Alight Financial Advisors, Llc
- Regulatory AUM
- $35.1B
- Discretionary
- $35.1B
- Clients
- 195,957
- Avg AUM / client
- $179K
- Accounts
- 195,957
- Employees
- 70
AUM over time
Annual snapshots from Form ADV filings · as of Mar 03, 2026
Asset allocation (SMA assets by investment type)
as of Mar 03, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 195,957 | $35.1B | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (65)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeremy Jason Fritz | Chief Executive Officer / Managing Member | Jan 2012 (15y) | Less than 5% | |
| Chotkowski, Matthew, Adam | Chief Compliance Officer | Feb 2014 (13y) | Less than 5% | |
| Robert Michael Norris | Registered representative | Nov 2011 (15y) | ||
| Paul Joseph Faulkner | Registered representative | Chartered Financial Consultant | Jul 2012 (14y) | |
| Zachary Daniel Ballard | Registered representative | Aug 2012 (14y) | ||
| Amanda Joan Cheng | Registered representative | Sep 2013 (13y) | ||
| Jeffrey Joel Barling | Registered representative | Jun 2014 (12y) | ||
| Ronald L Paulding | Registered representative | Aug 2014 (12y) | ||
| Kenje Miriam Mallot | Registered representative | Sep 2014 (12y) | ||
| Timothy Patrick Barry | Registered representative | Aug 2015 (11y) | ||
| Ingrid Lema Letzig | Registered representative | Jan 2016 (11y) | ||
| Robert Michael Vincic | Registered representative | Feb 2016 (10y) | ||
| Deborah Boyd Eberhart Wilkinson | Registered representative | Mar 2018 (8y) | ||
| Winfield Scott Evens | Registered representative | CFA | Jul 2018 (8y) | |
| Kelly Elizabeth Kubera | Registered representative | Nov 2018 (8y) | ||
| Joshua A Bauder | Registered representative | Jun 2019 (7y) | ||
| Jason Micheal De Long | Registered representative | Oct 2019 (7y) | ||
| Alisha Waters | Registered representative | Oct 2019 (7y) | ||
| Francis John Bradley Sams | Registered representative | CFP | Nov 2019 (7y) | |
| Jason Michael Roberts | Registered representative | Apr 2020 (6y) | ||
| Jeremy David Mccord | Registered representative | Jun 2020 (6y) | ||
| Stephen John Gerek | Registered representative | Jun 2021 (5y) | ||
| Allison Catherine Hall | Registered representative | CFP | Aug 2021 (5y) | |
| Amgad Magdy Yassa | Registered representative | Aug 2021 (5y) | ||
| Sally Jo Osborne | Registered representative | Jan 2022 (5y) | ||
| Jarrod Steven Means | Registered representative | Mar 2022 (4y) | ||
| Ibrahim Nicolas Mitias | Registered representative | Mar 2022 (4y) | ||
| Mary Kathleen Sterle | Registered representative | Mar 2022 (4y) | ||
| Sisi Ding Loudon | Registered representative | Apr 2022 (4y) | ||
| Jarret T Roberts | Registered representative | May 2022 (4y) | ||
| Trisel Y. Blau | Registered representative | May 2022 (4y) | ||
| Anthony Joseph Cafaro | Registered representative | Jun 2022 (4y) | ||
| Danielle Marie Brinkley | Registered representative | Jun 2022 (4y) | ||
| Sara Elizabeth Lyday | Registered representative | Aug 2022 (4y) | ||
| Ridgely Hunt | Registered representative | CFP | Mar 2023 (3y) | |
| Rebekah Ann Campbell | Registered representative | Mar 2023 (3y) | ||
| John Milton Curran | Registered representative | Apr 2023 (3y) | ||
| Jason Andrew Akers | Registered representative | Sep 2023 (3y) | ||
| Faith Goldman Rash | Registered representative | Oct 2023 (3y) | ||
| Evan Eugene Von Waldner | Registered representative | Jan 2024 (3y) | ||
| Beatrice Julie Rivard | Registered representative | Feb 2024 (2y) | ||
| Joseph Nielsen | Registered representative | Mar 2024 (2y) | ||
| Colleen Marie Etue | Registered representative | May 2024 (2y) | ||
| Matthew Wade Deemer | Registered representative | Jun 2024 (2y) | ||
| Holly Laraine Gennings | Registered representative | Jun 2024 (2y) | ||
| Michael E Keady | Registered representative | Jul 2024 (2y) | ||
| Benjamin M Delp | Registered representative | Chartered Financial Consultant | Jul 2024 (2y) | |
| Andre Dillon Le Boeuf | Registered representative | Jul 2024 (2y) | ||
| Robert Michael Bruzik | Registered representative | CFP Chartered Financial Consultant | Aug 2024 (2y) | |
| Ari Kandel | Registered representative | Sep 2024 (2y) | ||
| Justin Hayes | Registered representative | Mar 2025 (1y) | ||
| Nathaniel Clinton Packer | Registered representative | Apr 2025 (1y) | ||
| Kedisha Fleming | Registered representative | CFP | Apr 2025 (1y) | |
| Jonathan Michael Walls | Registered representative | Jul 2025 (1y) | ||
| Michael Armenini | Registered representative | Aug 2025 (1y) | ||
| Andrew Edwards Nelson | Registered representative | Aug 2025 (1y) | ||
| Dustin Morales | Registered representative | Aug 2025 (1y) | ||
| Mark Robert Vossler | Registered representative | Chartered Financial Consultant | Sep 2025 (1y) | |
| Ethan Lee Sartain | Registered representative | Oct 2025 (1y) | ||
| James Russell | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| Vinny Vinaayak Sanhai | Registered representative | Dec 2025 (1y) | ||
| Benjamin S Walulu | Registered representative | Feb 2026 (0y) | ||
| Michael James Phyillaier | Registered representative | Mar 2026 (0y) | ||
| Timothy Jason Sanford | Registered representative | Mar 2026 (0y) | ||
| Bryan Eugene Donaugh | Registered representative | CFP | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Alight Solutions, Llc | Owner | May 2017 | A | 75% or more |
| Tempo Acquisition, Llc | Sole Member | May 2017 | B | ≈ 56.25% – 100% via Alight Solutions, Llc |
| Tempo Intermediate Holding Company Ii, Llc | Sole Member | May 2017 | B | ≈ 42.19% – 100% via Tempo Acquisition, Llc |
| Tempo Intermediate Holding Company I, Llc | Sole Member | May 2017 | B | ≈ 31.64% – 100% via Tempo Intermediate Holding Company Ii, Llc |
| Alight, Inc | Owner | Jul 2021 | B | ≈ 2.97% – 37.5% via Foley Trasimene Acquisition Corp |
| Foley Trasimene Acquisition Corp | Owner | Jul 2021 | B | ≈ 3.96% – 37.5% via Alight Holding Company, Llc |
| Alight Holding Company, Llc | Sole Member | May 2017 | B | ≈ 7.91% – 50% via Tempo Intermediate Holding Company I, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Tempo Acquisition, Llc: 75% – 100% of Alight Solutions, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Tempo Intermediate Holding Company Ii, Llc: 75% – 100% of Tempo Acquisition, Llc × 75% – 100% of Alight Solutions, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Tempo Intermediate Holding Company I, Llc: 75% – 100% of Tempo Intermediate Holding Company Ii, Llc × 75% – 100% of Tempo Acquisition, Llc × 75% – 100% of Alight Solutions, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Alight, Inc: 75% – 100% of Foley Trasimene Acquisition Corp × 50% – 75% of Alight Holding Company, Llc × 25% – 50% of Tempo Intermediate Holding Company I, Llc × 75% – 100% of Tempo Intermediate Holding Company Ii, Llc × 75% – 100% of Tempo Acquisition, Llc × 75% – 100% of Alight Solutions, Llc × 75% – 100% direct ≈ 2.97% – 37.5% of the firm
- Foley Trasimene Acquisition Corp: 50% – 75% of Alight Holding Company, Llc × 25% – 50% of Tempo Intermediate Holding Company I, Llc × 75% – 100% of Tempo Intermediate Holding Company Ii, Llc × 75% – 100% of Tempo Acquisition, Llc × 75% – 100% of Alight Solutions, Llc × 75% – 100% direct ≈ 3.96% – 37.5% of the firm
- Alight Holding Company, Llc: 25% – 50% of Tempo Intermediate Holding Company I, Llc × 75% – 100% of Tempo Intermediate Holding Company Ii, Llc × 75% – 100% of Tempo Acquisition, Llc × 75% – 100% of Alight Solutions, Llc × 75% – 100% direct ≈ 7.91% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (26)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Gsk 401(k) Plan | Glaxosmithkline Llc | 12,254 | $8.8B | 01/01/2024 |
| Nokia Savings/401(k) Plan | Nokia Of America Corporation | 6,331 | $9.8B | 01/01/2024 |
| Alight Solutions Llc 401(k) Plan (Fka Hewitt Associates Llc 401 K Plan) | Alight Solutions Llc | 7,865 | $2.5B | 01/01/2024 |
| Genworth Financial Inc. Retirement And Savings Plan | Genworth Financial, Inc | 2,802 | $956M | 01/01/2024 |
| American International Group, Inc. Incentive Savings Plan | American International Group, Inc. | 5,072 | $4.5B | 01/01/2024 |
| Aig Insurance Company Puerto Rico Capital Growth Plan | Aig Insurance Company Puerto Rico | 86 | $16.7M | 01/01/2024 |
| Nordstrom 401 K Plan | Nordstrom, Inc. | 58,257 | $4.3B | 01/01/2024 |
| Caterpillar 401(k) Savings Plan | Caterpillar Inc. | 44,489 | $18.8B | 01/01/2024 |
| J. C. Penney Corporation, Inc. Safe Harbor 401(k) Savings Plan | Penney Opco, Llc | 43,488 | $2.2B | 01/01/2024 |
| Caterpillar Global Mining Legacy Hourly Employees' Savings Plan | Caterpillar Inc. | 295 | $51.5M | 01/01/2024 |
| Upmc 403(b) Retirement Savings Plan | Upmc | 79,337 | $4.7B | 01/01/2024 |
| Upmc 401(a) Retirement Savings Plan | Upmc | 98,498 | $4.9B | 01/01/2024 |
| Allstate 401(k) Savings Plan | The Allstate Corporation | 39,454 | $7.6B | 01/01/2024 |
| Caterpillar Rail Division Retirement Savings Plan For Collectively Bargained Employees | Progress Rail Locomotive Inc. | 55 | $16.9M | 01/01/2024 |
| New York Life Insurance Company Agents Progress Sharing Investment Plan | New York Life Insurance Company | 11,418 | $1.2B | 01/01/2024 |
| New York Life Insurance Company Employee Progress Sharing Investment Plan | New York Life Insurance Company | 12,706 | $5.0B | 01/01/2024 |
| Solar Savings And Investment Plan | Solar Turbines Incorporated | 1,516 | $423M | 01/01/2024 |
| Caterpillar Inc. Tax Deferred Retirement Plan | Caterpillar Inc. | 6,852 | $749M | 01/01/2024 |
| General Mills 401(k) Plan | General Mills, Inc. | 16,628 | $5.0B | 01/01/2024 |
| Westinghouse Electric Company Savings Plan | Westinghouse Electric Company Llc | 12,540 | $2.1B | 01/01/2024 |
| The Home Depot Futurebuilder | The Home Depot, Inc. | 391,522 | $14.1B | 01/01/2024 |
| The Home Depot Futurebuilder For Puerto Rico | Home Depot Puerto Rico, Inc. | 3,026 | $37.0M | 01/01/2024 |
| Corebridge Financial, Inc. Retirement Savings 401(k) Plan | Corebridge Financial, Inc. | 5,142 | $2.8B | 01/01/2024 |
| Haleon 401(k) Plan | Haleon Us Holdings Llc | 2,508 | $735M | 01/01/2024 |
| Accenture United States 401(k) Match And Savings Plan | Accenture Llp | 67,240 | $21.3B | 01/01/2024 |
Top 25 of 26 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: SEC RULES 15C3-1, 17A-3, 17A-5, FINRA RULES 2110, 3110(A) - APPLICANT USED THE MAILS OR OTHER MEANS OR INSTRUMENTALITIES OF INTERSTATE COMMERCE TO EFFECT TRANSACTIONS IN SECURITIES WHEN IT FAILED TO MAINTAIN SUFFICIENT NET CAPITAL. THE FINDINGS STATED THAT APPLICANT FAILED TO PREPARE ACCURATE BOOKS AND RECORDS BY PREPARING INACCURATE NET CAPITAL COMPUTATIONS AND BY IMPROPERLY CALCULATING APPLICANT'S LEVEL OF AVAILABLE CAPITAL AND AMOUNT OF AGGREGATE INDEBTEDNESS. THE FINDINGS ALSO STATED THAT APPLICANT FILED A FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINGLE REPORT (FOCUS REPORT) PART II WHICH FAILED TO REPORT ACCURATE NET CAPITAL COMPUTATIONS AND FAILED TO ACCURATELY REPORT APPLICANT'S LEVEL OF CAPITAL AND AGGREGATE INDEBTEDNESS. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS, APPLICANT CONSENTED TO THE DESCRIBED SANCTIONS AND TO THE ENTRY OF FINDINGS, THEREFORE, APPLICANT WAS CENSURED AND FINED $8,500. DATE PAID: 1/16/2008. Summary: WITHOUT ADMITTING OR DENYING THE FINDINGS, APPLICANT CONSENTED TO THE DESCRIBED SANCTIONS AND TO THE ENTRY OF FINDINGS, THEREFORE, APPLICANT WAS CENSURED AND FINED $8,500. DATE PAID: 1/16/2008.
Allegations: FAILED TO FILE NAME CHANGE DOCUMENTS REALTED TO NAME CHANGE FROM HEWITT SOLUTIONS Status: Final Sanction Detail: $500 FINE PAID BY APPLICANT, NO OTHER ACTION REQUIRED Summary: APPLICANT DID NOT FILE ENTIRE REQUIRED SET OF DOCUMENTS AS REQUIRED BY THE STATE AS PART OFOWNERSHIP AND NAME CHANGE IN 2019. $500 FINE WAS PAID AS A RESULT OF LATE FILING.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • SET-UP FEES AND RELATED SERVICES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗