SL
Stephen Louis Caruso
CRD 2729658
Firms
| Firm | Role | As of |
|---|---|---|
| Osaic Wealth, Inc. | Registered representative | 07/20/2026 |
| Caruso Mclean & Co., Inc. | Registered representative | 07/20/2026 |
| Empire Retirement Plans, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Caruso Mclean & Co., Inc.
Chief Compliance Officer · Less than 5% · Mar 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗