AUMdb

Southern Methodist University Retirement Plan

Sponsored by Southern Methodist University · EIN 750800689 · Plan #002

Total assets
$1.1B
Net assets
$1.1B
Active participants
2,417
With balances
4,921

Plan year beginning 01/01/2024 · ERISA 404(c) participant-directed, Total participant-directed account, 401(m) arrangement

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Transamerica Retirement Advisors, Llc CRD 107319 fuzzy_auto · 94% 2024
Beaird Harris Wealth Management, Llc CRD 107238 deterministic · 100% 2024
Gardner Asset Management Llc CRD 114263 deterministic · 100% 2024
True North Advisors, Llc CRD 116048 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Transamerica Retirement Solutions Claims processing, Recordkeeping, Investment management $455,397
The Gardner Group Investment advisory (participants), Investment management fees (direct) $20,785
Beaird Harris Investment advisory (participants), Investment management fees (direct) $13,601
True North Advisors Llc Investment advisory (participants), Investment management fees (direct) $6,508
Charles Schwab & Co., Inc Securities brokerage, Securities brokerage commissions $4,206
National Financial Services Securities brokerage, Securities brokerage commissions $0
Mid Atlantic Capital Corporation Securities brokerage, Securities brokerage commissions $0