Transamerica Retirement Advisors, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 107319
· SEC file 801-42910
· Cedar Rapids, IA
· www.transamerica.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $18.8B
- Discretionary
- $8.0B
- Clients
- 212,722
- Avg AUM / client
- $88.5K
- Accounts
- 212,722
- Employees
- 398
AUM over time
$3.5B
$18.8B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Asset allocation (SMA assets by investment type)
as of Mar 31, 2026
Registered investment companies (funds/ETFs)
$12.4B
66%
Pooled investment vehicles
$3.0B
16%
Exchange-traded equities
$1.9B
10%
Other
$1.3B
7%
Cash & equivalents
$188M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 212,700 | $17.4B | 92.7% |
| Pension and profit sharing plans | 22 | $1.4B | 7.34% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 805.
People (312)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carusone, Joseph, Peter | Vice President, Manager And Treasurer | Oct 2013 (13y) | Less than 5% | |
| Jay Allen Hewitt | Vice President And Manager | Dec 2013 (13y) | Less than 5% | |
| Resnik, Ricky, Bart | Vice President And Chief Compliance Officer | Jun 2019 (7y) | Less than 5% | |
| Jung, Kerry, Anne | Vice President, General Counsel And Assistant Secretary | Mar 2021 (5y) | Less than 5% | |
| Rundle, Joshua, Daniel | President And Manager | Sep 2022 (4y) | Less than 5% | |
| Bradley Edward Watts | Registered representative | Jul 2013 (13y) | ||
| David Anthony Tritt | Registered representative | Jul 2013 (13y) | ||
| Jennifer Clark Baskerville | Registered representative | Aug 2013 (13y) | ||
| Gregory Clarke Lewis | Registered representative | Sep 2013 (13y) | ||
| Kristine E Green | Registered representative | Oct 2013 (13y) | ||
| Edward Russell Gross | Registered representative | Nov 2013 (13y) | ||
| Ghada Mohamed El Gamal | Registered representative | Jan 2014 (13y) | ||
| Laura Therese Pope | Registered representative | CFP | Jan 2014 (13y) | |
| Robert Frank Regenfuss | Registered representative | Jan 2014 (13y) | ||
| Joshua John Schmidt | Registered representative | Jan 2014 (13y) | ||
| Michael John Bailey | Registered representative | Mar 2014 (12y) | ||
| Linda Watson Bowen | Registered representative | Apr 2014 (12y) | ||
| Steven Kevin Beller | Registered representative | CFP | Apr 2014 (12y) | |
| Ryan Thomas Merrell | Registered representative | CFP | May 2014 (12y) | |
| Douglas Shepard Smith | Registered representative | May 2014 (12y) | ||
| Randall Scott Kensinger | Registered representative | Jun 2014 (12y) | ||
| Rustomji Feroz Dubash | Registered representative | Jun 2014 (12y) | ||
| Christopher Paul Clinton | Registered representative | Jul 2014 (12y) | ||
| Jon Jeremy Nielsen | Registered representative | Jul 2014 (12y) | ||
| Jeffrey James Bruce | Registered representative | Aug 2014 (12y) | ||
| Barnabas Alexis White | Registered representative | Sep 2014 (12y) | ||
| David Nathaniel Flora | Registered representative | Sep 2014 (12y) | ||
| Ruben Gonzalez | Registered representative | Sep 2014 (12y) | ||
| Michael Timothy Riley | Registered representative | CFP | Oct 2014 (12y) | |
| Adam John Rogalla | Registered representative | Dec 2014 (12y) | ||
| Eric Charles Fowler | Registered representative | Jan 2015 (12y) | ||
| Terry Allen Murphy | Registered representative | Jan 2015 (12y) | ||
| Alex Alan Hackworthy | Registered representative | Jan 2015 (12y) | ||
| Michael David Lewis | Registered representative | CFP | Feb 2015 (11y) | |
| Mary Elizabeth Rinehart | Registered representative | CFP Chartered Financial Consultant | Mar 2015 (11y) | |
| Mignon Vonetta Payne | Registered representative | CFP | Apr 2015 (11y) | |
| Matthew David Leeke | Registered representative | May 2015 (11y) | ||
| Michele Martin Hefner | Registered representative | Jun 2015 (11y) | ||
| Julie Annette Belvedere | Registered representative | Jul 2015 (11y) | ||
| Richard Kenneth Swenson | Registered representative | Jul 2015 (11y) | ||
| Theresa Marie Colson | Registered representative | Jul 2015 (11y) | ||
| Jeffrey Bryan Kase | Registered representative | Jul 2015 (11y) | ||
| David Carl Preuss | Registered representative | Chartered Financial Consultant | Aug 2015 (11y) | |
| Daniel Joseph Guzzo | Registered representative | Sep 2015 (11y) | ||
| William Todd Hutson | Registered representative | Oct 2015 (11y) | ||
| William Michael Pokorsky | Registered representative | Nov 2015 (11y) | ||
| Paul Heath Kelley | Registered representative | Dec 2015 (11y) | ||
| Angela Carmona Horvat | Registered representative | Jan 2016 (11y) | ||
| Felix Luis Santiago | Registered representative | Feb 2016 (10y) | ||
| Maribel Robel | Registered representative | Apr 2016 (10y) | ||
| Erubey Perdomo | Registered representative | Apr 2016 (10y) | ||
| Brice Ryan Davis | Registered representative | CFP | May 2016 (10y) | |
| Lynn A Parrott | Registered representative | Jul 2016 (10y) | ||
| Samuel Aloysius Ternes | Registered representative | Aug 2016 (10y) | ||
| Allan Norman Hunter | Registered representative | Sep 2016 (10y) | ||
| Joshua Thomas Sheets | Registered representative | Sep 2016 (10y) | ||
| Brendle Lynn Corpman | Registered representative | Nov 2016 (10y) | ||
| Shawn Hiram Nazario | Registered representative | Nov 2016 (10y) | ||
| Chad Michael Foslien | Registered representative | Dec 2016 (10y) | ||
| Jeremy Jon Hendrickson | Registered representative | Dec 2016 (10y) | ||
| Keith Jeffrey Stommes | Registered representative | Jan 2017 (10y) | ||
| Eugene Mcmillan Musselwhite | Registered representative | Jan 2017 (10y) | ||
| Michael Romanoski | Registered representative | Jan 2017 (10y) | ||
| Kevin W Breckenfelder | Registered representative | Jan 2017 (10y) | ||
| Bryan Michael Bohlman | Registered representative | Jan 2017 (10y) | ||
| Judith Wilds Shimota | Registered representative | Mar 2017 (9y) | ||
| Brian K Bohnen | Registered representative | May 2017 (9y) | ||
| Joseph Thomas Tarantino | Registered representative | Jun 2017 (9y) | ||
| Leslie Laverne Wyatt | Registered representative | Jul 2017 (9y) | ||
| James Alexander Whittemore | Registered representative | Jul 2017 (9y) | ||
| Amy Lee Birtcher | Registered representative | Jul 2017 (9y) | ||
| Michael James Garaja | Registered representative | Sep 2017 (9y) | ||
| John Walter Poff | Registered representative | Sep 2017 (9y) | ||
| Kevin Ml Smith | Registered representative | Oct 2017 (9y) | ||
| Spencer Teddy Angell | Registered representative | CFP | Nov 2017 (9y) | |
| Brett Kahnert | Registered representative | Nov 2017 (9y) | ||
| Anthony Fabian Tavoletti | Registered representative | Nov 2017 (9y) | ||
| Jasmine Edith Gregg | Registered representative | Nov 2017 (9y) | ||
| Kyle Ritland Ness | Registered representative | Nov 2017 (9y) | ||
| Yvette H Turnbaugh | Registered representative | Dec 2017 (9y) | ||
| Emily Renee Corder | Registered representative | Dec 2017 (9y) | ||
| Shanda Reyne Butcher | Registered representative | Dec 2017 (9y) | ||
| Christine Brandner Meyer | Registered representative | Jan 2018 (9y) | ||
| Alison Diane Lohmann | Registered representative | Jan 2018 (9y) | ||
| Christian Javier Chang | Registered representative | Jan 2018 (9y) | ||
| Beverly Blanche Arias | Registered representative | Feb 2018 (8y) | ||
| Elisabeth Ann Henderson | Registered representative | Feb 2018 (8y) | ||
| Scott A Jozefowski | Registered representative | Mar 2018 (8y) | ||
| Inka Eyvette Ashley Lassen | Registered representative | Mar 2018 (8y) | ||
| Daniel Joseph Ries | Registered representative | Mar 2018 (8y) | ||
| Marc Hampton Goodner | Registered representative | Mar 2018 (8y) | ||
| Jonathan Manuel Velez | Registered representative | Jun 2018 (8y) | ||
| Scott A Leslie | Registered representative | Jun 2018 (8y) | ||
| Scott M West | Registered representative | Jul 2018 (8y) | ||
| Peter Jacob Hunter Hanson | Registered representative | Jul 2018 (8y) | ||
| Francisco Jose Fuentes | Registered representative | CFP | Sep 2018 (8y) | |
| Scott Charles Kottke | Registered representative | Oct 2018 (8y) | ||
| Gary Lewis Garrett | Registered representative | Oct 2018 (8y) | ||
| Karen Marie Clerici | Registered representative | Oct 2018 (8y) | ||
| Adam Louis Kucsan | Registered representative | Dec 2018 (8y) | ||
| Jacob Michael Mc Alpine | Registered representative | Dec 2018 (8y) | ||
| Alex William Adair | Registered representative | Jan 2019 (8y) | ||
| Jonathan P Robinson | Registered representative | Jan 2019 (8y) | ||
| Christopher John Robinson | Registered representative | Feb 2019 (7y) | ||
| Brett Derek Gallinger | Registered representative | Feb 2019 (7y) | ||
| Codiak Garland | Registered representative | May 2019 (7y) | ||
| Kent Allan Colwell | Registered representative | Jul 2019 (7y) | ||
| Joshua David Larson | Registered representative | Aug 2019 (7y) | ||
| Michael Stanley Borota | Registered representative | Sep 2019 (7y) | ||
| Abid Afridi | Registered representative | Sep 2019 (7y) | ||
| Gloria Vanessa Russell | Registered representative | Sep 2019 (7y) | ||
| Dennis Raymond Rooney | Registered representative | Sep 2019 (7y) | ||
| Anne E Brown | Registered representative | Oct 2019 (7y) | ||
| Daniel John Wehmhoff | Registered representative | Oct 2019 (7y) | ||
| John Francis Myers | Registered representative | Nov 2019 (7y) | ||
| Kelli Jo Robbins | Registered representative | Dec 2019 (7y) | ||
| Robert John Williams | Registered representative | Jan 2020 (7y) | ||
| Oscar Varela | Registered representative | Feb 2020 (6y) | ||
| Travis Bretoi | Registered representative | CFP | Feb 2020 (6y) | |
| Derik Allen Mansfield | Registered representative | Apr 2020 (6y) | ||
| Derek Scott Harrell | Registered representative | Apr 2020 (6y) | ||
| Michael Louis Rogers | Registered representative | Sep 2020 (6y) | ||
| Devin Arthur Nelson Rehberg | Registered representative | Oct 2020 (6y) | ||
| Kevin Vaughan | Registered representative | Jan 2021 (6y) | ||
| Ignacio Quiroz | Registered representative | Jan 2021 (6y) | ||
| Miguel Angel Martinez | Registered representative | CFP | Feb 2021 (5y) | |
| Matthew S Robbins | Registered representative | Mar 2021 (5y) | ||
| Timothy Aragon | Registered representative | Jun 2021 (5y) | ||
| Veronica Malone | Registered representative | Jun 2021 (5y) | ||
| Sheila Ann Gindhart | Registered representative | Jul 2021 (5y) | ||
| Jennifer Lea Jenson | Registered representative | Aug 2021 (5y) | ||
| Elizabeth Chantal Erickson | Registered representative | Aug 2021 (5y) | ||
| G Ryan Eads | Registered representative | Aug 2021 (5y) | ||
| Michael James Cimarik | Registered representative | Sep 2021 (5y) | ||
| Brad Leroy Sharp | Registered representative | Nov 2021 (5y) | ||
| Kevin A Miller | Registered representative | Nov 2021 (5y) | ||
| Benjamin Patrick Woods | Registered representative | Nov 2021 (5y) | ||
| Michael Bradley Mc Grady | Registered representative | Dec 2021 (5y) | ||
| Upasana Khandelwal | Registered representative | Dec 2021 (5y) | ||
| Joseph C Viggiani | Registered representative | Jan 2022 (5y) | ||
| Edward Marrone | Registered representative | Feb 2022 (4y) | ||
| Adhali Larios Hernandez | Registered representative | Feb 2022 (4y) | ||
| John Philip Illingworth | Registered representative | Mar 2022 (4y) | ||
| Geraldine Cook | Registered representative | Apr 2022 (4y) | ||
| Christian Andre De Veer | Registered representative | Apr 2022 (4y) | ||
| Amy Lynn Ungles | Registered representative | May 2022 (4y) | ||
| Ilka Lorraine Lopez Miller | Registered representative | Jun 2022 (4y) | ||
| James Alexander Rie | Registered representative | Jun 2022 (4y) | ||
| Taylor David Winbush | Registered representative | Jun 2022 (4y) | ||
| Adriel Jon Mc Intosh | Registered representative | Jun 2022 (4y) | ||
| Steven Andrew Smith | Registered representative | Jun 2022 (4y) | ||
| Kevin Patrick Lynch | Registered representative | Jun 2022 (4y) | ||
| Glen Dryden | Registered representative | Jun 2022 (4y) | ||
| Jill Elizabeth Winter | Registered representative | Jul 2022 (4y) | ||
| Jeffrey Strittmatter | Registered representative | Aug 2022 (4y) | ||
| Crystal Lorraine Kelly | Registered representative | Aug 2022 (4y) | ||
| Stephen Matthew Duganieri | Registered representative | Sep 2022 (4y) | ||
| Adam Gary Helm | Registered representative | Sep 2022 (4y) | ||
| Nicolas Andrew Rhodes | Registered representative | Oct 2022 (4y) | ||
| Jeremy Martin | Registered representative | Oct 2022 (4y) | ||
| Zachary Howes | Registered representative | Oct 2022 (4y) | ||
| John D Hudgins | Registered representative | Oct 2022 (4y) | ||
| Diane Marie Aurelio | Registered representative | CFP | Nov 2022 (4y) | |
| Humberto Antonio Minaya | Registered representative | Nov 2022 (4y) | ||
| Todd Vincent Gianguzzi | Registered representative | Nov 2022 (4y) | ||
| Allen Michael Swenson | Registered representative | Nov 2022 (4y) | ||
| Otto Rambalducci Tannure | Registered representative | Nov 2022 (4y) | ||
| William Donald Ryder | Registered representative | Nov 2022 (4y) | ||
| Sebastien Theodore | Registered representative | Dec 2022 (4y) | ||
| Daniel Gerard Devine | Registered representative | Dec 2022 (4y) | ||
| Jesus Enrique Osorio Martinez | Registered representative | Jan 2023 (4y) | ||
| Shawn Edward De Vries | Registered representative | Jan 2023 (4y) | ||
| Joseph Toke | Registered representative | Feb 2023 (3y) | ||
| Kelli Ann Lynn | Registered representative | Mar 2023 (3y) | ||
| Scott A Rosati | Registered representative | Mar 2023 (3y) | ||
| Caterina Costante | Registered representative | Apr 2023 (3y) | ||
| Brandon Robert Matthews | Registered representative | May 2023 (3y) | ||
| John Antonio Erickson | Registered representative | May 2023 (3y) | ||
| Matthew Ryan Karp | Registered representative | Jun 2023 (3y) | ||
| Anthony Joseph Van Dette | Registered representative | Jun 2023 (3y) | ||
| Donald John Baron | Registered representative | Jun 2023 (3y) | ||
| Philip Michael Merrifield | Registered representative | Jun 2023 (3y) | ||
| Breanna N Emmett | Registered representative | Jun 2023 (3y) | ||
| Jaron Anthony Bowersox | Registered representative | Jun 2023 (3y) | ||
| Nicholas William Randolph | Registered representative | Jul 2023 (3y) | ||
| Frank Eugenio Castellvi | Registered representative | Aug 2023 (3y) | ||
| Kyle Robert Vella | Registered representative | Aug 2023 (3y) | ||
| Kristin Markell Olson | Registered representative | Aug 2023 (3y) | ||
| Brandon W Hanenburg | Registered representative | Aug 2023 (3y) | ||
| Hunter Kirkland | Registered representative | Sep 2023 (3y) | ||
| Indiana Flores Cary | Registered representative | Sep 2023 (3y) | ||
| Brian Landry Thedford | Registered representative | Oct 2023 (3y) | ||
| Ryan Daniel Crider | Registered representative | Oct 2023 (3y) | ||
| Isaiah Aston Hinds | Registered representative | Oct 2023 (3y) | ||
| Adriana Elizabeth Arkley | Registered representative | Oct 2023 (3y) | ||
| Lynn Marie Pederson | Registered representative | Nov 2023 (3y) | ||
| Benjamin Edward Nolen | Registered representative | Nov 2023 (3y) | ||
| Giana D'alessandro | Registered representative | Nov 2023 (3y) | ||
| Alexander Charles Lambert | Registered representative | Nov 2023 (3y) | ||
| Remington Matthew Pollina | Registered representative | Dec 2023 (3y) | ||
| Bruce Alan Anderson | Registered representative | Dec 2023 (3y) | ||
| Christine Kopecky | Registered representative | Dec 2023 (3y) | ||
| Giancarlo Marcelo Guizado | Registered representative | Dec 2023 (3y) | ||
| Denise Rose Page | Registered representative | Dec 2023 (3y) | ||
| David James Foster | Registered representative | Jan 2024 (3y) | ||
| Laura Beth Mataitis | Registered representative | Jan 2024 (3y) | ||
| Connor Daniel Weinman | Registered representative | Jan 2024 (3y) | ||
| Joseph Austin Parker | Registered representative | Jan 2024 (3y) | ||
| Ryan Michael Walsh | Registered representative | Jan 2024 (3y) | ||
| Tammy Lynn Engel | Registered representative | Jan 2024 (3y) | ||
| Shane Patrick Dooley | Registered representative | Feb 2024 (2y) | ||
| Casey Alan Walters | Registered representative | Feb 2024 (2y) | ||
| Joshua Bruce Smith | Registered representative | Feb 2024 (2y) | ||
| Michael Edward Beck | Registered representative | Feb 2024 (2y) | ||
| Jerod John Ensz | Registered representative | Feb 2024 (2y) | ||
| Austin David Cowles | Registered representative | Feb 2024 (2y) | ||
| Steven Arnold Zahn | Registered representative | Mar 2024 (2y) | ||
| Erik Anthony Detota | Registered representative | Mar 2024 (2y) | ||
| Cole Alan Welsh | Registered representative | Apr 2024 (2y) | ||
| Jared Charley | Registered representative | Apr 2024 (2y) | ||
| Timothy Ricardo Wintemute | Registered representative | Apr 2024 (2y) | ||
| Scott Joseph Davis | Registered representative | May 2024 (2y) | ||
| Justin Hancock | Registered representative | May 2024 (2y) | ||
| Michael Patrick Stark | Registered representative | Jun 2024 (2y) | ||
| Declan Costello | Registered representative | Jun 2024 (2y) | ||
| Phil Kenneth Edgecombe | Registered representative | Jun 2024 (2y) | ||
| Robert J Schweitzer | Registered representative | Jun 2024 (2y) | ||
| Kelsea Alexandra Rowan | Registered representative | Jul 2024 (2y) | ||
| Trevor David Christie | Registered representative | Jul 2024 (2y) | ||
| Joshua Earl Nelson | Registered representative | Jul 2024 (2y) | ||
| Brent Todd Bascom | Registered representative | Jul 2024 (2y) | ||
| Brendan James Petty | Registered representative | Jul 2024 (2y) | ||
| Gregg William Holgate | Registered representative | Jul 2024 (2y) | ||
| Timothy M Briody | Registered representative | Aug 2024 (2y) | ||
| Stephen La Barre | Registered representative | Aug 2024 (2y) | ||
| Gregory Thomas Trout | Registered representative | Aug 2024 (2y) | ||
| John T Brown | Registered representative | Aug 2024 (2y) | ||
| Michael David Wilson | Registered representative | Sep 2024 (2y) | ||
| Jonathon Kerr Hamilton | Registered representative | Sep 2024 (2y) | ||
| Shawn Michael Park | Registered representative | CFP CFA | Oct 2024 (2y) | |
| Stephen Thomas Brantley | Registered representative | Oct 2024 (2y) | ||
| Alan Ernest Perdue | Registered representative | Oct 2024 (2y) | ||
| Brent Alan Burnett | Registered representative | Oct 2024 (2y) | ||
| Pablo Tavera Echeverri | Registered representative | Nov 2024 (2y) | ||
| Patricia K Dimmer | Registered representative | Nov 2024 (2y) | ||
| Sarai Vazquez | Registered representative | Nov 2024 (2y) | ||
| Therese M Stockenberg | Registered representative | Nov 2024 (2y) | ||
| Colton Ross Clevenger | Registered representative | Nov 2024 (2y) | ||
| Andrew Joseph Trujillo | Registered representative | Nov 2024 (2y) | ||
| Brent Vincent Harper | Registered representative | Nov 2024 (2y) | ||
| Janai Christine Rider | Registered representative | Dec 2024 (2y) | ||
| Zoe Jacqueline Derr | Registered representative | Feb 2025 (1y) | ||
| Cesar Ramon Bernal | Registered representative | Mar 2025 (1y) | ||
| Keegan William Clark | Registered representative | Mar 2025 (1y) | ||
| Joseph Vito Affatigato | Registered representative | Mar 2025 (1y) | ||
| Annie Lynn Adams | Registered representative | Apr 2025 (1y) | ||
| Carlan David Strand | Registered representative | CFP | Apr 2025 (1y) | |
| Jake Nicholas Foldenaur | Registered representative | Apr 2025 (1y) | ||
| Christopher Sean Cazalas | Registered representative | Apr 2025 (1y) | ||
| Kendrick Tramell Crayton | Registered representative | May 2025 (1y) | ||
| Michael Douglas Conway | Registered representative | May 2025 (1y) | ||
| Robert William Zinn | Registered representative | May 2025 (1y) | ||
| Thomas Robert Ellis | Registered representative | Jun 2025 (1y) | ||
| Eric William Vowles | Registered representative | Jul 2025 (1y) | ||
| Mark Andrew Schibi | Registered representative | Jul 2025 (1y) | ||
| Paul Joseph Reid | Registered representative | Jul 2025 (1y) | ||
| Tyree Lavon Chapman | Registered representative | Jul 2025 (1y) | ||
| Michael Fiumara | Registered representative | Aug 2025 (1y) | ||
| John William Zeigler | Registered representative | Sep 2025 (1y) | ||
| Ryan Phillip Moore | Registered representative | Sep 2025 (1y) | ||
| Gregory Patrick Dible | Registered representative | Sep 2025 (1y) | ||
| Mark Anthony Ruffo | Registered representative | Sep 2025 (1y) | ||
| Richard Ray Ellis | Registered representative | Sep 2025 (1y) | ||
| Meghan Elizabeth Bright | Registered representative | Oct 2025 (1y) | ||
| Jason Kendrick Pope | Registered representative | Oct 2025 (1y) | ||
| Aaron Richard Johnson | Registered representative | Nov 2025 (1y) | ||
| Anita Maria Ixcamparij | Registered representative | Nov 2025 (1y) | ||
| Desiree A. Reil | Registered representative | Nov 2025 (1y) | ||
| James Dallas Porter | Registered representative | Nov 2025 (1y) | ||
| Edward Charles Batchelder | Registered representative | Dec 2025 (1y) | ||
| Sarah Lorraine Kane | Registered representative | Dec 2025 (1y) | ||
| Christopher Patrick Costello | Registered representative | Dec 2025 (1y) | ||
| William J Carver | Registered representative | Dec 2025 (1y) | ||
| Joshua Travis Wilson | Registered representative | Jan 2026 (1y) | ||
| Joseph Robert Bradham | Registered representative | Jan 2026 (1y) | ||
| Halah Keesee Little | Registered representative | Feb 2026 (0y) | ||
| Christopher J Hernandez | Registered representative | Feb 2026 (0y) | ||
| Melissa Irene Nasri | Registered representative | Feb 2026 (0y) | ||
| Johnny Gabriel Ortega | Registered representative | Mar 2026 (0y) | ||
| Madison Alayna Dunn | Registered representative | Mar 2026 (0y) | ||
| Suzanne D Fickle | Registered representative | Mar 2026 (0y) | ||
| John Thorton Kalafatis | Registered representative | Mar 2026 (0y) | ||
| Robin Catherine Lilly | Registered representative | Mar 2026 (0y) | ||
| La Donna Renee Crowder | Registered representative | Mar 2026 (0y) | ||
| Kelly L Davis | Registered representative | Mar 2026 (0y) | ||
| Halee Rose Dickinson | Registered representative | Apr 2026 (0y) | ||
| Jason Frank Wetmore | Registered representative | Apr 2026 (0y) | ||
| Kaden Obrian Deguzman | Registered representative | Apr 2026 (0y) | ||
| Charles R Doughty | Registered representative | Apr 2026 (0y) | ||
| Ryan Lee Sheets | Registered representative | May 2026 (0y) | ||
| Kurtis Lovell | Registered representative | Jun 2026 (0y) | ||
| Salvador Roberto Rosas | Registered representative | Jun 2026 (0y) | ||
| Giovanni A Roman | Registered representative | Jun 2026 (0y) | ||
| Ebony Young De Pooter | Registered representative | Jun 2026 (0y) | ||
| Calvin Lemonte Wilson | Registered representative | Jun 2026 (0y) | ||
| James Joseph Gorman | Registered representative | Jun 2026 (0y) | ||
| Brad Damian Marzano | Registered representative | Jun 2026 (0y) | ||
| Aurora R Coleman | Registered representative | Jun 2026 (0y) | ||
| John L Schuele | Registered representative | Jul 2026 (0y) | ||
| Jaclynn Kay Bannister | Registered representative | Jul 2026 (0y) | ||
| Joshua Willard | Registered representative | Jul 2026 (0y) | ||
| Robert Jarod Leighton | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Transamerica Retirement Solutions, Llc | Sh | Jul 2011 | A | 75% or more |
| Aegon Ltd | Sh | Oct 1936 | B | ≈ 23.73% – 100% via Aegon International B.V. |
| Aegon International B.V. | Sh | Oct 1936 | B | ≈ 31.64% – 100% via Transamerica Corporation |
| Ausa Holding, Llc | Sh | Jun 1986 | B | ≈ 56.25% – 100% via Transamerica Retirement Solutions, Llc |
| Transamerica Corporation | Sh | Dec 2004 | B | ≈ 42.19% – 100% via Ausa Holding, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Aegon Ltd: 75% – 100% of Aegon International B.V. × 75% – 100% of Transamerica Corporation × 75% – 100% of Ausa Holding, Llc × 75% – 100% of Transamerica Retirement Solutions, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Aegon International B.V.: 75% – 100% of Transamerica Corporation × 75% – 100% of Ausa Holding, Llc × 75% – 100% of Transamerica Retirement Solutions, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ausa Holding, Llc: 75% – 100% of Transamerica Retirement Solutions, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Transamerica Corporation: 75% – 100% of Ausa Holding, Llc × 75% – 100% of Transamerica Retirement Solutions, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Excelwise Pooled Employer Plan | Administrative Group, Llc Dba Transamerica Fiduciary Services | 2,588 | $55.9M | 12/01/2024 |
| Lee Health System 403(b) Retirement Plan | Lee Health System, Inc. | 17,223 | $1.3B | 11/01/2024 |
| Cp Kelco Nonunion 401(k) Retirement Savings Plan | Cp Kelco U.S. Inc. | 334 | $102M | 11/01/2024 |
| Newpark Drilling Fluids 401(k) | Newpark Drilling Fluids Llc | 202 | $47.8M | 10/01/2024 |
| Crimson Oak Grove Resources, Llc Retirement 401(k) Savings Plan | Crimson Oak Grove Resources, Llc | 171 | $11.3M | 09/16/2024 |
| Education Minnesota Employee's Savings And Retirement Plan | Education Minnesota | 159 | $40.8M | 09/01/2024 |
| Welch Foods Inc. Pension Plan | Welch Foods, Inc., A Cooperative | 94 | $129M | 09/01/2024 |
| Community In Schools Of San Antonio 403(b) Plan | Communities In Schools Of San Antonio | 167 | $5.7M | 09/01/2024 |
| The Kinkaid School 403(b) Plan | The Kinkaid School, Inc. | 358 | $83.4M | 08/01/2024 |
| Flint Plumbing Defined Contribution Fund | Trustees Flint Defined Contrib Fund | 594 | $26.1M | 08/01/2024 |
| Northstar Anesthesia 401 K Plan | Anesthesia Consulting & Management, Lp | 3,088 | $527M | 07/01/2024 |
| Washington Physician Group 401(k) Retirement Savings Plan | Washington Physician Service Organization | 253 | $35.7M | 07/01/2024 |
| Washington Health System Greene Retirement & Savings Plan | Washington Health System Greene | 124 | $3.2M | 07/01/2024 |
| The Washington Hospital Retirement & Savings Plan | The Washington Hospital | 1,554 | $120M | 07/01/2024 |
| Virginia International Terminals Llc Pension Plan | Virginia International Terminals Llc | 84 | $100M | 07/01/2024 |
| Mcdonogh School Retirement Plan | Mcdonogh School, Incorporated | 396 | $79.7M | 07/01/2024 |
| Iron Workers Regional Shop Local Union 855 Individual Account Retirement Plan | Iron Workers Regional Shop Local Union 855 | 1,879 | $30.8M | 07/01/2024 |
| Ibew Local Union No. 126 Retirement Plan | Trustees Of Ibew Local Union No. 126 Retirement Plan | 6,529 | $1.1B | 07/01/2024 |
| Creative Alternatives, Inc Employee Savings Plan | Creative Alternatives, Inc. | 169 | $9.5M | 07/01/2024 |
| Creative Alternatives, Inc Retirement Plan & Trust | Creative Alternatives, Inc. | 204 | $10.0M | 07/01/2024 |
| Fieldale Farms Corporation Employees' Retirement Savings Plan | Fieldale Farms Corporation | 4,655 | $164M | 07/01/2024 |
| 403(b) Thrift Plan Of Lutheran Child And Family Services Of Illinois | Lutheran Child And Family Services Of Illinois | 466 | $12.8M | 07/01/2024 |
| Children's Institute, Inc. Retirement Plan | Children's Institute, Inc. | 0 | $3.1M | 07/01/2024 |
| Children's Institute, Inc. 403(b) Plan | Children's Institute, Inc. | 808 | $39.1M | 07/01/2024 |
| Defined Benefit Pension Plan Of Covenant House, Inc. | Covenant House, Inc. | 79 | $32.1M | 07/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.69 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- State Street $7.6B (40% of AUM) Mar 2026
- Mid Atlantic Trust Company $4.1B (22% of AUM) Mar 2026
- Pershing $4.0B (21% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗