 (1y) | ||
| Brandon Arthur Luedtke | Registered representative | Jan 2026 (1y) | ||
| Irving Rudolph Katz | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Doron Jared Elad | Registered representative | Jan 2026 (1y) | ||
| Kody James Lowden | Registered representative | Jan 2026 (1y) | ||
| John Matthew Maziarz | Registered representative | Jan 2026 (1y) | ||
| Keri Jeannine Wile | Registered representative | Jan 2026 (1y) | ||
| Leslie Anne Le Duc | Registered representative | Jan 2026 (1y) | ||
| Troy Gorman Derrick | Registered representative | Jan 2026 (1y) | ||
| Roseann C Johnson | Registered representative | Jan 2026 (1y) | ||
| Lauren Nicole Greer | Registered representative | CFP | Jan 2026 (1y) | |
| Lauren Jaclyn Jarrell | Registered representative | Jan 2026 (1y) | ||
| Nicholas Coletta | Registered representative | Jan 2026 (1y) | ||
| Conner Andrew Haberman | Registered representative | Jan 2026 (1y) | ||
| Onyekachi Nwachukwu | Registered representative | Jan 2026 (1y) | ||
| Adam Zielinski | Registered representative | Feb 2026 (0y) | ||
| Anthony Joseph Di Nardo | Registered representative | Feb 2026 (0y) | ||
| Caleb Whalen | Registered representative | Feb 2026 (0y) | ||
| David Elefant | Registered representative | Personal Financial Specialist | Feb 2026 (0y) | |
| Donald Robert Harivel | Registered representative | Feb 2026 (0y) | ||
| Ian Scott Baird | Registered representative | Feb 2026 (0y) | ||
| Jeremy James Runner | Registered representative | Feb 2026 (0y) | ||
| John Edward Boeckel | Registered representative | Feb 2026 (0y) | ||
| Matthew Wayne Siegel | Registered representative | Feb 2026 (0y) | ||
| Richard Francis Klenk | Registered representative | Feb 2026 (0y) | ||
| Trevor Todd Linke | Registered representative | Feb 2026 (0y) | ||
| Andrew Martin Parrish | Registered representative | Feb 2026 (0y) | ||
| Micah Jacob Mullet | Registered representative | Feb 2026 (0y) | ||
| Timothy Joseph Kluesner | Registered representative | Feb 2026 (0y) | ||
| Michael Effron | Registered representative | Feb 2026 (0y) | ||
| Mitchell Banaszak | Registered representative | Feb 2026 (0y) | ||
| Tara Amanda Nicholas | Registered representative | Feb 2026 (0y) | ||
| Brandon Charles Lopez | Registered representative | Feb 2026 (0y) | ||
| David Lynn Nicholas | Registered representative | Feb 2026 (0y) | ||
| Johanna Bettina Lee | Registered representative | Feb 2026 (0y) | ||
| Peter Wright Bell | Registered representative | CFP | Feb 2026 (0y) | |
| Jake Joseph Zeeb | Registered representative | Feb 2026 (0y) | ||
| Alice Ann Heath | Registered representative | Feb 2026 (0y) | ||
| Jeffrey R. Todd | Registered representative | Feb 2026 (0y) | ||
| Jordan Douglas Wright | Registered representative | Feb 2026 (0y) | ||
| Luke Anthony Kohart | Registered representative | Feb 2026 (0y) | ||
| Michael Boynton | Registered representative | Feb 2026 (0y) | ||
| Wade Anthony Balliet | Registered representative | Feb 2026 (0y) | ||
| Benjamin Erik Kuehni | Registered representative | Feb 2026 (0y) | ||
| Charlene Ann Laney | Registered representative | CFP | Feb 2026 (0y) | |
| Fred G Horrocks | Registered representative | Feb 2026 (0y) | ||
| Garrett Scott Porter | Registered representative | Feb 2026 (0y) | ||
| Hunter Berry | Registered representative | Feb 2026 (0y) | ||
| George Davis | Registered representative | Feb 2026 (0y) | ||
| Karey Hensley Rebello | Registered representative | CFP | Feb 2026 (0y) | |
| Jared Manning | Registered representative | Feb 2026 (0y) | ||
| Lauren Louise Clark | Registered representative | Feb 2026 (0y) | ||
| Isreal Lane | Registered representative | Feb 2026 (0y) | ||
| Maxwell Roberto Bailey | Registered representative | Feb 2026 (0y) | ||
| June Heather Burton | Registered representative | Feb 2026 (0y) | ||
| Bradley A.J. Wadkins | Registered representative | Feb 2026 (0y) | ||
| Michelle Lynn Martin | Registered representative | Feb 2026 (0y) | ||
| Shannon H Hardiek | Registered representative | Feb 2026 (0y) | ||
| Christopher Bahr | Registered representative | Mar 2026 (0y) | ||
| Jackson Luke Snyder | Registered representative | Mar 2026 (0y) | ||
| Kyle Aaron Birchall | Registered representative | Mar 2026 (0y) | ||
| Mercedes R Dockery | Registered representative | Mar 2026 (0y) | ||
| Robert Munroe | Registered representative | Mar 2026 (0y) | ||
| Weston Marshall | Registered representative | Mar 2026 (0y) | ||
| Natasha Elise Bohn | Registered representative | Mar 2026 (0y) | ||
| Gregory Gaston Gibson | Registered representative | Mar 2026 (0y) | ||
| Ryan Michael Evans | Registered representative | CFP | Mar 2026 (0y) | |
| Rekevian Mathis | Registered representative | Mar 2026 (0y) | ||
| Michael J Sedam | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Johnatan Pulido Mendez | Registered representative | Mar 2026 (0y) | ||
| Cody Wray Miner | Registered representative | Mar 2026 (0y) | ||
| Krystal M Massey | Registered representative | Mar 2026 (0y) | ||
| Vanessa Anne Colburn | Registered representative | Mar 2026 (0y) | ||
| Elijah Manning | Registered representative | Mar 2026 (0y) | ||
| Matthew Levett | Registered representative | Mar 2026 (0y) | ||
| Darryl Jerome Fyall | Registered representative | Mar 2026 (0y) | ||
| John Frank Sanders | Registered representative | Mar 2026 (0y) | ||
| Joshua Joseph Jolin | Registered representative | Mar 2026 (0y) | ||
| Jay Ronald Otto | Registered representative | Mar 2026 (0y) | ||
| Tyler Charles Linkowski | Registered representative | Mar 2026 (0y) | ||
| Craig Patrick Hoffman | Registered representative | Mar 2026 (0y) | ||
| Darien Scott Vvenker | Registered representative | Mar 2026 (0y) | ||
| Amanda S Fischer | Registered representative | Mar 2026 (0y) | ||
| Stephan Claus Oster | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Eric Mc Intyre | Registered representative | CFP | Mar 2026 (0y) | |
| Parker Joseph Szarek | Registered representative | Mar 2026 (0y) | ||
| Stephen Russell Story | Registered representative | Mar 2026 (0y) | ||
| Robert Ricardo Fragnito | Registered representative | Mar 2026 (0y) | ||
| Alexander Daniel Dixon | Registered representative | Apr 2026 (0y) | ||
| Jacob Miller | Registered representative | CFP | Apr 2026 (0y) | |
| James Lavern Cox | Registered representative | Apr 2026 (0y) | ||
| Marco Fragnito | Registered representative | Apr 2026 (0y) | ||
| Matthew Lawrence Dixon | Registered representative | CFP | Apr 2026 (0y) | |
| Talya Dineen Shellito | Registered representative | Apr 2026 (0y) | ||
| Tamira Dee Eberhardt | Registered representative | CFP | Apr 2026 (0y) | |
| Darin Gene Luze | Registered representative | Apr 2026 (0y) | ||
| Lauren Hackler | Registered representative | Apr 2026 (0y) | ||
| Nathan Bradley Mosakowski | Registered representative | Apr 2026 (0y) | ||
| Pablo Sotomayor | Registered representative | Apr 2026 (0y) | ||
| Sean R Dodd | Registered representative | Apr 2026 (0y) | ||
| Daniel Frederick Baumgold | Registered representative | CFP | Apr 2026 (0y) | |
| Elizabeth Passion Allen | Registered representative | Apr 2026 (0y) | ||
| Melissa Marie Dixon | Registered representative | CFP | Apr 2026 (0y) | |
| Michael Lazarakis | Registered representative | Apr 2026 (0y) | ||
| Andrew Hideo Kent Mason | Registered representative | Apr 2026 (0y) | ||
| Christopher F. Labrador | Registered representative | Apr 2026 (0y) | ||
| Jason Matthew Selzer | Registered representative | Apr 2026 (0y) | ||
| Randy Wayne Schwartz | Registered representative | Apr 2026 (0y) | ||
| Jodi Michele Amos | Registered representative | Apr 2026 (0y) | ||
| Newlin Van Kirk Archinal | Registered representative | CFP | Apr 2026 (0y) | |
| Nicholas Dennis Amtmann | Registered representative | Apr 2026 (0y) | ||
| James Emery Schutz | Registered representative | Apr 2026 (0y) | ||
| Dakota M Boughton | Registered representative | Apr 2026 (0y) | ||
| Joshua Staph | Registered representative | Apr 2026 (0y) | ||
| Andrew James Cloose | Registered representative | CFP | Apr 2026 (0y) | |
| Joseph Timothy Lavine | Registered representative | Chartered Financial Consultant | Apr 2026 (0y) | |
| Stuart Wally Blankenship | Registered representative | Apr 2026 (0y) | ||
| Sierra Mariah Spray Serbus | Registered representative | Apr 2026 (0y) | ||
| Jacob William Chandler | Registered representative | Apr 2026 (0y) | ||
| Sean David Stuczynski | Registered representative | Apr 2026 (0y) | ||
| Joseph Michael Bozo | Registered representative | Apr 2026 (0y) | ||
| Olivia Danielle Inglett | Registered representative | CFP Chartered Financial Consultant | Apr 2026 (0y) | |
| Caden Robert Lee | Registered representative | Apr 2026 (0y) | ||
| Jordan John Olson | Registered representative | Apr 2026 (0y) | ||
| Justin Tyler Pandy | Registered representative | CFP | Apr 2026 (0y) | |
| Alexis Schumann | Registered representative | Apr 2026 (0y) | ||
| Christian Edward Bontrager | Registered representative | Apr 2026 (0y) | ||
| Matthew Scott Marcinske | Registered representative | Apr 2026 (0y) | ||
| Alexa Kathyrn Punturo | Registered representative | Apr 2026 (0y) | ||
| Constantine Quinn Eleftheriades | Registered representative | Apr 2026 (0y) | ||
| Geoffrey Chisholm Alberstadt | Registered representative | Apr 2026 (0y) | ||
| Alexander Opat | Registered representative | Apr 2026 (0y) | ||
| James Salchli | Registered representative | Apr 2026 (0y) | ||
| Autumn Hunter Davidson | Registered representative | May 2026 (0y) | ||
| Maureen Emily Krueger | Registered representative | May 2026 (0y) | ||
| John Tamatoa Gaugin Rosenthal | Registered representative | May 2026 (0y) | ||
| Nathan James Saner | Registered representative | May 2026 (0y) | ||
| Christopher Turner | Registered representative | May 2026 (0y) | ||
| Demetrius Warren | Registered representative | May 2026 (0y) | ||
| Zachary Daniel Doxtater | Registered representative | May 2026 (0y) | ||
| Ajay Bharat Shingala | Registered representative | May 2026 (0y) | ||
| Dominick Clement Kassa | Registered representative | May 2026 (0y) | ||
| Brian De Vault | Registered representative | May 2026 (0y) | ||
| Mark John Becker | Registered representative | May 2026 (0y) | ||
| Logan West | Registered representative | CFP | May 2026 (0y) | |
| Mary Kathryn Tarczynski | Registered representative | May 2026 (0y) | ||
| Jordan Johnson | Registered representative | May 2026 (0y) | ||
| Paola Michelle De Aza | Registered representative | May 2026 (0y) | ||
| Gary Leon Barker | Registered representative | May 2026 (0y) | ||
| Brian Cohan | Registered representative | May 2026 (0y) | ||
| Tony M Pritchett | Registered representative | Chartered Financial Consultant | May 2026 (0y) | |
| James Strano | Registered representative | Jun 2026 (0y) | ||
| Patrick Williams | Registered representative | Jun 2026 (0y) | ||
| Austin David Thompson | Registered representative | Jun 2026 (0y) | ||
| Kenneth J Sagert | Registered representative | Jun 2026 (0y) | ||
| Theodore Stanley Grant Iii | Registered representative | Jun 2026 (0y) | ||
| Hunter Dodd Hartley Higgins | Registered representative | Jun 2026 (0y) | ||
| Joel Christopher Sims | Registered representative | Jun 2026 (0y) | ||
| Jeffrey James Williams | Registered representative | CFP | Jun 2026 (0y) | |
| Jeffrey Len Stolzer | Registered representative | Jun 2026 (0y) | ||
| Benjamin D Barnett | Registered representative | Jun 2026 (0y) | ||
| David Seth Harris | Registered representative | Jun 2026 (0y) | ||
| Bryan James Kronberger | Registered representative | Jun 2026 (0y) | ||
| Charles Alligood | Registered representative | Jun 2026 (0y) | ||
| Jason Douglas Smith | Registered representative | CFP | Jun 2026 (0y) | |
| Joshua Irving Bartlett | Registered representative | Jun 2026 (0y) | ||
| Ryan Anthony Colatrella | Registered representative | Jun 2026 (0y) | ||
| Anthony Tomaro | Registered representative | Jun 2026 (0y) | ||
| Dean Joseph Tarta | Registered representative | Jun 2026 (0y) | ||
| Joel Alexander Denton | Registered representative | Jun 2026 (0y) | ||
| Kristen Leigh Smith | Registered representative | CFP | Jun 2026 (0y) | |
| Richard Martin Sotell | Registered representative | Jun 2026 (0y) | ||
| Victoria Tomaro | Registered representative | Jun 2026 (0y) | ||
| Jessica Michelle Joseph | Registered representative | Jun 2026 (0y) | ||
| Megan Amanda Miller | Registered representative | Jun 2026 (0y) | ||
| James Mitchell Ollis | Registered representative | Jun 2026 (0y) | ||
| Logan Thomas Elliott | Registered representative | Jun 2026 (0y) | ||
| Raymond Alphonsus Mc Caffrey | Registered representative | Jun 2026 (0y) | ||
| Martine E Lipnitzky | Registered representative | Jun 2026 (0y) | ||
| Dalton Zackry Scaggs | Registered representative | Jun 2026 (0y) | ||
| Yoav Karni | Registered representative | Jun 2026 (0y) | ||
| Brittany Alissa Laine | Registered representative | Jun 2026 (0y) | ||
| Charles Joseph Mckelvey | Registered representative | Jun 2026 (0y) | ||
| Forrest William Obrien | Registered representative | Jun 2026 (0y) | ||
| Martin Phillip Halberg | Registered representative | CFP | Jun 2026 (0y) | |
| Michael Aaron Halberg | Registered representative | Jun 2026 (0y) | ||
| Brody Lee Everitt | Registered representative | Jul 2026 (0y) | ||
| Emily Anne Henry | Registered representative | Jul 2026 (0y) | ||
| Grant Judkins | Registered representative | Jul 2026 (0y) | ||
| Jiang He | Registered representative | Jul 2026 (0y) | ||
| Shannon David Kendrick | Registered representative | Jul 2026 (0y) | ||
| Nicholas Sebastian Paine | Registered representative | Jul 2026 (0y) | ||
| Keri Ellen Knight Spanier | Registered representative | Jul 2026 (0y) | ||
| Carrie Ann Desjardins | Registered representative | CFP | Jul 2026 (0y) | |
| Nathan David Muchmore | Registered representative | Jul 2026 (0y) | ||
| John Myers | Registered representative | Jul 2026 (0y) | ||
| Christopher Andrew Maniscalco | Registered representative | Jul 2026 (0y) | ||
| Mark Robert Hanson | Registered representative | Chartered Financial Consultant | Jul 2026 (0y) | |
| Michael James Murphy | Registered representative | CFP | Jul 2026 (0y) | |
| Alex Buck | Registered representative | Jul 2026 (0y) | ||
| West Kea Jackson | Registered representative | Jul 2026 (0y) | ||
| Angela Nicole Marlin | Registered representative | Jul 2026 (0y) | ||
| Danny Witbeck | Registered representative | Jul 2026 (0y) | ||
| Jessica Anne Sturino | Registered representative | CFP | Jul 2026 (0y) | |
| Kerry E Casey | Registered representative | Jul 2026 (0y) | ||
| Henry Walling Smith | Registered representative | Jul 2026 (0y) | ||
| John Paul Gromofsky | Registered representative | Jul 2026 (0y) | ||
| Lucas Craig Hockensmith | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Eric And Kelly Schwartz Charitable Trust | Shareholder | Oct 2024 | B | 25% – 50% of Cambridge Investment Group, Inc. (indirect) |
Undisclosed: 60% – 100% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tires Unlimited Inc. Retirement Plan | Tires Unlimited Inc. | 225 | $12.8M | 10/01/2024 |
| Pentagram Design, Inc. 401(k) Profit Sharing Plan | Pentagram Design, Inc. | 82 | $28.0M | 10/01/2024 |
| Central Texas College Employees' Supplemental Plan And Trust | Central Texas College District | 813 | $12.8M | 09/01/2024 |
| Central Texas College Employees' Pension Plan And Trust | Central Texas College District | 554 | $126M | 09/01/2024 |
| Schattdecor Inc. Retirement Plan | Schattdecor Inc. | 110 | $6.8M | 07/01/2024 |
| Community Interface Services Retirement Plan | Community Interface Services | 130 | $8.4M | 07/01/2024 |
| Progress Foundation 403(b) Retirement Plan | Progress Foundation | 437 | $11.9M | 07/01/2024 |
| Brandon Residential Treatment Center 403(b) Retirement Plan | Brandon Residential Treatment Center, Inc | 161 | $4.5M | 07/01/2024 |
| Lifestyle Support Services 401(k) Plan | Lifestyle Support Services, Inc. | 153 | $4.4M | 07/01/2024 |
| Norfolk Christian Schools 403(b) Retirement Plan | Norfolk Christian Schools | 215 | $3.4M | 07/01/2024 |
| Pathlight Inc. 403(b) Retirement Savings Plan | Pathlight, Inc. | 428 | $11.0M | 07/01/2024 |
| Parrish Hare Supply 401(k) Plan | Parrish Hare Supply, Llc | 298 | $12.2M | 06/01/2024 |
| Landis Supermarket, Inc. 401(k) Profit Sharing Plan | Landis Supermarket, Inc. | 222 | $12.9M | 04/01/2024 |
| The Architect 401(k) Plan The Printer, Inc. | The Printer, Inc. | 0 | $0 | 01/01/2024 |
| Wasc Holding Llc Savings & Investment Plan | Wasc Holding Llc | 83 | $31.8M | 01/01/2024 |
| The Advocacy Alliance Retirement Plan | The Advocacy Alliance | 161 | $5.9M | 01/01/2024 |
| Firstbank 401(k) Savings Plan & Trust | Fb Financial Corporation | 1,429 | $111M | 01/01/2024 |
| Classy Closets Etc., Inc. 401(k) Profit Sharing Plan | Classy Closets Etc., Inc. | 137 | $3.6M | 01/01/2024 |
| Star Concrete 401(k) Profit Sharing Plan | Sandman, Inc. Dba Star Concrete | 172 | $16.7M | 01/01/2024 |
| The Architect 401(k) Plan Radiant Complexions Dermatology Clinic, Inc. | Radiant Complexions Dermatology Clinic, Pllc | 0 | $0 | 01/01/2024 |
| Linzer Products Corp 401(k) Plan | Linzer Products Corp. | 0 | $0 | 01/01/2024 |
| Office Works, Inc. 401(k) Plan | Officeworks, Inc. | 163 | $17.7M | 01/01/2024 |
| Relay Therapeutics 401 K Plan | Relay Therapeutics, Inc. | 261 | $43.7M | 01/01/2024 |
| Rxbenefits, Inc. Retirement Savings Plan | Rxbenefits, Inc. | 1,105 | $61.0M | 01/01/2024 |
| United Cerebral Palsy Savings Plan | United Cerebral Palsy Of Georgia | 574 | $4.8M | 01/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 86.4 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Civil judicial
as of Dec 20, 2024
Allegations: ON MARCH 1, 2021 THE SEC FILED A LAWSUIT IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF IOWA ALLEGING THAT THE FIRM, IN ITS ROLE AS A REGISTERED INVESTMENT ADVISER, FAILED TO DISCLOSE MATERIAL CONFLICTS OF INTEREST AND FAILED TO ADOPT AND IMPLEMENT WRITTEN POLICIES AND PROCEDURES REASONABLY DESIGNED TO IDENTIFY AND TO ENSURE THE DISCLOSURE OF MATERIAL CONFLICTS OF INTEREST ARISING FROM REVENUE SHARING ARRANGEMENTS WITH ITS CLEARING FIRMS AND OTHER PARTNERS. THE SEC ALSO ALLEGES THE FIRM VIOLATED CERTAIN DUTIES OWED TO CLIENTS BY PROVIDING INADEQUATE AND/OR MISLEADING DISCLOSURES REGARDING THE NECESSITY TO CONVERT TRADITIONAL TRANSACTION BASED ACCOUNTS TO A WRAP ACCOUNT, FAILING TO DISCLOSE TO CLIENTS THAT FORGIVABLE LOANS WERE MADE TO CERTAIN INVESTMENT ADVISOR REPRESENTATIVES AND THE CONFLICTS THAT COULD ARISE AS A RESULT OF THESE ACTIVITIES. AS A RESULT, THE SEC ALLEGES THE FIRM VIOLATED § 206(2) AND § 206 (4) OF THE ADVISERS ACT AND RULE 206(4)-7. Status: Pending Summary: CAMBRIDGE IS AMONG SEVERAL FIRMS THAT ARE EITHER LITIGATING OR HAVE SETTLED WITH THE SEC OVER SIMILAR ISSUES RELATED TO THESE REVENUE SHARING AGREEMENTS. CAMBRIDGE MAINTAINS A ROBUST COMPLIANCE SYSTEM AND A CONFLICTS COMMITTEE THAT CONTINUALLY REVIEWS CAMBRIDGE'S RELATIONSHIPS WITH ITS CLEARING FIRMS AND OTHER PARTNERS TO IDENTIFY AND ADDRESS POTENTIAL CONFLICTS OF INTERESTS. CAMBRIDGE ROUTINELY REVIEWS AND UPDATES ITS DISCLOSURES BASED ON REGULATORY AND LEGAL GUIDANCE AND MAKES THOSE UPDATED DISCLOSURES AVAILABLE TO THE PUBLIC IN VARIOUS WAYS, INCLUDING ON OUR WEBSITE.
Regulatory
as of Dec 20, 2024
Allegations: IN AUGUST OF 2011 CIRA SELF-REPORTED THE MISAPPROPRIATION OF FINANCIAL PLANNING FEES BY A FORMER INVESTMENT ADVISOR REPRESENTATIVE (IAR). IN GOOD FAITH CIRA RETURNED THESE MISAPPROPRIATED FUNDS TO THE AFFECTED CLIENTS. AS A RESULT, THE SEC DETERMINED THAT CIRA FAILED TO REASONABLY SUPERVISE THE FORMER IAR'S FINANCIAL PLANNING ACTIVITY AND OPTIONS TRADING, AND TO ADOPT AND IMPLEMENT WRITTEN POLICIES AND PROCEDURES REASONABLY DESIGNED TO PREVENT VIOLATIONS OF THE ADVISERS ACT. THEREFORE, WITHOUT ADMITTING OR DENYING THESE ALLEGATIONS, CIRA HAS AGREED TO A MONETARY PENALTY OF $225,000 AND THE CONTINUED RETENTION OF A PREVIOUSLY HIRED COMPLIANCE CONSULTANT, FOR A TIMEFRAME OF NINE MONTHS, TO ASSIST IN THE CONTINUED REVIEW AND IMPLEMENTATION OF ENHANCED PROCEDURES AND POLICIES DESIGNED TO PREVENT VIOLATIONS OF THE ADVISERS ACT (2016). Status: Final Sanction Detail: IN AUGUST OF 2011 CIRA SELF-REPORTED THE MISAPPROPRIATION OF FINANCIAL PLANNING FEES BY A FORMER INVESTMENT ADVISOR REPRESENTATIVE (IAR). IN GOOD FAITH CIRA RETURNED THESE MISAPPROPRIATED FUNDS TO THE AFFECTED CLIENTS. AS A RESULT, THE SEC DETERMINED THAT CIRA FAILED TO REASONABLY SUPERVISE THE FORMER IAR'S FINANCIAL PLANNING ACTIVITY AND OPTIONS TRADING, AND TO ADOPT AND IMPLEMENT WRITTEN POLICIES AND PROCEDURES REASONABLY DESIGNED TO PREVENT VIOLATIONS OF THE ADVISERS ACT. THEREFORE, WITHOUT ADMITTING OR DENYING THESE ALLEGATIONS, CIRA HAS AGREED TO A MONETARY PENALTY OF $225,000 AND THE CONTINUED RETENTION OF A PREVIOUSLY HIRED COMPLIANCE CONSULTANT, FOR A TIMEFRAME OF NINE MONTHS, TO ASSIST IN THE CONTINUED REVIEW AND IMPLEMENTATION OF ENHANCED PROCEDURES AND POLICIES DESIGNED TO PREVENT VIOLATIONS OF THE ADVISERS ACT (2016). Summary: IN AUGUST OF 2011 CIRA SELF-REPORTED THE MISAPPROPRIATION OF FINANCIAL PLANNING FEES BY A FORMER INVESTMENT ADVISOR REPRESENTATIVE (IAR). IN GOOD FAITH CIRA RETURNED THESE MISAPPROPRIATED FUNDS TO THE AFFECTED CLIENTS. AS A RESULT, THE SEC DETERMINED THAT CIRA FAILED TO REASONABLY SUPERVISE THE FORMER IAR'S FINANCIAL PLANNING ACTIVITY AND OPTIONS TRADING, AND TO ADOPT AND IMPLEMENT WRITTEN POLICIES AND PROCEDURES REASONABLY DESIGNED TO PREVENT VIOLATIONS OF THE ADVISERS ACT. THEREFORE, WITHOUT ADMITTING OR DENYING THESE ALLEGATIONS, CIRA HAS AGREED TO A MONETARY PENALTY OF $225,000 AND THE CONTINUED RETENTION OF A PREVIOUSLY HIRED COMPLIANCE CONSULTANT, FOR A TIMEFRAME OF NINE MONTHS, TO ASSIST IN THE CONTINUED REVIEW AND IMPLEMENTATION OF ENHANCED PROCEDURES AND POLICIES DESIGNED TO PREVENT VIOLATIONS OF THE ADVISERS ACT (2016).
Regulatory
as of Dec 20, 2024
Allegations: IN 2018, CIRA SELF-REPORTED A POTENTIAL BREACH OF FIDUCIARY DUTY RELATING TO MUTUAL FUND SHARES HELD BY CLIENTS WHERE LOWER COST SHARE CLASSES OF THE SAME FUND WERE AVAILABLE. THE SEC DETERMINED THAT CIRA HAD INADEQUATE DISCLOSURES ADDRESSING CONFLICTS OF INTEREST RELATED TO THE RECEIPT OF 12B-1 FEES AND THE SELECTION OF MUTUAL FUND SHARE CLASSES THAT PAY SUCH FEES. THEREFORE, WITHOUT ADMITTING OR DENYING THESE ALLEGATIONS, CIRA HAS AGREED TO A CENSURE, A MONETARY PAYMENT PLUS INTEREST TO AFFECTED INVESTORS AND HAS CORRECTED RELEVANT DISCLOSURE DOCUMENTS CONCERNING MUTUAL FUND SHARE CLASS SELECTION AND THE CONFLICTS OF INTEREST WITH THE RECEIPT OF 12B-1 FEES. Status: Final Sanction Detail: IN 2018, CIRA SELF-REPORTED A POTENTIAL BREACH OF FIDUCIARY DUTY RELATING TO MUTUAL FUND SHARES HELD BY CLIENTS WHERE LOWER COST SHARE CLASSES OF THE SAME FUND WERE AVAILABLE. THE SEC DETERMINED THAT CIRA HAD INADEQUATE DISCLOSURES ADDRESSING CONFLICTS OF INTEREST RELATED TO THE RECEIPT OF 12B-1 FEES AND THE SELECTION OF MUTUAL FUND SHARE CLASSES THAT PAY SUCH FEES. THEREFORE, WITHOUT ADMITTING OR DENYING THESE ALLEGATIONS, CIRA HAS AGREED TO A CENSURE, A MONETARY PAYMENT PLUS INTEREST TO AFFECTED INVESTORS AND HAS CORRECTED RELEVANT DISCLOSURE DOCUMENTS CONCERNING MUTUAL FUND SHARE CLASS SELECTION AND THE CONFLICTS OF INTEREST WITH THE RECEIPT OF 12B-1 FEES.CIRA WILL PAY DISGORGEMENT OF $5,645,106.00 AND PREJUDGMENT INTEREST OF $542,456.54, AND SHALL COMPLY WITH THE UNDERTAKINGS ENUMERATED IN THE OFFER OF SETTLEMENT. Summary: IN 2018, PURSUANT TO THE DIVISION OF ENFORCEMENT'S SHARE CLASS SELECTION DISCLOSURE INITIATIVE, CIRA SELF-REPORTED A POTENTIAL BREACH OF FIDUCIARY DUTY RELATING TO MUTUAL FUND SHARES HELD BY CLIENTS WHERE LOWER COST SHARE CLASSES OF THE SAME FUND WERE AVAILABLE. THE SEC DETERMINED THAT CIRA HAD INADEQUATE DISCLOSURES ADDRESSING CONFLICTS OF INTEREST RELATED TO THE RECEIPT OF 12B-1 FEES AND THE SELECTION OF MUTUAL FUND SHARE CLASSES THAT PAY SUCH FEES. THEREFORE, WITHOUT ADMITTING OR DENYING THESE ALLEGATIONS, CIRA HAS AGREED TO A CENSURE, A MONETARY PAYMENT PLUS INTEREST TO AFFECTED INVESTORS AND HAS CORRECTED RELEVANT DISCLOSURE DOCUMENTS CONCERNING MUTUAL FUND SHARE CLASS SELECTION AND THE CONFLICTS OF INTEREST WITH THE RECEIPT OF 12B-1 FEES.
Regulatory
as of Dec 20, 2024
Allegations: THE FIRM FAILED TO ADOPT WRITTEN POLICIES AND PROCEDURES REASONABLY DESIGNED TO PROTECT CUSTOMER RECORDS AND INFORMATION, AS REQUIRED BY THE SAFEGUARDS RULE, WHEN CLOUD-BASED EMAIL SERVICES WERE USED BY SOME OF ITS FINANCIAL PROFESSIONALS. Status: Final Sanction Detail: $250,000 PAID ON SEPTEMBER 23, 2021 Summary: AS OF AUGUST 30, 2021, WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND THE ENTRY OF FINDINGS. TO THE FIRM'S KNOWLEDGE, THE UNAUTHORIZED EMAIL ACCOUNT ACTIVITY THAT IS THE SUBJECT OF THE ORDER DID NOT RESULT IN ANY UNAUTHORIZED TRADES OR FUND TRANSFERS FROM ANY CAMBRIDGE CUSTOMER ACCOUNTS. CAMBRIDGE NOW REQUIRES ALL OF ITS FINANCIAL PROFESSIONALS TO IMPLEMENT MFA FOR CLOUD BASED EMAIL ACCOUNTS.
Regulatory
as of Dec 20, 2024
Allegations: THE SEC ALLEGED THAT FROM AT LEAST JANUARY 2019 THROUGH THE DATE OF THE ORDER, CIRA AND CIR FAILED TO ADOPT ADEQUATE WRITTEN POLICIES AND PROCEDURES REGARDING THE CONDUCT OF BUSINESS COMMUNICATIONS VIA PERSONAL TEXT MESSAGES ("OFF-CHANNEL COMMUNICATIONS") AND AS A RESULT FAILED TO MAINTAIN AND PRESERVE COPIES OF THOSE COMMUNICATIONS, AS WELL AS SUPERVISE ADEQUATELY THEIR EMPLOYEES. THE SEC ORDER PROVIDES THAT CIR VIOLATED SECTION 17(A) OF THE EXCHANGE ACT AND RULE 17A-4(B)(4) THEREUNDER AND THAT CIRA VIOLATED SECTION 204 OF THE ADVISERS ACT AND RULE 204-2(A)(7) THEREUNDER. FURTHER, WITH RESPECT TO SUPERVISION, THE SEC ALLEGED VIOLATIONS OF SECTION 15(B)(4)(E) OF THE EXCHANGE ACT AS TO CIR AND SECTION 203(E)(6) OF THE ADVISERS ACT AS TO CIRA. Status: Final Sanction Detail: CIVIL MONEY PENALTY $10,000,000 PAID 2/16/2024 Summary: ON FEBRUARY 9, 2024, THE SEC DETERMINED THAT CIRA AND CIR FAILED TO PROVIDE THEIR EMPLOYEES WITH ADEQUATE POLICIES AND PROCEDURES REGARDING THE CONDUCT OF BUSINESS COMMUNICATIONS BY PERSONAL TEXT MESSAGES ("OFF-CHANNEL COMMUNICATIONS"). AS A RESULT, CIRA AND CIR EMPLOYEES SENT AND RECEIVED OFF-CHANNEL COMMUNICATIONS THAT RELATED TO RECOMMENDATIONS MADE OR PROPOSED TO BE MADE AND ADVICE GIVEN OR PROPOSED TO BE GIVEN. NEITHER CIRA NOR CIR MAINTAINED OR PRESERVED THE SUBSTANTIAL MAJORITY OF THESE OFF-CHANNEL COMMUNICATIONS. IN ADDITION, CIRA AND CIR MANAGERS FAILED TO SUPERVISE ADEQUATELY THEIR SUBORDINATES IN CONNECTION WITH THE USE OF OFF-CHANNEL COMMUNICATION METHODS. CIRA AND CIR TOOK STEPS PRIOR TO AND AFTER BEING APPROACHED BY SEC COMMISSION STAFF, INCLUDING ROLLING OUT AN ON-CHANNEL TEXTING APPLICATION TO CAMBRIDGE EMPLOYEES IN OCTOBER 2019 AND INITIATING A REVIEW OF RECORDKEEPING ISSUES RESULTING FROM USE OF OFF-CHANNEL COMMUNICATION METHODS. CIRA AND CIR HAVE BEGUN A PROGRAM OF REMEDIATION, INCLUDING EDUCATING AND OFFERING EMPLOYEES, FREE OF CHARGE, MORE THAN ONE ON-CHANNEL TEXTING APPLICATION. FURTHER, CIRA AND CIR RETAINED AN INDEPENDENT COMPLIANCE CONSULTANT TO REVIEW AND ASSESS REMEDIAL STEPS RELATING TO RECORDKEEPING PRACTICES, POLICIES AND PROCEDURES, RELATED SUPERVISORY PRACTICES, AND EMPLOYMENT ACTIONS. CIR AND CIRA ALSO AGREED TO A CENSURE AND TO A COMBINED MONETARY PENALTY OF $10 MILLION. CIR AGREED TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 17(A) OF THE EXCHANGE ACT AND RULE 17A-4 THEREUNDER. SIMILARLY, CIRA AGREED TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 204 OF THE ADVISERS ACT AND RULE 204-2 THEREUNDER.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
- • Other fees
- • SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Market timing services
- • Educational seminars/workshops
Custody
Reported custodians
- Pershing $40.5B (29% of AUM) Jun 2026
- Fidelity Brokerage Services $35.4B (26% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗