AUMdb

Nordstrom 401 K Plan

Sponsored by Nordstrom, Inc. · EIN 910515058 · Plan #001

Total assets
$4.3B
Net assets
$4.3B
Active participants
58,257
With balances
102,382

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Alight Financial Advisors, Llc CRD 158744 deterministic · 100% 2024
William Blair Investment Management, Llc CRD 173961 fuzzy_auto · 97% 2024
Dodge & Cox CRD 104596 fuzzy_auto · 95% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Alight Solutions Llc Recordkeeping, Direct payment from the plan $3,473,678
Alight Financial Advisors, Llc Investment advisory (participants), Direct payment from the plan $2,910,679
William Blair Investment Mgmt Llc Investment management, Direct payment from the plan, Investment management fees (direct) $2,679,203
Bank Of New York Mellon Trustee (institutional), Trustee (directed), Investment management $1,021,122
Callan Associates Consulting (general), Direct payment from the plan $447,894
Thompson Hine Legal, Direct payment from the plan $234,201
Dodge & Cox Investment management, Direct payment from the plan, Investment management fees (direct) $215,319
Moss Adams Accounting, Direct payment from the plan $70,000
State Street Global Advisors Custodial (securities), Other services, Direct payment from the plan $46,798
Qdro Consultants Co Llc Consulting (general), Direct payment from the plan $6,550
Pershing Llc Shareholder servicing fees, Finders' fees/placement fees, Securities brokerage commissions $0
Alight Financial Solutions, Llc Securities brokerage, Finders' fees/placement fees, Distribution (12b-1) fees $0