Osaic Wealth, Inc.
SEC-registered
Insurance-Affiliated · Mega ($100B+)
CRD 23131
· SEC file 801-54859
· Scottsdale, AZ
· www.mainstfin.com
☆ Save with Pro
ADV data as of Jun 07, 2026
- Regulatory AUM
- $235B
- Discretionary
- $161B
- Clients
- 575,512
- Avg AUM / client
- $408K
- Accounts
- 850,797
- Employees
- 8,979
AUM over time
$1.9B
$235B
Nov 2011
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 07, 2026
Asset allocation (SMA assets by investment type)
as of Jun 07, 2026
Exchange-traded equities
$115B
49%
Registered investment companies (funds/ETFs)
$108B
46%
Cash & equivalents
$4.7B
2%
US government & agency bonds
$2.3B
1%
State & local bonds
$2.3B
1%
Investment-grade corporate bonds
$2.3B
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 513,910 | $113B | 48.3% |
| High net worth individuals | 55,457 | $113B | 48.3% |
| Banking or thrift institutions | 2 | $985K | 0.0% |
| Pooled investment vehicles (non-investment companies) | 3 | $224K | 0.0% |
| Pension and profit sharing plans | 1,251 | $1.1B | 0.46% |
| Charitable organizations | 855 | $1.6B | 0.68% |
| State or municipal government entities | 10 | $14.4M | 0.01% |
| Other investment advisers | Fewer than 5 | — | — |
| Insurance companies | Fewer than 5 | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | — | — |
| Corporations and other businesses | 4,024 | $5.4B | 2.29% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 284.
People (8,087)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Berlinski, Milton, Ralph | General Partner | Aug 2014 (12y) | GP / trustee / elected manager of Rcp Genpar Lp (indirect) | |
| Schlueter, Matthew, Adam | Evp, Director | Jan 2016 (11y) | Less than 5% | |
| Price, James, Dale | Chairman | Nov 2016 (10y) | Less than 5% | |
| Schmidt, David Martin | Treasurer, Financial And Operations Principal | Mar 2017 (9y) | Less than 5% | |
| Cornick, Gregory Allen | Ceo And President | Jan 2021 (6y) | Less than 5% | |
| Jason Harris Gerb | Svp, Chief Regulatory Officer | Jan 2021 (6y) | Less than 5% | |
| Cooney, John Michael | Chief Compliance Officer | Jun 2023 (3y) | Less than 5% | |
| Northrip, Iryna, Yakovlevna | Chief Compliance Officer, Investment Advisory | Aug 2023 (3y) | Less than 5% | |
| Erinn June Ford | Director | Sep 2023 (3y) | Less than 5% | |
| Hodge, Timothy, Robert | Chief Operations Officer | Nov 2023 (3y) | Less than 5% | |
| Darryl Lester Meyerovitz | Registered representative | Nov 1989 (37y) | ||
| James Stanford Marroquin | Registered representative | CFP | Nov 1989 (37y) | |
| Stephen Keith Wood | Registered representative | Nov 1989 (37y) | ||
| Lauren Ross Pedersen | Registered representative | May 1992 (34y) | ||
| Timothy Austin Mcallister | Registered representative | CFP | May 1992 (34y) | |
| Janice Elaine Gage | Registered representative | May 1992 (34y) | ||
| Craig Boyd Mendenhall | Registered representative | Apr 1995 (31y) | ||
| Gregg Richard Anderson | Registered representative | CFP | Apr 1995 (31y) | |
| David Lee Schamerhorn | Registered representative | Jun 1995 (31y) | ||
| Amy Schloss Foster | Registered representative | CFP | Jul 1997 (29y) | |
| Daniel Farid Yasharel | Registered representative | CFP Chartered Financial Consultant | Jul 1997 (29y) | |
| Edward Aaron Kofman | Registered representative | CFP | Jul 1997 (29y) | |
| Gary Thomas Charlebois | Registered representative | Jul 1997 (29y) | ||
| James Victor Bogdan | Registered representative | Jul 1997 (29y) | ||
| Karen Ilene Malkoff Hatton | Registered representative | CFP | Jul 1997 (29y) | |
| Mary Teresa Allen | Registered representative | CFP | Jul 1997 (29y) | |
| Michael Lawrence Weintraub | Registered representative | Jul 1997 (29y) | ||
| Norman Bradford Tucker | Registered representative | Jul 1997 (29y) | ||
| Philip Alan Hartwell | Registered representative | CFP | Jul 1997 (29y) | |
| Susan Jane Rede | Registered representative | CFP | Jul 1997 (29y) | |
| Todd Sanford Davidson | Registered representative | Jul 1997 (29y) | ||
| James William Brennan | Registered representative | Dec 1998 (28y) | ||
| Paul Michael Soraci | Registered representative | Jan 1999 (28y) | ||
| Jeffrey Alan Benson | Registered representative | CFP | Mar 1999 (27y) | |
| Larry Henery Knoble | Registered representative | CFP | Mar 1999 (27y) | |
| George Robert Nagel | Registered representative | CFP | Nov 1999 (27y) | |
| John Giles Baker | Registered representative | CFP | Nov 1999 (27y) | |
| Peter Ross Deluca | Registered representative | Nov 1999 (27y) | ||
| Wayne Eugene Gilbert | Registered representative | May 2000 (26y) | ||
| Gordon Thomas Robinson | Registered representative | Sep 2000 (26y) | ||
| Maurice Idor Clein | Registered representative | Jan 2001 (26y) | ||
| David Lynn Eppey | Registered representative | Jan 2001 (26y) | ||
| Phillip Bridger Parsons | Registered representative | Mar 2001 (25y) | ||
| Edgar Lee Allison | Registered representative | Apr 2001 (25y) | ||
| Robert Hyde Moring | Registered representative | Apr 2001 (25y) | ||
| Raoul Hedley Dubery | Registered representative | May 2001 (25y) | ||
| Craig Michael Truman | Registered representative | Jun 2001 (25y) | ||
| Thomas Edward Raguse | Registered representative | Jul 2001 (25y) | ||
| Christopher Francis Kelly | Registered representative | Aug 2001 (25y) | ||
| Kevin Thomas Ryan | Registered representative | Dec 2001 (25y) | ||
| James John Schofield | Registered representative | Jan 2002 (25y) | ||
| Richard Lee Bebo | Registered representative | Chartered Financial Consultant | Mar 2002 (24y) | |
| Robert Scott Thomas | Registered representative | May 2002 (24y) | ||
| Daniel Meyerovitz | Registered representative | CFP | Sep 2002 (24y) | |
| Daniel James Thompson | Registered representative | Dec 2002 (24y) | ||
| Caspar Michael Unterreiner | Registered representative | Chartered Financial Consultant | Jan 2003 (24y) | |
| Julia Renee Kaminski | Registered representative | Jan 2003 (24y) | ||
| Steven Richard Ogorman | Registered representative | Jun 2003 (23y) | ||
| Joseph Frank Noto | Registered representative | CFP | Aug 2003 (23y) | |
| James P. Godwin | Registered representative | Aug 2003 (23y) | ||
| Karl L. Hambrecht | Registered representative | Aug 2003 (23y) | ||
| Randall Leslie Simkins | Registered representative | Sep 2003 (23y) | ||
| William Charles Hellmers | Registered representative | Sep 2003 (23y) | ||
| Lee Povinelli | Registered representative | Dec 2003 (23y) | ||
| Robert Alan Lanciault | Registered representative | Chartered Financial Consultant | Mar 2004 (22y) | |
| Raymond Paul Jacques | Registered representative | CFP | Mar 2004 (22y) | |
| Reginald Jackson | Registered representative | CFP | Mar 2004 (22y) | |
| Jason Alan Weber | Registered representative | Apr 2004 (22y) | ||
| Noah David Estrin | Registered representative | Apr 2004 (22y) | ||
| Robert Morris Friedman | Registered representative | Sep 2004 (22y) | ||
| Eric Lee Johnson | Registered representative | Oct 2004 (22y) | ||
| Austin Lee Maschino | Registered representative | Nov 2004 (22y) | ||
| Renee Therese Pavlik | Registered representative | Jan 2005 (22y) | ||
| Thomas Ancel Johns | Registered representative | Feb 2005 (21y) | ||
| Miguel De Jesus Rodriguez | Registered representative | Mar 2005 (21y) | ||
| Peter Wei Wang | Registered representative | Mar 2005 (21y) | ||
| David John Stuckey | Registered representative | Apr 2005 (21y) | ||
| Mark Thomas Mcfarland | Registered representative | Apr 2005 (21y) | ||
| Dana Edward Bernard | Registered representative | May 2005 (21y) | ||
| Derrigan Corbett Sheedy | Registered representative | May 2005 (21y) | ||
| Craig Evan Steinhauer | Registered representative | Jun 2005 (21y) | ||
| Phillip Leung Wong | Registered representative | Jun 2005 (21y) | ||
| Thomas Jung Jin Kim | Registered representative | Aug 2005 (21y) | ||
| Timothy Harold Judson | Registered representative | Sep 2005 (21y) | ||
| Jae Edward Waters | Registered representative | CFP | Oct 2005 (21y) | |
| David L. Mccalla | Registered representative | Chartered Financial Consultant | Oct 2005 (21y) | |
| Thomas Michael Raguso | Registered representative | Dec 2005 (21y) | ||
| John Robert Corba | Registered representative | Dec 2005 (21y) | ||
| William Andrew Doukas | Registered representative | Dec 2005 (21y) | ||
| Benjamin Ross Micham | Registered representative | CFP | Dec 2005 (21y) | |
| Brian Dee Knight | Registered representative | Feb 2006 (20y) | ||
| Richard Speidel Vest | Registered representative | Chartered Financial Consultant | Feb 2006 (20y) | |
| Dalia Badajos | Registered representative | Mar 2006 (20y) | ||
| Jorge Andrew Zambrano | Registered representative | Apr 2006 (20y) | ||
| Judd Taylor Carlton | Registered representative | CFP | May 2006 (20y) | |
| David Reynolds Manookin | Registered representative | Jun 2006 (20y) | ||
| Thomas Povinelli | Registered representative | Jun 2006 (20y) | ||
| Greg Adam Diamond | Registered representative | Jul 2006 (20y) | ||
| Richard Wayne Klotz | Registered representative | Dec 2006 (20y) | ||
| Gary James Najarian | Registered representative | Dec 2006 (20y) | ||
| Karen Marie Emma | Registered representative | Jan 2007 (20y) | ||
| Louis B. Gottlieb | Registered representative | Feb 2007 (19y) | ||
| Janice Freeman Watt | Registered representative | Feb 2007 (19y) | ||
| Edward Mitchell Gardner | Registered representative | CFP | Mar 2007 (19y) | |
| Kevin Louis Cascarelli | Registered representative | Mar 2007 (19y) | ||
| Thomas Henry Bilotti | Registered representative | Mar 2007 (19y) | ||
| Mark H. Kaizerman | Registered representative | CFP Chartered Financial Consultant Personal Financial Specialist | Mar 2007 (19y) | |
| Mark Schneeberger | Registered representative | Chartered Financial Consultant | May 2007 (19y) | |
| Joseph Herbert Henegan | Registered representative | CFP | May 2007 (19y) | |
| Anthony Paul Gregory | Registered representative | Jun 2007 (19y) | ||
| Michael Henry St. Amour | Registered representative | Jul 2007 (19y) | ||
| Susan Jean Skolnik | Registered representative | Jul 2007 (19y) | ||
| Michael Brent Hanson | Registered representative | CFP | Aug 2007 (19y) | |
| Donald Drennen Williams | Registered representative | Aug 2007 (19y) | ||
| Dexter Shin Aoki | Registered representative | Sep 2007 (19y) | ||
| David Samuel Lopez | Registered representative | CFP | Oct 2007 (19y) | |
| Nicholas A Trajkovski | Registered representative | Nov 2007 (19y) | ||
| William Murphy Owen | Registered representative | Jan 2008 (19y) | ||
| Robert David Steinhorn | Registered representative | Jan 2008 (19y) | ||
| June Joella Vinci | Registered representative | Feb 2008 (18y) | ||
| Peter John Chipouras | Registered representative | CFP | Mar 2008 (18y) | |
| Kevin Donald Henderson | Registered representative | Apr 2008 (18y) | ||
| Thomas Harold Higgins | Registered representative | CFP | Apr 2008 (18y) | |
| Stephen Andrew Mathias | Registered representative | CFP | Apr 2008 (18y) | |
| William Keel | Registered representative | CFP | Apr 2008 (18y) | |
| Jerry David Reimers | Registered representative | Apr 2008 (18y) | ||
| Kam W. Ho | Registered representative | Aug 2008 (18y) | ||
| Eric Franklin Fischer | Registered representative | Aug 2008 (18y) | ||
| Marc Alan Joyner | Registered representative | Sep 2008 (18y) | ||
| William Keel | Registered representative | Dec 2008 (18y) | ||
| Peter Lloyd Anderson | Registered representative | CFP | Jan 2009 (18y) | |
| Matthew Adam Blecker | Registered representative | CFP CFA | Feb 2009 (17y) | |
| James Joseph Wood | Registered representative | CFP | Mar 2009 (17y) | |
| Phillip Andrew Blankenship | Registered representative | Mar 2009 (17y) | ||
| Richard Colacino | Registered representative | CFP | Mar 2009 (17y) | |
| Daniel Peter Thomas | Registered representative | CFP | Mar 2009 (17y) | |
| Erika Leigh Zessin | Registered representative | Mar 2009 (17y) | ||
| Gary Sanford Zink | Registered representative | CFP | Apr 2009 (17y) | |
| Gregory Joseph Ferone | Registered representative | CFP | Apr 2009 (17y) | |
| Michael John Flanagan | Registered representative | Apr 2009 (17y) | ||
| Eric Michael Jensen | Registered representative | CFP Chartered Financial Consultant | Apr 2009 (17y) | |
| David Lee Mire | Registered representative | Apr 2009 (17y) | ||
| Shehab Farouk Mohammad | Registered representative | Apr 2009 (17y) | ||
| Anthony James Culella | Registered representative | CFP | Apr 2009 (17y) | |
| Salvatore Michael Culella | Registered representative | Chartered Financial Consultant | Apr 2009 (17y) | |
| Wendel Kent Guidry | Registered representative | May 2009 (17y) | ||
| John Bolobanic | Registered representative | Jun 2009 (17y) | ||
| Kevin Canfield Hunt | Registered representative | Aug 2009 (17y) | ||
| Talon M. Webb | Registered representative | Nov 2009 (17y) | ||
| Stephen Ray Foster | Registered representative | Nov 2009 (17y) | ||
| Daniel Azeredo | Registered representative | Dec 2009 (17y) | ||
| Anne Mifsud | Registered representative | Dec 2009 (17y) | ||
| William Craig Splawn | Registered representative | Dec 2009 (17y) | ||
| Awilda Diaz | Registered representative | Dec 2009 (17y) | ||
| Frank Vallorosi | Registered representative | Dec 2009 (17y) | ||
| Teresa Lynn Mcclelland Sargent | Registered representative | CFP | Jan 2010 (17y) | |
| James Jeffrey Lee | Registered representative | Jan 2010 (17y) | ||
| David Mark Biebelberg | Registered representative | Jan 2010 (17y) | ||
| Angel Salvador Luca | Registered representative | Jan 2010 (17y) | ||
| James Michael Mccarthy | Registered representative | Jan 2010 (17y) | ||
| Mark Phillip Gross | Registered representative | May 2010 (16y) | ||
| Patricia P Robertson | Registered representative | Jun 2010 (16y) | ||
| Alston Hall Killen | Registered representative | Chartered Financial Consultant | Jul 2010 (16y) | |
| Denise G. Sowell | Registered representative | CFP Chartered Financial Consultant | Jul 2010 (16y) | |
| James Rodney Goff | Registered representative | Chartered Financial Consultant | Jul 2010 (16y) | |
| David S. Clarkson | Registered representative | Aug 2010 (16y) | ||
| Stephen Ray Douglas | Registered representative | Aug 2010 (16y) | ||
| Dale Michael Robl | Registered representative | Aug 2010 (16y) | ||
| Laura Elizabeth Holcombe | Registered representative | CFP | Sep 2010 (16y) | |
| Jeffrey James Cannella | Registered representative | Sep 2010 (16y) | ||
| Michael James Matthews | Registered representative | Sep 2010 (16y) | ||
| Robert Ming Chow | Registered representative | Jan 2011 (16y) | ||
| Robert Gregory Charlebois | Registered representative | Feb 2011 (15y) | ||
| Gerald Marino | Registered representative | Mar 2011 (15y) | ||
| Michael R. Frie | Registered representative | CFP | Mar 2011 (15y) | |
| Matthew William Crafa | Registered representative | Mar 2011 (15y) | ||
| Ted Maitland Lukeman | Registered representative | May 2011 (15y) | ||
| Brian Daniel Dawidowicz | Registered representative | CFP Chartered Financial Consultant | Jun 2011 (15y) | |
| Stanley Bruno | Registered representative | CFP | Jun 2011 (15y) | |
| Paul Thomas Berry | Registered representative | Jun 2011 (15y) | ||
| Vernon G. Baker | Registered representative | Chartered Financial Consultant | Jun 2011 (15y) | |
| Jonathan W Webb | Registered representative | CFP | Jun 2011 (15y) | |
| Paul Lewis Corley | Registered representative | CFP | Jul 2011 (15y) | |
| Adam Reid Kilker | Registered representative | Jul 2011 (15y) | ||
| Donald Lynn Hilburn | Registered representative | Jul 2011 (15y) | ||
| Richard Warner Holt | Registered representative | Aug 2011 (15y) | ||
| Andy S. Hawkey | Registered representative | CFP | Aug 2011 (15y) | |
| Raymond Bruce Dietz | Registered representative | Sep 2011 (15y) | ||
| Hal Matthew Gilbert | Registered representative | Oct 2011 (15y) | ||
| Kennedy Daniel Crossan | Registered representative | CFP | Oct 2011 (15y) | |
| Robert Mitchell Jaffe | Registered representative | Nov 2011 (15y) | ||
| Andrea Elizabeth Hottleman | Registered representative | Dec 2011 (15y) | ||
| Anna Marie Bloom | Registered representative | Mar 2012 (14y) | ||
| Martin Russell Andreasen | Registered representative | Chartered Financial Consultant | Apr 2012 (14y) | |
| Kim Bright | Registered representative | CFP | Apr 2012 (14y) | |
| William Chalmers Hollway | Registered representative | CFP | May 2012 (14y) | |
| Eric Gregory Scheinbaum | Registered representative | May 2012 (14y) | ||
| Kathryn Alice Lichty | Registered representative | Jun 2012 (14y) | ||
| George Peralta Mendoza | Registered representative | Jun 2012 (14y) | ||
| Terry L Nordmeyer | Registered representative | Jul 2012 (14y) | ||
| Maleah D. Stephens | Registered representative | CFP | Jul 2012 (14y) | |
| Mark Thomas Higgins | Registered representative | CFP | Jul 2012 (14y) | |
| Paul Kelly Cook | Registered representative | Aug 2012 (14y) | ||
| Paul Joseph Kieser | Registered representative | Aug 2012 (14y) | ||
| Rodger Baron Hobbs | Registered representative | CFP | Aug 2012 (14y) | |
| Brian Curtis Ullrich | Registered representative | Sep 2012 (14y) | ||
| John Joseph Lewis | Registered representative | Sep 2012 (14y) | ||
| Stanley Richard Bruno | Registered representative | Sep 2012 (14y) | ||
| Christopher Edward Elardo | Registered representative | Oct 2012 (14y) | ||
| Kara M Brockmeier | Registered representative | CFP | Nov 2012 (14y) | |
| Artin Bandari | Registered representative | Nov 2012 (14y) | ||
| Carey M Stansbury | Registered representative | Nov 2012 (14y) | ||
| Sherri Lynn Stansbury | Registered representative | Dec 2012 (14y) | ||
| Keith Sterling Mitchell | Registered representative | Dec 2012 (14y) | ||
| John Nino Brenkovich | Registered representative | CFP Chartered Financial Consultant | Dec 2012 (14y) | |
| Thomas Allison Caldwell | Registered representative | CFA | Jan 2013 (14y) | |
| Rose F. Swanger | Registered representative | CFP | Mar 2013 (13y) | |
| Casey Dewayne Kotter | Registered representative | CFP | Apr 2013 (13y) | |
| Samuel Cabot Clark | Registered representative | Apr 2013 (13y) | ||
| Charles James Bilello | Registered representative | May 2013 (13y) | ||
| Marjorie Evelyn Grace | Registered representative | May 2013 (13y) | ||
| Carleton Amasa Hollister | Registered representative | Jul 2013 (13y) | ||
| Jason M Elchert | Registered representative | Jul 2013 (13y) | ||
| Kelly M. Savage | Registered representative | Jul 2013 (13y) | ||
| Mark Allen Smith | Registered representative | Jul 2013 (13y) | ||
| Mark C Smigelski | Registered representative | Jul 2013 (13y) | ||
| Michael Jay Rosenberg | Registered representative | Jul 2013 (13y) | ||
| Philip J Johnson | Registered representative | Jul 2013 (13y) | ||
| Ralph Edward Toland | Registered representative | Jul 2013 (13y) | ||
| Russell A Karban | Registered representative | CFP Chartered Financial Consultant | Jul 2013 (13y) | |
| Ryan Lee Dauterman | Registered representative | Jul 2013 (13y) | ||
| Tamara Diane Pfaff | Registered representative | Jul 2013 (13y) | ||
| William John Kanary | Registered representative | Jul 2013 (13y) | ||
| Gary Richard Lesage | Registered representative | CFP | Jul 2013 (13y) | |
| James M Monagan | Registered representative | Jul 2013 (13y) | ||
| Jeffrey Daniel Marchal | Registered representative | Jul 2013 (13y) | ||
| Joel David Tschantz | Registered representative | Jul 2013 (13y) | ||
| Lincoln Aaron Boyle | Registered representative | Jul 2013 (13y) | ||
| Sean Edward Savage | Registered representative | CFP Chartered Financial Consultant | Jul 2013 (13y) | |
| Stephen Douglas Morr | Registered representative | Jul 2013 (13y) | ||
| Steven Christopher Howard | Registered representative | Jul 2013 (13y) | ||
| Steven Cochran | Registered representative | Jul 2013 (13y) | ||
| Wayne Edward Milewski | Registered representative | Jul 2013 (13y) | ||
| Anthony Michael Desch | Registered representative | Jul 2013 (13y) | ||
| Damian John Ogrodowski | Registered representative | Jul 2013 (13y) | ||
| Daniel Phelps Finkel | Registered representative | CFP Chartered Financial Consultant | Jul 2013 (13y) | |
| Dennis Todd Rife | Registered representative | Jul 2013 (13y) | ||
| Luis Eduardo Ramirez | Registered representative | Jul 2013 (13y) | ||
| Scott Thomas Walsh | Registered representative | Jul 2013 (13y) | ||
| Thomas Michael Lestrange | Registered representative | Jul 2013 (13y) | ||
| Robert Elliott Mummey | Registered representative | Jul 2013 (13y) | ||
| Michael Edward Camferdam | Registered representative | CFP | Aug 2013 (13y) | |
| Katherine Lynn Strom | Registered representative | Sep 2013 (13y) | ||
| Les Hunzinger | Registered representative | CFP | Sep 2013 (13y) | |
| John Henry Chitwood | Registered representative | Oct 2013 (13y) | ||
| Ronnie D Spence | Registered representative | Oct 2013 (13y) | ||
| Cesar Franco | Registered representative | Nov 2013 (13y) | ||
| Francis William Mcroberts | Registered representative | CFP Chartered Financial Consultant | Nov 2013 (13y) | |
| William Calvin Collins | Registered representative | CFP | Dec 2013 (13y) | |
| Josh Keith Wood | Registered representative | Dec 2013 (13y) | ||
| Sandra Hung Simm Mew Mcroberts | Registered representative | CFP | Dec 2013 (13y) | |
| Todd Wayne Swanson | Registered representative | Chartered Financial Consultant | Dec 2013 (13y) | |
| Gloria Jean Pozzini | Registered representative | Dec 2013 (13y) | ||
| James C Meyer | Registered representative | Dec 2013 (13y) | ||
| Adriano Eagan Batista | Registered representative | Jan 2014 (13y) | ||
| Bradley David Shrader | Registered representative | Jan 2014 (13y) | ||
| Jason M Lach | Registered representative | Jan 2014 (13y) | ||
| Chad Christopher Anderson | Registered representative | Jan 2014 (13y) | ||
| Christopher L Pankratz | Registered representative | CFP | Jan 2014 (13y) | |
| David Alexander Pratt | Registered representative | CFP | Jan 2014 (13y) | |
| David Charles Hoelke | Registered representative | CFP | Jan 2014 (13y) | |
| Paul Albert Giannobile | Registered representative | Jan 2014 (13y) | ||
| Shawn Jay Eilefson | Registered representative | CFP | Jan 2014 (13y) | |
| William Michael Hansen | Registered representative | CFP | Jan 2014 (13y) | |
| Maja Stojanovic | Registered representative | CFP | Jan 2014 (13y) | |
| Rajer I. Choobak | Registered representative | Feb 2014 (12y) | ||
| Grant Harman Hartwell | Registered representative | Feb 2014 (12y) | ||
| Patricia Hale Sobel | Registered representative | Mar 2014 (12y) | ||
| Michael David Ruffalo | Registered representative | Mar 2014 (12y) | ||
| Clint J Morrison | Registered representative | Mar 2014 (12y) | ||
| Joshua Paul Harper | Registered representative | Mar 2014 (12y) | ||
| Jacob S. Wood | Registered representative | Apr 2014 (12y) | ||
| Robert John Trujillo | Registered representative | Apr 2014 (12y) | ||
| Jonathan Samuel Beck | Registered representative | Apr 2014 (12y) | ||
| Elizabeth Lynn Hawkins | Registered representative | Jun 2014 (12y) | ||
| Tony Takuya Minami | Registered representative | Jul 2014 (12y) | ||
| Taea Takagi Jones | Registered representative | Jul 2014 (12y) | ||
| Daniel Patrick Quinn | Registered representative | Aug 2014 (12y) | ||
| Jason Brown | Registered representative | Sep 2014 (12y) | ||
| Thomas Lindsay | Registered representative | Nov 2014 (12y) | ||
| Kathleen Mcbride Symer | Registered representative | CFP | Nov 2014 (12y) | |
| John E Andersen | Registered representative | Dec 2014 (12y) | ||
| Steven Christopher Symer | Registered representative | CFP | Dec 2014 (12y) | |
| Erica Rae Hower | Registered representative | Jan 2015 (12y) | ||
| James Leroy Losey | Registered representative | CFP | Feb 2015 (11y) | |
| Jason Thomas Griffin | Registered representative | Feb 2015 (11y) | ||
| Lisa Marie Lyons | Registered representative | Feb 2015 (11y) | ||
| Kim A Richardson | Registered representative | Mar 2015 (11y) | ||
| Jeffrey A Turner | Registered representative | May 2015 (11y) | ||
| Seok Jo | Registered representative | CFP | May 2015 (11y) | |
| Frank Adolfo Zimbaro | Registered representative | May 2015 (11y) | ||
| Arik Dane Jacobson | Registered representative | May 2015 (11y) | ||
| Peter Matthew Eliason | Registered representative | May 2015 (11y) | ||
| Kevin Thomas Deegan | Registered representative | CFP | Jun 2015 (11y) | |
| Leo Kenneth Monaghan | Registered representative | Jun 2015 (11y) | ||
| Iuliana Keyes | Registered representative | Jun 2015 (11y) | ||
| Anthony John Monaghan | Registered representative | Jul 2015 (11y) | ||
| Kevin Good | Registered representative | CFP | Jul 2015 (11y) | |
| David John Nevinski | Registered representative | Jul 2015 (11y) | ||
| Ryan S Mccarthy | Registered representative | CFP | Nov 2015 (11y) | |
| Dru C Ashcraft | Registered representative | Nov 2015 (11y) | ||
| Dirk Alexander | Registered representative | Nov 2015 (11y) | ||
| Jill Marie Sadler | Registered representative | Nov 2015 (11y) | ||
| Melissa Lynn Brasseur | Registered representative | Dec 2015 (11y) | ||
| Jerry Lee Cline | Registered representative | Jan 2016 (11y) | ||
| Marty Ann Cline | Registered representative | Jan 2016 (11y) | ||
| Gregory Fockler | Registered representative | Jan 2016 (11y) | ||
| John Patrick Quigley | Registered representative | Jan 2016 (11y) | ||
| Kenneth M. Pawula | Registered representative | Jan 2016 (11y) | ||
| Wesley Allen Roland | Registered representative | Jan 2016 (11y) | ||
| Rodney Dale Carpenter | Registered representative | Jan 2016 (11y) | ||
| William Larry Feiler | Registered representative | Feb 2016 (10y) | ||
| Brian Kevin Clarke | Registered representative | Mar 2016 (10y) | ||
| Ryan Albert Beck | Registered representative | Mar 2016 (10y) | ||
| Cortney James Albanese | Registered representative | Apr 2016 (10y) | ||
| Megan Savage Rightnowar | Registered representative | Apr 2016 (10y) | ||
| Nicholas Reed Rightnowar | Registered representative | Apr 2016 (10y) | ||
| Daniel Zachary Goldberg | Registered representative | Apr 2016 (10y) | ||
| Peter Howard Janowsky | Registered representative | Apr 2016 (10y) | ||
| Nathan Howard Palmer | Registered representative | Apr 2016 (10y) | ||
| Phillip Howard Palmer | Registered representative | Chartered Financial Consultant | Apr 2016 (10y) | |
| Bradley Keith Lewis | Registered representative | Apr 2016 (10y) | ||
| Jason David Reimers | Registered representative | Apr 2016 (10y) | ||
| Noel David Bennett | Registered representative | Apr 2016 (10y) | ||
| James E. Oakes | Registered representative | Apr 2016 (10y) | ||
| Mark Jeffrey Snyder | Registered representative | Chartered Financial Consultant | Apr 2016 (10y) | |
| Katherine Bartlett Kennedy | Registered representative | CFP | May 2016 (10y) | |
| Stephen Joseph Bonczek | Registered representative | May 2016 (10y) | ||
| Les Leroy Barber | Registered representative | May 2016 (10y) | ||
| Steven Claire Fullmer | Registered representative | May 2016 (10y) | ||
| Ryan D George | Registered representative | May 2016 (10y) | ||
| Scott Reid Thomas | Registered representative | May 2016 (10y) | ||
| David Deane Powell | Registered representative | May 2016 (10y) | ||
| Ryan Kirk Butts | Registered representative | CFP | May 2016 (10y) | |
| Michelle R Coble | Registered representative | May 2016 (10y) | ||
| Michael Shawn Danter | Registered representative | May 2016 (10y) | ||
| Paul Christopher Maurin | Registered representative | May 2016 (10y) | ||
| Lindsay Brigham Luketic | Registered representative | May 2016 (10y) | ||
| Peter John Ruvolo | Registered representative | Jun 2016 (10y) | ||
| C Michael White | Registered representative | Jun 2016 (10y) | ||
| Robert Joseph Melchor | Registered representative | Jun 2016 (10y) | ||
| Stan Russell Hall | Registered representative | Jun 2016 (10y) | ||
| Mary Geralyn Schaub | Registered representative | CFP | Jun 2016 (10y) | |
| James Jefferson Mcdowell | Registered representative | CFP | Jun 2016 (10y) | |
| Joshua D Wright | Registered representative | Jun 2016 (10y) | ||
| Howard Robert Asch | Registered representative | Jul 2016 (10y) | ||
| Adam Christopher Bahner | Registered representative | CFP | Aug 2016 (10y) | |
| Stephen Wayne Milewski | Registered representative | Aug 2016 (10y) | ||
| Harry Schall | Registered representative | Aug 2016 (10y) | ||
| Sungki Lynn Leemaster | Registered representative | Aug 2016 (10y) | ||
| Kyle Schimming | Registered representative | Oct 2016 (10y) | ||
| Rabindra Nauth Mahabir | Registered representative | Oct 2016 (10y) | ||
| Michael Dreaux Snyder | Registered representative | Oct 2016 (10y) | ||
| Brian William Smoot | Registered representative | Oct 2016 (10y) | ||
| Barry Craig Macdonald | Registered representative | Nov 2016 (10y) | ||
| Deborah Sue Jackson | Registered representative | Dec 2016 (10y) | ||
| Gail Marie Fernandez | Registered representative | CFP | Dec 2016 (10y) | |
| John Alan Levine | Registered representative | Dec 2016 (10y) | ||
| Alexandria Paige Yohn | Registered representative | Dec 2016 (10y) | ||
| Christopher Brian Trombetta | Registered representative | Chartered Financial Consultant | Dec 2016 (10y) | |
| Andrew Mauro Raucci Jr. | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Shelby Anderson Lake | Registered representative | Jan 2017 (10y) | ||
| Daniel Matthew Vinson | Registered representative | Jan 2017 (10y) | ||
| Paul David Miller | Registered representative | Jan 2017 (10y) | ||
| Steven Douglas Ball | Registered representative | Jan 2017 (10y) | ||
| Michael Eugene Di Lorenzo | Registered representative | Feb 2017 (9y) | ||
| Dale A. Wood | Registered representative | CFP | Feb 2017 (9y) | |
| Michael Anthony Phillips | Registered representative | CFP | Mar 2017 (9y) | |
| Laura Hill Strickland | Registered representative | Mar 2017 (9y) | ||
| Marvin Mccoy Brock | Registered representative | Mar 2017 (9y) | ||
| Matthew Seiichi Kagawa | Registered representative | Mar 2017 (9y) | ||
| Jennie Kern Hunsberger | Registered representative | Mar 2017 (9y) | ||
| Chad Kenji Takanishi | Registered representative | Mar 2017 (9y) | ||
| Dennis Tokio Higuchi | Registered representative | Chartered Financial Consultant | Mar 2017 (9y) | |
| Gordon Yoshihiro Sato | Registered representative | CFP | Mar 2017 (9y) | |
| Kevin Akio Okumura | Registered representative | CFP | Mar 2017 (9y) | |
| Mark Satoshi Shirakata | Registered representative | Mar 2017 (9y) | ||
| Paul Jason Smith | Registered representative | Mar 2017 (9y) | ||
| Ryan Kazuo Kamemoto | Registered representative | Mar 2017 (9y) | ||
| Arnold Kei Honda | Registered representative | Mar 2017 (9y) | ||
| Daniel Gerard Shelley | Registered representative | Mar 2017 (9y) | ||
| Anthony P Longobucco | Registered representative | Mar 2017 (9y) | ||
| Marc Anthony Bongiorno | Registered representative | Mar 2017 (9y) | ||
| Amanda Lauren Dunlap | Registered representative | Mar 2017 (9y) | ||
| Timothy Andrew Holloway | Registered representative | Apr 2017 (9y) | ||
| Francisco Javier Mosier | Registered representative | Apr 2017 (9y) | ||
| Kara Lea Younce | Registered representative | Apr 2017 (9y) | ||
| John Joseph Metzger | Registered representative | May 2017 (9y) | ||
| Katie Marie Hire | Registered representative | May 2017 (9y) | ||
| Mitchell Todd Sinz | Registered representative | May 2017 (9y) | ||
| Michael Francis Curatolo | Registered representative | May 2017 (9y) | ||
| Salvatore Phillip Viso | Registered representative | Jun 2017 (9y) | ||
| Michael David Fleming | Registered representative | Jun 2017 (9y) | ||
| Martin Herbert Mellman | Registered representative | Jun 2017 (9y) | ||
| Zachary Joseph Henegan | Registered representative | Jun 2017 (9y) | ||
| John Richard Neighbours | Registered representative | Jun 2017 (9y) | ||
| Ronald Seimitsu Chen | Registered representative | CFP | Jun 2017 (9y) | |
| Harold Leroy Teel | Registered representative | Chartered Financial Consultant | Jun 2017 (9y) | |
| Charles Joseph Winninger | Registered representative | Jul 2017 (9y) | ||
| Larry Jackson Hair | Registered representative | Jul 2017 (9y) | ||
| James E. Armstrong | Registered representative | CFP Chartered Financial Consultant | Aug 2017 (9y) | |
| Michael A Pisacane | Registered representative | Aug 2017 (9y) | ||
| David Anthony Watson | Registered representative | Chartered Financial Consultant | Aug 2017 (9y) | |
| Elmer Zenro Nakao | Registered representative | CFP | Aug 2017 (9y) | |
| Bruce Keith Gendein | Registered representative | Chartered Financial Consultant | Aug 2017 (9y) | |
| Jonathan Rob Royal | Registered representative | CFP | Sep 2017 (9y) | |
| Don Freeman Kizer | Registered representative | Sep 2017 (9y) | ||
| Oliver Kim | Registered representative | Sep 2017 (9y) | ||
| Michael D. Veyette | Registered representative | Sep 2017 (9y) | ||
| Shawn Michael Louis | Registered representative | Sep 2017 (9y) | ||
| Matthew Brock Podgurski | Registered representative | Oct 2017 (9y) | ||
| Lisa Michelle Skordahl | Registered representative | Oct 2017 (9y) | ||
| Lisa Marie Valerio | Registered representative | Oct 2017 (9y) | ||
| Michelle Anne Hauge | Registered representative | CFP | Oct 2017 (9y) | |
| Darla J Wienk | Registered representative | CFP | Oct 2017 (9y) | |
| Geeta Kaur Brana | Registered representative | Oct 2017 (9y) | ||
| Robert Gregory Lyons | Registered representative | Oct 2017 (9y) | ||
| Donald Andrew Donnelly | Registered representative | Oct 2017 (9y) | ||
| Kate Tastrom | Registered representative | CFP | Oct 2017 (9y) | |
| Aimee Rae Tanneberger | Registered representative | CFP | Oct 2017 (9y) | |
| Lesley Cullen Atchley | Registered representative | CFP | Oct 2017 (9y) | |
| Christopher Armand Santini | Registered representative | Oct 2017 (9y) | ||
| Jeffrey Kenneth Bogdan | Registered representative | Nov 2017 (9y) | ||
| Patrick Joseph Cooper | Registered representative | CFP | Nov 2017 (9y) | |
| John Robert Schmidt | Registered representative | Nov 2017 (9y) | ||
| Owen Kenneth Hand | Registered representative | CFP | Nov 2017 (9y) | |
| Herbert R Tanner | Registered representative | CFP | Nov 2017 (9y) | |
| Tamara Ann Frattarelli | Registered representative | Dec 2017 (9y) | ||
| Daryl Andrew Cole | Registered representative | CFP | Dec 2017 (9y) | |
| Brian Scott Parness | Registered representative | Jan 2018 (9y) | ||
| Djuro G Vasic | Registered representative | Jan 2018 (9y) | ||
| Gregg Gilman Rencher | Registered representative | CFP | Feb 2018 (9y) | |
| Michael Albert Verhalen | Registered representative | Mar 2018 (8y) | ||
| Wolfgang Hansjurgen Remkes | Registered representative | Mar 2018 (8y) | ||
| Michael Richard Lapaglia | Registered representative | Jul 2018 (8y) | ||
| George N Sucich | Registered representative | CFP | Jul 2018 (8y) | |
| Richard Kyle Oring | Registered representative | Jul 2018 (8y) | ||
| Stephen Edward Suzuki | Registered representative | Sep 2018 (8y) | ||
| Scott Steven Brown | Registered representative | CFP | Sep 2018 (8y) | |
| Curtis William Frisch | Registered representative | CFP Chartered Financial Consultant | Oct 2018 (8y) | |
| Jonathan James Brimley | Registered representative | Oct 2018 (8y) | ||
| Louis Dante Memmolo | Registered representative | Oct 2018 (8y) | ||
| Matthew J Liston | Registered representative | CFP | Oct 2018 (8y) | |
| Aaron Michael Oudbier | Registered representative | Nov 2018 (8y) | ||
| Adam Christopher Walsh | Registered representative | CFP | Nov 2018 (8y) | |
| Adam M Sachs | Registered representative | CFP | Nov 2018 (8y) | |
| Adam Peter Marino | Registered representative | CFP | Nov 2018 (8y) | |
| Akiko Cox | Registered representative | Nov 2018 (8y) | ||
| Albert Joseph Guida | Registered representative | Nov 2018 (8y) | ||
| Alexander John Petsis | Registered representative | CFP | Nov 2018 (8y) | |
| Alexander Michael Haboush | Registered representative | CFP | Nov 2018 (8y) | |
| Alfonso J Cumplido | Registered representative | Nov 2018 (8y) | ||
| Alice Tang | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Alissa Lerner Kimura | Registered representative | Nov 2018 (8y) | ||
| Allen Lee Zeolla | Registered representative | Nov 2018 (8y) | ||
| Amy Jean Heapps | Registered representative | Nov 2018 (8y) | ||
| Andrew A Jansen | Registered representative | Nov 2018 (8y) | ||
| Andrew Charles Vix | Registered representative | Nov 2018 (8y) | ||
| Andrew Don Behnkendorf | Registered representative | Nov 2018 (8y) | ||
| Andrew Kreston Rose | Registered representative | CFP | Nov 2018 (8y) | |
| Andrew L Collins | Registered representative | Nov 2018 (8y) | ||
| Andrew P King | Registered representative | Nov 2018 (8y) | ||
| Andrew Winans Behm | Registered representative | Nov 2018 (8y) | ||
| Anthony James Mudd | Registered representative | Nov 2018 (8y) | ||
| Anthony Joseph Searcy | Registered representative | Nov 2018 (8y) | ||
| Anthony L Griffin | Registered representative | Nov 2018 (8y) | ||
| Anthony Lee Nicolai | Registered representative | CFP | Nov 2018 (8y) | |
| Anthony Petsis | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Anthony Ralph Di Chiara | Registered representative | Nov 2018 (8y) | ||
| Anthony Richard Shockley | Registered representative | Nov 2018 (8y) | ||
| Anthony Vincent Burgio | Registered representative | Nov 2018 (8y) | ||
| Anthony William Simor | Registered representative | Nov 2018 (8y) | ||
| Anton R Hammock | Registered representative | Nov 2018 (8y) | ||
| Armand Joseph Fisher | Registered representative | Nov 2018 (8y) | ||
| Arnaud Philippe Berry | Registered representative | Nov 2018 (8y) | ||
| Arun Suri | Registered representative | Nov 2018 (8y) | ||
| Asa J Lakeman | Registered representative | CFP | Nov 2018 (8y) | |
| Ashley Alexander O'kurley | Registered representative | CFP | Nov 2018 (8y) | |
| Ashley Lane Howell | Registered representative | Nov 2018 (8y) | ||
| Ashli Shackelford Wheaton | Registered representative | Nov 2018 (8y) | ||
| Athan Peter Vorilas | Registered representative | Nov 2018 (8y) | ||
| Alexander William Schwarck | Registered representative | Nov 2018 (8y) | ||
| Barrett Boychuck Quigley | Registered representative | Nov 2018 (8y) | ||
| Barry Curtis Johnson | Registered representative | Nov 2018 (8y) | ||
| Bassel Fuad Mansour | Registered representative | Nov 2018 (8y) | ||
| Ben B Eshaghi | Registered representative | CFP | Nov 2018 (8y) | |
| Bernadine Kirian | Registered representative | Nov 2018 (8y) | ||
| Bethani Ann Eguia | Registered representative | Nov 2018 (8y) | ||
| Beverley Smith Bouchard | Registered representative | Nov 2018 (8y) | ||
| Blake Daniel Helms | Registered representative | Nov 2018 (8y) | ||
| Blake Thurston Dorsett | Registered representative | Nov 2018 (8y) | ||
| Bonnie Sue Laffie | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Boone Edward Lancaster | Registered representative | Nov 2018 (8y) | ||
| Brad Thomas Whitman | Registered representative | Nov 2018 (8y) | ||
| Bradford Grant Rasor | Registered representative | Nov 2018 (8y) | ||
| Bradley Cole | Registered representative | CFP | Nov 2018 (8y) | |
| Brandon Kyle Cowart | Registered representative | Nov 2018 (8y) | ||
| Brandon Singer | Registered representative | CFP | Nov 2018 (8y) | |
| Brenda Jo Bagonis Cooke | Registered representative | Nov 2018 (8y) | ||
| Brenda Lynn Calkins | Registered representative | Nov 2018 (8y) | ||
| Brendan Dunn Patrick | Registered representative | Nov 2018 (8y) | ||
| Brendan G Dunleavy | Registered representative | Nov 2018 (8y) | ||
| Brendon B Pierce | Registered representative | Nov 2018 (8y) | ||
| Brenna Rachel Chenoweth | Registered representative | Nov 2018 (8y) | ||
| Brent Colby Mccrary | Registered representative | CFP | Nov 2018 (8y) | |
| Brenton Alexander Pitt | Registered representative | Nov 2018 (8y) | ||
| Brenton Duane Harrison | Registered representative | Nov 2018 (8y) | ||
| Brian Basil Heapps | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Brian Campion Stern | Registered representative | Nov 2018 (8y) | ||
| Brian David Thelen | Registered representative | CFP | Nov 2018 (8y) | |
| Brian Diffily | Registered representative | Nov 2018 (8y) | ||
| Brian Francis Mckittrick | Registered representative | CFP | Nov 2018 (8y) | |
| Brian James Hartmann | Registered representative | Nov 2018 (8y) | ||
| Brian Joseph Kurrus | Registered representative | CFP | Nov 2018 (8y) | |
| Brian Kent Falter | Registered representative | Nov 2018 (8y) | ||
| Brian S.C. Ching | Registered representative | Nov 2018 (8y) | ||
| Brian Sai Hon Young | Registered representative | Nov 2018 (8y) | ||
| Brian Wayne Samuelson | Registered representative | Nov 2018 (8y) | ||
| Brock James Norton | Registered representative | Nov 2018 (8y) | ||
| Bronson Elmo Hindman | Registered representative | Nov 2018 (8y) | ||
| Bruce Lloyd Birnbaum | Registered representative | Nov 2018 (8y) | ||
| Bruce William Stroup | Registered representative | Nov 2018 (8y) | ||
| Bryon Eugene Foley | Registered representative | Nov 2018 (8y) | ||
| Bradley Joseph Bond | Registered representative | CFP | Nov 2018 (8y) | |
| Carl David Thill | Registered representative | Nov 2018 (8y) | ||
| Carl H Grund | Registered representative | CFP | Nov 2018 (8y) | |
| Carl James Yee | Registered representative | Nov 2018 (8y) | ||
| Carl Malmrose Hanson | Registered representative | Nov 2018 (8y) | ||
| Carol Makris Jordan | Registered representative | CFP | Nov 2018 (8y) | |
| Caroline Elizabeth Emswiler | Registered representative | CFP | Nov 2018 (8y) | |
| Carri Lynn Berger | Registered representative | Nov 2018 (8y) | ||
| Cassidy Herrick Cheray | Registered representative | Nov 2018 (8y) | ||
| Catherine Cynthia Latto | Registered representative | CFP | Nov 2018 (8y) | |
| Catherine Louise Danford | Registered representative | CFP | Nov 2018 (8y) | |
| Charles Leonard Bond | Registered representative | CFP | Nov 2018 (8y) | |
| Charles Leslie Frazier | Registered representative | CFP | Nov 2018 (8y) | |
| Charles Thomas Herron | Registered representative | CFP | Nov 2018 (8y) | |
| Chase Gregory Felchle | Registered representative | Nov 2018 (8y) | ||
| Cheryl L Zinz | Registered representative | Nov 2018 (8y) | ||
| Chester James Ritchie | Registered representative | Nov 2018 (8y) | ||
| Christina C Mick | Registered representative | Nov 2018 (8y) | ||
| Christine Zweber Konvolinka | Registered representative | Nov 2018 (8y) | ||
| Christopher Alan Beaulieu | Registered representative | Nov 2018 (8y) | ||
| Christopher Allen Heus | Registered representative | CFP | Nov 2018 (8y) | |
| Christopher Allen Oisten | Registered representative | Nov 2018 (8y) | ||
| Christopher B. Jones | Registered representative | Nov 2018 (8y) | ||
| Christopher Jon Mitchell | Registered representative | CFP | Nov 2018 (8y) | |
| Christopher Joseph Lowry | Registered representative | CFP | Nov 2018 (8y) | |
| Christopher Scott Bunch | Registered representative | Nov 2018 (8y) | ||
| Christopher Shane Gurganus | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Christopher Shawn Eilers | Registered representative | Nov 2018 (8y) | ||
| Cindy Hsin Gretschmann | Registered representative | Nov 2018 (8y) | ||
| Clayton Houston Miller | Registered representative | Nov 2018 (8y) | ||
| Cody L Rasmussen | Registered representative | Nov 2018 (8y) | ||
| Colette Marie Safy | Registered representative | Nov 2018 (8y) | ||
| Conner Gerald Mccubbin | Registered representative | Nov 2018 (8y) | ||
| Corey Daniel Norman | Registered representative | CFP | Nov 2018 (8y) | |
| Cory John Murdock | Registered representative | CFP | Nov 2018 (8y) | |
| Craig Alan Joseph | Registered representative | Nov 2018 (8y) | ||
| Craig Luther Patterson | Registered representative | CFP | Nov 2018 (8y) | |
| Curtis Ray Levalley | Registered representative | CFP | Nov 2018 (8y) | |
| Christopher M Sabatini | Registered representative | Nov 2018 (8y) | ||
| Curtis John Le Valley | Registered representative | Nov 2018 (8y) | ||
| Dale Allan Glick | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Dale Robert Mccandless | Registered representative | Nov 2018 (8y) | ||
| Dale Scott Baldwin | Registered representative | Nov 2018 (8y) | ||
| Dana K Smith | Registered representative | Nov 2018 (8y) | ||
| Daniel Charles Polizzotti | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Daniel Edward Olson | Registered representative | Nov 2018 (8y) | ||
| Daniel Gerrard Kress | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Daniel P Marlow | Registered representative | Nov 2018 (8y) | ||
| Daniel Paul Watren | Registered representative | Nov 2018 (8y) | ||
| Daniel Raymond Gardner | Registered representative | CFP | Nov 2018 (8y) | |
| Daniel Stephen Enos | Registered representative | CFP | Nov 2018 (8y) | |
| Daniel Vincent Miele | Registered representative | Nov 2018 (8y) | ||
| Daniel William Charlesworth | Registered representative | Nov 2018 (8y) | ||
| Darrel Dean Peck | Registered representative | Nov 2018 (8y) | ||
| Darren Frederick Brewis | Registered representative | Nov 2018 (8y) | ||
| Daryl Sean Brockman | Registered representative | Nov 2018 (8y) | ||
| David Allen Menard | Registered representative | Nov 2018 (8y) | ||
| David Anthony Reichert | Registered representative | Nov 2018 (8y) | ||
| David James Toth | Registered representative | Nov 2018 (8y) | ||
| David M Shave | Registered representative | CFP | Nov 2018 (8y) | |
| David Michael Fairman | Registered representative | Nov 2018 (8y) | ||
| David Michael Thieke | Registered representative | Nov 2018 (8y) | ||
| David Patrick Flynn | Registered representative | Nov 2018 (8y) | ||
| David Quentin Kutschenreuter | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| David Richard Pasciak | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| David Scott Hansen | Registered representative | Nov 2018 (8y) | ||
| Dean Lawrence Ludwig | Registered representative | Nov 2018 (8y) | ||
| Deborah Morgan Lawyer | Registered representative | Nov 2018 (8y) | ||
| Debra Crager Chandler | Registered representative | Nov 2018 (8y) | ||
| Deforrest Grant Durham | Registered representative | Nov 2018 (8y) | ||
| Dennis Alan Dewitt | Registered representative | Nov 2018 (8y) | ||
| Dennis Eugene Huston | Registered representative | Nov 2018 (8y) | ||
| Deron Russell Allred | Registered representative | CFP | Nov 2018 (8y) | |
| Diana Lynne Farr | Registered representative | Nov 2018 (8y) | ||
| Diane Louise Graca | Registered representative | CFP | Nov 2018 (8y) | |
| Dominic Frank D'amico | Registered representative | Nov 2018 (8y) | ||
| Donald Anthony Beckerle | Registered representative | CFP | Nov 2018 (8y) | |
| Donna Barrett Parker | Registered representative | CFP | Nov 2018 (8y) | |
| Donna Bryant | Registered representative | Nov 2018 (8y) | ||
| Donna Michelle Freeney | Registered representative | Nov 2018 (8y) | ||
| Douglas Arthur Dawe | Registered representative | CFP | Nov 2018 (8y) | |
| Douglas James Niosi | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Douglas Jason Drobny | Registered representative | Nov 2018 (8y) | ||
| Douglas John Rounds | Registered representative | Nov 2018 (8y) | ||
| Douglas Michael Marlow | Registered representative | Nov 2018 (8y) | ||
| Douglas Miller Groome | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Devin Gray Butler | Registered representative | CFP | Nov 2018 (8y) | |
| Earle William Pitt | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Eduardo Antonio Escobar | Registered representative | CFP | Nov 2018 (8y) | |
| Edward Charles Bettner | Registered representative | Nov 2018 (8y) | ||
| Elisabeth Hickox | Registered representative | Nov 2018 (8y) | ||
| Elizabeth Ann Valenti | Registered representative | Nov 2018 (8y) | ||
| Elizabeth Anne Salmon Osbon | Registered representative | Nov 2018 (8y) | ||
| Ellen Kay Timberlake | Registered representative | CFP | Nov 2018 (8y) | |
| Elmo Elvin Cure | Registered representative | Nov 2018 (8y) | ||
| Emanuele Gulino | Registered representative | Nov 2018 (8y) | ||
| Eric Dean Wagner | Registered representative | Nov 2018 (8y) | ||
| Eric Joseph Baize | Registered representative | Nov 2018 (8y) | ||
| Eric Lee Olson | Registered representative | Nov 2018 (8y) | ||
| Eric Michael Kaestner | Registered representative | Nov 2018 (8y) | ||
| Eric Michael Weissman | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Eric R Stein | Registered representative | Nov 2018 (8y) | ||
| Eric S Lesage | Registered representative | CFP | Nov 2018 (8y) | |
| Eric Thomas Glod | Registered representative | Nov 2018 (8y) | ||
| Eric Thomas Nikles | Registered representative | CFP | Nov 2018 (8y) | |
| Erica Lynn Mellone | Registered representative | CFP | Nov 2018 (8y) | |
| Erik Sylvan Sherman | Registered representative | Nov 2018 (8y) | ||
| Faisal Syed Haq | Registered representative | CFP | Nov 2018 (8y) | |
| Favio Javier Taborda | Registered representative | CFP | Nov 2018 (8y) | |
| Frank Byrd Arnold | Registered representative | Personal Financial Specialist | Nov 2018 (8y) | |
| Frederick Dooley Johnson | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Frederick Reginald Blair | Registered representative | Nov 2018 (8y) | ||
| Gabriel Aaron Markley | Registered representative | Nov 2018 (8y) | ||
| Gary Curtis Yontz | Registered representative | Nov 2018 (8y) | ||
| George Andrew Bernet | Registered representative | CFP | Nov 2018 (8y) | |
| George Damien Mcinnis | Registered representative | Nov 2018 (8y) | ||
| George John Makris | Registered representative | Nov 2018 (8y) | ||
| Georgia Lentzeres | Registered representative | Nov 2018 (8y) | ||
| Gerald George Arnholt | Registered representative | Nov 2018 (8y) | ||
| Glendell Mack Baker | Registered representative | Nov 2018 (8y) | ||
| Glenn David Mellin | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Grant Alexander Heddinger | Registered representative | CFP | Nov 2018 (8y) | |
| Grant Eric Tolman | Registered representative | Nov 2018 (8y) | ||
| Gregory Alan Johnson | Registered representative | Nov 2018 (8y) | ||
| Gregory Charles Petersen | Registered representative | CFP | Nov 2018 (8y) | |
| Gregory John Hannah | Registered representative | Nov 2018 (8y) | ||
| Gregory John Mclaughlin | Registered representative | CFP | Nov 2018 (8y) | |
| Gregory Joseph Beaulieu | Registered representative | Nov 2018 (8y) | ||
| Gregory R Fortier | Registered representative | Nov 2018 (8y) | ||
| Harley John Mann | Registered representative | Nov 2018 (8y) | ||
| Harold Andrew Clark | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Harriet Philibert Newsome | Registered representative | Nov 2018 (8y) | ||
| Harris Lawrence Adams | Registered representative | Nov 2018 (8y) | ||
| Herman Thomas Thompson | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Howard Lorne Mcewen | Registered representative | CFA | Nov 2018 (8y) | |
| Hubert Eugene Wootten | Registered representative | CFP | Nov 2018 (8y) | |
| Ian Mc Millin Staley | Registered representative | Nov 2018 (8y) | ||
| Ian Scott Gerrior | Registered representative | Nov 2018 (8y) | ||
| Igor Maskov | Registered representative | Nov 2018 (8y) | ||
| Jacob Albert Charlwood | Registered representative | Nov 2018 (8y) | ||
| Jacob Elliott Dey | Registered representative | Nov 2018 (8y) | ||
| Jacob F Steinmann | Registered representative | Nov 2018 (8y) | ||
| Jacquelyn Joanne Notermann | Registered representative | Nov 2018 (8y) | ||
| Jagruti D Panwala | Registered representative | Nov 2018 (8y) | ||
| Jaime Alberto Hinojosa | Registered representative | CFP | Nov 2018 (8y) | |
| James Arthur Gothard | Registered representative | Nov 2018 (8y) | ||
| James Christopher Plasko | Registered representative | Nov 2018 (8y) | ||
| James Edward Miller | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| James Elmer Kaercher | Registered representative | Nov 2018 (8y) | ||
| James Gregory Biasotti | Registered representative | Nov 2018 (8y) | ||
| James Harold Hern | Registered representative | Nov 2018 (8y) | ||
| James Joseph Beaulieu | Registered representative | Nov 2018 (8y) | ||
| James Michael Burkert | Registered representative | Nov 2018 (8y) | ||
| James Richard Connors | Registered representative | Nov 2018 (8y) | ||
| James Richard Wisniewski | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| James Rosario Savarino | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| James Russell Smith | Registered representative | Nov 2018 (8y) | ||
| James W Rushworth | Registered representative | Nov 2018 (8y) | ||
| James Wesley Scott | Registered representative | CFP | Nov 2018 (8y) | |
| Janath Vijaya Desilva | Registered representative | Nov 2018 (8y) | ||
| Jared Donlee Smith | Registered representative | Nov 2018 (8y) | ||
| Jared Hamilton Dannis | Registered representative | Nov 2018 (8y) | ||
| Jared Kendrick Anderson | Registered representative | Nov 2018 (8y) | ||
| Jared Woodward | Registered representative | CFP | Nov 2018 (8y) | |
| Jarrod Cody Mckee | Registered representative | Nov 2018 (8y) | ||
| Jarrod W Burke | Registered representative | Nov 2018 (8y) | ||
| Jason Dean Hahn | Registered representative | Nov 2018 (8y) | ||
| Jason Douglas Myers | Registered representative | Nov 2018 (8y) | ||
| Jason Glenn Pruden | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Jason Michael Lamendola | Registered representative | Nov 2018 (8y) | ||
| Jason Monteagudo | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Jason R Coffman | Registered representative | Nov 2018 (8y) | ||
| Jason Richard Hill | Registered representative | Nov 2018 (8y) | ||
| Jed David Chmara | Registered representative | Nov 2018 (8y) | ||
| Jeffrey Alan Hilleman | Registered representative | Nov 2018 (8y) | ||
| Jeffrey Allen Kirk | Registered representative | Nov 2018 (8y) | ||
| Jeffrey Anthony Manzella | Registered representative | CFP | Nov 2018 (8y) | |
| Jeffrey Charles Dorward | Registered representative | CFP | Nov 2018 (8y) | |
| Jeffrey Francis Bigler | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Jeffrey Michael Owens | Registered representative | Nov 2018 (8y) | ||
| Jeffrey Philip Bearance | Registered representative | Nov 2018 (8y) | ||
| Jeffrey R Mcintire | Registered representative | Nov 2018 (8y) | ||
| Jeffrey Robert Ritter | Registered representative | Nov 2018 (8y) | ||
| Jeffrey Ronald Susskind | Registered representative | Nov 2018 (8y) | ||
| Jeffrey Todd Pierce | Registered representative | Nov 2018 (8y) | ||
| Jennifer L Hurd Begg | Registered representative | Nov 2018 (8y) | ||
| Jennifer Lynn Scroggins | Registered representative | Nov 2018 (8y) | ||
| Jennifer Lynne Freeman | Registered representative | Nov 2018 (8y) | ||
| Jerad Michael Laparl | Registered representative | Nov 2018 (8y) | ||
| Jesse Edward Meehan | Registered representative | CFP | Nov 2018 (8y) | |
| Jessica Elizabeth Porter | Registered representative | Nov 2018 (8y) | ||
| Jim D. Duncan | Registered representative | Nov 2018 (8y) | ||
| Jody Clayton | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| John Christopher Sherwin | Registered representative | CFP | Nov 2018 (8y) | |
| John David Scott | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| John Harry Kaighn | Registered representative | Nov 2018 (8y) | ||
| John Hartland Mckeown | Registered representative | Nov 2018 (8y) | ||
| John Joseph Frye | Registered representative | Nov 2018 (8y) | ||
| John M Mclaughlin | Registered representative | CFP | Nov 2018 (8y) | |
| John Michael Gautreaux | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| John Michael Rimm | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| John Thomas Hoffman | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| John Vincent Signorotti | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| John William Parker | Registered representative | Nov 2018 (8y) | ||
| Johnny Glenn Emerson | Registered representative | Nov 2018 (8y) | ||
| Jon M Ernst | Registered representative | Nov 2018 (8y) | ||
| Jonathan Britton | Registered representative | Nov 2018 (8y) | ||
| Jonathan Jay Frydman | Registered representative | Nov 2018 (8y) | ||
| Jonathan Michael Owens | Registered representative | CFP | Nov 2018 (8y) | |
| Jonathan Taylor Boslooper | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Joseph Anthony Brita | Registered representative | Nov 2018 (8y) | ||
| Joseph John Oakes | Registered representative | Nov 2018 (8y) | ||
| Joseph Robert Murphy | Registered representative | Nov 2018 (8y) | ||
| Joseph Samuel Little | Registered representative | Nov 2018 (8y) | ||
| Joseph Terrell Cook | Registered representative | CFP | Nov 2018 (8y) | |
| Joshua John Weiskopf | Registered representative | Nov 2018 (8y) | ||
| Joshua Patrick Rice | Registered representative | Nov 2018 (8y) | ||
| Joshua Richard Sirek | Registered representative | Nov 2018 (8y) | ||
| Joy Ann Baron | Registered representative | Nov 2018 (8y) | ||
| Julia A Brufke Wenger | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Julie L Donaruma | Registered representative | Nov 2018 (8y) | ||
| Justin Todd Harrold | Registered representative | CFP | Nov 2018 (8y) | |
| Justin Warren | Registered representative | Nov 2018 (8y) | ||
| Janos Robert Miszti | Registered representative | Nov 2018 (8y) | ||
| Kaled Fuad Khaznehkatbi | Registered representative | Nov 2018 (8y) | ||
| Katharine Auchincloss Corbin | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Keith Patrick Brockman | Registered representative | Nov 2018 (8y) | ||
| Keith Richard Meyers | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Kelly Dean Steele | Registered representative | Nov 2018 (8y) | ||
| Kenneth Bruce Lundquist | Registered representative | Nov 2018 (8y) | ||
| Kenneth Charles Kapinskis | Registered representative | Nov 2018 (8y) | ||
| Kenneth Edward Kovalchuk | Registered representative | Nov 2018 (8y) | ||
| Kenneth Eugene Varndell | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Kenneth Phillip Gross | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Kent Wesley Thompson | Registered representative | Nov 2018 (8y) | ||
| Kenton Lee Fervida | Registered representative | Nov 2018 (8y) | ||
| Kevin D Moriarty | Registered representative | CFP | Nov 2018 (8y) | |
| Kevin Dwayne Smithwick | Registered representative | Nov 2018 (8y) | ||
| Kevin Frank Marshall | Registered representative | Nov 2018 (8y) | ||
| Kevin Garrett Hill | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Kevin Guy Hutto | Registered representative | Nov 2018 (8y) | ||
| Kevin James Anderson | Registered representative | Nov 2018 (8y) | ||
| Kevin James Lanahan | Registered representative | Nov 2018 (8y) | ||
| Kevin Jay Brackin | Registered representative | Nov 2018 (8y) | ||
| Kevin John Bateman | Registered representative | Nov 2018 (8y) | ||
| Kevin John Kogut | Registered representative | Nov 2018 (8y) | ||
| Kevin Joseph Beaulieu | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Kevin Joseph Wadle | Registered representative | Nov 2018 (8y) | ||
| Kevin O'brien Downes | Registered representative | Nov 2018 (8y) | ||
| Kevin Paul Maltezo | Registered representative | CFP | Nov 2018 (8y) | |
| Kimberly Ann Shirk | Registered representative | Nov 2018 (8y) | ||
| Kimberly Louise Jamieson | Registered representative | Nov 2018 (8y) | ||
| Kimberly Marie Korf | Registered representative | Nov 2018 (8y) | ||
| Kirk D Olson | Registered representative | Nov 2018 (8y) | ||
| Kirk Dennis Haefner | Registered representative | Nov 2018 (8y) | ||
| Kristen Leigh Kroeger | Registered representative | Nov 2018 (8y) | ||
| Kristopher Thomas Olexy | Registered representative | CFP | Nov 2018 (8y) | |
| Kyle Alan Voelz | Registered representative | Nov 2018 (8y) | ||
| Kyle Alexander Sanders | Registered representative | Nov 2018 (8y) | ||
| Kyle Ambrose Mclaughlin | Registered representative | CFP | Nov 2018 (8y) | |
| Kyle Stuart Worthy | Registered representative | Nov 2018 (8y) | ||
| Lang Adams | Registered representative | Nov 2018 (8y) | ||
| Larry Dean Hoatson | Registered representative | Nov 2018 (8y) | ||
| Larry George Ruble | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Lawrence Joseph Stack | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Lawrence Stephen Lorusso | Registered representative | Nov 2018 (8y) | ||
| Lee M Gottlieb | Registered representative | Nov 2018 (8y) | ||
| Lelis Marina Pond | Registered representative | Nov 2018 (8y) | ||
| Leonard Joseph Picone | Registered representative | CFP | Nov 2018 (8y) | |
| Leroy Masashi Kawai | Registered representative | Nov 2018 (8y) | ||
| Liam Jared House Myers | Registered representative | Nov 2018 (8y) | ||
| Lisa Lynn Waterman | Registered representative | CFP | Nov 2018 (8y) | |
| Lisa Rae Doherty | Registered representative | Nov 2018 (8y) | ||
| Lloyd Daniel Neubauer | Registered representative | Nov 2018 (8y) | ||
| Lori Ann Colin | Registered representative | CFP | Nov 2018 (8y) | |
| Luc Nghi Du | Registered representative | Nov 2018 (8y) | ||
| Lucas E Lawson | Registered representative | Nov 2018 (8y) | ||
| Luiz Henrique Moreira Boscardin | Registered representative | Nov 2018 (8y) | ||
| Luke S Nowacki | Registered representative | Nov 2018 (8y) | ||
| Malcolm Bartell Street | Registered representative | CFP | Nov 2018 (8y) | |
| Manuel Cortez Gonzalez | Registered representative | Nov 2018 (8y) | ||
| Marc David Ganop | Registered representative | Nov 2018 (8y) | ||
| Marcelo Francys Domingues Oliveira | Registered representative | Nov 2018 (8y) | ||
| Marcin W Krolikowski | Registered representative | CFA | Nov 2018 (8y) | |
| Maria Naqishbandi | Registered representative | Nov 2018 (8y) | ||
| Mark Christopher Sullivan | Registered representative | Nov 2018 (8y) | ||
| Mark Edward Morash | Registered representative | Nov 2018 (8y) | ||
| Mark James Widlowski | Registered representative | Nov 2018 (8y) | ||
| Mark Jay Wagner | Registered representative | Nov 2018 (8y) | ||
| Mark John Marroni | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Mark Joseph Vamvaketis | Registered representative | Nov 2018 (8y) | ||
| Mark Michael Carolin | Registered representative | Nov 2018 (8y) | ||
| Mark Michael Wright | Registered representative | CFP | Nov 2018 (8y) | |
| Mark Paul Ader | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Mark Roy Pond | Registered representative | Nov 2018 (8y) | ||
| Mark S Weaver | Registered representative | Nov 2018 (8y) | ||
| Marvin Louis Andringa | Registered representative | Nov 2018 (8y) | ||
| Matthew Alan Hayes | Registered representative | Nov 2018 (8y) | ||
| Matthew Allen Funk | Registered representative | CFP | Nov 2018 (8y) | |
| Matthew Brandon Hill | Registered representative | Nov 2018 (8y) | ||
| Matthew David Brotherton | Registered representative | Nov 2018 (8y) | ||
| Matthew Dwight Arnold | Registered representative | CFP | Nov 2018 (8y) | |
| Matthew G Stirling | Registered representative | Nov 2018 (8y) | ||
| Matthew Glenn Ottinger | Registered representative | Nov 2018 (8y) | ||
| Matthew Henry Radintz | Registered representative | Nov 2018 (8y) | ||
| Matthew James Nickels | Registered representative | CFP | Nov 2018 (8y) | |
| Matthew John Hoover | Registered representative | Nov 2018 (8y) | ||
| Matthew Neal Garvin | Registered representative | Nov 2018 (8y) | ||
| Matthew Steven Lasala | Registered representative | Nov 2018 (8y) | ||
| Max Alan Hockenberry | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Melchor Elvie Muzkiz | Registered representative | CFP | Nov 2018 (8y) | |
| Michael Dennis Sordyl | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Michael Douglas Gleason | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Michael Francis Lebarge | Registered representative | Nov 2018 (8y) | ||
| Michael Frederick Quick | Registered representative | Nov 2018 (8y) | ||
| Michael G Rose | Registered representative | Nov 2018 (8y) | ||
| Michael Gregory Miller | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Michael James Fischer | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Michael Johnathan Smith | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Michael Joseph Harrington | Registered representative | Nov 2018 (8y) | ||
| Michael Keith Reich | Registered representative | Nov 2018 (8y) | ||
| Michael Manabu Yoshihara | Registered representative | Nov 2018 (8y) | ||
| Michael Matthew Ryan | Registered representative | CFP | Nov 2018 (8y) | |
| Michael Patrick Nelan | Registered representative | Nov 2018 (8y) | ||
| Michael Paul Fornal | Registered representative | Nov 2018 (8y) | ||
| Michael Scott Keith | Registered representative | Nov 2018 (8y) | ||
| Michael Sean Godwin | Registered representative | Nov 2018 (8y) | ||
| Michael Steven Connery | Registered representative | Nov 2018 (8y) | ||
| Michael Thomas Jeter | Registered representative | CFP | Nov 2018 (8y) | |
| Michael W Funk | Registered representative | Nov 2018 (8y) | ||
| Michael Walter Mchugh | Registered representative | Nov 2018 (8y) | ||
| Michelle Lynn Severson | Registered representative | Nov 2018 (8y) | ||
| Miriam Kathleen Scheibner | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Misty Jo Mcfarlane | Registered representative | Nov 2018 (8y) | ||
| Mitchell David Allen | Registered representative | CFP | Nov 2018 (8y) | |
| Mitchell Kevin Foster | Registered representative | Nov 2018 (8y) | ||
| Mitchell Philip Mcgraw | Registered representative | Nov 2018 (8y) | ||
| Monty Lee Coen | Registered representative | Nov 2018 (8y) | ||
| Morteza Karimian | Registered representative | Nov 2018 (8y) | ||
| Mark Alan Thigpen | Registered representative | Nov 2018 (8y) | ||
| Michael David Shea | Registered representative | CFP | Nov 2018 (8y) | |
| Nan Wang | Registered representative | Nov 2018 (8y) | ||
| Nancy Jane Hite | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Nathan Paul Auclair | Registered representative | Nov 2018 (8y) | ||
| Nathaniel Arnold Turner | Registered representative | Nov 2018 (8y) | ||
| Nathaniel Thomas Volkema | Registered representative | CFP | Nov 2018 (8y) | |
| Neil Keith Wilkinson | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Newton Omogori Ola Ilawole | Registered representative | Nov 2018 (8y) | ||
| Nicholas Andrew Burns | Registered representative | Nov 2018 (8y) | ||
| Nicholas Burns Hanley | Registered representative | CFP | Nov 2018 (8y) | |
| Nicholas Charles Valenti | Registered representative | Nov 2018 (8y) | ||
| Nicholas John Pino | Registered representative | Nov 2018 (8y) | ||
| Nicholas Michael Adams | Registered representative | Nov 2018 (8y) | ||
| Nicholas Ryan Sliemers | Registered representative | CFP | Nov 2018 (8y) | |
| Nick James Valenti | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Niraj Prafull Baxi | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Nirdesh Jagdish Patel | Registered representative | Nov 2018 (8y) | ||
| Nisha K. Doshi | Registered representative | CFP | Nov 2018 (8y) | |
| Noel Robert Dulac | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Nohemi Catalano Cecil | Registered representative | Nov 2018 (8y) | ||
| Norman David Raymer | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Patricia Kerr Uhart | Registered representative | Nov 2018 (8y) | ||
| Patrick James Modjeski | Registered representative | Nov 2018 (8y) | ||
| Patrick Joseph Guzi | Registered representative | Nov 2018 (8y) | ||
| Patrick Martin Thielen | Registered representative | Nov 2018 (8y) | ||
| Paul Andrew Richards | Registered representative | Nov 2018 (8y) | ||
| Paul Andrew Wieda | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Paul James Mcgovern | Registered representative | CFP | Nov 2018 (8y) | |
| Paz Maria Chandra | Registered representative | Nov 2018 (8y) | ||
| Perry Duane Nocifora | Registered representative | CFP | Nov 2018 (8y) | |
| Pete Chris Stamatis | Registered representative | Nov 2018 (8y) | ||
| Peter Aaron Sechoka | Registered representative | Nov 2018 (8y) | ||
| Peter Louis Gianopoulos | Registered representative | Nov 2018 (8y) | ||
| Philip Andrew Kostaroff | Registered representative | CFP | Nov 2018 (8y) | |
| Philip Wesley Cunningham | Registered representative | Nov 2018 (8y) | ||
| Phillip Dean Orr | Registered representative | Nov 2018 (8y) | ||
| Phyllis Ann Klein | Registered representative | Nov 2018 (8y) | ||
| Polychronis Alexander Bonaros | Registered representative | Nov 2018 (8y) | ||
| Phillip James Pierri | Registered representative | CFP | Nov 2018 (8y) | |
| Rajesh C Laungani | Registered representative | CFP | Nov 2018 (8y) | |
| Randal Scott Poirier | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Randolph Samuel Balch | Registered representative | Nov 2018 (8y) | ||
| Randy Gene Mcqueen | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Raul L Lopez Morales | Registered representative | CFP | Nov 2018 (8y) | |
| Raymond Desormier | Registered representative | Nov 2018 (8y) | ||
| Raymond Joseph Ortega | Registered representative | Nov 2018 (8y) | ||
| Raymond Joseph Trepanier | Registered representative | CFP | Nov 2018 (8y) | |
| Raymond Thomas Blunk | Registered representative | Nov 2018 (8y) | ||
| Raymond Walter Sternberg | Registered representative | Nov 2018 (8y) | ||
| Rebecca Day Taylor | Registered representative | Nov 2018 (8y) | ||
| Renee Anne Benoit | Registered representative | CFP | Nov 2018 (8y) | |
| Rex Allen Sallak | Registered representative | Nov 2018 (8y) | ||
| Rhandy Arzaga | Registered representative | Nov 2018 (8y) | ||
| Ricardo Gregorio Serra | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Richard Charles Ondreicka | Registered representative | Nov 2018 (8y) | ||
| Richard Keen Walters | Registered representative | Nov 2018 (8y) | ||
| Richard Philip Beaulieu | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Richard White Chase | Registered representative | Nov 2018 (8y) | ||
| Robert Andrew Beatty | Registered representative | Nov 2018 (8y) | ||
| Robert B Olson | Registered representative | CFP | Nov 2018 (8y) | |
| Robert Baldwin Ritchie | Registered representative | Nov 2018 (8y) | ||
| Robert Bruce Hurd | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Robert C Basiri | Registered representative | Nov 2018 (8y) | ||
| Robert Carl Woosley | Registered representative | CFP | Nov 2018 (8y) | |
| Robert Charles Coleman | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Robert Charles Pender | Registered representative | Nov 2018 (8y) | ||
| Robert Clayton Turner | Registered representative | Nov 2018 (8y) | ||
| Robert Dana Wright | Registered representative | Nov 2018 (8y) | ||
| Robert David Braun | Registered representative | Nov 2018 (8y) | ||
| Robert Franklin Cox | Registered representative | Nov 2018 (8y) | ||
| Robert James Ferrari | Registered representative | Nov 2018 (8y) | ||
| Robert John Hartwell | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Robert Joseph Riley | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Robert Leroy Shipp | Registered representative | Nov 2018 (8y) | ||
| Robert Wayne Mitchell | Registered representative | Nov 2018 (8y) | ||
| Robert Wayne Tyler | Registered representative | CFP | Nov 2018 (8y) | |
| Rodney Alan Stastny | Registered representative | Nov 2018 (8y) | ||
| Roger Dale Bennett | Registered representative | Nov 2018 (8y) | ||
| Roger Dean Werner | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Roger Lewis Mcdevitt | Registered representative | Nov 2018 (8y) | ||
| Ron Allan Dale | Registered representative | CFP | Nov 2018 (8y) | |
| Ronald John Yellets | Registered representative | Nov 2018 (8y) | ||
| Rory Dean Kuhn | Registered representative | Nov 2018 (8y) | ||
| Rulla Nehme Pontarelli | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Russell Ben Diamond | Registered representative | CFP | Nov 2018 (8y) | |
| Ruth Elaine Delaney | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Ryan Christian Barber | Registered representative | Nov 2018 (8y) | ||
| Ryan Eugene Howison | Registered representative | Nov 2018 (8y) | ||
| Ryan Matthew Bassett | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Robin Lynn Carmichael | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Ryan Clifford Adams | Registered representative | CFP | Nov 2018 (8y) | |
| S. Mclean Jones | Registered representative | Nov 2018 (8y) | ||
| Samuel Britton Baldwin | Registered representative | CFP | Nov 2018 (8y) | |
| Samuel Frederick Giordano | Registered representative | Nov 2018 (8y) | ||
| Sara Kate Vick | Registered representative | CFP | Nov 2018 (8y) | |
| Sarah M Simes | Registered representative | Nov 2018 (8y) | ||
| Scot Alan Reynolds | Registered representative | Nov 2018 (8y) | ||
| Scott A Garrison | Registered representative | CFP | Nov 2018 (8y) | |
| Scott Allen Anderson | Registered representative | Nov 2018 (8y) | ||
| Scott Ardel Litten | Registered representative | Nov 2018 (8y) | ||
| Scott D Edelman | Registered representative | Nov 2018 (8y) | ||
| Scott Daniel Sorrell | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Scott Eric Mendelsohn | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Scott Gilliam Russell | Registered representative | CFP | Nov 2018 (8y) | |
| Scott Michael Culiner | Registered representative | CFP | Nov 2018 (8y) | |
| Scott Michael Davis | Registered representative | CFP | Nov 2018 (8y) | |
| Scott Wallace Holden | Registered representative | Nov 2018 (8y) | ||
| Scott Ward Armstrong | Registered representative | Nov 2018 (8y) | ||
| Sean Frederick Milner | Registered representative | Nov 2018 (8y) | ||
| Sean Michael Rice | Registered representative | Nov 2018 (8y) | ||
| Sean Patrick Mcgovern | Registered representative | Nov 2018 (8y) | ||
| Sean Richard Bove | Registered representative | Nov 2018 (8y) | ||
| Sebastian Francisco Banchs | Registered representative | Nov 2018 (8y) | ||
| Shahid Islam Malik | Registered representative | Nov 2018 (8y) | ||
| Shane Leon Derifield | Registered representative | Nov 2018 (8y) | ||
| Shannon Scott Smithwick | Registered representative | Nov 2018 (8y) | ||
| Shawn Melaine Behrendsen | Registered representative | Nov 2018 (8y) | ||
| Sheila A Odlaug | Registered representative | Nov 2018 (8y) | ||
| Sheri Lynn Hensley | Registered representative | Nov 2018 (8y) | ||
| Shinfen Circe Wu | Registered representative | Nov 2018 (8y) | ||
| Sidney David Tyner | Registered representative | Nov 2018 (8y) | ||
| Skip A Ames | Registered representative | Nov 2018 (8y) | ||
| Staci Ann Streich | Registered representative | Nov 2018 (8y) | ||
| Stacy D Hall | Registered representative | Nov 2018 (8y) | ||
| Stephanie Dawn Breske | Registered representative | Nov 2018 (8y) | ||
| Stephen Andrew Smith | Registered representative | Nov 2018 (8y) | ||
| Stephen Ashley Stilwell | Registered representative | Nov 2018 (8y) | ||
| Stephen Clarke Pitts | Registered representative | CFP | Nov 2018 (8y) | |
| Stephen Claude Carter | Registered representative | Nov 2018 (8y) | ||
| Stephen Gary Ross | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Stephen Marshall Grice | Registered representative | CFP | Nov 2018 (8y) | |
| Stephen Y Hsieh | Registered representative | Nov 2018 (8y) | ||
| Steve Dante Pursley | Registered representative | Nov 2018 (8y) | ||
| Steve Von Worthy | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Steven Barry Tuttle | Registered representative | Nov 2018 (8y) | ||
| Steven Brent Balloch | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Steven Greg Weholt | Registered representative | Nov 2018 (8y) | ||
| Steven John Heideman | Registered representative | Nov 2018 (8y) | ||
| Steven Marc Ruttgeizer | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Steven Michael Consiglio | Registered representative | Nov 2018 (8y) | ||
| Steven Thomas Dum | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Steven Vincent Abbruzzese | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Susan Laflin Kramer | Registered representative | Nov 2018 (8y) | ||
| Susan Marie Ellis | Registered representative | CFP | Nov 2018 (8y) | |
| Tara Garvin Clark | Registered representative | Nov 2018 (8y) | ||
| Taylor James Fervida | Registered representative | Nov 2018 (8y) | ||
| Taylor Leigh Mcbee | Registered representative | Nov 2018 (8y) | ||
| Ted Joel Dickinson | Registered representative | Nov 2018 (8y) | ||
| Ted Mitch Monroe | Registered representative | CFP | Nov 2018 (8y) | |
| Terence Joseph Glackin | Registered representative | Nov 2018 (8y) | ||
| Terri Marie Pekarcik | Registered representative | Nov 2018 (8y) | ||
| Terry Lynn Garvin | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Theodore Robert Earl | Registered representative | Nov 2018 (8y) | ||
| Theresa Marie Engle | Registered representative | Nov 2018 (8y) | ||
| Thomas Andrew Valenti | Registered representative | Nov 2018 (8y) | ||
| Thomas Carroll Pilkington | Registered representative | Nov 2018 (8y) | ||
| Thomas Edward Brown | Registered representative | Nov 2018 (8y) | ||
| Thomas Joseph Burke | Registered representative | Nov 2018 (8y) | ||
| Thomas Melvin Clifford | Registered representative | Nov 2018 (8y) | ||
| Thomas Ralph Hokr | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Thomas Raymond Moriarty | Registered representative | Nov 2018 (8y) | ||
| Thomas Theo Fox | Registered representative | CFP | Nov 2018 (8y) | |
| Tiffany Catherine Mayo | Registered representative | Nov 2018 (8y) | ||
| Timothy David Doll | Registered representative | Nov 2018 (8y) | ||
| Timothy James Bunker | Registered representative | Nov 2018 (8y) | ||
| Timothy Jay Rial | Registered representative | Nov 2018 (8y) | ||
| Timothy Patrick Dwyer | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Toan Thanh Le | Registered representative | CFP | Nov 2018 (8y) | |
| Todd Aaron Thompson | Registered representative | Nov 2018 (8y) | ||
| Tracy Ann Crimmins | Registered representative | Nov 2018 (8y) | ||
| Travis Keenaghan Wasson | Registered representative | CFP | Nov 2018 (8y) | |
| Trevor Coy Lawson | Registered representative | CFP | Nov 2018 (8y) | |
| Trey Harold Whalley | Registered representative | Nov 2018 (8y) | ||
| Trina Renee Urban | Registered representative | Nov 2018 (8y) | ||
| Troy David Ernzer | Registered representative | CFP | Nov 2018 (8y) | |
| Troy Thomas Welsch | Registered representative | Nov 2018 (8y) | ||
| Tyler Aaron Cammalleri | Registered representative | Nov 2018 (8y) | ||
| Tristan Mark Block | Registered representative | CFP | Nov 2018 (8y) | |
| Valerie Kendrick | Registered representative | Nov 2018 (8y) | ||
| Van Robert Harrold | Registered representative | Nov 2018 (8y) | ||
| Victor Munoz | Registered representative | Nov 2018 (8y) | ||
| Walter David Carr | Registered representative | Nov 2018 (8y) | ||
| Walter J Nencka | Registered representative | Nov 2018 (8y) | ||
| Wendy Piper Weant | Registered representative | Nov 2018 (8y) | ||
| William Blackiston Wilmer | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| William Daniel Stoskopf | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| William David Smith | Registered representative | Nov 2018 (8y) | ||
| William George Cummings | Registered representative | Personal Financial Specialist | Nov 2018 (8y) | |
| William George Mcintee | Registered representative | Nov 2018 (8y) | ||
| William Gordon Wilk | Registered representative | Nov 2018 (8y) | ||
| William Gustav Carson | Registered representative | Nov 2018 (8y) | ||
| William Hunter Hickam | Registered representative | Nov 2018 (8y) | ||
| William James Warren | Registered representative | CFP | Nov 2018 (8y) | |
| William John Finnegan | Registered representative | Nov 2018 (8y) | ||
| William Joseph Conklin | Registered representative | CFP | Nov 2018 (8y) | |
| William Paul Frailey | Registered representative | CFP | Nov 2018 (8y) | |
| William Randall Keng | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| William Ruben Terry | Registered representative | Nov 2018 (8y) | ||
| William Russell Dudley | Registered representative | CFP | Nov 2018 (8y) | |
| William S Oakes | Registered representative | CFP | Nov 2018 (8y) | |
| William Stephen Shufflebarger | Registered representative | Nov 2018 (8y) | ||
| William Thomas Isaacs | Registered representative | CFP | Nov 2018 (8y) | |
| William Thomas Spencer | Registered representative | CFP | Nov 2018 (8y) | |
| Xavier Juan Pujol | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Zachary Thomas Scott | Registered representative | Nov 2018 (8y) | ||
| Zachary M Zukowski | Registered representative | Nov 2018 (8y) | ||
| Dan Paul Michaelian | Registered representative | Nov 2018 (8y) | ||
| James Ray Magaziner | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Yolande Dee Circosta | Registered representative | Nov 2018 (8y) | ||
| Donna D Lea | Registered representative | CFP | Nov 2018 (8y) | |
| Stephen James Geis | Registered representative | Nov 2018 (8y) | ||
| Patrick Gerard Kress | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Amberly Marie Thurston | Registered representative | CFP | Nov 2018 (8y) | |
| Jodie Shtabsky | Registered representative | CFP | Nov 2018 (8y) | |
| Christopher Wheaton Mcniff | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Daniel R Kress | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| William Francis Ryan | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Michael William Mcgowan | Registered representative | CFP | Nov 2018 (8y) | |
| Kiley Milton Hard | Registered representative | Nov 2018 (8y) | ||
| Whitney Howard Floren | Registered representative | Nov 2018 (8y) | ||
| Stacy M Foster | Registered representative | Nov 2018 (8y) | ||
| William H Cully | Registered representative | CFP | Nov 2018 (8y) | |
| Brian Gasior | Registered representative | Nov 2018 (8y) | ||
| Carlos Camarillo | Registered representative | Dec 2018 (8y) | ||
| Natalie Weaver Stenehjem | Registered representative | Dec 2018 (8y) | ||
| Brian Thomas Mckee | Registered representative | Dec 2018 (8y) | ||
| Ronald Lee Bland | Registered representative | Dec 2018 (8y) | ||
| Lori Marie Costantino | Registered representative | Jan 2019 (8y) | ||
| John Michael Wisenbaker | Registered representative | Jan 2019 (8y) | ||
| Anthony J Bagonis | Registered representative | Jan 2019 (8y) | ||
| Nicholas Jerry Pangakis | Registered representative | Jan 2019 (8y) | ||
| Lisa Renee Thorngate Kennedy | Registered representative | Jan 2019 (8y) | ||
| Amber Leigh Carrick | Registered representative | Jan 2019 (8y) | ||
| Steve Eugene Adams | Registered representative | CFP Chartered Financial Consultant | Jan 2019 (8y) | |
| Glennel Warren Jordan | Registered representative | Jan 2019 (8y) | ||
| Kelley Mei Lin Yoshie Tom | Registered representative | CFP | Jan 2019 (8y) | |
| Thomas J Y Lin | Registered representative | CFP | Jan 2019 (8y) | |
| Alexander C Petrovich | Registered representative | Feb 2019 (8y) | ||
| Paul Joseph | Registered representative | Feb 2019 (7y) | ||
| Dane Tokuma Sako | Registered representative | Feb 2019 (7y) | ||
| Arti K Shah | Registered representative | Feb 2019 (7y) | ||
| Sheldon Douglas Slagel | Registered representative | Feb 2019 (7y) | ||
| Daniel Ayala | Registered representative | Feb 2019 (7y) | ||
| Robert A Sewall | Registered representative | Feb 2019 (7y) | ||
| Steven Blair Mccartin | Registered representative | CFP Chartered Financial Consultant | Feb 2019 (7y) | |
| Kirk S Barth | Registered representative | CFP Chartered Financial Consultant | Mar 2019 (7y) | |
| Nicole Lyn Williams | Registered representative | CFP | Mar 2019 (7y) | |
| Michael David Berk | Registered representative | Chartered Financial Consultant | Mar 2019 (7y) | |
| Patrick Tantoco | Registered representative | Mar 2019 (7y) | ||
| Thomas Joseph Henderson | Registered representative | Mar 2019 (7y) | ||
| Kathleen Ann Hollway Leistikow | Registered representative | Mar 2019 (7y) | ||
| Connor Phillip Hartwell | Registered representative | Mar 2019 (7y) | ||
| William J. Teague | Registered representative | Mar 2019 (7y) | ||
| William Jesse Teague | Registered representative | Mar 2019 (7y) | ||
| Michael Alton Hutto | Registered representative | CFP | Apr 2019 (7y) | |
| Luke John Connell | Registered representative | Apr 2019 (7y) | ||
| Charles William Bassing | Registered representative | CFP Chartered Financial Consultant | Apr 2019 (7y) | |
| Michael R Lombardo | Registered representative | Apr 2019 (7y) | ||
| Anthony Chen | Registered representative | May 2019 (7y) | ||
| Tonita Jo Arthur | Registered representative | May 2019 (7y) | ||
| Andrew Jon Rogers | Registered representative | May 2019 (7y) | ||
| Zane David Zybach | Registered representative | May 2019 (7y) | ||
| Yianni N Makris | Registered representative | May 2019 (7y) | ||
| Joan L Knight | Registered representative | May 2019 (7y) | ||
| Terry Lynn Norris | Registered representative | CFP Chartered Financial Consultant | May 2019 (7y) | |
| Gregory Mark Gendron | Registered representative | Jun 2019 (7y) | ||
| William Gerard Dagit | Registered representative | Jun 2019 (7y) | ||
| Michael Joshua Leibowiz | Registered representative | CFP | Jul 2019 (7y) | |
| Michael Shawn Tanneberger | Registered representative | Jul 2019 (7y) | ||
| Michael Robert Cohen | Registered representative | Chartered Financial Consultant | Jul 2019 (7y) | |
| Larry Wainwright | Registered representative | Jul 2019 (7y) | ||
| Charles Dominic Dayer Wild | Registered representative | CFP | Jul 2019 (7y) | |
| Clyde Patterson Mcfadden | Registered representative | Jul 2019 (7y) | ||
| Dane Randolph Smith | Registered representative | Chartered Financial Consultant | Jul 2019 (7y) | |
| David Joseph Nichols | Registered representative | CFP Chartered Financial Consultant | Jul 2019 (7y) | |
| Jennifer Mary Keck | Registered representative | CFP | Jul 2019 (7y) | |
| David Michael Jullie | Registered representative | Jul 2019 (7y) | ||
| Michael Jay Milas | Registered representative | Jul 2019 (7y) | ||
| Louis Michael Perraut | Registered representative | CFP | Aug 2019 (7y) | |
| Alyx M Cox | Registered representative | CFP | Aug 2019 (7y) | |
| Brett J Sigler | Registered representative | Aug 2019 (7y) | ||
| Raymond Butterworth | Registered representative | Chartered Financial Consultant | Aug 2019 (7y) | |
| Ryan Sean Savage | Registered representative | CFP | Aug 2019 (7y) | |
| Victoria C Printz | Registered representative | Aug 2019 (7y) | ||
| James Arthur Rice | Registered representative | CFP | Aug 2019 (7y) | |
| Michael Gene Satterwhite | Registered representative | Aug 2019 (7y) | ||
| Ryan Thomas Meyer | Registered representative | CFP | Aug 2019 (7y) | |
| Sherri Lynn Goss | Registered representative | Aug 2019 (7y) | ||
| Hugh Randall Goss | Registered representative | Aug 2019 (7y) | ||
| Daniel Martinez | Registered representative | Aug 2019 (7y) | ||
| Kathryn Angelina Alexandra Higgins | Registered representative | Sep 2019 (7y) | ||
| Jeffrey Kevin Beamer | Registered representative | Sep 2019 (7y) | ||
| William Barrett Phillips | Registered representative | Sep 2019 (7y) | ||
| Austin Dailey Watts | Registered representative | CFP | Oct 2019 (7y) | |
| Trisha Sue Qualy | Registered representative | CFP | Oct 2019 (7y) | |
| Chris Savorelli | Registered representative | Oct 2019 (7y) | ||
| Thomas Kenneth Rippberger | Registered representative | CFP | Oct 2019 (7y) | |
| Joseph Cortis Orlando | Registered representative | Oct 2019 (7y) | ||
| Blake Lee Harper | Registered representative | Chartered Financial Consultant | Oct 2019 (7y) | |
| Jason Wayne Baird | Registered representative | Nov 2019 (7y) | ||
| Maria Elizabeth Bongiovanni | Registered representative | Nov 2019 (7y) | ||
| Neil Kriegstein | Registered representative | CFP | Nov 2019 (7y) | |
| Nathan S Weir | Registered representative | CFP | Nov 2019 (7y) | |
| Evan P Daunhauer | Registered representative | Nov 2019 (7y) | ||
| David Michael Vogelson | Registered representative | Nov 2019 (7y) | ||
| Rita Robbins | Registered representative | Nov 2019 (7y) | ||
| Gary Chong | Registered representative | Dec 2019 (7y) | ||
| Jacob Joseph Kokaly | Registered representative | Dec 2019 (7y) | ||
| Austin Mire | Registered representative | Dec 2019 (7y) | ||
| Amy Louise Mielnicki | Registered representative | Dec 2019 (7y) | ||
| Sarah Anne Militano | Registered representative | Dec 2019 (7y) | ||
| Christopher B Prosinski | Registered representative | Dec 2019 (7y) | ||
| Christopher Dennis Wright | Registered representative | Dec 2019 (7y) | ||
| Thomas John Zignego | Registered representative | Jan 2020 (7y) | ||
| Russell John Feldman | Registered representative | Jan 2020 (7y) | ||
| Brittany Marie Russell Porter | Registered representative | CFP | Jan 2020 (7y) | |
| Kevin Richard Kneip | Registered representative | Chartered Financial Consultant | Jan 2020 (7y) | |
| Christine Ann Theroux | Registered representative | CFP | Jan 2020 (7y) | |
| Klayton Foster Booth | Registered representative | Jan 2020 (7y) | ||
| Wallerend Ezin | Registered representative | Jan 2020 (7y) | ||
| Cynthia Beth Pollack | Registered representative | Jan 2020 (7y) | ||
| Ethan A Cramer | Registered representative | Feb 2020 (6y) | ||
| Michael Carl Christofanelli | Registered representative | Feb 2020 (6y) | ||
| Lauren Levine Ulloa | Registered representative | Feb 2020 (6y) | ||
| Kenneth Richard Femiano | Registered representative | Feb 2020 (6y) | ||
| Matthew Ryan Zettel | Registered representative | Feb 2020 (6y) | ||
| Juzel Duenas | Registered representative | Mar 2020 (6y) | ||
| Anna Marie Makris | Registered representative | Mar 2020 (6y) | ||
| Anthony Joseph Coco | Registered representative | Mar 2020 (6y) | ||
| Amy Marie Jansen | Registered representative | Apr 2020 (6y) | ||
| Peter Hatzakos | Registered representative | Apr 2020 (6y) | ||
| Lee Allen Shaffer | Registered representative | Chartered Financial Consultant | Apr 2020 (6y) | |
| Jake Peter Anderson | Registered representative | CFP | Apr 2020 (6y) | |
| Corrine Renee Clark | Registered representative | May 2020 (6y) | ||
| Crystal Nicole Hatteberg | Registered representative | May 2020 (6y) | ||
| Joshua Allen Hutchinson | Registered representative | May 2020 (6y) | ||
| Regino Corona | Registered representative | May 2020 (6y) | ||
| Jean Marie Jackson | Registered representative | CFP | Jun 2020 (6y) | |
| William Joseph Dorsch | Registered representative | Jun 2020 (6y) | ||
| Herbert Henry Scheffler | Registered representative | Jun 2020 (6y) | ||
| Justin Matthew Shaffer | Registered representative | Jun 2020 (6y) | ||
| Benjamin K Person | Registered representative | CFP | Jun 2020 (6y) | |
| Joshua James Long | Registered representative | Jun 2020 (6y) | ||
| Joan Frances Crouch | Registered representative | Jul 2020 (6y) | ||
| Lynn D Delprado Araneta | Registered representative | Chartered Financial Consultant | Jul 2020 (6y) | |
| Daniel Francis Haines | Registered representative | CFP | Jul 2020 (6y) | |
| Tarrence Ray Trusty | Registered representative | Jul 2020 (6y) | ||
| Debra Jill Mosser | Registered representative | Jul 2020 (6y) | ||
| Stacy A Winsand | Registered representative | Jul 2020 (6y) | ||
| Markus Everett Weaver | Registered representative | Jul 2020 (6y) | ||
| Andrew M Loose | Registered representative | Aug 2020 (6y) | ||
| Matthew H Garber | Registered representative | CFP | Aug 2020 (6y) | |
| John Vondercrone | Registered representative | Aug 2020 (6y) | ||
| Robert Rafano | Registered representative | CFP | Aug 2020 (6y) | |
| Jesse Mitchell Frazier | Registered representative | Aug 2020 (6y) | ||
| Sean K Osborn | Registered representative | Aug 2020 (6y) | ||
| Camden Joseph Quenneville | Registered representative | Aug 2020 (6y) | ||
| Derek John Carter | Registered representative | Aug 2020 (6y) | ||
| Adam Randolph Lampe | Registered representative | Sep 2020 (6y) | ||
| John Spatola | Registered representative | Sep 2020 (6y) | ||
| David Gerald Lampe | Registered representative | Sep 2020 (6y) | ||
| Robert Anthony Bishop | Registered representative | Chartered Financial Consultant | Sep 2020 (6y) | |
| Christopher Jordan Matchett | Registered representative | Sep 2020 (6y) | ||
| Brian Mccabe | Registered representative | Oct 2020 (6y) | ||
| Andrew David Smigelski | Registered representative | Oct 2020 (6y) | ||
| James Thurman Kahn | Registered representative | Oct 2020 (6y) | ||
| Matthew Craig Hall | Registered representative | Oct 2020 (6y) | ||
| Alyssa Marie Jarman | Registered representative | CFP | Oct 2020 (6y) | |
| Anthony Kheng Chuan Soh | Registered representative | CFP Chartered Financial Consultant | Oct 2020 (6y) | |
| April Marie Wilson | Registered representative | CFP | Oct 2020 (6y) | |
| Charles Dean Grass | Registered representative | Oct 2020 (6y) | ||
| Constantin Capellas | Registered representative | Oct 2020 (6y) | ||
| Frank Joseph Ryan Busichio | Registered representative | CFP | Oct 2020 (6y) | |
| Haris Zia Ansari | Registered representative | Oct 2020 (6y) | ||
| Kurt Daniel Jonson | Registered representative | CFP | Oct 2020 (6y) | |
| Kyle Kaleiluakiliopu Fukuchi | Registered representative | Chartered Financial Consultant | Oct 2020 (6y) | |
| Mark Arthur Sterley | Registered representative | CFP | Oct 2020 (6y) | |
| Mark Joseph Stanley | Registered representative | Oct 2020 (6y) | ||
| Steven Rule Dowden | Registered representative | Oct 2020 (6y) | ||
| Zackary Kuiolaakea Ahyat | Registered representative | Oct 2020 (6y) | ||
| Michelle Ann Heffel | Registered representative | Nov 2020 (6y) | ||
| Zachary Andrew Meissner | Registered representative | CFP Chartered Financial Consultant | Nov 2020 (6y) | |
| Espen Stoud Platou | Registered representative | Nov 2020 (6y) | ||
| Grant Tyler Ostrom | Registered representative | Nov 2020 (6y) | ||
| Kyler James Kedroske | Registered representative | Nov 2020 (6y) | ||
| Melissa Louise Larson | Registered representative | CFP Chartered Financial Consultant | Nov 2020 (6y) | |
| Ryan Thomas Fleming | Registered representative | CFP Chartered Financial Consultant | Nov 2020 (6y) | |
| Sebastian M Kanczugowski | Registered representative | Nov 2020 (6y) | ||
| Alexander Gray | Registered representative | Nov 2020 (6y) | ||
| Julian Nicholas Mcmahon | Registered representative | Nov 2020 (6y) | ||
| Michael Colin Campbell | Registered representative | Nov 2020 (6y) | ||
| Fernando A Pohina | Registered representative | Nov 2020 (6y) | ||
| Bryan Daniel Herren | Registered representative | Nov 2020 (6y) | ||
| Calvin Thomas Robinson | Registered representative | Nov 2020 (6y) | ||
| Scott Thomas Hernberg | Registered representative | Nov 2020 (6y) | ||
| Keith Russell Allred | Registered representative | Dec 2020 (6y) | ||
| Christopher John Reilly | Registered representative | Dec 2020 (6y) | ||
| Charles Ray Parks | Registered representative | Dec 2020 (6y) | ||
| Nicholas Bernard Green | Registered representative | Jan 2021 (6y) | ||
| Joanne K. Lam | Registered representative | Jan 2021 (6y) | ||
| Jennifer Ann Brunner | Registered representative | Jan 2021 (6y) | ||
| Paul Edward Karnes | Registered representative | Jan 2021 (6y) | ||
| Kayla Mae Jordan | Registered representative | Jan 2021 (6y) | ||
| Ryan Patrick Hozeska | Registered representative | Jan 2021 (6y) | ||
| Alan Wade Painter | Registered representative | Jan 2021 (6y) | ||
| Anderson Baten Brooks | Registered representative | Jan 2021 (6y) | ||
| Mckay Marble Warren | Registered representative | Jan 2021 (6y) | ||
| Scott William Toland | Registered representative | Jan 2021 (6y) | ||
| Esther Yong Jones | Registered representative | Feb 2021 (5y) | ||
| Jon Clayton Taylor | Registered representative | Feb 2021 (5y) | ||
| Elijah Michael Murray | Registered representative | CFP | Feb 2021 (5y) | |
| Beverly A. Suchoboky Wendt | Registered representative | CFP | Feb 2021 (5y) | |
| Grant Paul Corley | Registered representative | Feb 2021 (5y) | ||
| Kyle Alan Cox | Registered representative | Mar 2021 (5y) | ||
| Molly May Stengel | Registered representative | Mar 2021 (5y) | ||
| Mana Angilau | Registered representative | CFP | Mar 2021 (5y) | |
| Chiquita Rice | Registered representative | Mar 2021 (5y) | ||
| Peter Anderson | Registered representative | Mar 2021 (5y) | ||
| Amanda Kathleen Johnson | Registered representative | Mar 2021 (5y) | ||
| Christopher Geordon Lage | Registered representative | Mar 2021 (5y) | ||
| Maynard Azose | Registered representative | Mar 2021 (5y) | ||
| Jennifer Adams | Registered representative | Mar 2021 (5y) | ||
| Jeffery Terrill Whelchel | Registered representative | Mar 2021 (5y) | ||
| Emily Ann Fiabane | Registered representative | Mar 2021 (5y) | ||
| Coyt Lamar Nicholson | Registered representative | Apr 2021 (5y) | ||
| Bradley James Martin | Registered representative | Apr 2021 (5y) | ||
| Cory Robert Schieltz | Registered representative | Apr 2021 (5y) | ||
| Jacquelyn Dice Johnson | Registered representative | CFP | Apr 2021 (5y) | |
| Jerauld Joseph Garry | Registered representative | CFP | Apr 2021 (5y) | |
| Jesse James Tolsma | Registered representative | Apr 2021 (5y) | ||
| Michael Lawrence Lebrun | Registered representative | CFP | Apr 2021 (5y) | |
| Zachary Alexander Mcqueen | Registered representative | CFA | Apr 2021 (5y) | |
| Alex Michael Elbert | Registered representative | Apr 2021 (5y) | ||
| Allen Michael Wittenberg | Registered representative | Apr 2021 (5y) | ||
| Ari David Zaretsky | Registered representative | Apr 2021 (5y) | ||
| Arthur John Gerry | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Arthur Thomas Reyling | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Audrey Starr Flamio | Registered representative | Apr 2021 (5y) | ||
| Babita Trivedi | Registered representative | CFP | Apr 2021 (5y) | |
| Beth Laurie Blecker | Registered representative | Apr 2021 (5y) | ||
| Beth Wendy Collins | Registered representative | Apr 2021 (5y) | ||
| Chan Hee Chang | Registered representative | Apr 2021 (5y) | ||
| Christofer G Ferrugiari | Registered representative | Apr 2021 (5y) | ||
| David Anthony Eno | Registered representative | Apr 2021 (5y) | ||
| Donald John Pisaro | Registered representative | CFP | Apr 2021 (5y) | |
| Douglas Samuel Sinetar | Registered representative | Apr 2021 (5y) | ||
| Edward Albert Wardle | Registered representative | Apr 2021 (5y) | ||
| Emanuel A Lord | Registered representative | Apr 2021 (5y) | ||
| Gary Anthony Frisina | Registered representative | CFP | Apr 2021 (5y) | |
| Gary Bryan Ferrugiari | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Goran Ljuljic | Registered representative | Apr 2021 (5y) | ||
| Gregory Bruce Mclean | Registered representative | Apr 2021 (5y) | ||
| James Alfred Webster | Registered representative | Apr 2021 (5y) | ||
| James Joseph Kelly | Registered representative | Apr 2021 (5y) | ||
| James Michael Mcwilliams | Registered representative | CFP | Apr 2021 (5y) | |
| James Santangelo | Registered representative | CFP | Apr 2021 (5y) | |
| Jason M Bimonte | Registered representative | CFP | Apr 2021 (5y) | |
| Jeffrey F Steinmann | Registered representative | CFP | Apr 2021 (5y) | |
| John Leo Parrott | Registered representative | Apr 2021 (5y) | ||
| Jonathan Blake Laparl | Registered representative | CFP | Apr 2021 (5y) | |
| Joseph Steven Porto | Registered representative | Apr 2021 (5y) | ||
| Kevin Newman | Registered representative | CFP | Apr 2021 (5y) | |
| Lauren Casagrande | Registered representative | Apr 2021 (5y) | ||
| Laurie Ann Schoen | Registered representative | Apr 2021 (5y) | ||
| Mark Christopher Parrott | Registered representative | Apr 2021 (5y) | ||
| Matthew Thomas Reichert | Registered representative | Apr 2021 (5y) | ||
| Michael H Klein | Registered representative | Apr 2021 (5y) | ||
| Neil Michael Filomena | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Nick Kounios | Registered representative | Apr 2021 (5y) | ||
| Orest Paul Baransky | Registered representative | CFP | Apr 2021 (5y) | |
| Patricia Ann Cocozza | Registered representative | Apr 2021 (5y) | ||
| Paul David Goldhirsch | Registered representative | Apr 2021 (5y) | ||
| Peter Angelo Maiorano | Registered representative | Apr 2021 (5y) | ||
| Pierre M Awadalla | Registered representative | Apr 2021 (5y) | ||
| Ramananda Rau | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Rhianna Marie Arcuri | Registered representative | Apr 2021 (5y) | ||
| Richard Mark Bass | Registered representative | CFP CFA | Apr 2021 (5y) | |
| Robert Anthony Desanto | Registered representative | Apr 2021 (5y) | ||
| Robert P Burgio | Registered representative | Apr 2021 (5y) | ||
| Rosalie Victoria Maiorano | Registered representative | Apr 2021 (5y) | ||
| Samantha R Thomas | Registered representative | Apr 2021 (5y) | ||
| Serafino Frank Maiorano | Registered representative | Apr 2021 (5y) | ||
| Stephen Louis Caruso | Registered representative | Apr 2021 (5y) | ||
| Stephen Thomas Sullivan | Registered representative | Apr 2021 (5y) | ||
| Steven B Denkberg | Registered representative | Apr 2021 (5y) | ||
| Steven Dana Goodwin | Registered representative | Apr 2021 (5y) | ||
| Thomas John Santucci | Registered representative | Apr 2021 (5y) | ||
| Timothy Gerrod Corcoran | Registered representative | Apr 2021 (5y) | ||
| William Norman Hytner | Registered representative | CFP | Apr 2021 (5y) | |
| Diana Carolina Ruiz | Registered representative | Apr 2021 (5y) | ||
| Erik Patrick Bloomfield | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Seth Adam Lage | Registered representative | Apr 2021 (5y) | ||
| Gregory George Page Romer | Registered representative | May 2021 (5y) | ||
| Daniel Robert Erdmann | Registered representative | May 2021 (5y) | ||
| Melissa Rae Machlitt | Registered representative | May 2021 (5y) | ||
| Tyler W Armstrong | Registered representative | CFP | May 2021 (5y) | |
| Elizabeth Lobaccaro | Registered representative | May 2021 (5y) | ||
| Stephanie Lynn Danforth Johnson | Registered representative | May 2021 (5y) | ||
| Rose Anne Galeano Phillips | Registered representative | CFP | May 2021 (5y) | |
| Stephen M Schultz | Registered representative | CFP | May 2021 (5y) | |
| Heidi Sarah Hirsh | Registered representative | May 2021 (5y) | ||
| Teresa Ann O'connor | Registered representative | May 2021 (5y) | ||
| Roger Lee Dailey | Registered representative | May 2021 (5y) | ||
| Lisa R. Rohrbaugh | Registered representative | CFP | May 2021 (5y) | |
| Michael A. Aschberger | Registered representative | May 2021 (5y) | ||
| Salvatore Stephen Aprile | Registered representative | May 2021 (5y) | ||
| Matthew Gerard Walsh | Registered representative | May 2021 (5y) | ||
| Frank Chiodi | Registered representative | May 2021 (5y) | ||
| Gerard Patrick Ryan | Registered representative | May 2021 (5y) | ||
| Hyunseo Koo | Registered representative | Jun 2021 (5y) | ||
| John Allen Jesonowski | Registered representative | Jun 2021 (5y) | ||
| William Gregory Buchanan | Registered representative | Jun 2021 (5y) | ||
| Fred Ross Rhoads | Registered representative | Jun 2021 (5y) | ||
| Daniel George Anstett | Registered representative | Jun 2021 (5y) | ||
| William E Diehm | Registered representative | Jun 2021 (5y) | ||
| William Mackay Barker | Registered representative | Jun 2021 (5y) | ||
| Alan Lloyd Johnson | Registered representative | Jun 2021 (5y) | ||
| Charles Raymond Houle | Registered representative | Jun 2021 (5y) | ||
| Steven James Pilger | Registered representative | Jun 2021 (5y) | ||
| Derek Lloyd Neubauer | Registered representative | Jun 2021 (5y) | ||
| Michael Reginald Jones | Registered representative | Jun 2021 (5y) | ||
| Gurveer Singh Mann | Registered representative | Jun 2021 (5y) | ||
| Ryan Peter Howell | Registered representative | Jun 2021 (5y) | ||
| Matthew Jacob Wilson | Registered representative | Jul 2021 (5y) | ||
| David Michael Gustin | Registered representative | Jul 2021 (5y) | ||
| Nicholas Afton Fragoso | Registered representative | Jul 2021 (5y) | ||
| John Francis Franzago | Registered representative | Jul 2021 (5y) | ||
| Thomas Joseph Geneva | Registered representative | Jul 2021 (5y) | ||
| Joseph John Geneva | Registered representative | Jul 2021 (5y) | ||
| Ronald Joseph Balog | Registered representative | Jul 2021 (5y) | ||
| Christopher S Eggleston | Registered representative | Jul 2021 (5y) | ||
| Jeffrey William Keyes | Registered representative | Aug 2021 (5y) | ||
| Michael Joseph Karam | Registered representative | Aug 2021 (5y) | ||
| Rodney Lee Boelter | Registered representative | Chartered Financial Consultant | Aug 2021 (5y) | |
| Derek R Burrow | Registered representative | Aug 2021 (5y) | ||
| Eric Jay Arkin | Registered representative | Aug 2021 (5y) | ||
| George Isley Peterson | Registered representative | CFP | Aug 2021 (5y) | |
| Cliff Vanittersum | Registered representative | CFP Chartered Financial Consultant | Aug 2021 (5y) | |
| Lon W Broske | Registered representative | CFP | Aug 2021 (5y) | |
| Brent Mathew Pryor | Registered representative | Aug 2021 (5y) | ||
| Cara Elizabeth Fujie Kagawa | Registered representative | Aug 2021 (5y) | ||
| John William Noel | Registered representative | Sep 2021 (5y) | ||
| Lauren Elizabeth Hehl Myers | Registered representative | Sep 2021 (5y) | ||
| Andrew Thomas Cousineau | Registered representative | Sep 2021 (5y) | ||
| Louis Sparacino | Registered representative | Sep 2021 (5y) | ||
| Todd Christopher Martin | Registered representative | Sep 2021 (5y) | ||
| William Patrick Morrison | Registered representative | Sep 2021 (5y) | ||
| Frank Milton Lundy | Registered representative | Oct 2021 (5y) | ||
| Joseph Connell | Registered representative | CFP | Oct 2021 (5y) | |
| Dillon Todd Dejong | Registered representative | Oct 2021 (5y) | ||
| Cathleen Marie Bielawski | Registered representative | Oct 2021 (5y) | ||
| Meghan Frances Waclawsky | Registered representative | CFP | Oct 2021 (5y) | |
| Scott Ryan Kennedy | Registered representative | Oct 2021 (5y) | ||
| Melissa Lynn Humm | Registered representative | Oct 2021 (5y) | ||
| Joseph Austin Harley | Registered representative | Oct 2021 (5y) | ||
| Jonathan Wyatt Greenwich | Registered representative | Oct 2021 (5y) | ||
| Benedicto Canlas Santiago | Registered representative | Oct 2021 (5y) | ||
| Jonathan Bennett Shore | Registered representative | CFP | Oct 2021 (5y) | |
| Mathew Aaron Feehan | Registered representative | Nov 2021 (5y) | ||
| Nathan V Fisher | Registered representative | Nov 2021 (5y) | ||
| Christopher William Rasmussen | Registered representative | Nov 2021 (5y) | ||
| Zachary Allen Steinbrunner | Registered representative | Nov 2021 (5y) | ||
| Hayim H Clein | Registered representative | Nov 2021 (5y) | ||
| Lucas John Wienk | Registered representative | CFP | Nov 2021 (5y) | |
| Ziauddin Mahmood | Registered representative | Nov 2021 (5y) | ||
| Steven B Sanders | Registered representative | Nov 2021 (5y) | ||
| Peter Craig Dutoit | Registered representative | Nov 2021 (5y) | ||
| Dane Mark Castle | Registered representative | Nov 2021 (5y) | ||
| David Allen Shaffer | Registered representative | Nov 2021 (5y) | ||
| Daniel Lee Wohlenhaus | Registered representative | Dec 2021 (5y) | ||
| Randy Jay Johnston | Registered representative | Dec 2021 (5y) | ||
| Derrick J Arnold | Registered representative | CFP | Dec 2021 (5y) | |
| Stephanie Terese Leatherman | Registered representative | Dec 2021 (5y) | ||
| Dennis Patrick Lehman | Registered representative | CFP | Dec 2021 (5y) | |
| Matthew Forrest Rigatti | Registered representative | Dec 2021 (5y) | ||
| Frederick J Trotta | Registered representative | Dec 2021 (5y) | ||
| Greg Raymond Blunk | Registered representative | Dec 2021 (5y) | ||
| Aaron D Schindler | Registered representative | CFP | Jan 2022 (5y) | |
| Joseph Anthony Nawrocki | Registered representative | CFP | Jan 2022 (5y) | |
| Jennifer Cerra Vawter | Registered representative | Jan 2022 (5y) | ||
| Jeffrey Paul Berger | Registered representative | Jan 2022 (5y) | ||
| Hannah Marie Behnkendorf | Registered representative | Jan 2022 (5y) | ||
| Meghan Ann Phillips | Registered representative | Jan 2022 (5y) | ||
| Andrew Louis Nickoletos | Registered representative | Jan 2022 (5y) | ||
| Krista Kay Mcconnell | Registered representative | Jan 2022 (5y) | ||
| Samuel Matthew Devries | Registered representative | Jan 2022 (5y) | ||
| Mitchell Carlisle Walsh | Registered representative | Jan 2022 (5y) | ||
| Sandra Noceda Winninger | Registered representative | Jan 2022 (5y) | ||
| Thomas Tanner | Registered representative | Jan 2022 (5y) | ||
| Andrew Douglas Kacz | Registered representative | Feb 2022 (4y) | ||
| Frederick Kendall Dutcher | Registered representative | Feb 2022 (4y) | ||
| Sean Andrew Singh | Registered representative | Feb 2022 (4y) | ||
| Joseph Augustin Petrovich | Registered representative | Feb 2022 (4y) | ||
| Sergio Kindler | Registered representative | Feb 2022 (4y) | ||
| Michael W Montag | Registered representative | CFP Personal Financial Specialist | Feb 2022 (4y) | |
| Alison Anne Gillhespy | Registered representative | Mar 2022 (4y) | ||
| Thomas James Jordan | Registered representative | Mar 2022 (4y) | ||
| Amanda Lee Brunnett | Registered representative | Mar 2022 (4y) | ||
| Ashley Danielle Johnston | Registered representative | Mar 2022 (4y) | ||
| Tyler Porter | Registered representative | Mar 2022 (4y) | ||
| Bart Brendan Jagodzinski | Registered representative | Apr 2022 (4y) | ||
| Donell Roscoe Small | Registered representative | Apr 2022 (4y) | ||
| Isaac J Orth | Registered representative | Apr 2022 (4y) | ||
| Jason Curtis Wise | Registered representative | Apr 2022 (4y) | ||
| Jesse Thomas Norman | Registered representative | Apr 2022 (4y) | ||
| Mark Joseph Debourg | Registered representative | Apr 2022 (4y) | ||
| Tomika Monique Boudreaux | Registered representative | Apr 2022 (4y) | ||
| Troy Allen Bruce | Registered representative | Apr 2022 (4y) | ||
| Michaela F Scott | Registered representative | CFP Chartered Financial Consultant | Apr 2022 (4y) | |
| Gary Carmon Holvick | Registered representative | CFP Chartered Financial Consultant | Apr 2022 (4y) | |
| Mark Anthony Keating | Registered representative | Apr 2022 (4y) | ||
| Edwin Joseph Klein | Registered representative | Apr 2022 (4y) | ||
| Chad Michael Ross | Registered representative | Apr 2022 (4y) | ||
| Scott C. Embree | Registered representative | Apr 2022 (4y) | ||
| Anthony Jerome Pizer | Registered representative | May 2022 (4y) | ||
| John D Coscia | Registered representative | May 2022 (4y) | ||
| John Marinelli | Registered representative | CFP | May 2022 (4y) | |
| Gregory Edward Puttick | Registered representative | May 2022 (4y) | ||
| Jeremy David Hazen | Registered representative | May 2022 (4y) | ||
| Brian Philip Bowen | Registered representative | May 2022 (4y) | ||
| Rhys Joseph Takeshi Lendio | Registered representative | May 2022 (4y) | ||
| Kevin Todd Cool | Registered representative | May 2022 (4y) | ||
| Connor Joseph Kin | Registered representative | May 2022 (4y) | ||
| Benjamin Casmer Mckinney | Registered representative | May 2022 (4y) | ||
| Diana Kay Pringle | Registered representative | May 2022 (4y) | ||
| Forrest Webster Bouyer | Registered representative | May 2022 (4y) | ||
| David A Heller | Registered representative | May 2022 (4y) | ||
| Tracy Tia Talbot | Registered representative | May 2022 (4y) | ||
| Krystine Lizabeth Ose Berens | Registered representative | Jun 2022 (4y) | ||
| Leonard Jake Odegaard | Registered representative | Jun 2022 (4y) | ||
| Pearley Hughes Wells | Registered representative | Jun 2022 (4y) | ||
| Reed Thomas Rudkin | Registered representative | Jun 2022 (4y) | ||
| James Richard Shaver | Registered representative | Jun 2022 (4y) | ||
| Braye William Sonnenberg | Registered representative | Jun 2022 (4y) | ||
| Jessica L Berger | Registered representative | Jun 2022 (4y) | ||
| Gregory Lee Baker | Registered representative | Chartered Financial Consultant | Jun 2022 (4y) | |
| Matthew Donald Rounds | Registered representative | CFP | Jun 2022 (4y) | |
| Dillon Thomas Carrino | Registered representative | Jun 2022 (4y) | ||
| Anna Jean Anderson | Registered representative | Jun 2022 (4y) | ||
| Bailey Stephen Breidenbach | Registered representative | Jul 2022 (4y) | ||
| Michele Lynn Hall | Registered representative | Jul 2022 (4y) | ||
| Whitney Beth Mc Laughlin | Registered representative | Jul 2022 (4y) | ||
| Ryan Michael Hammer | Registered representative | Jul 2022 (4y) | ||
| Ismael G Campos | Registered representative | Jul 2022 (4y) | ||
| Garrett Thomas Smith | Registered representative | Aug 2022 (4y) | ||
| John Laurance Bigler | Registered representative | CFP | Aug 2022 (4y) | |
| Lisa Allenbach Pettis | Registered representative | Aug 2022 (4y) | ||
| Danielle Christine Faison | Registered representative | Aug 2022 (4y) | ||
| Gilbert Castillo | Registered representative | Aug 2022 (4y) | ||
| Bradley Carl Jerome | Registered representative | Aug 2022 (4y) | ||
| Shane Heddy | Registered representative | Aug 2022 (4y) | ||
| Daniel Gaines | Registered representative | Aug 2022 (4y) | ||
| Luz De Sol Olmeda Morgan | Registered representative | Aug 2022 (4y) | ||
| Robert Matthew Woods | Registered representative | Sep 2022 (4y) | ||
| Todd Patrick Mcchesney | Registered representative | Chartered Financial Consultant | Sep 2022 (4y) | |
| Harriet Knight Chase | Registered representative | Sep 2022 (4y) | ||
| Emily Elizabeth Stover | Registered representative | Sep 2022 (4y) | ||
| Kyle Robert Hall | Registered representative | Sep 2022 (4y) | ||
| Thomas Gregory Wloch | Registered representative | Sep 2022 (4y) | ||
| Timothy John Harley | Registered representative | Sep 2022 (4y) | ||
| Quinn Ringer | Registered representative | Sep 2022 (4y) | ||
| Yue Qiu | Registered representative | Sep 2022 (4y) | ||
| Antonio Escobedo | Registered representative | Sep 2022 (4y) | ||
| Paul Maloy Kelly | Registered representative | Sep 2022 (4y) | ||
| Vince Carlo Affinito | Registered representative | Oct 2022 (4y) | ||
| Emprey Shivers | Registered representative | Oct 2022 (4y) | ||
| Masen Michael Miller | Registered representative | Oct 2022 (4y) | ||
| Timothy Paull Ferguson | Registered representative | Oct 2022 (4y) | ||
| Stephen Joseph Tyner | Registered representative | Oct 2022 (4y) | ||
| James Michael Phelan | Registered representative | Oct 2022 (4y) | ||
| Anthony M Collica | Registered representative | CFP Chartered Financial Consultant | Oct 2022 (4y) | |
| Crysta M Bloomingdale | Registered representative | Oct 2022 (4y) | ||
| Dwayne Masaaki Arakaki | Registered representative | Oct 2022 (4y) | ||
| Argenis Biscardi Melendez | Registered representative | CFP | Nov 2022 (4y) | |
| Ryan J. Thurber Dean | Registered representative | Nov 2022 (4y) | ||
| Steven Scott Haagenson | Registered representative | Nov 2022 (4y) | ||
| Alexander Thom Sulanke | Registered representative | Nov 2022 (4y) | ||
| Mark Spalding | Registered representative | Nov 2022 (4y) | ||
| Thomas Murray Watt | Registered representative | Nov 2022 (4y) | ||
| Keli Jo Hazel | Registered representative | Nov 2022 (4y) | ||
| Susan Therese Powers | Registered representative | Nov 2022 (4y) | ||
| Andrew L Hackmann | Registered representative | CFP | Nov 2022 (4y) | |
| David Dayton Deeter | Registered representative | Nov 2022 (4y) | ||
| Daniel Anthony Pason | Registered representative | Dec 2022 (4y) | ||
| Alan Robert Dorin | Registered representative | Dec 2022 (4y) | ||
| Zachary Morris Scott | Registered representative | CFP | Dec 2022 (4y) | |
| Brennan Joseph Baize | Registered representative | Dec 2022 (4y) | ||
| Michael Kalbe Stafford | Registered representative | CFP Personal Financial Specialist | Dec 2022 (4y) | |
| Joel Morales | Registered representative | Dec 2022 (4y) | ||
| Aidan Rogers Murphy | Registered representative | Dec 2022 (4y) | ||
| Benjamin John Vineyard | Registered representative | Jan 2023 (4y) | ||
| Jennifer Bliss Miller | Registered representative | CFP | Jan 2023 (4y) | |
| Layne Robert Bruner | Registered representative | Jan 2023 (4y) | ||
| Robert Santucci | Registered representative | Jan 2023 (4y) | ||
| Ryan Robert Ledebuhr | Registered representative | Jan 2023 (4y) | ||
| Jeffrey Michael Clifford | Registered representative | Jan 2023 (4y) | ||
| Noah John Pavek | Registered representative | Jan 2023 (4y) | ||
| Jeremy Buck | Registered representative | Jan 2023 (4y) | ||
| Riley Charles Moring | Registered representative | Jan 2023 (4y) | ||
| Gene Talmadge Barton | Registered representative | Jan 2023 (4y) | ||
| Maria Domenica Delre | Registered representative | Personal Financial Specialist | Jan 2023 (4y) | |
| Ronald Akira Ota | Registered representative | Jan 2023 (4y) | ||
| Joseph Ralph Radovic | Registered representative | CFP Chartered Financial Consultant | Jan 2023 (4y) | |
| Brandt Jonathan Karnes | Registered representative | Jan 2023 (4y) | ||
| Hayley Porter | Registered representative | Jan 2023 (4y) | ||
| Reagan Anthony Hamilton | Registered representative | Chartered Financial Consultant | Feb 2023 (3y) | |
| April Anne Malicsi Orsi | Registered representative | Feb 2023 (3y) | ||
| Erik John Lindenberg | Registered representative | Feb 2023 (3y) | ||
| Elizabeth Ann Brandon | Registered representative | Feb 2023 (3y) | ||
| John Stephen Burke | Registered representative | Feb 2023 (3y) | ||
| Michael Joseph Edens | Registered representative | Feb 2023 (3y) | ||
| Robert Remington Cooper | Registered representative | Feb 2023 (3y) | ||
| Shaun O'hare | Registered representative | CFP | Mar 2023 (3y) | |
| Frank Michael Hynes | Registered representative | Mar 2023 (3y) | ||
| Philip Frederick Hauser | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Christopher Lee Harbuck | Registered representative | CFP | Mar 2023 (3y) | |
| Brett B Megrue | Registered representative | Mar 2023 (3y) | ||
| Karen Sue Wehner | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Kevin Michael Lawhead | Registered representative | Apr 2023 (3y) | ||
| Marenglen Elezi | Registered representative | Apr 2023 (3y) | ||
| Philip Fowler Quealy | Registered representative | Apr 2023 (3y) | ||
| Chandler S Fitzgerald | Registered representative | Apr 2023 (3y) | ||
| Benjamin Mark Freeby | Registered representative | CFP | Apr 2023 (3y) | |
| Rebecca Anne Guilford | Registered representative | Apr 2023 (3y) | ||
| Thomas Jay Delich | Registered representative | Apr 2023 (3y) | ||
| Anthony Louis Esposito | Registered representative | May 2023 (3y) | ||
| Peter Anthony Hirsch | Registered representative | May 2023 (3y) | ||
| Joseph Dominic Lukowski | Registered representative | May 2023 (3y) | ||
| Aaron Hesselink | Registered representative | May 2023 (3y) | ||
| Brandon Jay Hesselink | Registered representative | May 2023 (3y) | ||
| Daryl Blaine Hesselink | Registered representative | May 2023 (3y) | ||
| Denise Jo Croake | Registered representative | May 2023 (3y) | ||
| Dennis Bryon Hesselink | Registered representative | CFP Chartered Financial Consultant | May 2023 (3y) | |
| Jay E Nissley | Registered representative | May 2023 (3y) | ||
| John Gordon Westenbarger | Registered representative | May 2023 (3y) | ||
| Richard W Galka | Registered representative | May 2023 (3y) | ||
| Roger Duane Hughey | Registered representative | CFP | May 2023 (3y) | |
| Bruce Joseph Falcon | Registered representative | May 2023 (3y) | ||
| Darwin Blair Hesselink | Registered representative | May 2023 (3y) | ||
| Jordan Anthony La Marca | Registered representative | May 2023 (3y) | ||
| Robert Lee Martin | Registered representative | May 2023 (3y) | ||
| Loy Edgar Hibbs | Registered representative | May 2023 (3y) | ||
| Matthew Charles Spiczka | Registered representative | May 2023 (3y) | ||
| Judith Elizabeth Gilbert | Registered representative | Jun 2023 (3y) | ||
| Eric Spencer Owen | Registered representative | Jun 2023 (3y) | ||
| John Francis Amendola | Registered representative | Jun 2023 (3y) | ||
| Mandi Patricia Miglino | Registered representative | Jun 2023 (3y) | ||
| Steven Keith Tanner | Registered representative | Chartered Financial Consultant | Jun 2023 (3y) | |
| Dustin Hammond | Registered representative | Jun 2023 (3y) | ||
| Michael Arthur Pugh | Registered representative | Jun 2023 (3y) | ||
| Zachary Angel Nelson | Registered representative | CFP | Jun 2023 (3y) | |
| Vanessa Arnic Gutierrez | Registered representative | Jun 2023 (3y) | ||
| Alfred Charles Dellaporta | Registered representative | Jun 2023 (3y) | ||
| William Raymond Gunderson | Registered representative | Jun 2023 (3y) | ||
| Christopher Daniel Corritore | Registered representative | Jun 2023 (3y) | ||
| Mcray Link Collett | Registered representative | Jun 2023 (3y) | ||
| Edward H Durkin | Registered representative | Jun 2023 (3y) | ||
| Mark Evan Weinstein | Registered representative | Jun 2023 (3y) | ||
| Renee Fiander Hitchcock | Registered representative | Jun 2023 (3y) | ||
| Jason Vitucci | Registered representative | CFP | Jul 2023 (3y) | |
| Andrew John Cameron | Registered representative | Jul 2023 (3y) | ||
| Montie Denise Piccininno | Registered representative | Jul 2023 (3y) | ||
| Shaun Leonard | Registered representative | CFP | Jul 2023 (3y) | |
| Frank Watson Wall | Registered representative | CFP | Jul 2023 (3y) | |
| Richard John Denardi | Registered representative | Jul 2023 (3y) | ||
| Preston Odell Duppins | Registered representative | Jul 2023 (3y) | ||
| Joshua A Vilardi | Registered representative | Jul 2023 (3y) | ||
| April Dawn Bronson | Registered representative | Jul 2023 (3y) | ||
| Sheila M Gentile | Registered representative | Jul 2023 (3y) | ||
| John Tyler Shamblin | Registered representative | CFP | Jul 2023 (3y) | |
| Bradley Alan Mentzer | Registered representative | Personal Financial Specialist | Jul 2023 (3y) | |
| Glenn Dean Buelt | Registered representative | Jul 2023 (3y) | ||
| Kevin W Conway | Registered representative | Jul 2023 (3y) | ||
| Leslie N Ayers | Registered representative | Jul 2023 (3y) | ||
| Michael Holliday | Registered representative | Jul 2023 (3y) | ||
| Susan Thornburg Grant | Registered representative | Jul 2023 (3y) | ||
| Alan Chaker Pederson | Registered representative | Aug 2023 (3y) | ||
| Brett Gabriel Baker | Registered representative | Aug 2023 (3y) | ||
| James T Lam | Registered representative | Aug 2023 (3y) | ||
| John Bradley Chambers | Registered representative | Aug 2023 (3y) | ||
| Judy Lee Chastain | Registered representative | Aug 2023 (3y) | ||
| Joseph E. Piegay | Registered representative | Aug 2023 (3y) | ||
| Karla Ann Stroh | Registered representative | Aug 2023 (3y) | ||
| Nicholas A Meyer | Registered representative | Aug 2023 (3y) | ||
| Stacy Marie O'keeffe | Registered representative | Aug 2023 (3y) | ||
| Stephen Edwin Widmer | Registered representative | Aug 2023 (3y) | ||
| Sandra Dalene Johnson | Registered representative | Aug 2023 (3y) | ||
| Sean Timothy Mannello | Registered representative | Aug 2023 (3y) | ||
| Dori Jamille Hammond | Registered representative | Aug 2023 (3y) | ||
| Jami Jean Wolsiefer | Registered representative | Aug 2023 (3y) | ||
| John Francis Armstrong Evans | Registered representative | CFP | Aug 2023 (3y) | |
| Kathryn A Zimmerman | Registered representative | Aug 2023 (3y) | ||
| Lisa Hope Hudson | Registered representative | Aug 2023 (3y) | ||
| Stephen Alan Colavito | Registered representative | Aug 2023 (3y) | ||
| Kelly Jean Fennelly | Registered representative | CFP | Aug 2023 (3y) | |
| Hilary Elizabeth O'malley | Registered representative | Aug 2023 (3y) | ||
| Ryan Van Buren | Registered representative | Aug 2023 (3y) | ||
| Isabel Daisy Jacobs | Registered representative | Aug 2023 (3y) | ||
| Patrick Collins | Registered representative | Aug 2023 (3y) | ||
| Mary Christine Defilippis | Registered representative | Aug 2023 (3y) | ||
| Randy Mark Breidbart | Registered representative | Aug 2023 (3y) | ||
| Deborah Ann Friedman | Registered representative | Aug 2023 (3y) | ||
| N. Jennifer Junatas Macaraeg | Registered representative | CFP | Aug 2023 (3y) | |
| Fay L Clark | Registered representative | Aug 2023 (3y) | ||
| Christopher Alfred Faust | Registered representative | Aug 2023 (3y) | ||
| Elizabeth Ann Nicolaysen | Registered representative | Aug 2023 (3y) | ||
| Matthew Roger Bassuk | Registered representative | Aug 2023 (3y) | ||
| Peter Clayton Viles | Registered representative | Aug 2023 (3y) | ||
| Gina Marie Gallo | Registered representative | CFP | Aug 2023 (3y) | |
| Dean Alfred Bell | Registered representative | Aug 2023 (3y) | ||
| Donn L Rutledge | Registered representative | Aug 2023 (3y) | ||
| Randall Edward Porter | Registered representative | Aug 2023 (3y) | ||
| Scott J Schiller | Registered representative | CFP | Aug 2023 (3y) | |
| Nicholas Elie Safi | Registered representative | Aug 2023 (3y) | ||
| Danielle Marie Mc Clenahan | Registered representative | Aug 2023 (3y) | ||
| Debra June De Long Urquhart | Registered representative | Aug 2023 (3y) | ||
| Jane Margaret Lichtsinn | Registered representative | Aug 2023 (3y) | ||
| Jill Marie Rolfe | Registered representative | Aug 2023 (3y) | ||
| Jonathan David Belair | Registered representative | Aug 2023 (3y) | ||
| Lorena Michelle Kelley | Registered representative | Aug 2023 (3y) | ||
| Ryanmichael Kendrick Griffin | Registered representative | Aug 2023 (3y) | ||
| Scott David Griffiths | Registered representative | Aug 2023 (3y) | ||
| Adam Gabriel Harz | Registered representative | Sep 2023 (3y) | ||
| Aiyisha Adams | Registered representative | Sep 2023 (3y) | ||
| Alan B. Leitson | Registered representative | CFP | Sep 2023 (3y) | |
| Alan Iinuma | Registered representative | Sep 2023 (3y) | ||
| Albert Jose Cornel | Registered representative | Sep 2023 (3y) | ||
| Alec Dale Ring | Registered representative | Sep 2023 (3y) | ||
| Alec Karl Hueneburg | Registered representative | Sep 2023 (3y) | ||
| Alexander Quinton Graham | Registered representative | Sep 2023 (3y) | ||
| Allen Basil Jenson | Registered representative | Sep 2023 (3y) | ||
| Allen Beach Whitehurst | Registered representative | Sep 2023 (3y) | ||
| Allison K Rud | Registered representative | Sep 2023 (3y) | ||
| Amanda Louise Bost | Registered representative | Sep 2023 (3y) | ||
| Amine Mabsout | Registered representative | Sep 2023 (3y) | ||
| Andrea Beth Sheikh | Registered representative | CFP | Sep 2023 (3y) | |
| Andrea Lynee Ashbacher | Registered representative | Sep 2023 (3y) | ||
| Andrew Alton Dixon | Registered representative | Sep 2023 (3y) | ||
| Andrew Christian Knutson | Registered representative | Sep 2023 (3y) | ||
| Andrew R. Lefebvre | Registered representative | CFP | Sep 2023 (3y) | |
| Andrew Steven Mulder | Registered representative | Sep 2023 (3y) | ||
| Andrew Todd Sollenberger | Registered representative | CFP | Sep 2023 (3y) | |
| Angela Miranda Martin | Registered representative | Sep 2023 (3y) | ||
| Angeli Aguila Forster | Registered representative | Sep 2023 (3y) | ||
| Anh Minh Huynh | Registered representative | Sep 2023 (3y) | ||
| Anna Marie Turco | Registered representative | Sep 2023 (3y) | ||
| Anna N. Hartwell | Registered representative | Sep 2023 (3y) | ||
| Anthony Kent Tee | Registered representative | Sep 2023 (3y) | ||
| Anthony Nicholas Scibetta | Registered representative | Sep 2023 (3y) | ||
| Antonio Enrique Albistu | Registered representative | Sep 2023 (3y) | ||
| Aquilino Alfredo Mayo | Registered representative | Sep 2023 (3y) | ||
| Aries Abueg Jimenez | Registered representative | CFP | Sep 2023 (3y) | |
| Arthur Milton Gettinger | Registered representative | Sep 2023 (3y) | ||
| Atesha Jeanette Barnes Nelson | Registered representative | Sep 2023 (3y) | ||
| B Aaron Martin | Registered representative | Sep 2023 (3y) | ||
| Babatunde Miklos Ogunlana | Registered representative | Sep 2023 (3y) | ||
| Barbara Susan Shufani | Registered representative | Sep 2023 (3y) | ||
| Barrington Boyd | Registered representative | Sep 2023 (3y) | ||
| Benjamin Allan Hovland | Registered representative | Sep 2023 (3y) | ||
| Benjamin C Brayshaw | Registered representative | Sep 2023 (3y) | ||
| Benjamin Lawrence Waibel | Registered representative | CFP | Sep 2023 (3y) | |
| Bill Shane Pinkerton | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Blaise A Guzzetta | Registered representative | Sep 2023 (3y) | ||
| Bradley Allen Beck | Registered representative | Sep 2023 (3y) | ||
| Brady Wayne Creel | Registered representative | Sep 2023 (3y) | ||
| Brandon Keith Cass | Registered representative | Sep 2023 (3y) | ||
| Bret Pierre Keehn | Registered representative | Sep 2023 (3y) | ||
| Brett James Dipasquale | Registered representative | Sep 2023 (3y) | ||
| Brian D Yaiser | Registered representative | Sep 2023 (3y) | ||
| Brian Duane Sedlachek | Registered representative | Sep 2023 (3y) | ||
| Brian Edward Noe | Registered representative | Sep 2023 (3y) | ||
| Brian Edward Sirota | Registered representative | Sep 2023 (3y) | ||
| Brian Farrel Springberg | Registered representative | CFP | Sep 2023 (3y) | |
| Brian J Inkrott | Registered representative | Sep 2023 (3y) | ||
| Brian Matthew Harris | Registered representative | Sep 2023 (3y) | ||
| Brian Paul Connor | Registered representative | Sep 2023 (3y) | ||
| Brian Thomas Petros | Registered representative | Sep 2023 (3y) | ||
| Brian Thomas Wilmet | Registered representative | Sep 2023 (3y) | ||
| Brooke Danielle Yaiser | Registered representative | Sep 2023 (3y) | ||
| Bruce Albert Slater | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Bruce L Keller | Registered representative | Sep 2023 (3y) | ||
| Bryan Jerome Kotlarz | Registered representative | CFP | Sep 2023 (3y) | |
| Bryan Richard Kranek | Registered representative | Sep 2023 (3y) | ||
| Bryan W Camper | Registered representative | CFP | Sep 2023 (3y) | |
| Bryon Andrew Holz | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Buddy Wayne Camper | Registered representative | Sep 2023 (3y) | ||
| Byron Eddie Arnold | Registered representative | CFP | Sep 2023 (3y) | |
| Bradley Ray Glenn | Registered representative | Sep 2023 (3y) | ||
| Brett Andrew Burchett | Registered representative | CFP | Sep 2023 (3y) | |
| Caiqin Li | Registered representative | Sep 2023 (3y) | ||
| Calli Shafer | Registered representative | Sep 2023 (3y) | ||
| Cameron Lloyd Mason | Registered representative | Sep 2023 (3y) | ||
| Candace Calloway Mills | Registered representative | Sep 2023 (3y) | ||
| Carlos Everardo Ward | Registered representative | CFP | Sep 2023 (3y) | |
| Caroline Mui Wulff | Registered representative | Sep 2023 (3y) | ||
| Casey Michael Broach | Registered representative | CFP | Sep 2023 (3y) | |
| Catherine Eileen Quinn | Registered representative | CFP | Sep 2023 (3y) | |
| Catherine Elaine Ivy | Registered representative | Sep 2023 (3y) | ||
| Cathy L Schmidtke | Registered representative | Sep 2023 (3y) | ||
| Chad Hill | Registered representative | Sep 2023 (3y) | ||
| Chad Robert Johnson | Registered representative | Sep 2023 (3y) | ||
| Charles Daniel Sears | Registered representative | Sep 2023 (3y) | ||
| Charles Eugene Demaree | Registered representative | Sep 2023 (3y) | ||
| Charles Harry Curtin | Registered representative | Sep 2023 (3y) | ||
| Charles Patrick Pierce | Registered representative | Sep 2023 (3y) | ||
| Charles R. Green | Registered representative | Sep 2023 (3y) | ||
| Charles William Hinde | Registered representative | CFP | Sep 2023 (3y) | |
| Charlie Rose | Registered representative | Sep 2023 (3y) | ||
| Chaz Ira Dudley | Registered representative | Sep 2023 (3y) | ||
| Chet Lawrence Saunders | Registered representative | Sep 2023 (3y) | ||
| Chih Hao Ng | Registered representative | Sep 2023 (3y) | ||
| Chris Eric Nelson | Registered representative | CFP | Sep 2023 (3y) | |
| Chris Lee Jalonen | Registered representative | Sep 2023 (3y) | ||
| Christian Vincent Arena | Registered representative | Sep 2023 (3y) | ||
| Christine Marie Pierce | Registered representative | Sep 2023 (3y) | ||
| Christopher Allen Pratt | Registered representative | CFP | Sep 2023 (3y) | |
| Christopher Brereton | Registered representative | Sep 2023 (3y) | ||
| Christopher Cameron Reed | Registered representative | Sep 2023 (3y) | ||
| Christopher J Calandra | Registered representative | CFP | Sep 2023 (3y) | |
| Christopher Mark Peerless | Registered representative | Sep 2023 (3y) | ||
| Christopher Stephen Riggs | Registered representative | Sep 2023 (3y) | ||
| Christopher Thomas Hartrich | Registered representative | Sep 2023 (3y) | ||
| Clayton Keith Flathers | Registered representative | Sep 2023 (3y) | ||
| Clinton Hall Rhodes | Registered representative | Sep 2023 (3y) | ||
| Cole James Stoneman | Registered representative | CFP | Sep 2023 (3y) | |
| Colin Bruce Slater | Registered representative | Sep 2023 (3y) | ||
| Collin Keith Flathers | Registered representative | Sep 2023 (3y) | ||
| Connor Fixel | Registered representative | Sep 2023 (3y) | ||
| Conrad Earl Pearson | Registered representative | Sep 2023 (3y) | ||
| Corey Jonathan Hedges | Registered representative | Sep 2023 (3y) | ||
| Corey Michael Magliolo | Registered representative | Sep 2023 (3y) | ||
| Corey Samuel Solorzano | Registered representative | CFP | Sep 2023 (3y) | |
| Cory Prentiss Mccauley | Registered representative | Sep 2023 (3y) | ||
| Cory Richard King | Registered representative | CFP | Sep 2023 (3y) | |
| Cory Todd Schmelzer | Registered representative | CFP | Sep 2023 (3y) | |
| Craig Mark Siminski | Registered representative | CFP | Sep 2023 (3y) | |
| Cynthia Kropp Foscue | Registered representative | CFP | Sep 2023 (3y) | |
| Casey Harding | Registered representative | CFP | Sep 2023 (3y) | |
| Clinton Samuel Quinn | Registered representative | CFP | Sep 2023 (3y) | |
| Cody Ross Pollock | Registered representative | Sep 2023 (3y) | ||
| Cory Robert Nickel | Registered representative | Sep 2023 (3y) | ||
| Dale Richard Tieman | Registered representative | Sep 2023 (3y) | ||
| Daniel Arthur Nielsen | Registered representative | Sep 2023 (3y) | ||
| Daniel David Duren | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Daniel James Fouberg | Registered representative | Sep 2023 (3y) | ||
| Daniel John Murphy | Registered representative | CFP CFA | Sep 2023 (3y) | |
| Daniel Richard Michelon | Registered representative | Sep 2023 (3y) | ||
| Daniel Stephen Porter | Registered representative | Sep 2023 (3y) | ||
| Daniel Victor Croll | Registered representative | Sep 2023 (3y) | ||
| Dara Jo Demaree | Registered representative | Sep 2023 (3y) | ||
| Darrell Jon Malano | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Darren E Nikbakhsh Tali | Registered representative | Sep 2023 (3y) | ||
| David Ahmad Afzal | Registered representative | Sep 2023 (3y) | ||
| David Aquino Lumiqued | Registered representative | Sep 2023 (3y) | ||
| David Arnold Brennan | Registered representative | Sep 2023 (3y) | ||
| David Carlson Pekala | Registered representative | Sep 2023 (3y) | ||
| David Christopher Benson | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| David Christopher Walkup | Registered representative | Sep 2023 (3y) | ||
| David Clark Gossling | Registered representative | Sep 2023 (3y) | ||
| David Ernest Vaillancourt | Registered representative | CFP | Sep 2023 (3y) | |
| David Fontaine | Registered representative | CFP | Sep 2023 (3y) | |
| David Irwin Jacobs | Registered representative | Sep 2023 (3y) | ||
| David John Dormady | Registered representative | CFP | Sep 2023 (3y) | |
| David John Draper | Registered representative | Sep 2023 (3y) | ||
| David Lee Hunke | Registered representative | Sep 2023 (3y) | ||
| David Lee Wint | Registered representative | Sep 2023 (3y) | ||
| David Leonard Schmitz | Registered representative | Sep 2023 (3y) | ||
| David Lloyd Kahn | Registered representative | Sep 2023 (3y) | ||
| David Mark Ellowitch | Registered representative | CFP | Sep 2023 (3y) | |
| David Michael Ellerbrock | Registered representative | Sep 2023 (3y) | ||
| David Ray Rodriguez | Registered representative | CFP | Sep 2023 (3y) | |
| David Reuther Siebel | Registered representative | Sep 2023 (3y) | ||
| David Robert Hope | Registered representative | Sep 2023 (3y) | ||
| David Spaulding Brookes | Registered representative | Sep 2023 (3y) | ||
| David Timothy Richmond | Registered representative | Sep 2023 (3y) | ||
| David William Koler | Registered representative | Sep 2023 (3y) | ||
| David William Maurer | Registered representative | Sep 2023 (3y) | ||
| Davis James Rieman | Registered representative | CFP | Sep 2023 (3y) | |
| Dean Alan Harman | Registered representative | CFP | Sep 2023 (3y) | |
| Deana Sue Butler | Registered representative | Sep 2023 (3y) | ||
| Deanna Ochi Chan Martins | Registered representative | Sep 2023 (3y) | ||
| Deanne Malia Tegtmeier | Registered representative | CFP | Sep 2023 (3y) | |
| Debbi Friedman Peters | Registered representative | Sep 2023 (3y) | ||
| Dee S Walker | Registered representative | Sep 2023 (3y) | ||
| Deirdre Michelle Flaherty | Registered representative | Sep 2023 (3y) | ||
| Denise Julius Zumbrun | Registered representative | Sep 2023 (3y) | ||
| Denise Lynnette Storm | Registered representative | CFP | Sep 2023 (3y) | |
| Denise Marie Cataldo | Registered representative | Sep 2023 (3y) | ||
| Dennis Brewster | Registered representative | Sep 2023 (3y) | ||
| Dennis Joseph Demuth | Registered representative | CFP | Sep 2023 (3y) | |
| Dennis Rodney Wood | Registered representative | Sep 2023 (3y) | ||
| Derek Merle Heap | Registered representative | Sep 2023 (3y) | ||
| Derick Roger Klug | Registered representative | Sep 2023 (3y) | ||
| Dominic Griffis | Registered representative | Sep 2023 (3y) | ||
| Donald Edward Hannigan | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Donald Eugene Baxter | Registered representative | CFP | Sep 2023 (3y) | |
| Donald Gary Nowak | Registered representative | Sep 2023 (3y) | ||
| Donald Lee Barrere | Registered representative | Sep 2023 (3y) | ||
| Donald William Samuels | Registered representative | CFP | Sep 2023 (3y) | |
| Doreen Lea Weber | Registered representative | Sep 2023 (3y) | ||
| Dorothy Ann Gilbert | Registered representative | CFP | Sep 2023 (3y) | |
| Douglas Allen Beck | Registered representative | Sep 2023 (3y) | ||
| Douglas John Mayes | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Douglas Scott Bierman | Registered representative | Sep 2023 (3y) | ||
| Drew Scott Marloe | Registered representative | Sep 2023 (3y) | ||
| Duff G Freeman | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Dustin A Bezalel | Registered representative | Sep 2023 (3y) | ||
| Dustin John Will | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Dustin Neil Christopherson | Registered representative | CFP | Sep 2023 (3y) | |
| Dylan James Lindsay | Registered representative | Sep 2023 (3y) | ||
| Dan T. Shimogawa | Registered representative | Sep 2023 (3y) | ||
| Daniel Damien Coda | Registered representative | Sep 2023 (3y) | ||
| Daniel Wade Pierce | Registered representative | Sep 2023 (3y) | ||
| Derek Anthony Roy | Registered representative | Sep 2023 (3y) | ||
| Derrick Bart Ossi | Registered representative | Sep 2023 (3y) | ||
| Edward Burk Meinen | Registered representative | Sep 2023 (3y) | ||
| Edward Carlsen | Registered representative | Sep 2023 (3y) | ||
| Edward Dante Capuzzi | Registered representative | Sep 2023 (3y) | ||
| Edward Klarman | Registered representative | Sep 2023 (3y) | ||
| Edward Theodore Kemm | Registered representative | Sep 2023 (3y) | ||
| Efren Vincent Martinez | Registered representative | Sep 2023 (3y) | ||
| Elizabeth Christine Parks | Registered representative | Sep 2023 (3y) | ||
| Elizabeth Duren Childress | Registered representative | CFP | Sep 2023 (3y) | |
| Emiliano Alonso | Registered representative | Sep 2023 (3y) | ||
| Emily Winter | Registered representative | Sep 2023 (3y) | ||
| Eric Donald Dufour | Registered representative | CFP | Sep 2023 (3y) | |
| Eric J Schmidt | Registered representative | Sep 2023 (3y) | ||
| Eric James Schaber | Registered representative | Sep 2023 (3y) | ||
| Eric Louis Rechtin | Registered representative | Sep 2023 (3y) | ||
| Eric Michael Nieto | Registered representative | CFP | Sep 2023 (3y) | |
| Eric Young Sin | Registered representative | Sep 2023 (3y) | ||
| Erica J Salzmann Talbi | Registered representative | CFP | Sep 2023 (3y) | |
| Erik Arnold Ellsworth | Registered representative | Sep 2023 (3y) | ||
| Erik Robert Endersbe | Registered representative | CFP | Sep 2023 (3y) | |
| Erin Morgan Steele | Registered representative | Sep 2023 (3y) | ||
| Erin Renee Myers | Registered representative | Sep 2023 (3y) | ||
| Essam Wafik Ibrahim | Registered representative | Sep 2023 (3y) | ||
| Eugene J Casaleggio | Registered representative | Sep 2023 (3y) | ||
| Evan John Kvittem | Registered representative | CFP | Sep 2023 (3y) | |
| Erik David Holt | Registered representative | Sep 2023 (3y) | ||
| Fany Marissa Hirales | Registered representative | CFP | Sep 2023 (3y) | |
| Frank C Barnett | Registered representative | Sep 2023 (3y) | ||
| Frank Samuel Polizzi | Registered representative | CFP | Sep 2023 (3y) | |
| Frank Thomas Colangelo | Registered representative | Sep 2023 (3y) | ||
| Fred Christian Scheller | Registered representative | Sep 2023 (3y) | ||
| Frederick Larry Kleinhenz | Registered representative | CFP | Sep 2023 (3y) | |
| Gary Christopher Alexander | Registered representative | Sep 2023 (3y) | ||
| Gary Lee Wales | Registered representative | CFP | Sep 2023 (3y) | |
| Gary Lynn Dissette | Registered representative | Sep 2023 (3y) | ||
| Gene Harrel Davis | Registered representative | Sep 2023 (3y) | ||
| Genie Genoveva Lebay Short | Registered representative | Sep 2023 (3y) | ||
| George Christopher Chobany | Registered representative | CFP | Sep 2023 (3y) | |
| George Cody Ray Hornbeck | Registered representative | Sep 2023 (3y) | ||
| George Frank Cerwin | Registered representative | CFP | Sep 2023 (3y) | |
| George Robert Veater | Registered representative | Sep 2023 (3y) | ||
| Gerald Lee Shiner | Registered representative | Sep 2023 (3y) | ||
| Gerald Matthew Koler | Registered representative | CFP | Sep 2023 (3y) | |
| Gigi D Lavergne | Registered representative | Sep 2023 (3y) | ||
| Gil Daniel Cohen | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Glenn Michael Wake | Registered representative | Sep 2023 (3y) | ||
| Glenn Pearson Lyons | Registered representative | Sep 2023 (3y) | ||
| Glenn Unser | Registered representative | Sep 2023 (3y) | ||
| Gloria Helen Homans | Registered representative | Sep 2023 (3y) | ||
| Grahame P Richards Iii | Registered representative | Sep 2023 (3y) | ||
| Grant Allen Knox | Registered representative | Sep 2023 (3y) | ||
| Gregg Paul Mahoney | Registered representative | Sep 2023 (3y) | ||
| Gregory Michael Seigel | Registered representative | CFP | Sep 2023 (3y) | |
| Gregory Philip Fong | Registered representative | CFP Chartered Financial Consultant | Sep 2023 (3y) | |
| Gregory Wayne Boehne | Registered representative | Sep 2023 (3y) | ||
| Guillermo Diva Delfin | Registered representative | Sep 2023 (3y) | ||
| Gus Leno Andrews | Registered representative | Sep 2023 (3y) | ||
| Gary Sengle | Registered representative | Sep 2023 (3y) | ||
| Habib Marcos Iskander | Registered representative | Sep 2023 (3y) | ||
| Harry Chang Kim | Registered representative | Sep 2023 (3y) | ||
| Harry Hoover Horning | Registered representative | Sep 2023 (3y) | ||
| Harry Hoover Horning | Registered representative | Sep 2023 (3y) | ||
| Heath Patrick Abernathy | Registered representative | CFP | Sep 2023 (3y) | |
| Helen Lehmann Thornton | Registered representative | Sep 2023 (3y) | ||
| Herbert Wilmer Findeisen | Registered representative | Sep 2023 (3y) | ||
| Howard Richard Mattson | Registered representative | Sep 2023 (3y) | ||
| Hussien Garrett Aspaas Montoya | Registered representative | Sep 2023 (3y) | ||
| J. Michael Seymour | Registered representative | Sep 2023 (3y) | ||
| Jack Donald Butler | Registered representative | Sep 2023 (3y) | ||
| Jack Edward Driscoll | Registered representative | Sep 2023 (3y) | ||
| Jack William Stumpus | Registered representative | Sep 2023 (3y) | ||
| Jacob L Baker | Registered representative | Sep 2023 (3y) | ||
| Jacob Michael Linder | Registered representative | Sep 2023 (3y) | ||
| Jacqueline Latrice Reinert | Registered representative | Sep 2023 (3y) | ||
| Jairo Andres Acevedo | Registered representative | Sep 2023 (3y) | ||
| Jake Anton Balistreri | Registered representative | Sep 2023 (3y) | ||
| Jake Robert Johnston | Registered representative | Sep 2023 (3y) | ||
| James Alexander Tappan | Registered representative | Sep 2023 (3y) | ||
| James Edward Easton | Registered representative | CFP | Sep 2023 (3y) | |
| James Edward Stone | Registered representative | CFP | Sep 2023 (3y) | |
| James Henry Hardy | Registered representative | Sep 2023 (3y) | ||
| James Herman Duren | Registered representative | Sep 2023 (3y) | ||
| James Jay Lindsay | Registered representative | Sep 2023 (3y) | ||
| James M. Kaiser | Registered representative | Sep 2023 (3y) | ||
| James Milne Provencher | Registered representative | Sep 2023 (3y) | ||
| James N Ellowitch | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| James Paul Jump | Registered representative | Sep 2023 (3y) | ||
| James Peter Martin | Registered representative | CFP | Sep 2023 (3y) | |
| James Vincent Capitanello | Registered representative | Sep 2023 (3y) | ||
| Janine Joy Scura | Registered representative | Sep 2023 (3y) | ||
| Jared Kyle Shelton | Registered representative | Sep 2023 (3y) | ||
| Jason James Peplinski | Registered representative | Sep 2023 (3y) | ||
| Jason Tyrone Summers | Registered representative | Sep 2023 (3y) | ||
| Jasper Carl Schanna | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Jay J Adams | Registered representative | Sep 2023 (3y) | ||
| Jean Jacques Pierre | Registered representative | Sep 2023 (3y) | ||
| Jeanette M Castillo | Registered representative | Sep 2023 (3y) | ||
| Jeanne Lynn Wolf | Registered representative | Sep 2023 (3y) | ||
| Jeffrey Bruce Lerner | Registered representative | Sep 2023 (3y) | ||
| Jeffrey David Brecht | Registered representative | Sep 2023 (3y) | ||
| Jeffrey David Dzwonkowski | Registered representative | Sep 2023 (3y) | ||
| Jeffrey Edward Todd | Registered representative | Sep 2023 (3y) | ||
| Jeffrey Lee White | Registered representative | Sep 2023 (3y) | ||
| Jeffrey Marc Chernoff | Registered representative | Sep 2023 (3y) | ||
| Jeffrey Michael Davis | Registered representative | Sep 2023 (3y) | ||
| Jeffrey Michael Zemito | Registered representative | Sep 2023 (3y) | ||
| Jeffrey Paul Johnson | Registered representative | Sep 2023 (3y) | ||
| Jeffrey Sterling Rutherford | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Jeffry Allen Carman | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Jennifer Lynn Dugan | Registered representative | Sep 2023 (3y) | ||
| Jeremy D Pinnow | Registered representative | Sep 2023 (3y) | ||
| Jerrold Jerome Dockter | Registered representative | Sep 2023 (3y) | ||
| Jerry Boda | Registered representative | CFP | Sep 2023 (3y) | |
| Jerry Hubert Hoffmann | Registered representative | Sep 2023 (3y) | ||
| Jerry Weldon Tucker | Registered representative | Sep 2023 (3y) | ||
| Jessica Catherine Scott | Registered representative | Sep 2023 (3y) | ||
| Jessica Lynn Cole | Registered representative | CFP Chartered Financial Consultant | Sep 2023 (3y) | |
| Jessica Parrella | Registered representative | Sep 2023 (3y) | ||
| Jill Beverly Cooper | Registered representative | CFP | Sep 2023 (3y) | |
| Jimmey Earl Green | Registered representative | Sep 2023 (3y) | ||
| Jimmy Michael Cox | Registered representative | Sep 2023 (3y) | ||
| Jiyang Liu | Registered representative | Sep 2023 (3y) | ||
| Jodie Lynn Borlaug | Registered representative | Sep 2023 (3y) | ||
| Joel Robert Torgerud | Registered representative | Sep 2023 (3y) | ||
| John A Kendall | Registered representative | Sep 2023 (3y) | ||
| John Cabot Herron | Registered representative | CFP | Sep 2023 (3y) | |
| John Charles Chiolo | Registered representative | Sep 2023 (3y) | ||
| John Christopher Little | Registered representative | Sep 2023 (3y) | ||
| John Christopher Nori | Registered representative | Sep 2023 (3y) | ||
| John Clement Polachek | Registered representative | Sep 2023 (3y) | ||
| John David Pojawis | Registered representative | Sep 2023 (3y) | ||
| John Edmond Winston | Registered representative | CFP | Sep 2023 (3y) | |
| John Efrain Hernandez | Registered representative | Sep 2023 (3y) | ||
| John Francis Mazzone | Registered representative | Sep 2023 (3y) | ||
| John Francis Ryan | Registered representative | CFP | Sep 2023 (3y) | |
| John Gordon Gutowsky | Registered representative | Sep 2023 (3y) | ||
| John J Prece | Registered representative | Sep 2023 (3y) | ||
| John Jacobson | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| John James Copouls | Registered representative | Sep 2023 (3y) | ||
| John Joseph Aguilera | Registered representative | CFP | Sep 2023 (3y) | |
| John Lewis Cook | Registered representative | Sep 2023 (3y) | ||
| John Luther Potts | Registered representative | CFP | Sep 2023 (3y) | |
| John Mark Orear | Registered representative | Sep 2023 (3y) | ||
| John Michael Black | Registered representative | CFP | Sep 2023 (3y) | |
| John Moore Froberg | Registered representative | CFP | Sep 2023 (3y) | |
| John Norman Madson | Registered representative | CFP | Sep 2023 (3y) | |
| John Paul Deves | Registered representative | Sep 2023 (3y) | ||
| John Sanken | Registered representative | Sep 2023 (3y) | ||
| John Stephen Coffman | Registered representative | Sep 2023 (3y) | ||
| John Timothy Ramirez | Registered representative | Sep 2023 (3y) | ||
| John Wilson Tegtmeier | Registered representative | CFP | Sep 2023 (3y) | |
| John Yateman Huber | Registered representative | Sep 2023 (3y) | ||
| Johnathan Ryan Hendrix | Registered representative | Sep 2023 (3y) | ||
| Jonathan D Brennan | Registered representative | Sep 2023 (3y) | ||
| Jonathan David Parks | Registered representative | Sep 2023 (3y) | ||
| Jonathan Dirk Kreps | Registered representative | CFP | Sep 2023 (3y) | |
| Jonathan James Macko | Registered representative | CFP | Sep 2023 (3y) | |
| Jonathan K Logue | Registered representative | Sep 2023 (3y) | ||
| Jonathan Michael Tallman | Registered representative | Sep 2023 (3y) | ||
| Jonathan Scott Isaac | Registered representative | Sep 2023 (3y) | ||
| Jonna Doris Keller | Registered representative | Sep 2023 (3y) | ||
| Joseph Charles Tansey | Registered representative | Sep 2023 (3y) | ||
| Joseph H Coffman | Registered representative | Sep 2023 (3y) | ||
| Joseph James Leigner | Registered representative | Sep 2023 (3y) | ||
| Joseph John Scouloukas | Registered representative | Sep 2023 (3y) | ||
| Joseph Michael Arndt | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Joseph Murle Green | Registered representative | Personal Financial Specialist | Sep 2023 (3y) | |
| Joseph Spina | Registered representative | Sep 2023 (3y) | ||
| Joseph Stephen Yager | Registered representative | Sep 2023 (3y) | ||
| Joshua Alan Dobi | Registered representative | Sep 2023 (3y) | ||
| Joshua James Chase | Registered representative | CFP | Sep 2023 (3y) | |
| Joyce Ellen Dormady | Registered representative | CFP | Sep 2023 (3y) | |
| Juanita White Stephens | Registered representative | Sep 2023 (3y) | ||
| Judson Hoyt Mann | Registered representative | Sep 2023 (3y) | ||
| Justin Paul Baxter | Registered representative | Sep 2023 (3y) | ||
| Justin Ryan Martinez | Registered representative | Sep 2023 (3y) | ||
| Jodi Lynn Bukowski | Registered representative | Sep 2023 (3y) | ||
| Joseph Robert Gabriel Stepanic | Registered representative | CFP | Sep 2023 (3y) | |
| Karen Denise Weible | Registered representative | Sep 2023 (3y) | ||
| Karl Jason Locke | Registered representative | Sep 2023 (3y) | ||
| Karla Gray Parker | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Kate Marie Kilpela | Registered representative | Sep 2023 (3y) | ||
| Katherine Markowski | Registered representative | Sep 2023 (3y) | ||
| Kathryn Marie Ramos | Registered representative | Sep 2023 (3y) | ||
| Keith James Maahs | Registered representative | Sep 2023 (3y) | ||
| Kelley J. Braaksma | Registered representative | Sep 2023 (3y) | ||
| Kelly Jean Boylan | Registered representative | Sep 2023 (3y) | ||
| Kenneth C Carrico | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Kenneth Frederick Walz | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Kenneth Jay Vinikoff | Registered representative | Sep 2023 (3y) | ||
| Kenneth John Maahs | Registered representative | Sep 2023 (3y) | ||
| Kenneth Lee Clowers | Registered representative | Sep 2023 (3y) | ||
| Kevin Allen Miller | Registered representative | Sep 2023 (3y) | ||
| Kevin Christopher Kautzmann | Registered representative | CFP | Sep 2023 (3y) | |
| Kevin Earl Henley | Registered representative | CFP | Sep 2023 (3y) | |
| Kevin Edward Mahoney | Registered representative | Sep 2023 (3y) | ||
| Kevin Howard Cassidy | Registered representative | CFP | Sep 2023 (3y) | |
| Kevin James Christopher | Registered representative | Sep 2023 (3y) | ||
| Kevin Jiro Yoneda | Registered representative | Sep 2023 (3y) | ||
| Kevin Michael Gustafson | Registered representative | Sep 2023 (3y) | ||
| Kevin Scott Etter | Registered representative | Sep 2023 (3y) | ||
| Kevin Shang Yi Liu | Registered representative | Sep 2023 (3y) | ||
| Kimberlee Lomas | Registered representative | Sep 2023 (3y) | ||
| Kyle J Kautzmann | Registered representative | Sep 2023 (3y) | ||
| Kyle P Bruskotter | Registered representative | Sep 2023 (3y) | ||
| Kylie Jo Cagle | Registered representative | Sep 2023 (3y) | ||
| Kenneth Hagar | Registered representative | Sep 2023 (3y) | ||
| Kevin Rooplall | Registered representative | CFA | Sep 2023 (3y) | |
| Landon L Lawrence | Registered representative | Sep 2023 (3y) | ||
| Larry Ray Knisley | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Larry Wendel Mathis | Registered representative | Sep 2023 (3y) | ||
| Lars Antony Lambrecht | Registered representative | CFP | Sep 2023 (3y) | |
| Laura G Cogdell | Registered representative | Sep 2023 (3y) | ||
| Lavon Aaron Williams | Registered representative | Sep 2023 (3y) | ||
| Lawrence Anthony Cogdell | Registered representative | CFP Chartered Financial Consultant | Sep 2023 (3y) | |
| Lee Alan Rosenblum | Registered representative | Sep 2023 (3y) | ||
| Leslie E Zafra | Registered representative | Sep 2023 (3y) | ||
| Linda Griffin Spry | Registered representative | Sep 2023 (3y) | ||
| Linda L Sjostrom | Registered representative | Sep 2023 (3y) | ||
| Linda Lee Harrington | Registered representative | Sep 2023 (3y) | ||
| Lindsay Elizabeth Olsen | Registered representative | Sep 2023 (3y) | ||
| Lindy Marlene Brock | Registered representative | Sep 2023 (3y) | ||
| Lisa Ann Krall | Registered representative | CFP | Sep 2023 (3y) | |
| Lisa Ann Lewis | Registered representative | Sep 2023 (3y) | ||
| Lisa Marie Fourr | Registered representative | CFP | Sep 2023 (3y) | |
| Lois N Yim | Registered representative | CFP | Sep 2023 (3y) | |
| Lori Ling Chien Lin | Registered representative | Sep 2023 (3y) | ||
| Louis Christopher Goeckel | Registered representative | CFP | Sep 2023 (3y) | |
| Louis Edward Bordonaro | Registered representative | Sep 2023 (3y) | ||
| Luann K Creager | Registered representative | Sep 2023 (3y) | ||
| Mahesh Desai | Registered representative | CFP CFA | Sep 2023 (3y) | |
| Mai Ngoc Le | Registered representative | Sep 2023 (3y) | ||
| Marc Gregory Sigel | Registered representative | Sep 2023 (3y) | ||
| Maria Cecilia Abril Gapunuan | Registered representative | Sep 2023 (3y) | ||
| Marie Louise Cammack | Registered representative | Sep 2023 (3y) | ||
| Mark Adam Speedy | Registered representative | CFP | Sep 2023 (3y) | |
| Mark Anthony Devlin | Registered representative | Sep 2023 (3y) | ||
| Mark C. Newport | Registered representative | CFP | Sep 2023 (3y) | |
| Mark Crider Callahan | Registered representative | Sep 2023 (3y) | ||
| Mark Ray Cryan | Registered representative | Sep 2023 (3y) | ||
| Mark S Lalin | Registered representative | Sep 2023 (3y) | ||
| Mark S Squairs | Registered representative | Sep 2023 (3y) | ||
| Mark William Anthoine | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Mark William Linder | Registered representative | Sep 2023 (3y) | ||
| Marlene Jean Kaltz | Registered representative | Sep 2023 (3y) | ||
| Marshall Lee Rosen | Registered representative | Sep 2023 (3y) | ||
| Marvin Glen Hale | Registered representative | Sep 2023 (3y) | ||
| Marvin Ray Fisher | Registered representative | Sep 2023 (3y) | ||
| Mary F Seki | Registered representative | Sep 2023 (3y) | ||
| Mary Katherine Brimer | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Matthew Dane Cox | Registered representative | Sep 2023 (3y) | ||
| Matthew E Loverine | Registered representative | Sep 2023 (3y) | ||
| Matthew Michael Dauksza | Registered representative | CFP | Sep 2023 (3y) | |
| Matthew Oneal Davis | Registered representative | Sep 2023 (3y) | ||
| Matthew Randall Henry | Registered representative | Sep 2023 (3y) | ||
| Matthew Scott Stegman | Registered representative | Sep 2023 (3y) | ||
| Matthew Thomas Champion | Registered representative | CFP | Sep 2023 (3y) | |
| Matthew William Castaldi | Registered representative | Sep 2023 (3y) | ||
| Meghan Raeann Cady | Registered representative | Sep 2023 (3y) | ||
| Melinda Hicks Evans | Registered representative | Sep 2023 (3y) | ||
| Melissa Connell Ballard | Registered representative | Sep 2023 (3y) | ||
| Melissa Leigh Taylor | Registered representative | Sep 2023 (3y) | ||
| Michael Adam Nielsen | Registered representative | CFP | Sep 2023 (3y) | |
| Michael Alan Bonnell | Registered representative | Sep 2023 (3y) | ||
| Michael Allen Koler | Registered representative | CFP | Sep 2023 (3y) | |
| Michael Bentley | Registered representative | Sep 2023 (3y) | ||
| Michael Boyd Mulvihill | Registered representative | CFP | Sep 2023 (3y) | |
| Michael Charles Massrock | Registered representative | Sep 2023 (3y) | ||
| Michael David Chernoff | Registered representative | Sep 2023 (3y) | ||
| Michael Edward Menning | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Michael Edwin Smith | Registered representative | Sep 2023 (3y) | ||
| Michael Glen Hill | Registered representative | Sep 2023 (3y) | ||
| Michael J D'epagnier | Registered representative | Sep 2023 (3y) | ||
| Michael James Allen | Registered representative | Sep 2023 (3y) | ||
| Michael James Wegge | Registered representative | Sep 2023 (3y) | ||
| Michael Jerome Vanhoof | Registered representative | Sep 2023 (3y) | ||
| Michael John Arena | Registered representative | Sep 2023 (3y) | ||
| Michael Joseph Coffman | Registered representative | CFP | Sep 2023 (3y) | |
| Michael Joseph Cudlipp | Registered representative | Sep 2023 (3y) | ||
| Michael L Johnson | Registered representative | Sep 2023 (3y) | ||
| Michael Patrick Krein | Registered representative | Sep 2023 (3y) | ||
| Michael Scott Franklin | Registered representative | Sep 2023 (3y) | ||
| Michael Victor Nicotera | Registered representative | Sep 2023 (3y) | ||
| Michelle Arrowood Brooks | Registered representative | Sep 2023 (3y) | ||
| Michelle Renee Nielsen | Registered representative | Sep 2023 (3y) | ||
| Mindy M Zatta | Registered representative | CFP | Sep 2023 (3y) | |
| Mitchel M Rehbine | Registered representative | Sep 2023 (3y) | ||
| Mohammad Vedadi | Registered representative | Sep 2023 (3y) | ||
| Mariah Elizabeth Cudlipp Gant | Registered representative | Sep 2023 (3y) | ||
| Mariam K Vedadi | Registered representative | Sep 2023 (3y) | ||
| Mary Jacqueline Angbetic Walden | Registered representative | Sep 2023 (3y) | ||
| Matthew Thomas Sechelski | Registered representative | Sep 2023 (3y) | ||
| Nancy Marie Anderson | Registered representative | Sep 2023 (3y) | ||
| Nathan Blake Wilmot | Registered representative | CFP Chartered Financial Consultant | Sep 2023 (3y) | |
| Neal Daniel Roberts | Registered representative | Sep 2023 (3y) | ||
| Neil Kelly Schlagel | Registered representative | Sep 2023 (3y) | ||
| Nicholas Charles Hunzinger | Registered representative | Sep 2023 (3y) | ||
| Nicholas James Perini | Registered representative | Sep 2023 (3y) | ||
| Nicholas Joseph Fresolone | Registered representative | Sep 2023 (3y) | ||
| Nicholas Paul Mamula | Registered representative | Sep 2023 (3y) | ||
| Nicholas Philip Travaglini | Registered representative | Sep 2023 (3y) | ||
| Nicholas William Arre | Registered representative | Sep 2023 (3y) | ||
| Nickolas Kerrigan Ohara | Registered representative | CFP | Sep 2023 (3y) | |
| Nicole Renee Fountain Woods | Registered representative | Sep 2023 (3y) | ||
| Nicole Wyskup | Registered representative | Sep 2023 (3y) | ||
| Nobuyuki Kita | Registered representative | Sep 2023 (3y) | ||
| Norman Jessie Cone | Registered representative | Sep 2023 (3y) | ||
| Oliver Kelsey | Registered representative | CFP | Sep 2023 (3y) | |
| Pamela Rodriguez | Registered representative | Sep 2023 (3y) | ||
| Patricia F Toner | Registered representative | CFP | Sep 2023 (3y) | |
| Patricia Marie Curran | Registered representative | Sep 2023 (3y) | ||
| Patrick Louis Weishan | Registered representative | Sep 2023 (3y) | ||
| Paul D. Clodfelter | Registered representative | Sep 2023 (3y) | ||
| Paul David Hein | Registered representative | CFP | Sep 2023 (3y) | |
| Paul Frederic Arutt | Registered representative | Sep 2023 (3y) | ||
| Paul Joseph Fitzpatrick | Registered representative | Sep 2023 (3y) | ||
| Paul Richard Buckley | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Paul Robert Krause | Registered representative | Sep 2023 (3y) | ||
| Paula Michelle Helms | Registered representative | Sep 2023 (3y) | ||
| Perry Irwin Teplitsky | Registered representative | Sep 2023 (3y) | ||
| Peter A Viveiros | Registered representative | Sep 2023 (3y) | ||
| Peter Andrew Kranenburg | Registered representative | Sep 2023 (3y) | ||
| Peter Andrew Kranenburg | Registered representative | Sep 2023 (3y) | ||
| Peter Christopher Helstad | Registered representative | Sep 2023 (3y) | ||
| Peter James Janik | Registered representative | Sep 2023 (3y) | ||
| Peter Michael Kaplan | Registered representative | Sep 2023 (3y) | ||
| Plato Louro Guerre | Registered representative | Sep 2023 (3y) | ||
| Paul Luis Soriano | Registered representative | Sep 2023 (3y) | ||
| Paul Michael O'malley | Registered representative | Sep 2023 (3y) | ||
| R. L Lawrence | Registered representative | Sep 2023 (3y) | ||
| Rajvinder Singh Budwal | Registered representative | Sep 2023 (3y) | ||
| Ran Regev | Registered representative | CFP | Sep 2023 (3y) | |
| Randall Grant Jones | Registered representative | Sep 2023 (3y) | ||
| Ray Alan Meyer | Registered representative | Sep 2023 (3y) | ||
| Raymond Douglas Curtin | Registered representative | Sep 2023 (3y) | ||
| Rayna Elmendorf | Registered representative | Sep 2023 (3y) | ||
| Rebecca Stubbs Murphy | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Renee Rochelle Fields | Registered representative | Sep 2023 (3y) | ||
| Richard Allen | Registered representative | Sep 2023 (3y) | ||
| Richard Charles Morris | Registered representative | Sep 2023 (3y) | ||
| Richard Daren Johnson | Registered representative | Sep 2023 (3y) | ||
| Richard Gerard Schweihofer | Registered representative | Sep 2023 (3y) | ||
| Richard Gregory Nolan | Registered representative | Sep 2023 (3y) | ||
| Richard Joseph Augustine | Registered representative | Sep 2023 (3y) | ||
| Richard Lawrence Hoover | Registered representative | Sep 2023 (3y) | ||
| Richard Lee Tidball | Registered representative | CFP | Sep 2023 (3y) | |
| Richard Nicholas Rimato | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Richard Roger Frank | Registered representative | CFP | Sep 2023 (3y) | |
| Richard Wayne Rogers | Registered representative | Sep 2023 (3y) | ||
| Robert Allen Dufour | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Robert Allen Shiner | Registered representative | Sep 2023 (3y) | ||
| Robert B Thompson | Registered representative | Sep 2023 (3y) | ||
| Robert Bryan Metzger | Registered representative | Sep 2023 (3y) | ||
| Robert Chris Cygan | Registered representative | Sep 2023 (3y) | ||
| Robert Daniel Sutter | Registered representative | Personal Financial Specialist | Sep 2023 (3y) | |
| Robert David Scott | Registered representative | CFP | Sep 2023 (3y) | |
| Robert George Tardio | Registered representative | Sep 2023 (3y) | ||
| Robert Hamill Fitzsimmons | Registered representative | Sep 2023 (3y) | ||
| Robert Henry Gleason | Registered representative | Sep 2023 (3y) | ||
| Robert Jay Reich | Registered representative | Sep 2023 (3y) | ||
| Robert Lane Bagby | Registered representative | Sep 2023 (3y) | ||
| Robert Lee Hamlin | Registered representative | CFP | Sep 2023 (3y) | |
| Robert Ryan Zvonek | Registered representative | Sep 2023 (3y) | ||
| Robert S Harrell | Registered representative | Sep 2023 (3y) | ||
| Robert Scott Killworth | Registered representative | Sep 2023 (3y) | ||
| Robert Thomas Cornelius | Registered representative | Sep 2023 (3y) | ||
| Robert Thomas Frank | Registered representative | Sep 2023 (3y) | ||
| Robin Ann Porschen | Registered representative | Sep 2023 (3y) | ||
| Robin J Marble | Registered representative | Sep 2023 (3y) | ||
| Robin Marie Widmer | Registered representative | Sep 2023 (3y) | ||
| Roger Raye Pearson | Registered representative | CFP | Sep 2023 (3y) | |
| Ronald Carl Scott | Registered representative | Sep 2023 (3y) | ||
| Ronald Phillip Gallant | Registered representative | Sep 2023 (3y) | ||
| Ronald Rex Dalley | Registered representative | Sep 2023 (3y) | ||
| Ross Andrew Hardy | Registered representative | Sep 2023 (3y) | ||
| Ross Edward Rettenmier | Registered representative | Sep 2023 (3y) | ||
| Roxanne Marie Jones | Registered representative | Sep 2023 (3y) | ||
| Russell A Stout | Registered representative | Sep 2023 (3y) | ||
| Russell Elton George | Registered representative | Sep 2023 (3y) | ||
| Ryan Christopher Williams | Registered representative | Sep 2023 (3y) | ||
| Ryan M Armstrong | Registered representative | Sep 2023 (3y) | ||
| Ryan Timothy Hitchcock | Registered representative | Sep 2023 (3y) | ||
| Rebecca Susan Spencer | Registered representative | Sep 2023 (3y) | ||
| Robert A Rolfe | Registered representative | Sep 2023 (3y) | ||
| Salvatore Stephen Holt | Registered representative | Sep 2023 (3y) | ||
| Samantha Jean Fleming | Registered representative | Sep 2023 (3y) | ||
| Sammy Joe Johnson | Registered representative | Sep 2023 (3y) | ||
| Samuel Allen | Registered representative | Sep 2023 (3y) | ||
| Samuel Armand Greco | Registered representative | Sep 2023 (3y) | ||
| Sanjay Dhar | Registered representative | Sep 2023 (3y) | ||
| Sarah Baxter Alderman | Registered representative | Sep 2023 (3y) | ||
| Scot Edward Smith | Registered representative | Sep 2023 (3y) | ||
| Scott Alan Olson | Registered representative | Sep 2023 (3y) | ||
| Scott Bradford Creel | Registered representative | CFP | Sep 2023 (3y) | |
| Scott Edward Brown | Registered representative | Sep 2023 (3y) | ||
| Scott Robert Long | Registered representative | Sep 2023 (3y) | ||
| Scott Sebastian Mitchell | Registered representative | Sep 2023 (3y) | ||
| Sean Michael Thompson | Registered representative | Sep 2023 (3y) | ||
| Sean Thomas Endersbe | Registered representative | CFP | Sep 2023 (3y) | |
| Seth Eric Krussman | Registered representative | Sep 2023 (3y) | ||
| Shaelyn N Dobson | Registered representative | Sep 2023 (3y) | ||
| Shane Austin Morrow | Registered representative | CFP | Sep 2023 (3y) | |
| Shannon Dale Smith | Registered representative | Sep 2023 (3y) | ||
| Shawn Benjamin Fiske | Registered representative | CFP | Sep 2023 (3y) | |
| Shawn Michael Mihal | Registered representative | Sep 2023 (3y) | ||
| Sheldon Clyde Drake | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Shelton Rene Mcclain | Registered representative | Sep 2023 (3y) | ||
| Stacy L Newell | Registered representative | Sep 2023 (3y) | ||
| Stacy Linn Hering Astor | Registered representative | Sep 2023 (3y) | ||
| Stavros Moforis | Registered representative | Sep 2023 (3y) | ||
| Stephen Charles Mathews | Registered representative | Sep 2023 (3y) | ||
| Stephen Collins Yager | Registered representative | CFP | Sep 2023 (3y) | |
| Stephen Edward Alexander | Registered representative | Sep 2023 (3y) | ||
| Stephen John Carew | Registered representative | Sep 2023 (3y) | ||
| Stephen Lynn Hayes | Registered representative | Sep 2023 (3y) | ||
| Stephen Siewkwan Ng | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Stephen Wayne Mattocks | Registered representative | CFP Chartered Financial Consultant | Sep 2023 (3y) | |
| Steve H Reiter | Registered representative | Sep 2023 (3y) | ||
| Steven Brian Marks | Registered representative | Sep 2023 (3y) | ||
| Steven Donald Koch | Registered representative | Sep 2023 (3y) | ||
| Steven Edward Simmons | Registered representative | Sep 2023 (3y) | ||
| Steven J Yazbeck | Registered representative | Sep 2023 (3y) | ||
| Steven Vincent Thompson | Registered representative | Sep 2023 (3y) | ||
| Steven Wayne Stremick | Registered representative | Sep 2023 (3y) | ||
| Stuart Paul Nichols | Registered representative | Sep 2023 (3y) | ||
| Susan Carol Swinehart | Registered representative | Sep 2023 (3y) | ||
| Susan Kay Jurica | Registered representative | Sep 2023 (3y) | ||
| Susan Lois Light | Registered representative | Sep 2023 (3y) | ||
| Susan M Behm | Registered representative | Sep 2023 (3y) | ||
| Susan Mary Watson | Registered representative | Sep 2023 (3y) | ||
| Susan Rebecca Green | Registered representative | CFP | Sep 2023 (3y) | |
| Swan Sihua Shen | Registered representative | CFP Chartered Financial Consultant | Sep 2023 (3y) | |
| Shane Alexander Thompson | Registered representative | Sep 2023 (3y) | ||
| Shannon Lea Fowler | Registered representative | Sep 2023 (3y) | ||
| Steven Thomas Hofmann | Registered representative | Sep 2023 (3y) | ||
| Tammy S Leu | Registered representative | Sep 2023 (3y) | ||
| Tanner James Keehn | Registered representative | Sep 2023 (3y) | ||
| Taylor Cade Hoskins | Registered representative | Sep 2023 (3y) | ||
| Taylor Hartsell Freeman | Registered representative | Sep 2023 (3y) | ||
| Ted Hideaki Inagaki | Registered representative | Sep 2023 (3y) | ||
| Terrence D Joseph | Registered representative | Sep 2023 (3y) | ||
| Terrence Murphy Tormey | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Terry Gordy | Registered representative | Sep 2023 (3y) | ||
| Terry James Gordy | Registered representative | Sep 2023 (3y) | ||
| Theodore Thomas Balthazor | Registered representative | Sep 2023 (3y) | ||
| Thomas Alan Baird | Registered representative | CFP | Sep 2023 (3y) | |
| Thomas Aldrich | Registered representative | Sep 2023 (3y) | ||
| Thomas Arthur Endersbe | Registered representative | CFP | Sep 2023 (3y) | |
| Thomas Ashley Carlsen | Registered representative | CFP | Sep 2023 (3y) | |
| Thomas Bonito | Registered representative | Sep 2023 (3y) | ||
| Thomas D Flegal | Registered representative | Sep 2023 (3y) | ||
| Thomas Jeffery Drake | Registered representative | Sep 2023 (3y) | ||
| Thomas John Aldrich | Registered representative | Sep 2023 (3y) | ||
| Thomas John Buescher | Registered representative | CFP | Sep 2023 (3y) | |
| Thomas John Clay | Registered representative | Sep 2023 (3y) | ||
| Thomas Joseph Harkins | Registered representative | Sep 2023 (3y) | ||
| Thomas Stuart Karp | Registered representative | CFP | Sep 2023 (3y) | |
| Thomas Wallace Howard | Registered representative | Sep 2023 (3y) | ||
| Thomas Witmer Horst | Registered representative | Sep 2023 (3y) | ||
| Tiara Marcella Harris | Registered representative | Sep 2023 (3y) | ||
| Tiffany Int Veldt | Registered representative | Sep 2023 (3y) | ||
| Timothy Daniel Keefe | Registered representative | Sep 2023 (3y) | ||
| Timothy James Triolo | Registered representative | Sep 2023 (3y) | ||
| Timothy John Wuebben | Registered representative | Sep 2023 (3y) | ||
| Timothy Joseph Sepsi | Registered representative | Sep 2023 (3y) | ||
| Timothy Patrick Brereton | Registered representative | CFP | Sep 2023 (3y) | |
| Tina Tyann Matthews | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Tina Virginia Decker | Registered representative | Sep 2023 (3y) | ||
| Todd Armstrong Drummey | Registered representative | CFP | Sep 2023 (3y) | |
| Todd Kent Hendricks | Registered representative | Sep 2023 (3y) | ||
| Todd Thomas Turowski | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Todd Wallace Ahrenholz | Registered representative | CFP | Sep 2023 (3y) | |
| Todd William Lowe | Registered representative | Sep 2023 (3y) | ||
| Tonu Viitas | Registered representative | Sep 2023 (3y) | ||
| Tony M. Carter | Registered representative | CFP Chartered Financial Consultant | Sep 2023 (3y) | |
| Troy John Shreve | Registered representative | Sep 2023 (3y) | ||
| Tamim Wali | Registered representative | Sep 2023 (3y) | ||
| Timothy Sisk | Registered representative | Sep 2023 (3y) | ||
| Vicente Hinojosa | Registered representative | Sep 2023 (3y) | ||
| W Scott Hinde | Registered representative | CFP | Sep 2023 (3y) | |
| Walter Frank Denkers | Registered representative | Sep 2023 (3y) | ||
| Warren Steinborn | Registered representative | Sep 2023 (3y) | ||
| Wayne Paul Proulx | Registered representative | CFP | Sep 2023 (3y) | |
| Wendy J Tesch | Registered representative | Sep 2023 (3y) | ||
| Will Tucker Callahan | Registered representative | Sep 2023 (3y) | ||
| William Clement Martin | Registered representative | Sep 2023 (3y) | ||
| William Edward Salem | Registered representative | CFP | Sep 2023 (3y) | |
| William Gregory Boehne | Registered representative | Sep 2023 (3y) | ||
| William James Steves | Registered representative | Sep 2023 (3y) | ||
| William James Ugalde | Registered representative | Sep 2023 (3y) | ||
| William John Steckelberg | Registered representative | Sep 2023 (3y) | ||
| William Ray Boyd | Registered representative | Sep 2023 (3y) | ||
| William Ray Johnson | Registered representative | Sep 2023 (3y) | ||
| William Robert Farraj | Registered representative | Sep 2023 (3y) | ||
| William Thomas Toner | Registered representative | Sep 2023 (3y) | ||
| William Thomas Toner | Registered representative | CFP | Sep 2023 (3y) | |
| Zach Michael Strube | Registered representative | Sep 2023 (3y) | ||
| Alysia Antoinette Sonia Mcgee | Registered representative | Sep 2023 (3y) | ||
| Anietie Ntuk Ijoma | Registered representative | Sep 2023 (3y) | ||
| Christopher Charles Dewolfe | Registered representative | Sep 2023 (3y) | ||
| Clayton Franklin | Registered representative | CFP | Sep 2023 (3y) | |
| Jason Clayton Franklin | Registered representative | Sep 2023 (3y) | ||
| Jonathan Asher Eisner | Registered representative | CFP Chartered Financial Consultant | Sep 2023 (3y) | |
| Lamon Darnell Stevenson | Registered representative | Sep 2023 (3y) | ||
| Mark Ivanovic | Registered representative | Sep 2023 (3y) | ||
| Spencer Thomas Schmale | Registered representative | Sep 2023 (3y) | ||
| Enrique Felix Cotto | Registered representative | Sep 2023 (3y) | ||
| Kyle Adam Pearce | Registered representative | Sep 2023 (3y) | ||
| Richard Judson Allen | Registered representative | Sep 2023 (3y) | ||
| Christopher C Spencer | Registered representative | Sep 2023 (3y) | ||
| Michael John Thomey | Registered representative | Sep 2023 (3y) | ||
| Stacy Lynn Obney | Registered representative | Sep 2023 (3y) | ||
| Chase Henry Grosse | Registered representative | Sep 2023 (3y) | ||
| Mariah Patrizi | Registered representative | Sep 2023 (3y) | ||
| Casey J Callahan | Registered representative | Sep 2023 (3y) | ||
| Mary Elizabeth Gordon | Registered representative | Sep 2023 (3y) | ||
| Marie Yumi Iwasaki | Registered representative | Sep 2023 (3y) | ||
| Scott Douglas Moore | Registered representative | Sep 2023 (3y) | ||
| Peter L Dafniotis | Registered representative | Sep 2023 (3y) | ||
| Alex Papadopoulos | Registered representative | Sep 2023 (3y) | ||
| Andrew John Whitaker | Registered representative | CFP | Sep 2023 (3y) | |
| Karla M Hernandez | Registered representative | Sep 2023 (3y) | ||
| Filipe Augusto De Barros Gusmao | Registered representative | Oct 2023 (3y) | ||
| Lisa Ann Murray | Registered representative | Oct 2023 (3y) | ||
| Marygrace Mc Namara Dunleavy | Registered representative | Oct 2023 (3y) | ||
| Derek Laird | Registered representative | Oct 2023 (3y) | ||
| Robert P Coletta | Registered representative | Oct 2023 (3y) | ||
| Jon E. Schlueter | Registered representative | Oct 2023 (3y) | ||
| Patrick William Manion | Registered representative | Oct 2023 (3y) | ||
| Kristi Lee Andersen | Registered representative | CFP | Oct 2023 (3y) | |
| Robert Chalmer Zimmerman | Registered representative | Oct 2023 (3y) | ||
| Darrin Wall | Registered representative | CFP | Oct 2023 (3y) | |
| John W Beato | Registered representative | Oct 2023 (3y) | ||
| Alicia Suzanne Pittman | Registered representative | Oct 2023 (3y) | ||
| Jason William Parker | Registered representative | Oct 2023 (3y) | ||
| David Alan Smith | Registered representative | Chartered Financial Consultant | Oct 2023 (3y) | |
| James Daniel Mcdermott | Registered representative | Oct 2023 (3y) | ||
| Matthew Andrew Gall | Registered representative | Oct 2023 (3y) | ||
| Billy Gene Brown | Registered representative | CFP | Oct 2023 (3y) | |
| Blake N Brown | Registered representative | CFP | Oct 2023 (3y) | |
| Joseph Richard Jackson | Registered representative | CFP | Oct 2023 (3y) | |
| Erin Lynn Bradley | Registered representative | Nov 2023 (3y) | ||
| Jennifer Lawson Griffis | Registered representative | CFP | Nov 2023 (3y) | |
| Ryan Allen Sexson | Registered representative | Nov 2023 (3y) | ||
| Adam Timothy Keisler | Registered representative | Nov 2023 (3y) | ||
| Adrian Jamal Davis | Registered representative | Nov 2023 (3y) | ||
| Alan Brent Golden | Registered representative | Nov 2023 (3y) | ||
| Alan Richard Mollot | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Alan Russell Crosby | Registered representative | CFP | Nov 2023 (3y) | |
| Alex Thomas Zwolak | Registered representative | Nov 2023 (3y) | ||
| Alexander James Smith | Registered representative | Nov 2023 (3y) | ||
| Alfred Gennaro Salvato | Registered representative | Nov 2023 (3y) | ||
| Alfred Peter Czerniewski | Registered representative | Nov 2023 (3y) | ||
| Alicia May Larson | Registered representative | Nov 2023 (3y) | ||
| Amanda Anne Boland | Registered representative | Nov 2023 (3y) | ||
| Amy Alane Sherrer | Registered representative | Nov 2023 (3y) | ||
| Amy E Boedeker | Registered representative | Nov 2023 (3y) | ||
| Amy Grace Welborn | Registered representative | CFP | Nov 2023 (3y) | |
| Amy Lynn Fino | Registered representative | Nov 2023 (3y) | ||
| Andrew Bryan Connolly | Registered representative | CFP | Nov 2023 (3y) | |
| Andrew Martin Sperry | Registered representative | CFP | Nov 2023 (3y) | |
| Andrew Nicholas Leithe | Registered representative | CFP | Nov 2023 (3y) | |
| Ann B Singleton | Registered representative | Nov 2023 (3y) | ||
| Anne Ballantini Poeppe | Registered representative | Nov 2023 (3y) | ||
| Anthony James Noble | Registered representative | Nov 2023 (3y) | ||
| Anthony Joseph Curatolo | Registered representative | Nov 2023 (3y) | ||
| Anthony Kimball Urban | Registered representative | Nov 2023 (3y) | ||
| Arthur Robert Weiss | Registered representative | Nov 2023 (3y) | ||
| Ashish Philip Mathews | Registered representative | CFP | Nov 2023 (3y) | |
| Ashtyn Chase Wright | Registered representative | Nov 2023 (3y) | ||
| Aulton Barry Odell | Registered representative | Nov 2023 (3y) | ||
| Amy Michelle Million | Registered representative | Nov 2023 (3y) | ||
| Barbara Frances Duffield | Registered representative | Nov 2023 (3y) | ||
| Barbara Jo Ray | Registered representative | CFP | Nov 2023 (3y) | |
| Barry Robert Ozer | Registered representative | Nov 2023 (3y) | ||
| Benjamin Crawford Glover | Registered representative | Nov 2023 (3y) | ||
| Betsy Anne Boyd | Registered representative | Nov 2023 (3y) | ||
| Bradley David Thomas | Registered representative | CFP | Nov 2023 (3y) | |
| Brandon Gutierrez | Registered representative | CFP | Nov 2023 (3y) | |
| Brant Earl Spesshardt | Registered representative | CFP | Nov 2023 (3y) | |
| Brenda Jean Kennedy | Registered representative | Nov 2023 (3y) | ||
| Brian David Mclean | Registered representative | Nov 2023 (3y) | ||
| Brian Eugene Bennett | Registered representative | CFP | Nov 2023 (3y) | |
| Brian Scott Ritchie | Registered representative | Nov 2023 (3y) | ||
| Bryan James Connolly | Registered representative | CFP | Nov 2023 (3y) | |
| Caitlin Jill Gilman | Registered representative | Nov 2023 (3y) | ||
| Carlo Frank Runca | Registered representative | Nov 2023 (3y) | ||
| Carlos Joseph Hornbrook | Registered representative | Nov 2023 (3y) | ||
| Carol Lee Anderson | Registered representative | Nov 2023 (3y) | ||
| Casey Allyn Startzell | Registered representative | CFP | Nov 2023 (3y) | |
| Catherine Coffin Cawood | Registered representative | Nov 2023 (3y) | ||
| Catherine Josefina Hesse | Registered representative | Nov 2023 (3y) | ||
| Cathy Ann Wagner | Registered representative | CFP | Nov 2023 (3y) | |
| Cathy S Foster | Registered representative | CFP | Nov 2023 (3y) | |
| Chad Elmer Barton | Registered representative | Nov 2023 (3y) | ||
| Charles Duaine Arbeiter | Registered representative | CFP | Nov 2023 (3y) | |
| Charles Richard Leapley | Registered representative | Nov 2023 (3y) | ||
| Charles Thomas Strano | Registered representative | Nov 2023 (3y) | ||
| Cheryl Ann Munoz | Registered representative | CFA | Nov 2023 (3y) | |
| Christian Thomas Bratton | Registered representative | CFP | Nov 2023 (3y) | |
| Christina Thiele | Registered representative | Nov 2023 (3y) | ||
| Christopher Andrew Jones | Registered representative | Nov 2023 (3y) | ||
| Christopher James Frederick Crotts | Registered representative | Nov 2023 (3y) | ||
| Christopher Jeffrey Decilio | Registered representative | CFP | Nov 2023 (3y) | |
| Christopher Mark Herzog | Registered representative | Nov 2023 (3y) | ||
| Christopher Robert Johnson | Registered representative | Nov 2023 (3y) | ||
| Christopher Steven Loy | Registered representative | Nov 2023 (3y) | ||
| Clement Eric Alexander Richardson | Registered representative | Nov 2023 (3y) | ||
| Cliff Tian Yu Liang | Registered representative | Nov 2023 (3y) | ||
| Cole Spencer Louviere | Registered representative | Nov 2023 (3y) | ||
| Connie Corina Horstkotte | Registered representative | CFP | Nov 2023 (3y) | |
| Conrad Louis Herman | Registered representative | Nov 2023 (3y) | ||
| Craig Gerard Accardo | Registered representative | Nov 2023 (3y) | ||
| Cristopher Chase Gossett | Registered representative | Nov 2023 (3y) | ||
| Cynthia Marie Iquinto | Registered representative | Nov 2023 (3y) | ||
| Cameron Broderick | Registered representative | Nov 2023 (3y) | ||
| Dale Lavern Yoder | Registered representative | Nov 2023 (3y) | ||
| Daniel Carlos Lacey | Registered representative | Nov 2023 (3y) | ||
| Daniel Carroll Stith | Registered representative | CFP | Nov 2023 (3y) | |
| Daniel Edward Griffith | Registered representative | CFP | Nov 2023 (3y) | |
| Daniel J Gardner | Registered representative | Nov 2023 (3y) | ||
| Daniel Lee Youngs | Registered representative | CFP | Nov 2023 (3y) | |
| Daniel Ray Murphy | Registered representative | Nov 2023 (3y) | ||
| Danielle Christine Holmes | Registered representative | Nov 2023 (3y) | ||
| Darcie Mary Caspersen | Registered representative | Nov 2023 (3y) | ||
| David Alan Smith | Registered representative | CFP | Nov 2023 (3y) | |
| David Alan Watercutter | Registered representative | Nov 2023 (3y) | ||
| David Andrew Frank | Registered representative | Nov 2023 (3y) | ||
| David B Smith | Registered representative | Nov 2023 (3y) | ||
| David Isti | Registered representative | Nov 2023 (3y) | ||
| David John Swenson | Registered representative | Nov 2023 (3y) | ||
| David Kenneth Thiele | Registered representative | Nov 2023 (3y) | ||
| David Lynn Shrom | Registered representative | Nov 2023 (3y) | ||
| David Matthew Jungquist | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| David Paul Robinson | Registered representative | CFP | Nov 2023 (3y) | |
| David R Watercutter | Registered representative | Nov 2023 (3y) | ||
| David Robert Holtz | Registered representative | Nov 2023 (3y) | ||
| David Scott Nichols | Registered representative | Nov 2023 (3y) | ||
| David William Thomas | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| Dawn Michele Mcallen | Registered representative | Nov 2023 (3y) | ||
| Denise Charlene Bernardi | Registered representative | Nov 2023 (3y) | ||
| Dennis Bohm | Registered representative | CFP | Nov 2023 (3y) | |
| Dennis Lavoy | Registered representative | CFP | Nov 2023 (3y) | |
| Dennis Lee Jackson | Registered representative | Nov 2023 (3y) | ||
| Donald Alan Hess | Registered representative | Nov 2023 (3y) | ||
| Donald Evan Peabody | Registered representative | Nov 2023 (3y) | ||
| Donald Paul Williamson | Registered representative | Nov 2023 (3y) | ||
| Donald Wallace Roork | Registered representative | CFP | Nov 2023 (3y) | |
| Donald Warren Johnson | Registered representative | Nov 2023 (3y) | ||
| Edward Marshall Stephens | Registered representative | Nov 2023 (3y) | ||
| Edward William Quinlan | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| Edwin Kirk Billingsley | Registered representative | Nov 2023 (3y) | ||
| Ejigayehu Mesfin | Registered representative | Nov 2023 (3y) | ||
| Elia Salvatore Durso | Registered representative | CFP | Nov 2023 (3y) | |
| Elizabeth Leanora Mcvittie | Registered representative | CFP | Nov 2023 (3y) | |
| Elsa Francis Bruno | Registered representative | Nov 2023 (3y) | ||
| Emily Lauren Boyd Brown | Registered representative | Nov 2023 (3y) | ||
| Eric Boyle | Registered representative | CFP | Nov 2023 (3y) | |
| Eric Charles Shearer | Registered representative | CFP | Nov 2023 (3y) | |
| Eric Lynn Mcmurdie | Registered representative | Nov 2023 (3y) | ||
| Erika Evans Texter | Registered representative | CFP | Nov 2023 (3y) | |
| Eugene Patrick Leyden | Registered representative | CFP | Nov 2023 (3y) | |
| Evan Nathan Robinson | Registered representative | Nov 2023 (3y) | ||
| Ethan Zielazny | Registered representative | Nov 2023 (3y) | ||
| Floyd Ellis Miller | Registered representative | Nov 2023 (3y) | ||
| Forest William Moses | Registered representative | CFP | Nov 2023 (3y) | |
| Frank Briseno | Registered representative | Nov 2023 (3y) | ||
| Frank Briseno | Registered representative | Nov 2023 (3y) | ||
| Frank Carl Sherick | Registered representative | Nov 2023 (3y) | ||
| Fred Dudley Genge | Registered representative | Nov 2023 (3y) | ||
| Fredric Louis Mayerson | Registered representative | Nov 2023 (3y) | ||
| Garrett John Atkinson | Registered representative | CFP | Nov 2023 (3y) | |
| Gayle M Long | Registered representative | Nov 2023 (3y) | ||
| George John Mccleary | Registered representative | Nov 2023 (3y) | ||
| George Thomas May | Registered representative | Nov 2023 (3y) | ||
| Geral Jean Smith | Registered representative | Nov 2023 (3y) | ||
| Geralyn Marie Gough | Registered representative | CFP | Nov 2023 (3y) | |
| Gerrald Anthony Giblin | Registered representative | Nov 2023 (3y) | ||
| Ginger Johanna Hardy | Registered representative | Nov 2023 (3y) | ||
| Glen Edward Holmes | Registered representative | Nov 2023 (3y) | ||
| Graham Daniel Burke | Registered representative | Nov 2023 (3y) | ||
| Grant Anthony Seybold | Registered representative | CFP | Nov 2023 (3y) | |
| Gregory Alan Crosby | Registered representative | CFP | Nov 2023 (3y) | |
| Gregory Conrad Mottau | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| Gregory Henry Merkle | Registered representative | Nov 2023 (3y) | ||
| Gregory Mirecki | Registered representative | Nov 2023 (3y) | ||
| Guillermo Gutierrez | Registered representative | CFP | Nov 2023 (3y) | |
| Guy David Peel | Registered representative | CFP | Nov 2023 (3y) | |
| James Alfred Angelone | Registered representative | Nov 2023 (3y) | ||
| James Aloysius Shindelar | Registered representative | Nov 2023 (3y) | ||
| James Alvin Shelby | Registered representative | Nov 2023 (3y) | ||
| James Asher Jackson | Registered representative | Nov 2023 (3y) | ||
| James Benson Barton | Registered representative | Nov 2023 (3y) | ||
| James J Mammarella | Registered representative | CFP | Nov 2023 (3y) | |
| James John Horst | Registered representative | CFP | Nov 2023 (3y) | |
| James La Motte Deese | Registered representative | Nov 2023 (3y) | ||
| James Max Henson | Registered representative | Nov 2023 (3y) | ||
| James Michael Christian | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| James Ransom Potoka | Registered representative | CFP | Nov 2023 (3y) | |
| James Rodney Keith Hardy | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| James Steven Anderson | Registered representative | Nov 2023 (3y) | ||
| James Winfield Willson | Registered representative | Nov 2023 (3y) | ||
| Janet Karson Hardy | Registered representative | Nov 2023 (3y) | ||
| Janna Marie Connolly | Registered representative | Nov 2023 (3y) | ||
| Jared Mitchell Feinberg | Registered representative | Nov 2023 (3y) | ||
| Jared Reed Weiss | Registered representative | CFP | Nov 2023 (3y) | |
| Jasen Michael Gilbert | Registered representative | Nov 2023 (3y) | ||
| Jason A Shelby | Registered representative | Nov 2023 (3y) | ||
| Jason Jack Sturm | Registered representative | CFP | Nov 2023 (3y) | |
| Jason Roy Davis | Registered representative | Nov 2023 (3y) | ||
| Jean Paul Chenette | Registered representative | Nov 2023 (3y) | ||
| Jeffrey Alan Browne | Registered representative | CFP | Nov 2023 (3y) | |
| Jeffrey Brian Bernstein | Registered representative | CFP | Nov 2023 (3y) | |
| Jeffrey David Bramlett | Registered representative | CFP | Nov 2023 (3y) | |
| Jeffrey Lee Oetting | Registered representative | Nov 2023 (3y) | ||
| Jeffrey Rayner Mase | Registered representative | Nov 2023 (3y) | ||
| Jeffrey Robert Vanremmen | Registered representative | Nov 2023 (3y) | ||
| Jeffrey Ryan Shenkman | Registered representative | Nov 2023 (3y) | ||
| Jenna Breslin | Registered representative | Nov 2023 (3y) | ||
| Jennifer Messmer Sharp | Registered representative | CFP | Nov 2023 (3y) | |
| Jeorjia Darcie Sun | Registered representative | CFP | Nov 2023 (3y) | |
| Jeremiah Cole Thompson | Registered representative | CFP | Nov 2023 (3y) | |
| Jeremiah Daniel Corbin | Registered representative | Nov 2023 (3y) | ||
| Jerome Joseph Mchale | Registered representative | Nov 2023 (3y) | ||
| Jerry Lee Walker | Registered representative | Nov 2023 (3y) | ||
| Jessica J Wanek | Registered representative | Nov 2023 (3y) | ||
| Jessica Peck Donnerstein | Registered representative | CFP | Nov 2023 (3y) | |
| Jill Ciccarelli Rapps | Registered representative | CFP | Nov 2023 (3y) | |
| Jimmy Lewis Bailey | Registered representative | CFP | Nov 2023 (3y) | |
| Joey Jon Pierce | Registered representative | Nov 2023 (3y) | ||
| John Allen Draper | Registered representative | CFP | Nov 2023 (3y) | |
| John Benjamin Ferris | Registered representative | Nov 2023 (3y) | ||
| John Colmore Beane | Registered representative | CFP | Nov 2023 (3y) | |
| John Decker Mueller | Registered representative | Nov 2023 (3y) | ||
| John Edward Pesano | Registered representative | Nov 2023 (3y) | ||
| John Joseph Morgenthaler | Registered representative | Nov 2023 (3y) | ||
| John Luke Nesbit | Registered representative | Nov 2023 (3y) | ||
| John Michael Sklencar | Registered representative | Nov 2023 (3y) | ||
| John Wallace Icenhower | Registered representative | Nov 2023 (3y) | ||
| John Willard Cole | Registered representative | CFP | Nov 2023 (3y) | |
| John William Holmes | Registered representative | Nov 2023 (3y) | ||
| Jon Matthew Schrank | Registered representative | CFP | Nov 2023 (3y) | |
| Jonathan Christopher Rose | Registered representative | CFP | Nov 2023 (3y) | |
| Jonathan David Robson | Registered representative | Nov 2023 (3y) | ||
| Jonathan Peter Bobolia | Registered representative | Nov 2023 (3y) | ||
| Jonathon Robert Seaton | Registered representative | Nov 2023 (3y) | ||
| Jordan Paul Marchewka | Registered representative | CFP | Nov 2023 (3y) | |
| Joseph Christopher Marangola | Registered representative | CFP | Nov 2023 (3y) | |
| Joseph Collin Vahlberg | Registered representative | CFP | Nov 2023 (3y) | |
| Joseph Kevin Mcbride | Registered representative | CFP | Nov 2023 (3y) | |
| Joseph Michael Robbins | Registered representative | CFP | Nov 2023 (3y) | |
| Joseph Paul Catalfano | Registered representative | Nov 2023 (3y) | ||
| Joseph Thomas | Registered representative | CFA | Nov 2023 (3y) | |
| Joslyn Etsuko Hoota | Registered representative | Nov 2023 (3y) | ||
| Josue Jamin Espinosa | Registered representative | Nov 2023 (3y) | ||
| Joy Adams Gorney | Registered representative | CFP | Nov 2023 (3y) | |
| Judith G Alexander Wasley | Registered representative | Nov 2023 (3y) | ||
| Judith S Plain | Registered representative | Nov 2023 (3y) | ||
| Julie Tung Conway | Registered representative | Nov 2023 (3y) | ||
| June Yuejiao Wang Chin | Registered representative | Nov 2023 (3y) | ||
| Junette Sue Mccarthy | Registered representative | CFP | Nov 2023 (3y) | |
| Justin Brian Koch | Registered representative | CFP | Nov 2023 (3y) | |
| Justin Joseph Klein | Registered representative | CFP | Nov 2023 (3y) | |
| Justin Shelton Guess | Registered representative | CFP | Nov 2023 (3y) | |
| Jyoti Gujral | Registered representative | CFP | Nov 2023 (3y) | |
| Jay Thomas Stainsby | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| John O'bannon | Registered representative | Nov 2023 (3y) | ||
| Kailee Noelle Hiss | Registered representative | CFP | Nov 2023 (3y) | |
| Kaiping Kenneth Wu | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Kaitlyn Mack Seybuck | Registered representative | CFP | Nov 2023 (3y) | |
| Karen Rhoda Codman | Registered representative | Nov 2023 (3y) | ||
| Kate Makiye Okusa | Registered representative | Nov 2023 (3y) | ||
| Kathleen Helen Williams | Registered representative | Nov 2023 (3y) | ||
| Kathleen Mary Keefe | Registered representative | Nov 2023 (3y) | ||
| Kathryn Jane Okusa | Registered representative | Nov 2023 (3y) | ||
| Kay Marie Anderson | Registered representative | CFP | Nov 2023 (3y) | |
| Kelsey Wagner Stockhausen | Registered representative | Nov 2023 (3y) | ||
| Kent Matthew Porter | Registered representative | CFP | Nov 2023 (3y) | |
| Kepa Eizaguirre Borreson | Registered representative | Nov 2023 (3y) | ||
| Kevin J Ruth | Registered representative | CFA | Nov 2023 (3y) | |
| Kim Ciccarelli Kantor | Registered representative | CFP | Nov 2023 (3y) | |
| Kris Erik Heisler | Registered representative | CFP | Nov 2023 (3y) | |
| Kristine Ann Buchband | Registered representative | Nov 2023 (3y) | ||
| Kyle William Kennedy | Registered representative | Nov 2023 (3y) | ||
| Larry Alan Gunstream | Registered representative | Nov 2023 (3y) | ||
| Lawrence Spagnola | Registered representative | Nov 2023 (3y) | ||
| Lea Smith Johnson | Registered representative | CFP | Nov 2023 (3y) | |
| Lee Reuel Kramer | Registered representative | CFP | Nov 2023 (3y) | |
| Leslie Waddell Merritt | Registered representative | Nov 2023 (3y) | ||
| Leslie Waddell Merritt | Registered representative | Nov 2023 (3y) | ||
| Lester Zygmunt Koryczan | Registered representative | CFP | Nov 2023 (3y) | |
| Leyton Evans | Registered representative | Nov 2023 (3y) | ||
| Linda Ann Vu | Registered representative | CFP | Nov 2023 (3y) | |
| Linda Quinn Galante | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| Lisa Harris O'brien | Registered representative | CFP | Nov 2023 (3y) | |
| Lynn Ann Ferraina | Registered representative | Nov 2023 (3y) | ||
| Lee Alan Tarbet | Registered representative | Nov 2023 (3y) | ||
| Marc Jeffrey Spiegel | Registered representative | CFP | Nov 2023 (3y) | |
| Margaret Ellen Suite Arnold | Registered representative | Nov 2023 (3y) | ||
| Marijo Dluzak | Registered representative | CFP | Nov 2023 (3y) | |
| Marion Grace Cuff | Registered representative | Nov 2023 (3y) | ||
| Mark Andrew Kovacs | Registered representative | Nov 2023 (3y) | ||
| Mark Jay Aasen | Registered representative | Nov 2023 (3y) | ||
| Mark Lawrence Spagnola | Registered representative | Nov 2023 (3y) | ||
| Mark Robert Diederich | Registered representative | CFP | Nov 2023 (3y) | |
| Mark Steven Madia | Registered representative | CFP | Nov 2023 (3y) | |
| Mark Wayne Flenniken | Registered representative | Nov 2023 (3y) | ||
| Mary Denise Monahan | Registered representative | CFP | Nov 2023 (3y) | |
| Matthew Pliss | Registered representative | Nov 2023 (3y) | ||
| Maxine Joyce Hyrkas | Registered representative | CFP | Nov 2023 (3y) | |
| Michael A Cozad | Registered representative | CFP | Nov 2023 (3y) | |
| Michael Blake Sandeen | Registered representative | CFP | Nov 2023 (3y) | |
| Michael Charles Marangola | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Michael David Presley | Registered representative | CFP | Nov 2023 (3y) | |
| Michael John Klimis | Registered representative | CFP | Nov 2023 (3y) | |
| Michael Joseph Sterling | Registered representative | Nov 2023 (3y) | ||
| Michael Kenneth Brotsky | Registered representative | Nov 2023 (3y) | ||
| Michael Lee Scott | Registered representative | Nov 2023 (3y) | ||
| Michael Patrick Kennedy | Registered representative | Nov 2023 (3y) | ||
| Michael Paul Andersen | Registered representative | Nov 2023 (3y) | ||
| Michael Paul Dorigan | Registered representative | Nov 2023 (3y) | ||
| Michael Richard Jasan | Registered representative | Nov 2023 (3y) | ||
| Michael Scott Silverstein | Registered representative | Nov 2023 (3y) | ||
| Michael Stephen Holbrook | Registered representative | CFP | Nov 2023 (3y) | |
| Michael Thomas Evans | Registered representative | CFP | Nov 2023 (3y) | |
| Michael William Hesse | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Monica Eve Brown | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| Nancy Jean Mobberley | Registered representative | CFP | Nov 2023 (3y) | |
| Nancy Louise Herring | Registered representative | Nov 2023 (3y) | ||
| Neal Gabriel Oberto | Registered representative | CFP | Nov 2023 (3y) | |
| Newman Alexander Townsend | Registered representative | Nov 2023 (3y) | ||
| Nicholas Anthony Klanke | Registered representative | CFP | Nov 2023 (3y) | |
| Nicholas R Biddle | Registered representative | CFP | Nov 2023 (3y) | |
| Nickolas Naum Betta | Registered representative | Nov 2023 (3y) | ||
| Nicole Callie Hamburg | Registered representative | Nov 2023 (3y) | ||
| Nicole Theresa Forzano | Registered representative | Nov 2023 (3y) | ||
| Nicolette Joan Harney | Registered representative | Nov 2023 (3y) | ||
| Nigel Adam Guntharp | Registered representative | Nov 2023 (3y) | ||
| Olin Melvin Hill | Registered representative | Nov 2023 (3y) | ||
| Patricia Ann Metcalf Shermeta | Registered representative | CFP | Nov 2023 (3y) | |
| Patrick M Ferrigno | Registered representative | Nov 2023 (3y) | ||
| Patrick White Ryan | Registered representative | CFP | Nov 2023 (3y) | |
| Paul Frank Ciccarelli | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Paul Joseph Ferrigno | Registered representative | CFP | Nov 2023 (3y) | |
| Paul Klimkowski | Registered representative | Nov 2023 (3y) | ||
| Peter Krussel | Registered representative | Nov 2023 (3y) | ||
| Peter Michael Shurow | Registered representative | Nov 2023 (3y) | ||
| Peter Moises Rivas | Registered representative | CFP | Nov 2023 (3y) | |
| Philip Edmund Gose | Registered representative | Nov 2023 (3y) | ||
| Phillip Clark Lovegrove | Registered representative | CFP | Nov 2023 (3y) | |
| Phillip M Garey | Registered representative | Nov 2023 (3y) | ||
| Randall Vernon Greene | Registered representative | Nov 2023 (3y) | ||
| Randy Alan Shaffer | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Randy Carter Cox | Registered representative | CFP | Nov 2023 (3y) | |
| Raymond Frank Ciccarelli | Registered representative | Nov 2023 (3y) | ||
| Raymond Norbert Gandolfi | Registered representative | Nov 2023 (3y) | ||
| Read Tyler Otto | Registered representative | Nov 2023 (3y) | ||
| Reed Leroy Lefevre | Registered representative | CFP | Nov 2023 (3y) | |
| Reji Philip Mathews | Registered representative | Nov 2023 (3y) | ||
| Richard Allen Ethun | Registered representative | Nov 2023 (3y) | ||
| Richard B. Henderson | Registered representative | Nov 2023 (3y) | ||
| Richard Forzano | Registered representative | Nov 2023 (3y) | ||
| Richard Harris Heckard | Registered representative | Nov 2023 (3y) | ||
| Richard John Northuis | Registered representative | Nov 2023 (3y) | ||
| Richard Robert Cech | Registered representative | Nov 2023 (3y) | ||
| Richard Stanley Rebello | Registered representative | Nov 2023 (3y) | ||
| Robert Charles Gueriera | Registered representative | Nov 2023 (3y) | ||
| Robert E Mefford | Registered representative | Nov 2023 (3y) | ||
| Robert Francis Weber | Registered representative | CFP | Nov 2023 (3y) | |
| Robert Gary Mclaughlin | Registered representative | Nov 2023 (3y) | ||
| Robert John Vogel | Registered representative | CFP | Nov 2023 (3y) | |
| Robert John Welsch | Registered representative | Nov 2023 (3y) | ||
| Robert Kelvin Springer | Registered representative | CFP | Nov 2023 (3y) | |
| Robert Lawrence Jones | Registered representative | CFP | Nov 2023 (3y) | |
| Robert Leroy Myers | Registered representative | Nov 2023 (3y) | ||
| Robert Louis Hesslink | Registered representative | Nov 2023 (3y) | ||
| Robert Michael Leshnak | Registered representative | CFP | Nov 2023 (3y) | |
| Robert Paul Lockwood | Registered representative | Nov 2023 (3y) | ||
| Rodney David Potratz | Registered representative | Nov 2023 (3y) | ||
| Ronald Palmateer | Registered representative | Nov 2023 (3y) | ||
| Ryan Andrew Helder | Registered representative | Nov 2023 (3y) | ||
| Ryan Andrew Peck | Registered representative | CFP | Nov 2023 (3y) | |
| Renee Danielle Cooley | Registered representative | CFP | Nov 2023 (3y) | |
| S Paul Lorusso | Registered representative | Nov 2023 (3y) | ||
| Salvador Elizondo | Registered representative | CFP | Nov 2023 (3y) | |
| Samantha R Webster | Registered representative | CFP | Nov 2023 (3y) | |
| Sanford Garry Seide | Registered representative | Nov 2023 (3y) | ||
| Sarah Merrill Young | Registered representative | Nov 2023 (3y) | ||
| Scott E Zakalik | Registered representative | Nov 2023 (3y) | ||
| Scott Gregory Mcmurdie | Registered representative | CFP | Nov 2023 (3y) | |
| Scott Thomas Shepherd | Registered representative | Nov 2023 (3y) | ||
| Shannon Theresa Dyson | Registered representative | Nov 2023 (3y) | ||
| Sophorn Brown | Registered representative | Nov 2023 (3y) | ||
| Stephanie Renae Woods | Registered representative | Nov 2023 (3y) | ||
| Stephanie Summers | Registered representative | Nov 2023 (3y) | ||
| Stephen Xavier Carroll | Registered representative | CFP | Nov 2023 (3y) | |
| Steven Canali | Registered representative | Nov 2023 (3y) | ||
| Steven Joe Combest | Registered representative | CFP | Nov 2023 (3y) | |
| Steven Matthew Barrus | Registered representative | Nov 2023 (3y) | ||
| Steven Troy Merkel | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Subhash Chandra Katial | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| Samuel Brook Nash | Registered representative | CFP | Nov 2023 (3y) | |
| Shay Douglas Pond | Registered representative | Nov 2023 (3y) | ||
| Steven James Swanson | Registered representative | Nov 2023 (3y) | ||
| Tal Diekvoss | Registered representative | Nov 2023 (3y) | ||
| Taylor Lee Shea | Registered representative | Nov 2023 (3y) | ||
| Terry Jay Thompson | Registered representative | Nov 2023 (3y) | ||
| Thomas Francis Vorisek | Registered representative | Nov 2023 (3y) | ||
| Thomas George Lenze | Registered representative | Nov 2023 (3y) | ||
| Thomas Gerard Kalis | Registered representative | Nov 2023 (3y) | ||
| Thomas John Tanurchis | Registered representative | Nov 2023 (3y) | ||
| Thomas Joseph Burke | Registered representative | Nov 2023 (3y) | ||
| Thomas Lorenzo Costantiello | Registered representative | CFP | Nov 2023 (3y) | |
| Thomas M Leonardi | Registered representative | CFP | Nov 2023 (3y) | |
| Thomas Michael Joyce | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| Thomas Samuel Dellinger | Registered representative | Nov 2023 (3y) | ||
| Timothy Douglas Jensen | Registered representative | CFP | Nov 2023 (3y) | |
| Timothy Todd Whipkey | Registered representative | CFP | Nov 2023 (3y) | |
| Todd David Grovenstein | Registered representative | Nov 2023 (3y) | ||
| Todd Richard Pollock | Registered representative | Nov 2023 (3y) | ||
| Tracy Donald Jones | Registered representative | Nov 2023 (3y) | ||
| Travis Ernest Taylor | Registered representative | Nov 2023 (3y) | ||
| Trent Scott Seybold | Registered representative | CFP CFA | Nov 2023 (3y) | |
| Tricia L Carter Wood | Registered representative | Nov 2023 (3y) | ||
| Tal John Diekvoss | Registered representative | Nov 2023 (3y) | ||
| Valarie Gilbert Washington | Registered representative | Nov 2023 (3y) | ||
| Victor Alexander Tedesco | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Walter Alan King | Registered representative | CFP | Nov 2023 (3y) | |
| Wesley David Crosby | Registered representative | Nov 2023 (3y) | ||
| Wesley Troy Mathis | Registered representative | Nov 2023 (3y) | ||
| William Andrew Shea | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| William Davis Howard | Registered representative | Nov 2023 (3y) | ||
| William Dennis Esposito | Registered representative | Nov 2023 (3y) | ||
| William Dustin Cross | Registered representative | CFP | Nov 2023 (3y) | |
| William Gresham Lawler | Registered representative | CFP | Nov 2023 (3y) | |
| William Herbert Cross | Registered representative | Nov 2023 (3y) | ||
| William Howard Love | Registered representative | Nov 2023 (3y) | ||
| William Joseph Murphy | Registered representative | Nov 2023 (3y) | ||
| William M. Palisca | Registered representative | Nov 2023 (3y) | ||
| Willis Harwood Eames | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| Wornel Le Vale Simpson | Registered representative | Nov 2023 (3y) | ||
| John Joseph Donahoe | Registered representative | Nov 2023 (3y) | ||
| Max Morgovsky | Registered representative | Nov 2023 (3y) | ||
| Stephen Bernard Kincer | Registered representative | CFP | Nov 2023 (3y) | |
| Nakita Calypso Kirchner | Registered representative | Nov 2023 (3y) | ||
| Robert Bieber | Registered representative | Nov 2023 (3y) | ||
| Charles Bernard Poindexter | Registered representative | Nov 2023 (3y) | ||
| Connor Judy | Registered representative | Nov 2023 (3y) | ||
| Donald Dewayne Daniel | Registered representative | Nov 2023 (3y) | ||
| Pasquale Russo | Registered representative | Nov 2023 (3y) | ||
| Steven W Barrett | Registered representative | Nov 2023 (3y) | ||
| Jordan Janene Ireland | Registered representative | Nov 2023 (3y) | ||
| Katherine Ann Tunstall | Registered representative | Nov 2023 (3y) | ||
| Alix Brooke Gollomp | Registered representative | Nov 2023 (3y) | ||
| Bryan Thomas Pojanowski | Registered representative | Nov 2023 (3y) | ||
| John Darren Tutt | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Kyla Mechura | Registered representative | Nov 2023 (3y) | ||
| Michael Edmund Zeiter | Registered representative | Nov 2023 (3y) | ||
| Scott T Fleming | Registered representative | Nov 2023 (3y) | ||
| Keith Alan Bung Siu Chock | Registered representative | CFP | Dec 2023 (3y) | |
| Dalton Earl Heffel | Registered representative | CFP | Dec 2023 (3y) | |
| Edward G Donegan | Registered representative | Dec 2023 (3y) | ||
| David Louis Braud | Registered representative | CFP | Dec 2023 (3y) | |
| John Harvey Heil | Registered representative | Dec 2023 (3y) | ||
| Raymond John Godleski | Registered representative | CFP | Dec 2023 (3y) | |
| Shana D Amster | Registered representative | Dec 2023 (3y) | ||
| Tyler Wasser | Registered representative | Dec 2023 (3y) | ||
| Charla Diane Turch | Registered representative | CFP | Dec 2023 (3y) | |
| Leslie Johnson | Registered representative | Dec 2023 (3y) | ||
| Patrick Francis Van Sumeren | Registered representative | Dec 2023 (3y) | ||
| Danielle N May | Registered representative | Dec 2023 (3y) | ||
| Matthew Taylor Manning | Registered representative | Dec 2023 (3y) | ||
| Craig Michael Twombly | Registered representative | CFP | Dec 2023 (3y) | |
| J. Shane Gentry | Registered representative | Dec 2023 (3y) | ||
| Julie A Matulia | Registered representative | Dec 2023 (3y) | ||
| Connor Mccann | Registered representative | Dec 2023 (3y) | ||
| Daniel Patrick Bierals | Registered representative | Dec 2023 (3y) | ||
| Eric Eugene Kajer | Registered representative | CFP | Dec 2023 (3y) | |
| Kenneth James Grzegorczyk | Registered representative | Dec 2023 (3y) | ||
| Michelle Kaymeiers Letch | Registered representative | Dec 2023 (3y) | ||
| Elizabeth Windsor Thompson | Registered representative | Dec 2023 (3y) | ||
| Jason Shelby Walling | Registered representative | CFP | Dec 2023 (3y) | |
| Timothy James Thompson | Registered representative | Dec 2023 (3y) | ||
| Jason Lee Kramar | Registered representative | Dec 2023 (3y) | ||
| Michael C Jonas | Registered representative | Dec 2023 (3y) | ||
| Stephanie Davis | Registered representative | Dec 2023 (3y) | ||
| Amy Hamilton | Registered representative | Jan 2024 (3y) | ||
| Bryan Thomas Peterson | Registered representative | Jan 2024 (3y) | ||
| Brady Joseph Rodgers | Registered representative | Jan 2024 (3y) | ||
| Claire Mccarthy | Registered representative | CFP | Jan 2024 (3y) | |
| Cameron Anthony Egan | Registered representative | Jan 2024 (3y) | ||
| Donald James Kennedy | Registered representative | Jan 2024 (3y) | ||
| Kenneth James Kovalchuk | Registered representative | Jan 2024 (3y) | ||
| Vivek Jaiswal Khasat | Registered representative | CFP | Jan 2024 (3y) | |
| Christopher Thomas Yingling | Registered representative | Jan 2024 (3y) | ||
| Michael Nigris | Registered representative | Jan 2024 (3y) | ||
| Stephan Karl Stoimenoff | Registered representative | Jan 2024 (3y) | ||
| Jackson Thomas Graham | Registered representative | Jan 2024 (3y) | ||
| Scott Aldrich Saylor | Registered representative | CFP | Jan 2024 (3y) | |
| Gary Lynn Gunning | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Monica Catherine Kimball | Registered representative | CFP | Jan 2024 (3y) | |
| Robert Walter Breske | Registered representative | Jan 2024 (3y) | ||
| Andy Garcia | Registered representative | Jan 2024 (3y) | ||
| Guy Philip Nicosia | Registered representative | CFP | Jan 2024 (3y) | |
| John Gerard Nicosia | Registered representative | Jan 2024 (3y) | ||
| Matthew James Barbis | Registered representative | Jan 2024 (3y) | ||
| Sean Michael Flynn | Registered representative | Jan 2024 (3y) | ||
| Aaron Eugene Adams | Registered representative | Jan 2024 (3y) | ||
| Aaron Michael Cooperband | Registered representative | Jan 2024 (3y) | ||
| Aaron Paul Titze | Registered representative | CFP | Jan 2024 (3y) | |
| Aaron Vincent Bleggi | Registered representative | Jan 2024 (3y) | ||
| Abigail Grace O'quinn | Registered representative | Jan 2024 (3y) | ||
| Adam Dean Steenblock | Registered representative | CFP | Jan 2024 (3y) | |
| Adam Eliot Queler | Registered representative | CFP | Jan 2024 (3y) | |
| Adam Howard Zunino | Registered representative | Jan 2024 (3y) | ||
| Adam Louis Schwartz | Registered representative | CFP | Jan 2024 (3y) | |
| Adam Robert Katch | Registered representative | Jan 2024 (3y) | ||
| Adeline Elizabeth Kropf | Registered representative | Jan 2024 (3y) | ||
| Albert Van Cline | Registered representative | Jan 2024 (3y) | ||
| Aleksandar Matovski | Registered representative | Jan 2024 (3y) | ||
| Alex Hwan Kim | Registered representative | Jan 2024 (3y) | ||
| Alexander Gallegos | Registered representative | Jan 2024 (3y) | ||
| Alice Brattain Shagley | Registered representative | Jan 2024 (3y) | ||
| Alison B Rodriguez | Registered representative | Jan 2024 (3y) | ||
| Allan Keith Booher | Registered representative | CFP | Jan 2024 (3y) | |
| Allan Laverne Brunmeier | Registered representative | Jan 2024 (3y) | ||
| Allan William Hibbard | Registered representative | Jan 2024 (3y) | ||
| Allen Shayne Doty | Registered representative | Jan 2024 (3y) | ||
| Amber Donn Eduvigen | Registered representative | Jan 2024 (3y) | ||
| Amedee Collin O'gorman | Registered representative | Jan 2024 (3y) | ||
| Amir Arbabi | Registered representative | Jan 2024 (3y) | ||
| Amy Beth Driscoll Weinberger | Registered representative | Jan 2024 (3y) | ||
| Amy Kathryn Duncan | Registered representative | Jan 2024 (3y) | ||
| Amy Marie Edgren | Registered representative | Jan 2024 (3y) | ||
| Amy Marie Ley | Registered representative | Jan 2024 (3y) | ||
| Andrew Charles Pesha | Registered representative | Jan 2024 (3y) | ||
| Andrew Edward Hickey | Registered representative | Jan 2024 (3y) | ||
| Andrew Gutierrez | Registered representative | Jan 2024 (3y) | ||
| Andrew Jack Cohen | Registered representative | Jan 2024 (3y) | ||
| Andrew James Keating | Registered representative | Jan 2024 (3y) | ||
| Andrew John Greene | Registered representative | Jan 2024 (3y) | ||
| Andrew Joseph Howe | Registered representative | Jan 2024 (3y) | ||
| Andrew Linsenmann | Registered representative | Jan 2024 (3y) | ||
| Andrew Michael Bastian | Registered representative | Jan 2024 (3y) | ||
| Andrew Michael Lucius | Registered representative | Jan 2024 (3y) | ||
| Andrew Paul Barclay | Registered representative | Jan 2024 (3y) | ||
| Andrew Paul Hadel | Registered representative | CFP | Jan 2024 (3y) | |
| Andrew R Mccarville | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Andrew W Atherton | Registered representative | Jan 2024 (3y) | ||
| Angela Marie Berry | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Anil Gulati | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Anna Bertha Stepanovic | Registered representative | Jan 2024 (3y) | ||
| Anna Elizabeth Gorman | Registered representative | CFP | Jan 2024 (3y) | |
| Anna Rose Hackbarth | Registered representative | Jan 2024 (3y) | ||
| Annette Louise Petzel | Registered representative | CFP | Jan 2024 (3y) | |
| Annette Renee Alexander | Registered representative | Jan 2024 (3y) | ||
| Anoput Phimmasone | Registered representative | Jan 2024 (3y) | ||
| Anothoune Phimmasone | Registered representative | Jan 2024 (3y) | ||
| Anthony Arturo Bonanni | Registered representative | CFP | Jan 2024 (3y) | |
| Anthony Francis Frangella | Registered representative | Jan 2024 (3y) | ||
| Anthony Joseph Galati | Registered representative | Jan 2024 (3y) | ||
| Anthony Michael Liace | Registered representative | Jan 2024 (3y) | ||
| Anthony N Macaluso | Registered representative | Jan 2024 (3y) | ||
| Anthony Scott Carini | Registered representative | Jan 2024 (3y) | ||
| April C Mason | Registered representative | Jan 2024 (3y) | ||
| Arben Kupi | Registered representative | Jan 2024 (3y) | ||
| Ashish K Patel | Registered representative | CFP | Jan 2024 (3y) | |
| Avasarala Venkat Rao | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Alek L Murphy | Registered representative | Jan 2024 (3y) | ||
| Ausra York | Registered representative | Jan 2024 (3y) | ||
| Barbara Ann Blas | Registered representative | Jan 2024 (3y) | ||
| Barbara Lynn Stetzko | Registered representative | CFP | Jan 2024 (3y) | |
| Barry Edward Moschel | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Bart Dominic Lia | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Benjamin Alexander Hadel | Registered representative | Jan 2024 (3y) | ||
| Benjamin Carl Tompkins | Registered representative | Jan 2024 (3y) | ||
| Benjamin Chad Laine | Registered representative | Jan 2024 (3y) | ||
| Benjamin Nathaniel Ricker | Registered representative | Jan 2024 (3y) | ||
| Benjamin Robert Burbedge | Registered representative | Jan 2024 (3y) | ||
| Bibi Zorina Razack | Registered representative | Jan 2024 (3y) | ||
| Blake Christian White | Registered representative | CFP | Jan 2024 (3y) | |
| Blake Edward Sandvold | Registered representative | Jan 2024 (3y) | ||
| Bobby Ray Payne | Registered representative | Jan 2024 (3y) | ||
| Bradley Allen Ober | Registered representative | Jan 2024 (3y) | ||
| Bradley James Erickson | Registered representative | Jan 2024 (3y) | ||
| Bradley Jerome Hickman | Registered representative | Jan 2024 (3y) | ||
| Bradley John Dewerd | Registered representative | Jan 2024 (3y) | ||
| Bradley Patrick Timmons | Registered representative | Jan 2024 (3y) | ||
| Bradley Wayne Rothhammer | Registered representative | Jan 2024 (3y) | ||
| Brandi Lynn Hahn | Registered representative | Jan 2024 (3y) | ||
| Brandon Fernandes | Registered representative | Jan 2024 (3y) | ||
| Brandon Lee Graber | Registered representative | Jan 2024 (3y) | ||
| Brandon Lee Ingerson | Registered representative | Jan 2024 (3y) | ||
| Brandon P Bourque | Registered representative | CFP | Jan 2024 (3y) | |
| Brandon Scott Donkersgoed | Registered representative | Jan 2024 (3y) | ||
| Brandon Scott Wagner | Registered representative | Jan 2024 (3y) | ||
| Brandon Troy Vandewalle | Registered representative | Jan 2024 (3y) | ||
| Brayden Naef | Registered representative | Jan 2024 (3y) | ||
| Brenda Lea Ferry | Registered representative | Jan 2024 (3y) | ||
| Brennan M Rhule | Registered representative | CFP | Jan 2024 (3y) | |
| Brent Colin Peroutka | Registered representative | CFP | Jan 2024 (3y) | |
| Brent Lee Deuel | Registered representative | Jan 2024 (3y) | ||
| Brett Andrew Brennan | Registered representative | CFP | Jan 2024 (3y) | |
| Brett Valentine | Registered representative | Jan 2024 (3y) | ||
| Brian Anthony Kiefer | Registered representative | Jan 2024 (3y) | ||
| Brian D White | Registered representative | Jan 2024 (3y) | ||
| Brian Dale Carlisle | Registered representative | Jan 2024 (3y) | ||
| Brian Gerald Sensibaugh | Registered representative | Jan 2024 (3y) | ||
| Brian Gerard Hermes | Registered representative | Jan 2024 (3y) | ||
| Brian John Witz | Registered representative | Jan 2024 (3y) | ||
| Brian Laron Honn | Registered representative | Jan 2024 (3y) | ||
| Brian Michael Duncan | Registered representative | Jan 2024 (3y) | ||
| Brian Patrick Hynes | Registered representative | Jan 2024 (3y) | ||
| Brian Robert Page | Registered representative | Jan 2024 (3y) | ||
| Brian Scott Menzel | Registered representative | Jan 2024 (3y) | ||
| Brian Scott Young | Registered representative | CFP | Jan 2024 (3y) | |
| Brianna Lynn Goll | Registered representative | Jan 2024 (3y) | ||
| Brice Michael Terbeest | Registered representative | CFP | Jan 2024 (3y) | |
| Bridget M Baughman | Registered representative | Jan 2024 (3y) | ||
| Brock Aaron Eckman | Registered representative | Jan 2024 (3y) | ||
| Brooke A Crane Acre | Registered representative | Jan 2024 (3y) | ||
| Brooke Ashley Willis | Registered representative | Jan 2024 (3y) | ||
| Bruce Allen Gust | Registered representative | Jan 2024 (3y) | ||
| Bruce Allen Hill | Registered representative | Jan 2024 (3y) | ||
| Bruce Robert Geiger | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Bruck Hayden Henne | Registered representative | Jan 2024 (3y) | ||
| Bryan Charles Marshall | Registered representative | Jan 2024 (3y) | ||
| Bryan Keith Poirier | Registered representative | CFP | Jan 2024 (3y) | |
| Bryan Larry Grant | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Bryan Price Filson | Registered representative | Jan 2024 (3y) | ||
| Bryan Thomas Cassells | Registered representative | Jan 2024 (3y) | ||
| Bryan Wallace Gray | Registered representative | Jan 2024 (3y) | ||
| Bryce James Williby | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Cale Olbert | Registered representative | CFP | Jan 2024 (3y) | |
| Calen U Gondran | Registered representative | Jan 2024 (3y) | ||
| Calvin Wayne Strong | Registered representative | Jan 2024 (3y) | ||
| Candido Palomarez | Registered representative | Jan 2024 (3y) | ||
| Carla Hogan Adkins | Registered representative | Jan 2024 (3y) | ||
| Carli Elizabeth Navin | Registered representative | Jan 2024 (3y) | ||
| Carmen Marie Jennett | Registered representative | Jan 2024 (3y) | ||
| Carrie Brinkley Jones | Registered representative | Jan 2024 (3y) | ||
| Casey Patrick O'gorman | Registered representative | Jan 2024 (3y) | ||
| Cathy Lynn Foster | Registered representative | Jan 2024 (3y) | ||
| Cesar Hugo Lopez | Registered representative | Jan 2024 (3y) | ||
| Chad Feucht | Registered representative | Jan 2024 (3y) | ||
| Chad Lee Muehlbauer | Registered representative | CFP | Jan 2024 (3y) | |
| Chad Michael Kulzer | Registered representative | Jan 2024 (3y) | ||
| Chana Kay Beene | Registered representative | Jan 2024 (3y) | ||
| Charles Eugene Rucker | Registered representative | Jan 2024 (3y) | ||
| Charles Richard Hurtgen | Registered representative | CFP | Jan 2024 (3y) | |
| Charles W Cha | Registered representative | Jan 2024 (3y) | ||
| Charlotte E Stellwagen | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Chase Anthony Vande Yacht | Registered representative | Jan 2024 (3y) | ||
| Chase Miller Buchanan | Registered representative | Jan 2024 (3y) | ||
| Chet Brendan Beene | Registered representative | Jan 2024 (3y) | ||
| Ching Kai David Fei | Registered representative | CFP | Jan 2024 (3y) | |
| Chris Henderson | Registered representative | Jan 2024 (3y) | ||
| Christian Blair Baldree | Registered representative | Jan 2024 (3y) | ||
| Christian Paul Bustamante | Registered representative | Jan 2024 (3y) | ||
| Christina Barbante | Registered representative | Jan 2024 (3y) | ||
| Christina Hancock Inmon | Registered representative | Jan 2024 (3y) | ||
| Christopher Allen Neece | Registered representative | Jan 2024 (3y) | ||
| Christopher Allen Rhyne | Registered representative | CFP | Jan 2024 (3y) | |
| Christopher Andrew Cahoon | Registered representative | Jan 2024 (3y) | ||
| Christopher David Buchanan | Registered representative | Jan 2024 (3y) | ||
| Christopher David Rockey | Registered representative | CFP | Jan 2024 (3y) | |
| Christopher Emil Grassel | Registered representative | Jan 2024 (3y) | ||
| Christopher Lee Cottrell | Registered representative | CFP | Jan 2024 (3y) | |
| Christopher Lee Henning | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Christopher Michael Butler | Registered representative | Jan 2024 (3y) | ||
| Christopher Michael Nelson | Registered representative | Jan 2024 (3y) | ||
| Christopher Pokrzywinski | Registered representative | Jan 2024 (3y) | ||
| Christopher Scott Mcneil | Registered representative | Jan 2024 (3y) | ||
| Christopher Wilkins | Registered representative | Jan 2024 (3y) | ||
| Christopher William Vonlindenberg | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Clayton James Winkler | Registered representative | CFP | Jan 2024 (3y) | |
| Clayton Mitchell St George | Registered representative | Jan 2024 (3y) | ||
| Clifford Charles Harris | Registered representative | Jan 2024 (3y) | ||
| Cody James Ayres | Registered representative | Jan 2024 (3y) | ||
| Colin Peter Figueroa | Registered representative | Jan 2024 (3y) | ||
| Collin James Minor | Registered representative | Jan 2024 (3y) | ||
| Corbin James Weatherby | Registered representative | Jan 2024 (3y) | ||
| Corbin Wade Krell | Registered representative | Jan 2024 (3y) | ||
| Cortney Heykoop | Registered representative | Jan 2024 (3y) | ||
| Cory O Jobe | Registered representative | Jan 2024 (3y) | ||
| Craig Allen Hauger | Registered representative | CFP | Jan 2024 (3y) | |
| Craig Eldon Schnuelle | Registered representative | CFP | Jan 2024 (3y) | |
| Craig M Wiklund | Registered representative | Jan 2024 (3y) | ||
| Craig William Surprise | Registered representative | Jan 2024 (3y) | ||
| Crystal Rose Sdano | Registered representative | Jan 2024 (3y) | ||
| Cynthia D O'connell | Registered representative | Jan 2024 (3y) | ||
| Cynthia S Spekhart | Registered representative | CFP | Jan 2024 (3y) | |
| Chadwick Thomas Clarke | Registered representative | Jan 2024 (3y) | ||
| Christopher Lee Vazquez | Registered representative | Jan 2024 (3y) | ||
| Cresta L Clawson | Registered representative | Jan 2024 (3y) | ||
| Dale Richard Austin | Registered representative | Jan 2024 (3y) | ||
| Dale Wesley Ferdinandsen | Registered representative | CFP | Jan 2024 (3y) | |
| Damon Andrew Pierson | Registered representative | Jan 2024 (3y) | ||
| Dan Kenichi Hara | Registered representative | Jan 2024 (3y) | ||
| Daniel Allan Flees | Registered representative | Jan 2024 (3y) | ||
| Daniel James Weber | Registered representative | Jan 2024 (3y) | ||
| Daniel John Dunn | Registered representative | Jan 2024 (3y) | ||
| Daniel Michael Guck | Registered representative | Jan 2024 (3y) | ||
| Daniel Patrick Wachs | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Daniel Reed Kotovsky | Registered representative | CFP | Jan 2024 (3y) | |
| Daniel Steven Osborne | Registered representative | Jan 2024 (3y) | ||
| Daniel Theodore Polster | Registered representative | Jan 2024 (3y) | ||
| Darin Gerard Svihovec | Registered representative | CFP | Jan 2024 (3y) | |
| Darin Stadler Ruttenberg | Registered representative | Jan 2024 (3y) | ||
| Darin Wesley Lawhorn | Registered representative | Jan 2024 (3y) | ||
| Daron Edward Mcmillan | Registered representative | Jan 2024 (3y) | ||
| Darrin Riha | Registered representative | Jan 2024 (3y) | ||
| David Alexander Hohmann | Registered representative | Jan 2024 (3y) | ||
| David Allen Moore | Registered representative | Jan 2024 (3y) | ||
| David Andrew Bond | Registered representative | Jan 2024 (3y) | ||
| David Anthony Giddings | Registered representative | Jan 2024 (3y) | ||
| David Anthony Wassel | Registered representative | CFP | Jan 2024 (3y) | |
| David Bryant Thompson | Registered representative | Jan 2024 (3y) | ||
| David C Paulson | Registered representative | Jan 2024 (3y) | ||
| David Christopher Jozefiak | Registered representative | Jan 2024 (3y) | ||
| David Corrie Hansen | Registered representative | Jan 2024 (3y) | ||
| David Craig Steven Sandvold | Registered representative | Jan 2024 (3y) | ||
| David Curtis Moore | Registered representative | Jan 2024 (3y) | ||
| David Frank Bucciferro | Registered representative | Jan 2024 (3y) | ||
| David Furrh Ware | Registered representative | Jan 2024 (3y) | ||
| David George Lindberg | Registered representative | Jan 2024 (3y) | ||
| David Gerard Berka | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| David Glen Huffcutt | Registered representative | Jan 2024 (3y) | ||
| David Gordon Cooper | Registered representative | Jan 2024 (3y) | ||
| David Harlan Mitchler | Registered representative | Jan 2024 (3y) | ||
| David Jakl | Registered representative | Jan 2024 (3y) | ||
| David James Tassoul | Registered representative | CFP | Jan 2024 (3y) | |
| David John Soper | Registered representative | Jan 2024 (3y) | ||
| David Joseph Allon | Registered representative | Jan 2024 (3y) | ||
| David Judd Florell | Registered representative | CFP | Jan 2024 (3y) | |
| David Lee Goodrich | Registered representative | Jan 2024 (3y) | ||
| David Louis Greene | Registered representative | Jan 2024 (3y) | ||
| David Lucero Krahn | Registered representative | Jan 2024 (3y) | ||
| David M Brown | Registered representative | Jan 2024 (3y) | ||
| David Macklin Lewandowski | Registered representative | Jan 2024 (3y) | ||
| David Marcus Brookings | Registered representative | Jan 2024 (3y) | ||
| David Michael Henderson | Registered representative | Jan 2024 (3y) | ||
| David Patrick Dolan | Registered representative | Jan 2024 (3y) | ||
| David Paul Launder | Registered representative | CFP | Jan 2024 (3y) | |
| David Randall Hanson | Registered representative | Jan 2024 (3y) | ||
| David Robert Demore | Registered representative | CFP | Jan 2024 (3y) | |
| David Rocco L'erario | Registered representative | Jan 2024 (3y) | ||
| David Thomas Russo | Registered representative | Jan 2024 (3y) | ||
| David V. Coburn | Registered representative | Jan 2024 (3y) | ||
| David Ward Rudolf | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| David Warren Tanner | Registered representative | Jan 2024 (3y) | ||
| David Wayne Deuel | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| David Wesley Bown | Registered representative | Jan 2024 (3y) | ||
| Dawn Alison Strachan | Registered representative | Jan 2024 (3y) | ||
| Dawn Elizabeth Edmunds | Registered representative | Jan 2024 (3y) | ||
| Dayne Jared Quist | Registered representative | Jan 2024 (3y) | ||
| Dean Jeffery Callison | Registered representative | CFP | Jan 2024 (3y) | |
| Deborah Anne Nightingale | Registered representative | Jan 2024 (3y) | ||
| Deborah Lee Clark | Registered representative | Jan 2024 (3y) | ||
| Deborah Lou Tiell | Registered representative | Jan 2024 (3y) | ||
| Deborah R Blankenship | Registered representative | CFP | Jan 2024 (3y) | |
| Debra Jean Moff | Registered representative | Jan 2024 (3y) | ||
| Delta Francine Jones Walker | Registered representative | Jan 2024 (3y) | ||
| Denise Marie Baranowski | Registered representative | Jan 2024 (3y) | ||
| Dennie Ray Lewis | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Dennis Fred Baker | Registered representative | CFP | Jan 2024 (3y) | |
| Dennis Joseph Schilling | Registered representative | Jan 2024 (3y) | ||
| Dennis Neal Mainard | Registered representative | CFP | Jan 2024 (3y) | |
| Derek Andrew Leighton | Registered representative | Jan 2024 (3y) | ||
| Derek J Winn | Registered representative | CFA | Jan 2024 (3y) | |
| Derrek Wesley Steven Gaspard | Registered representative | Jan 2024 (3y) | ||
| Desmond Michael Early | Registered representative | Jan 2024 (3y) | ||
| Devin Allen Kind | Registered representative | Jan 2024 (3y) | ||
| Diana R Chan | Registered representative | CFP | Jan 2024 (3y) | |
| Dino Anthony Marnell | Registered representative | Jan 2024 (3y) | ||
| Dominic A Reinerio | Registered representative | Jan 2024 (3y) | ||
| Dominic M Rice | Registered representative | Jan 2024 (3y) | ||
| Dominik Andrew Kudzma | Registered representative | Jan 2024 (3y) | ||
| Don Willner | Registered representative | Jan 2024 (3y) | ||
| Donald Michael Denstaedt | Registered representative | CFP | Jan 2024 (3y) | |
| Donald Ray Svoboda | Registered representative | Jan 2024 (3y) | ||
| Donald Raymond Bourgeois | Registered representative | Jan 2024 (3y) | ||
| Donn Sandy Levine | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Donnie Lane Campbell | Registered representative | Jan 2024 (3y) | ||
| Doreen Emily Schmidt | Registered representative | CFP | Jan 2024 (3y) | |
| Douglas Adrian Emery | Registered representative | Jan 2024 (3y) | ||
| Douglas Arthur Thompson | Registered representative | Jan 2024 (3y) | ||
| Douglas Carl Ruby | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Douglas Edward Howes | Registered representative | Jan 2024 (3y) | ||
| Douglas William Gallwas | Registered representative | Jan 2024 (3y) | ||
| Dustin Keith Ward | Registered representative | Jan 2024 (3y) | ||
| Dustin Scott Soulek | Registered representative | Jan 2024 (3y) | ||
| Dwight Lamont Ferguson | Registered representative | Jan 2024 (3y) | ||
| Dylan Griffin Lang | Registered representative | Jan 2024 (3y) | ||
| Dylan Thomas Ruby | Registered representative | Jan 2024 (3y) | ||
| Denise A Osadchuk | Registered representative | CFP | Jan 2024 (3y) | |
| Eddie Devell Holmes | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Eddie Mitchell Lancaster | Registered representative | Jan 2024 (3y) | ||
| Edward Albert Aiken | Registered representative | Jan 2024 (3y) | ||
| Edward Andrew Gerner | Registered representative | CFP | Jan 2024 (3y) | |
| Edward Paul Hadel | Registered representative | Jan 2024 (3y) | ||
| Eleanor Ruth Dean | Registered representative | CFP | Jan 2024 (3y) | |
| Elisabeth L Ervin | Registered representative | Jan 2024 (3y) | ||
| Elizabeth Ann Giuliano | Registered representative | Jan 2024 (3y) | ||
| Elizabeth Anne Herman | Registered representative | Jan 2024 (3y) | ||
| Elizabeth Dean Mayhak | Registered representative | Jan 2024 (3y) | ||
| Elizabeth Marie Pavin | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Elizabeth S Johnston | Registered representative | Jan 2024 (3y) | ||
| Emma Gillian Monk | Registered representative | CFP | Jan 2024 (3y) | |
| Enoch Chung | Registered representative | CFP | Jan 2024 (3y) | |
| Eric Alan Welch | Registered representative | Jan 2024 (3y) | ||
| Eric Arthur Marzinke | Registered representative | Jan 2024 (3y) | ||
| Eric Charles Marshall | Registered representative | Jan 2024 (3y) | ||
| Eric Christopher Tweeden | Registered representative | Jan 2024 (3y) | ||
| Eric Charles Wilke | Registered representative | Jan 2024 (3y) | ||
| Eric Daniel Kondrit | Registered representative | CFP | Jan 2024 (3y) | |
| Eric E Shank | Registered representative | Jan 2024 (3y) | ||
| Eric Edward Schroeder | Registered representative | Jan 2024 (3y) | ||
| Eric James Pelnar | Registered representative | CFP | Jan 2024 (3y) | |
| Eric James Reding | Registered representative | Jan 2024 (3y) | ||
| Eric James Robert Nelson | Registered representative | Jan 2024 (3y) | ||
| Eric Michael Rigby | Registered representative | Jan 2024 (3y) | ||
| Eric Paul Spindt | Registered representative | Jan 2024 (3y) | ||
| Eric Ruben Porath | Registered representative | Jan 2024 (3y) | ||
| Eric Thomas Bitetto | Registered representative | Jan 2024 (3y) | ||
| Eric Warren Katauskas | Registered representative | CFP | Jan 2024 (3y) | |
| Erick John Reim | Registered representative | Jan 2024 (3y) | ||
| Erik Ryan Plaisted | Registered representative | Jan 2024 (3y) | ||
| Erin Louise Gunnell | Registered representative | CFP | Jan 2024 (3y) | |
| Ernest Royal Massenberg | Registered representative | CFP | Jan 2024 (3y) | |
| Esteban Munoz | Registered representative | Jan 2024 (3y) | ||
| Eugene Cox | Registered representative | Jan 2024 (3y) | ||
| Evan Bradley Lewis | Registered representative | Jan 2024 (3y) | ||
| Evan Philip Ocepek | Registered representative | CFP | Jan 2024 (3y) | |
| Ferdinand P Garcia | Registered representative | Jan 2024 (3y) | ||
| Fernando Patricio Romero | Registered representative | Jan 2024 (3y) | ||
| Fisher Norris | Registered representative | Jan 2024 (3y) | ||
| Frances Elaine Tillman | Registered representative | Jan 2024 (3y) | ||
| Francis P Gallagher | Registered representative | Jan 2024 (3y) | ||
| Francisco A Olarte | Registered representative | Jan 2024 (3y) | ||
| Francois Sam Marcus | Registered representative | Jan 2024 (3y) | ||
| Frank Anthony Perella | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Gabriel Paul Walker | Registered representative | CFA | Jan 2024 (3y) | |
| Gabriela Minotti | Registered representative | Jan 2024 (3y) | ||
| Garrett Brandon Mullins | Registered representative | Jan 2024 (3y) | ||
| Gary D Woods | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Gary Paul Maack Magnusson | Registered representative | Jan 2024 (3y) | ||
| Geoffrey Carson Aden | Registered representative | Jan 2024 (3y) | ||
| Geoffrey Scott Mccash | Registered representative | Jan 2024 (3y) | ||
| Geoffrey Taylor Koepp | Registered representative | Jan 2024 (3y) | ||
| George Edward Miller | Registered representative | Jan 2024 (3y) | ||
| George Enone Enone | Registered representative | CFP | Jan 2024 (3y) | |
| George Frank Mannella | Registered representative | Jan 2024 (3y) | ||
| George Matthew Barberich | Registered representative | Jan 2024 (3y) | ||
| George Mitchell Harris | Registered representative | Jan 2024 (3y) | ||
| Gerald E Wolf | Registered representative | Jan 2024 (3y) | ||
| Gerald Paul Gillespie | Registered representative | Jan 2024 (3y) | ||
| Gerald William Oliver | Registered representative | Jan 2024 (3y) | ||
| Gerd Ralph Martin Hansma | Registered representative | CFP | Jan 2024 (3y) | |
| Gilbert Ray Zepeda | Registered representative | Jan 2024 (3y) | ||
| Gina Goree Mc Whorter | Registered representative | Jan 2024 (3y) | ||
| Glen Raymond Anderson | Registered representative | Jan 2024 (3y) | ||
| Glenn Copeland Williams | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Glenn K Pollack | Registered representative | Jan 2024 (3y) | ||
| Gopal Dutt Sharma | Registered representative | Jan 2024 (3y) | ||
| Gordon Wendell Crom | Registered representative | Jan 2024 (3y) | ||
| Grant Allen Hall | Registered representative | Jan 2024 (3y) | ||
| Grant Louis Messner | Registered representative | Jan 2024 (3y) | ||
| Greg Alan Schroeder | Registered representative | CFP | Jan 2024 (3y) | |
| Greg Anthony Hanson | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Gregory Allen Rankin | Registered representative | Jan 2024 (3y) | ||
| Gregory Charles Pierce | Registered representative | Jan 2024 (3y) | ||
| Gregory Edward Lively | Registered representative | Jan 2024 (3y) | ||
| Gregory Kenneth Zuspann | Registered representative | Jan 2024 (3y) | ||
| Gregory Patrick Burrell | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Gregory S Pang | Registered representative | Jan 2024 (3y) | ||
| Gregory Steven Casper | Registered representative | CFP | Jan 2024 (3y) | |
| Gregory William Hoenle | Registered representative | Jan 2024 (3y) | ||
| Griffin Woods Barash | Registered representative | Jan 2024 (3y) | ||
| Guy Christopher Mower | Registered representative | CFP | Jan 2024 (3y) | |
| Harold Ancho Basilio | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Harry Bonn | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Harry James Mcgowan | Registered representative | Jan 2024 (3y) | ||
| Heather Lynn Lindsley | Registered representative | Jan 2024 (3y) | ||
| Heather Michelle Hennigh | Registered representative | CFP | Jan 2024 (3y) | |
| Heidi Corrine Sherrill Fifield | Registered representative | Jan 2024 (3y) | ||
| Heidi Elizabeth Schultz | Registered representative | Jan 2024 (3y) | ||
| Heidi Hansen | Registered representative | Jan 2024 (3y) | ||
| Heidi Noel Strom | Registered representative | Jan 2024 (3y) | ||
| Heidi Sophie Strutz | Registered representative | Jan 2024 (3y) | ||
| Helen Draper | Registered representative | Jan 2024 (3y) | ||
| Homer Allen Braden | Registered representative | Jan 2024 (3y) | ||
| Irina Vladimirovna Lueth | Registered representative | Jan 2024 (3y) | ||
| Jack Lamar Hull | Registered representative | Jan 2024 (3y) | ||
| Jack Thomas Duffner | Registered representative | CFP | Jan 2024 (3y) | |
| Jaclyn Paige Mazur | Registered representative | CFP | Jan 2024 (3y) | |
| Jacob Andrew Cook | Registered representative | Jan 2024 (3y) | ||
| Jacob Joseph Moeder | Registered representative | Jan 2024 (3y) | ||
| Jacob Kane Ogle | Registered representative | Jan 2024 (3y) | ||
| Jaime Arlette Wolfe | Registered representative | Jan 2024 (3y) | ||
| Jake C Richard | Registered representative | Jan 2024 (3y) | ||
| Jake Daniel Weber | Registered representative | Jan 2024 (3y) | ||
| James Anthony Spina | Registered representative | Jan 2024 (3y) | ||
| James Bienvenu Fish | Registered representative | Jan 2024 (3y) | ||
| James David Curtis | Registered representative | Jan 2024 (3y) | ||
| James Dennis Hough | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| James Ernest Fereday | Registered representative | Jan 2024 (3y) | ||
| James F Keller | Registered representative | Jan 2024 (3y) | ||
| James Henry Schooler | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| James Jay Mooreland | Registered representative | CFP | Jan 2024 (3y) | |
| James Joseph Ranweiler | Registered representative | Jan 2024 (3y) | ||
| James Kevin Wietfeldt | Registered representative | Jan 2024 (3y) | ||
| James Moore Whaley | Registered representative | CFP | Jan 2024 (3y) | |
| James Oakley Moff | Registered representative | Jan 2024 (3y) | ||
| James P Agrawal | Registered representative | CFP | Jan 2024 (3y) | |
| James Patrick Gilbert | Registered representative | CFP | Jan 2024 (3y) | |
| James Peter Shannon | Registered representative | Jan 2024 (3y) | ||
| James Richard Householder | Registered representative | CFP | Jan 2024 (3y) | |
| James S Adducci | Registered representative | CFP | Jan 2024 (3y) | |
| James Tafel Feckner | Registered representative | Jan 2024 (3y) | ||
| James Vernon Predoehl | Registered representative | Jan 2024 (3y) | ||
| James Walter Skorupski | Registered representative | Jan 2024 (3y) | ||
| Jamie Kent Young | Registered representative | Jan 2024 (3y) | ||
| Jamie Lynn Hanson | Registered representative | Jan 2024 (3y) | ||
| Jane Marie Snyder | Registered representative | Jan 2024 (3y) | ||
| Janet M Stanley | Registered representative | Jan 2024 (3y) | ||
| Jared Andrew Flanagan | Registered representative | Jan 2024 (3y) | ||
| Jared Makai Chang | Registered representative | Jan 2024 (3y) | ||
| Jared Mitchell Schwarz | Registered representative | CFP | Jan 2024 (3y) | |
| Jared Wade Merchant | Registered representative | CFP | Jan 2024 (3y) | |
| Jarrett Allen Jones | Registered representative | CFP | Jan 2024 (3y) | |
| Jason A Trujillo | Registered representative | Jan 2024 (3y) | ||
| Jason Anthony Mead | Registered representative | Jan 2024 (3y) | ||
| Jason C. Bezou | Registered representative | CFP | Jan 2024 (3y) | |
| Jason Chandler Ullom | Registered representative | Jan 2024 (3y) | ||
| Jason David Knight | Registered representative | Jan 2024 (3y) | ||
| Jason Lee Opie | Registered representative | Jan 2024 (3y) | ||
| Jason Michael Kendall | Registered representative | CFP | Jan 2024 (3y) | |
| Jason Richard Pera | Registered representative | CFP | Jan 2024 (3y) | |
| Jason Thomas Beckendorf | Registered representative | Jan 2024 (3y) | ||
| Jason Wright | Registered representative | Jan 2024 (3y) | ||
| Jeff Gene Nielsen | Registered representative | Jan 2024 (3y) | ||
| Jeffery Dale Lister | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Barrett Baker | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Brett Miller | Registered representative | CFP | Jan 2024 (3y) | |
| Jeffrey Carter Johnson | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Craig Nelson | Registered representative | Jan 2024 (3y) | ||
| Jeffrey D Casale | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Daniel Shanine | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Edward Belokin | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Frank Hatfield | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Joseph Arburn | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Lee Just | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Michael Kropp | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Paul Schwingler | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Phillip Diehl | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Richard Hoenle | Registered representative | CFP | Jan 2024 (3y) | |
| Jeffrey Robert Cardenas | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Scott Fortson | Registered representative | CFP | Jan 2024 (3y) | |
| Jeffrey Stephan Scheithe | Registered representative | CFP | Jan 2024 (3y) | |
| Jenelle Lynn Langer | Registered representative | Jan 2024 (3y) | ||
| Jennifer L Johnson | Registered representative | Jan 2024 (3y) | ||
| Jennifer Marie Schmidt | Registered representative | Jan 2024 (3y) | ||
| Jennifer Quynh Phuong Dewater | Registered representative | Jan 2024 (3y) | ||
| Jeremy Jonathan Oliver | Registered representative | Jan 2024 (3y) | ||
| Jeremy Robert Feucht | Registered representative | Jan 2024 (3y) | ||
| Jeri D Barrientos | Registered representative | Jan 2024 (3y) | ||
| Jerry Lee Willis | Registered representative | Jan 2024 (3y) | ||
| Jerry Raymond Brookhart | Registered representative | Jan 2024 (3y) | ||
| Jesse Earl Jackson Hohmann | Registered representative | Jan 2024 (3y) | ||
| Jessica Ann Geiszler | Registered representative | Jan 2024 (3y) | ||
| Jessica Eleda Greenig | Registered representative | Jan 2024 (3y) | ||
| Jessica Leigh Craig | Registered representative | Jan 2024 (3y) | ||
| Ji Hae Shin | Registered representative | Jan 2024 (3y) | ||
| Jill Harris Slayton | Registered representative | CFP | Jan 2024 (3y) | |
| Jinsong Chen | Registered representative | Jan 2024 (3y) | ||
| Jocelyn Whittington Holzwarth | Registered representative | CFP | Jan 2024 (3y) | |
| Jock Mckaig Cameron | Registered representative | CFP | Jan 2024 (3y) | |
| Jodi Lynn Lamprecht | Registered representative | Jan 2024 (3y) | ||
| Jody Kay Mcdonough | Registered representative | CFP | Jan 2024 (3y) | |
| Joel Burris | Registered representative | Jan 2024 (3y) | ||
| John Albert House | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| John Albert Wilke | Registered representative | Jan 2024 (3y) | ||
| John Albert Wilke | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| John Anderson Lemmermann | Registered representative | Jan 2024 (3y) | ||
| John Arnold Mandt | Registered representative | Jan 2024 (3y) | ||
| John Bracker | Registered representative | Jan 2024 (3y) | ||
| John Dougherty Watson | Registered representative | Jan 2024 (3y) | ||
| John F Robinson | Registered representative | CFP | Jan 2024 (3y) | |
| John Foster Wilkinson | Registered representative | Jan 2024 (3y) | ||
| John Joseph Barrios | Registered representative | CFP | Jan 2024 (3y) | |
| John M Schorse | Registered representative | CFP | Jan 2024 (3y) | |
| John Malone Churchill | Registered representative | Jan 2024 (3y) | ||
| John Michael Jensen | Registered representative | Jan 2024 (3y) | ||
| John Michael Nangle | Registered representative | Jan 2024 (3y) | ||
| John Michael Villella | Registered representative | Jan 2024 (3y) | ||
| John Norman Dreher | Registered representative | Jan 2024 (3y) | ||
| John Patrick Gill | Registered representative | Jan 2024 (3y) | ||
| John Richard Hutchinson | Registered representative | Jan 2024 (3y) | ||
| John T Branstrom | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| John Wales Busey | Registered representative | Jan 2024 (3y) | ||
| Jonathan Caplan Weiss | Registered representative | Jan 2024 (3y) | ||
| Jonathan Edward Hill | Registered representative | Jan 2024 (3y) | ||
| Jonathan Gauche Martin | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Jonathan Joseph Twidwell | Registered representative | Jan 2024 (3y) | ||
| Jonathan Michael Kroening | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Jonathan Todd Pace | Registered representative | Jan 2024 (3y) | ||
| Jonathon Wayne Aggen | Registered representative | Jan 2024 (3y) | ||
| Jordan M Whittenburg | Registered representative | Jan 2024 (3y) | ||
| Jordan Michael Seegert | Registered representative | Jan 2024 (3y) | ||
| Jordan Vincent Cassiani | Registered representative | Jan 2024 (3y) | ||
| Jose Fernando Gallego | Registered representative | Jan 2024 (3y) | ||
| Joseph A Colosimo | Registered representative | Jan 2024 (3y) | ||
| Joseph Austin Mccarthy | Registered representative | Jan 2024 (3y) | ||
| Joseph Charles Roubik | Registered representative | Jan 2024 (3y) | ||
| Joseph Craig | Registered representative | Jan 2024 (3y) | ||
| Joseph Daniel Dahl | Registered representative | Jan 2024 (3y) | ||
| Joseph Daniel Malego | Registered representative | Jan 2024 (3y) | ||
| Joseph Fredrick Donnellon | Registered representative | Jan 2024 (3y) | ||
| Joseph Hagner | Registered representative | Jan 2024 (3y) | ||
| Joseph M Matrise | Registered representative | Jan 2024 (3y) | ||
| Joseph Michael Sigman | Registered representative | Jan 2024 (3y) | ||
| Joseph R Book | Registered representative | Jan 2024 (3y) | ||
| Joseph Robert Nienhaus | Registered representative | Jan 2024 (3y) | ||
| Josh Miska | Registered representative | Jan 2024 (3y) | ||
| Josh W Dellinger | Registered representative | Jan 2024 (3y) | ||
| Joshua Brooks | Registered representative | CFP | Jan 2024 (3y) | |
| Joshua Levi Seegert | Registered representative | Jan 2024 (3y) | ||
| Joshua Moullet | Registered representative | Jan 2024 (3y) | ||
| Joshua Shane Humig | Registered representative | Jan 2024 (3y) | ||
| Judith Naegely | Registered representative | Jan 2024 (3y) | ||
| Judy Lynn Copenbarger | Registered representative | CFP | Jan 2024 (3y) | |
| Judy S Wong | Registered representative | Jan 2024 (3y) | ||
| Juelmarie Trueworthy Morgan | Registered representative | Jan 2024 (3y) | ||
| Juli Yvonne Mcneely | Registered representative | CFP | Jan 2024 (3y) | |
| Julian Adam Marturano | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Julianne Chadwick | Registered representative | Jan 2024 (3y) | ||
| Julie C Shickel | Registered representative | CFP | Jan 2024 (3y) | |
| Julie Cassiani | Registered representative | Jan 2024 (3y) | ||
| Julie J Woelfel | Registered representative | Jan 2024 (3y) | ||
| Justin Barton Lynam | Registered representative | Jan 2024 (3y) | ||
| Justin David Weber | Registered representative | Jan 2024 (3y) | ||
| Justin Douglas Henderson | Registered representative | Jan 2024 (3y) | ||
| Justin Ryan Bardwell | Registered representative | Jan 2024 (3y) | ||
| Justin Scott Rutar | Registered representative | Jan 2024 (3y) | ||
| Justin Todd Halpenny | Registered representative | Jan 2024 (3y) | ||
| Jared Lee Scheunemann | Registered representative | Jan 2024 (3y) | ||
| Joseph Wesley Kefauver | Registered representative | Jan 2024 (3y) | ||
| Karen Lynne Weber | Registered representative | Jan 2024 (3y) | ||
| Karen M Fleming | Registered representative | Jan 2024 (3y) | ||
| Karen Rachelle Hansen | Registered representative | Jan 2024 (3y) | ||
| Karin De Maria Alvarado | Registered representative | Jan 2024 (3y) | ||
| Karl James Weizenicker | Registered representative | Jan 2024 (3y) | ||
| Kassie Ann Soulek | Registered representative | Jan 2024 (3y) | ||
| Katherine B Badertscher | Registered representative | CFP | Jan 2024 (3y) | |
| Kathleen Ann Kennicott | Registered representative | Jan 2024 (3y) | ||
| Kathleen Mary Ryan | Registered representative | CFP | Jan 2024 (3y) | |
| Katie Gassenhuber Weinschenk | Registered representative | Jan 2024 (3y) | ||
| Keith Bradford Rowland | Registered representative | Jan 2024 (3y) | ||
| Keith Robert Klueter | Registered representative | Jan 2024 (3y) | ||
| Keith Roger Hullum | Registered representative | CFP | Jan 2024 (3y) | |
| Kelly Ann O'malley | Registered representative | Jan 2024 (3y) | ||
| Kelly J Taillefer | Registered representative | Jan 2024 (3y) | ||
| Kelly Watts Cole | Registered representative | Jan 2024 (3y) | ||
| Kelsey Alexander Bejar | Registered representative | Jan 2024 (3y) | ||
| Kelsey Leigh Bankey | Registered representative | CFP | Jan 2024 (3y) | |
| Kelsey Nicole Hunter | Registered representative | Jan 2024 (3y) | ||
| Kenneth Charles Annaloro | Registered representative | Jan 2024 (3y) | ||
| Kenneth Lin Dammel | Registered representative | Jan 2024 (3y) | ||
| Kenneth Micheal Bieri | Registered representative | CFP | Jan 2024 (3y) | |
| Kenneth Patrick Wong | Registered representative | Jan 2024 (3y) | ||
| Kenneth Thomas Kruss | Registered representative | Jan 2024 (3y) | ||
| Kent Alan Balch | Registered representative | Jan 2024 (3y) | ||
| Kent Eugene Rains | Registered representative | Jan 2024 (3y) | ||
| Kerry Ray Johnson | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Kevin Allen Bright | Registered representative | Jan 2024 (3y) | ||
| Kevin Cleary Sourk | Registered representative | Jan 2024 (3y) | ||
| Kevin Craig Corrigan | Registered representative | Jan 2024 (3y) | ||
| Kevin E Rust | Registered representative | Jan 2024 (3y) | ||
| Kevin Emerson | Registered representative | Jan 2024 (3y) | ||
| Kevin Giammalva | Registered representative | Jan 2024 (3y) | ||
| Kevin Hyo Bin Han | Registered representative | Jan 2024 (3y) | ||
| Kevin James Appelbaum | Registered representative | Jan 2024 (3y) | ||
| Kevin Jeffrey Webb | Registered representative | Jan 2024 (3y) | ||
| Kevin Joseph Moree | Registered representative | Jan 2024 (3y) | ||
| Kevin Michael Thelen | Registered representative | Jan 2024 (3y) | ||
| Kevin Neil Berenzweig | Registered representative | Jan 2024 (3y) | ||
| Kevin Patrick Wong | Registered representative | Jan 2024 (3y) | ||
| Kevin Paul Seegert | Registered representative | Jan 2024 (3y) | ||
| Kip Ronald Schmidt | Registered representative | Jan 2024 (3y) | ||
| Kirk Thomas Peterson | Registered representative | Jan 2024 (3y) | ||
| Kit Joseph Tiell | Registered representative | Jan 2024 (3y) | ||
| Krista Ellen Iverson | Registered representative | Jan 2024 (3y) | ||
| Kristi Lynn Mignano | Registered representative | Jan 2024 (3y) | ||
| Kristian Anders Swanson | Registered representative | Jan 2024 (3y) | ||
| Kristy Renee Lungwitz | Registered representative | Jan 2024 (3y) | ||
| Kurt Alan Strullmyer | Registered representative | Jan 2024 (3y) | ||
| Kurt Allen Hanke | Registered representative | Jan 2024 (3y) | ||
| Kurt Kevin Heling | Registered representative | Jan 2024 (3y) | ||
| Kurt Lee Neilan | Registered representative | CFP | Jan 2024 (3y) | |
| Kyle Mark Weber | Registered representative | Jan 2024 (3y) | ||
| Kyle Matthew Lutes | Registered representative | Jan 2024 (3y) | ||
| Kyle Richard Moon | Registered representative | Jan 2024 (3y) | ||
| Kaden Tyler Steven Mc Clintock | Registered representative | Jan 2024 (3y) | ||
| Karin R Stewart | Registered representative | Jan 2024 (3y) | ||
| Landon Tirey Cole | Registered representative | Jan 2024 (3y) | ||
| Lane E Tamburo | Registered representative | Jan 2024 (3y) | ||
| Lark Lee Ramirez | Registered representative | Jan 2024 (3y) | ||
| Larry Patrick Roberts | Registered representative | CFP | Jan 2024 (3y) | |
| Laura Nicole Blankenship | Registered representative | Jan 2024 (3y) | ||
| Lauren Nicole Crawford | Registered representative | Jan 2024 (3y) | ||
| Lauren Thompson | Registered representative | Jan 2024 (3y) | ||
| Laurie Michelle Martin | Registered representative | Jan 2024 (3y) | ||
| Lawrence A Dreher | Registered representative | Jan 2024 (3y) | ||
| Lawrence Chodash | Registered representative | Jan 2024 (3y) | ||
| Lawrence Earle Emmons | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Lawrence Edward Lonski | Registered representative | Jan 2024 (3y) | ||
| Lawrence Fredrick Baird | Registered representative | Jan 2024 (3y) | ||
| Leandro Galhardo Fenster | Registered representative | Jan 2024 (3y) | ||
| Lee Michael Morrison | Registered representative | Jan 2024 (3y) | ||
| Leo Craig Lesch | Registered representative | CFP | Jan 2024 (3y) | |
| Leslie Francis Klug | Registered representative | Jan 2024 (3y) | ||
| Lester Joseph Tadej | Registered representative | Jan 2024 (3y) | ||
| Levi Bunkers | Registered representative | Jan 2024 (3y) | ||
| Lewis Allen Jones | Registered representative | Jan 2024 (3y) | ||
| Lewis Paul Linkugel | Registered representative | Jan 2024 (3y) | ||
| Lily Fallah | Registered representative | CFP | Jan 2024 (3y) | |
| Lindsey R. Hanley | Registered representative | CFP | Jan 2024 (3y) | |
| Lisa Anne Silva | Registered representative | Jan 2024 (3y) | ||
| Lisa Murray Lee | Registered representative | CFP | Jan 2024 (3y) | |
| Logan Ross Kinyon | Registered representative | Jan 2024 (3y) | ||
| Logan Taylor Nienhaus | Registered representative | Jan 2024 (3y) | ||
| Lonny Ryan Bohling | Registered representative | Jan 2024 (3y) | ||
| Lorelle Kaye Farber | Registered representative | Jan 2024 (3y) | ||
| Lori Jae Troyer | Registered representative | Jan 2024 (3y) | ||
| Lori Lynn Baneck | Registered representative | Jan 2024 (3y) | ||
| Louis Joseph Zaccaro | Registered representative | Jan 2024 (3y) | ||
| Louis Peter Miller | Registered representative | Jan 2024 (3y) | ||
| Lucille Mae Cueller | Registered representative | Jan 2024 (3y) | ||
| Luke Christopher Pingel | Registered representative | Jan 2024 (3y) | ||
| Larry Gene Macy | Registered representative | Jan 2024 (3y) | ||
| Mackenzie Sowada | Registered representative | Jan 2024 (3y) | ||
| Mansoor Ahmed | Registered representative | Jan 2024 (3y) | ||
| Marc Allen Sweda | Registered representative | Jan 2024 (3y) | ||
| Marc Gregory Minor | Registered representative | Jan 2024 (3y) | ||
| Marc J Minkoff | Registered representative | Jan 2024 (3y) | ||
| Marc Robert Rutkowski | Registered representative | Jan 2024 (3y) | ||
| Marc Timothy Larhette | Registered representative | CFP | Jan 2024 (3y) | |
| Marcus Ott | Registered representative | Jan 2024 (3y) | ||
| Margaret M Remlinger | Registered representative | CFP | Jan 2024 (3y) | |
| Margo Jane Scepaniak | Registered representative | Jan 2024 (3y) | ||
| Maria Regina Bedoya | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Mario Pier Minotti | Registered representative | Jan 2024 (3y) | ||
| Marion Timothy Philpot | Registered representative | Jan 2024 (3y) | ||
| Mark A Hadley | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Mark Alan Knutson | Registered representative | CFP | Jan 2024 (3y) | |
| Mark Alan Weber | Registered representative | Jan 2024 (3y) | ||
| Mark Allen Schlafer | Registered representative | Jan 2024 (3y) | ||
| Mark Andrew Marrazzo | Registered representative | Jan 2024 (3y) | ||
| Mark Bradley Keene | Registered representative | Jan 2024 (3y) | ||
| Mark D Hoover | Registered representative | Jan 2024 (3y) | ||
| Mark Elmer Stevenson | Registered representative | CFP | Jan 2024 (3y) | |
| Mark Julian Stevenson | Registered representative | Jan 2024 (3y) | ||
| Mark Stephen Sullivan | Registered representative | Jan 2024 (3y) | ||
| Mark Thomas Wise | Registered representative | CFP | Jan 2024 (3y) | |
| Mark Wayne Feucht | Registered representative | CFP | Jan 2024 (3y) | |
| Mark William Nichols | Registered representative | Jan 2024 (3y) | ||
| Mark William Page | Registered representative | Jan 2024 (3y) | ||
| Marsha Ann Walls | Registered representative | Jan 2024 (3y) | ||
| Martha Nelson Robinson | Registered representative | Jan 2024 (3y) | ||
| Marty Ray Henne | Registered representative | Jan 2024 (3y) | ||
| Marty Valade | Registered representative | Jan 2024 (3y) | ||
| Mary Alice Sterk | Registered representative | Jan 2024 (3y) | ||
| Mary C Galvin | Registered representative | Jan 2024 (3y) | ||
| Mary Kathleen Newhouse | Registered representative | Jan 2024 (3y) | ||
| Matthew A Nerone | Registered representative | Jan 2024 (3y) | ||
| Matthew Alan Svendsen | Registered representative | CFP | Jan 2024 (3y) | |
| Matthew Allen Trypuc | Registered representative | Jan 2024 (3y) | ||
| Matthew Arthur Kasa | Registered representative | Jan 2024 (3y) | ||
| Matthew Blair Costello | Registered representative | Jan 2024 (3y) | ||
| Matthew Blake Logan | Registered representative | Jan 2024 (3y) | ||
| Matthew Bryan Harvey | Registered representative | Jan 2024 (3y) | ||
| Matthew Caldwell Ribble | Registered representative | Jan 2024 (3y) | ||
| Matthew Charles Ramon | Registered representative | Jan 2024 (3y) | ||
| Matthew Christopher Martin | Registered representative | Jan 2024 (3y) | ||
| Matthew D Bednarz | Registered representative | Jan 2024 (3y) | ||
| Matthew Gary Krueger | Registered representative | Jan 2024 (3y) | ||
| Matthew J Johnson | Registered representative | Jan 2024 (3y) | ||
| Matthew J. Baker | Registered representative | Jan 2024 (3y) | ||
| Matthew James Fiske | Registered representative | Jan 2024 (3y) | ||
| Matthew L Gennuso | Registered representative | Jan 2024 (3y) | ||
| Matthew Michael Owens | Registered representative | Jan 2024 (3y) | ||
| Matthew Peter Germscheid | Registered representative | Jan 2024 (3y) | ||
| Matthew Robert Mullin | Registered representative | Jan 2024 (3y) | ||
| Matthew Scott Holloway | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Matthew Thomas Buchheit | Registered representative | CFP | Jan 2024 (3y) | |
| Matthew Thomas Yerkes | Registered representative | Jan 2024 (3y) | ||
| Matthew Walsh Scherer | Registered representative | Jan 2024 (3y) | ||
| Matthew Wyatt Wochos | Registered representative | Jan 2024 (3y) | ||
| Maxine Louise Christensen | Registered representative | Jan 2024 (3y) | ||
| Maynur Karluk | Registered representative | CFP | Jan 2024 (3y) | |
| Melanie A Kunze | Registered representative | CFP | Jan 2024 (3y) | |
| Melody Marie Gressick | Registered representative | Jan 2024 (3y) | ||
| Melvin Harvey Lawrence | Registered representative | Jan 2024 (3y) | ||
| Michael Adam Johnson | Registered representative | Jan 2024 (3y) | ||
| Michael Allen Frontino | Registered representative | Jan 2024 (3y) | ||
| Michael Andrew Coracy | Registered representative | Jan 2024 (3y) | ||
| Michael Angelo Dispirito | Registered representative | Jan 2024 (3y) | ||
| Michael Anthony Darany | Registered representative | CFP | Jan 2024 (3y) | |
| Michael B Gluski | Registered representative | Jan 2024 (3y) | ||
| Michael Bland Johnson | Registered representative | Jan 2024 (3y) | ||
| Michael Brandon Peters | Registered representative | Jan 2024 (3y) | ||
| Michael Brandon Sayre | Registered representative | Jan 2024 (3y) | ||
| Michael C Knop | Registered representative | Jan 2024 (3y) | ||
| Michael Charles Dickerson | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Michael Cirelli | Registered representative | Jan 2024 (3y) | ||
| Michael David Bean | Registered representative | Jan 2024 (3y) | ||
| Michael Donovan Puls | Registered representative | Jan 2024 (3y) | ||
| Michael Eugene Horn | Registered representative | Jan 2024 (3y) | ||
| Michael George Higgins | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Gerard Murphy | Registered representative | Jan 2024 (3y) | ||
| Michael Gerard Tate | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Glenn Griffin | Registered representative | Jan 2024 (3y) | ||
| Michael Jacob Hass | Registered representative | Jan 2024 (3y) | ||
| Michael James Doyle | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Michael James Patterson | Registered representative | Jan 2024 (3y) | ||
| Michael Jerome Bartos Schaff | Registered representative | Jan 2024 (3y) | ||
| Michael John Eggert | Registered representative | Jan 2024 (3y) | ||
| Michael John Gordon | Registered representative | Jan 2024 (3y) | ||
| Michael John Marrazzo | Registered representative | Jan 2024 (3y) | ||
| Michael John Mccay | Registered representative | Jan 2024 (3y) | ||
| Michael Joseph Mcdonnell | Registered representative | Jan 2024 (3y) | ||
| Michael Lawrence Savolt | Registered representative | Jan 2024 (3y) | ||
| Michael Lawrence Segreve | Registered representative | Jan 2024 (3y) | ||
| Michael Lee Domler | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Michael Lee Martin | Registered representative | Jan 2024 (3y) | ||
| Michael Lenny Mcgavin | Registered representative | Jan 2024 (3y) | ||
| Michael Lieberman | Registered representative | Jan 2024 (3y) | ||
| Michael Nielsen | Registered representative | Jan 2024 (3y) | ||
| Michael P Klein | Registered representative | Jan 2024 (3y) | ||
| Michael Patrick Cross | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Patrick Momper | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Michael Peter Martin | Registered representative | Jan 2024 (3y) | ||
| Michael Richard Bogdan | Registered representative | Jan 2024 (3y) | ||
| Michael Ritchie Cummiskey | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Michael Robert Baker | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Scott Wehner | Registered representative | Jan 2024 (3y) | ||
| Michael Sean Grabill | Registered representative | Jan 2024 (3y) | ||
| Michael Stuart Parker | Registered representative | Jan 2024 (3y) | ||
| Michael Terry | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Thomas Mason | Registered representative | Jan 2024 (3y) | ||
| Michael Thomas Ryan | Registered representative | Jan 2024 (3y) | ||
| Michelle Karn Herickhoff | Registered representative | CFP | Jan 2024 (3y) | |
| Michelle Rooks Quay | Registered representative | Jan 2024 (3y) | ||
| Mikal Ludolph | Registered representative | Jan 2024 (3y) | ||
| Milton Dennis Flanagan | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Mirjana Kljajic | Registered representative | Jan 2024 (3y) | ||
| Mitchael Clifford Oslund | Registered representative | Jan 2024 (3y) | ||
| Mitchell Scott Anderson | Registered representative | Jan 2024 (3y) | ||
| Miye Taylor Wire | Registered representative | CFP | Jan 2024 (3y) | |
| Mohammed Marwan Iftaiha | Registered representative | CFP | Jan 2024 (3y) | |
| Mohammed Qureish Esmail | Registered representative | CFP | Jan 2024 (3y) | |
| Molly Margaret Benson | Registered representative | Jan 2024 (3y) | ||
| Mona Felicia Corbett | Registered representative | Jan 2024 (3y) | ||
| Morey Wayne Trupe | Registered representative | Jan 2024 (3y) | ||
| Morgan Meschede | Registered representative | Jan 2024 (3y) | ||
| Morgan R Edlund | Registered representative | Jan 2024 (3y) | ||
| Moshe Lewis | Registered representative | Jan 2024 (3y) | ||
| Myron Anthony Owens | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Michael Paul Gillespie | Registered representative | Jan 2024 (3y) | ||
| Mitchell James Sullivan | Registered representative | Jan 2024 (3y) | ||
| Nabil Walid Mufti | Registered representative | CFP | Jan 2024 (3y) | |
| Naj Altaf | Registered representative | Jan 2024 (3y) | ||
| Naomi Ann Kowalik | Registered representative | Jan 2024 (3y) | ||
| Nasir Hussain Jaffry | Registered representative | Jan 2024 (3y) | ||
| Nathan M Windschitl | Registered representative | Jan 2024 (3y) | ||
| Nathan Scott Anderson | Registered representative | Jan 2024 (3y) | ||
| Neal Allen Rouch | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Nelvine Alfonso Ocampo | Registered representative | Jan 2024 (3y) | ||
| Nicholas Andrew Morgan | Registered representative | Jan 2024 (3y) | ||
| Nicholas Barrett John | Registered representative | Jan 2024 (3y) | ||
| Nicholas Bliss | Registered representative | Jan 2024 (3y) | ||
| Nick Daniel Pantuso | Registered representative | Jan 2024 (3y) | ||
| Nick Joseph Cozzone | Registered representative | Jan 2024 (3y) | ||
| Nick M Knapp | Registered representative | Jan 2024 (3y) | ||
| Nicolas Alejandro Madrigal | Registered representative | Jan 2024 (3y) | ||
| Nicolas Allen Wildman | Registered representative | Jan 2024 (3y) | ||
| Nikolai Matthew Papa | Registered representative | Jan 2024 (3y) | ||
| Noah Arthur Bohlmann | Registered representative | Jan 2024 (3y) | ||
| Noreen Sue Lin Clement | Registered representative | CFP | Jan 2024 (3y) | |
| Norman Charles Scherer | Registered representative | Jan 2024 (3y) | ||
| Nyles Robert Gentz | Registered representative | Jan 2024 (3y) | ||
| Opinder Kaur Marwah | Registered representative | Jan 2024 (3y) | ||
| Oscar Gonzalez Perez | Registered representative | Jan 2024 (3y) | ||
| Pablo Rene Zalduendo | Registered representative | Jan 2024 (3y) | ||
| Patricia Elaine Veney | Registered representative | Jan 2024 (3y) | ||
| Patricia Elizabeth Monat | Registered representative | CFP | Jan 2024 (3y) | |
| Patrick Allen Franck | Registered representative | CFP | Jan 2024 (3y) | |
| Patrick James Brennan | Registered representative | Jan 2024 (3y) | ||
| Patrick Robert Macgrath | Registered representative | Jan 2024 (3y) | ||
| Patrick Shawn Sembar | Registered representative | Jan 2024 (3y) | ||
| Paul Carl Bilitz | Registered representative | Jan 2024 (3y) | ||
| Paul Charles Ragone | Registered representative | Jan 2024 (3y) | ||
| Paul Dato | Registered representative | Jan 2024 (3y) | ||
| Paul Douglas Roller | Registered representative | Jan 2024 (3y) | ||
| Paul Howard Price | Registered representative | Jan 2024 (3y) | ||
| Paul James Zalduendo | Registered representative | CFP | Jan 2024 (3y) | |
| Paul Thomas Gennuso | Registered representative | Jan 2024 (3y) | ||
| Peder Amund Hertsgaard | Registered representative | Jan 2024 (3y) | ||
| Pei Jye Wang | Registered representative | Jan 2024 (3y) | ||
| Peter Damian Povinelli | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Peter David Falstad | Registered representative | CFP | Jan 2024 (3y) | |
| Peter Glen Miles | Registered representative | Jan 2024 (3y) | ||
| Peter J Seelaus | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Peter John Molesa | Registered representative | Jan 2024 (3y) | ||
| Peter John Quehl | Registered representative | Jan 2024 (3y) | ||
| Peter John Succoso | Registered representative | Jan 2024 (3y) | ||
| Peter Karl Berneburg | Registered representative | CFP | Jan 2024 (3y) | |
| Peter Morgan Tracz | Registered representative | Jan 2024 (3y) | ||
| Peter R Gennuso | Registered representative | CFP | Jan 2024 (3y) | |
| Peter Robert Singler | Registered representative | Jan 2024 (3y) | ||
| Peter Steven Cain | Registered representative | Jan 2024 (3y) | ||
| Philip Frank Bombace | Registered representative | Jan 2024 (3y) | ||
| Phillip Edward Battin | Registered representative | Jan 2024 (3y) | ||
| Phillip Todd Cartwright | Registered representative | Jan 2024 (3y) | ||
| Pierce Adams | Registered representative | CFP | Jan 2024 (3y) | |
| Pierre Alfred Badertscher | Registered representative | Jan 2024 (3y) | ||
| Philip John Sicuro | Registered representative | Jan 2024 (3y) | ||
| Qureish Esmail | Registered representative | Jan 2024 (3y) | ||
| Quinn Julian Moser | Registered representative | CFP | Jan 2024 (3y) | |
| Rachel Sears | Registered representative | Jan 2024 (3y) | ||
| Ralph Siegfried Waller | Registered representative | Jan 2024 (3y) | ||
| Ralph Von Allen | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Randal John Gross | Registered representative | Jan 2024 (3y) | ||
| Randall Conrad Maag | Registered representative | Jan 2024 (3y) | ||
| Randall Ken Hanson | Registered representative | Jan 2024 (3y) | ||
| Randall Kerry Kistler | Registered representative | Jan 2024 (3y) | ||
| Randy Charles Howe | Registered representative | Jan 2024 (3y) | ||
| Randy Wing Louie | Registered representative | Jan 2024 (3y) | ||
| Raymond Michael Whittenburg | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Rebecca Ann Byus | Registered representative | Jan 2024 (3y) | ||
| Rebecca Jane Mikel | Registered representative | Jan 2024 (3y) | ||
| Rebecca Jo Gonzalez | Registered representative | CFP | Jan 2024 (3y) | |
| Reid Leonard Allen | Registered representative | CFP | Jan 2024 (3y) | |
| Rena Z Li | Registered representative | Jan 2024 (3y) | ||
| Renwick Darcey Brutus | Registered representative | Jan 2024 (3y) | ||
| Richard Alan Skelton | Registered representative | Jan 2024 (3y) | ||
| Richard Allen Mccarville | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Richard Allen Smith | Registered representative | Jan 2024 (3y) | ||
| Richard Anthony Balch | Registered representative | CFP | Jan 2024 (3y) | |
| Richard Dennis Weeks | Registered representative | Jan 2024 (3y) | ||
| Richard Dito Armento | Registered representative | Jan 2024 (3y) | ||
| Richard Edward Rutkowski | Registered representative | Jan 2024 (3y) | ||
| Richard Franklin Keel | Registered representative | Jan 2024 (3y) | ||
| Richard Franklyn Detillio | Registered representative | Jan 2024 (3y) | ||
| Richard Gerard Brown | Registered representative | Jan 2024 (3y) | ||
| Richard Jacob Bettinger | Registered representative | Jan 2024 (3y) | ||
| Richard John Artura | Registered representative | CFP | Jan 2024 (3y) | |
| Richard Lee Argotsinger | Registered representative | CFP | Jan 2024 (3y) | |
| Richard Nelson Stewart | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Richard Tassiello | Registered representative | Jan 2024 (3y) | ||
| Richard Wiley Waddell | Registered representative | Jan 2024 (3y) | ||
| Robert Allan Brunmeier | Registered representative | CFP | Jan 2024 (3y) | |
| Robert Clayton Bowen | Registered representative | Jan 2024 (3y) | ||
| Robert Clayton Craven | Registered representative | Jan 2024 (3y) | ||
| Robert Dexter Lackey | Registered representative | Jan 2024 (3y) | ||
| Robert Edward Lyle | Registered representative | Jan 2024 (3y) | ||
| Robert Edward Young | Registered representative | Jan 2024 (3y) | ||
| Robert Francis Toczylowski | Registered representative | Jan 2024 (3y) | ||
| Robert John Broadhead | Registered representative | Jan 2024 (3y) | ||
| Robert John Gole | Registered representative | CFP | Jan 2024 (3y) | |
| Robert Joseph Hubbard | Registered representative | Jan 2024 (3y) | ||
| Robert Joseph Maccioli | Registered representative | Jan 2024 (3y) | ||
| Robert Kook Meints | Registered representative | Jan 2024 (3y) | ||
| Robert L Cooney | Registered representative | Jan 2024 (3y) | ||
| Robert Lynn Javens | Registered representative | Jan 2024 (3y) | ||
| Robert Martin Taylor | Registered representative | CFP | Jan 2024 (3y) | |
| Robert Martin Wagner | Registered representative | Jan 2024 (3y) | ||
| Robert Michael Becker | Registered representative | Jan 2024 (3y) | ||
| Robert Reynold Teske | Registered representative | Jan 2024 (3y) | ||
| Robert Stanley Rutkowski | Registered representative | Jan 2024 (3y) | ||
| Robert Steven Gold | Registered representative | Jan 2024 (3y) | ||
| Robert William Cairns | Registered representative | Jan 2024 (3y) | ||
| Robert William Pakkala | Registered representative | Jan 2024 (3y) | ||
| Robert Willis Bruner | Registered representative | Jan 2024 (3y) | ||
| Roberta Ann Brumsey | Registered representative | CFP | Jan 2024 (3y) | |
| Roberta Montes | Registered representative | Jan 2024 (3y) | ||
| Roberto Christopher Fontani | Registered representative | Jan 2024 (3y) | ||
| Robin Carl Johnson | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Rodney Owen Graham | Registered representative | Jan 2024 (3y) | ||
| Roger Alan Strege | Registered representative | Jan 2024 (3y) | ||
| Roger Lee Burman | Registered representative | Jan 2024 (3y) | ||
| Ronald Frederick Troyan | Registered representative | Jan 2024 (3y) | ||
| Ronald Jay Rostker | Registered representative | Jan 2024 (3y) | ||
| Ronald Neal Larsen | Registered representative | CFP | Jan 2024 (3y) | |
| Ronald Timothy Lopresti | Registered representative | Jan 2024 (3y) | ||
| Rose M Dreiling | Registered representative | Jan 2024 (3y) | ||
| Rosemarie Filippone Cohen | Registered representative | CFP | Jan 2024 (3y) | |
| Roxanne Calabrese | Registered representative | Jan 2024 (3y) | ||
| Royce Todd Ruth | Registered representative | Jan 2024 (3y) | ||
| Russell Eugene Kenitzer | Registered representative | Jan 2024 (3y) | ||
| Russell J Talone | Registered representative | CFP | Jan 2024 (3y) | |
| Rusti Lynn Keeley Anderson | Registered representative | Jan 2024 (3y) | ||
| Ryan Arthur Boyd | Registered representative | Jan 2024 (3y) | ||
| Ryan Lawrence Nelson | Registered representative | Jan 2024 (3y) | ||
| Ryan Lawry Bradford | Registered representative | Jan 2024 (3y) | ||
| Ryan Matthew Huber | Registered representative | Jan 2024 (3y) | ||
| Ryan Michael Cox | Registered representative | CFP | Jan 2024 (3y) | |
| Reid Austin Williams | Registered representative | Jan 2024 (3y) | ||
| Robert David Hatch | Registered representative | Jan 2024 (3y) | ||
| Salvatore John Ferrito | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Samuel A Hawkins | Registered representative | Jan 2024 (3y) | ||
| Samuel Dean Turner | Registered representative | Jan 2024 (3y) | ||
| Samuel Hurst Hoppe | Registered representative | Jan 2024 (3y) | ||
| Samuel Mark Bjellos | Registered representative | Jan 2024 (3y) | ||
| Samuel Phillip Belsito | Registered representative | CFP | Jan 2024 (3y) | |
| Samuel Wilson Watters | Registered representative | CFP | Jan 2024 (3y) | |
| Samuel Wilson Watters | Registered representative | Jan 2024 (3y) | ||
| Sara Louise Watts | Registered representative | Jan 2024 (3y) | ||
| Sarah Elizabeth Lewis | Registered representative | Jan 2024 (3y) | ||
| Sarah Jean Dory | Registered representative | Jan 2024 (3y) | ||
| Sawyer A Paull Baird | Registered representative | Jan 2024 (3y) | ||
| Schuyler Drew Howe | Registered representative | Jan 2024 (3y) | ||
| Scott Andrew Carlson | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Scott Berry | Registered representative | CFP | Jan 2024 (3y) | |
| Scott Charles Salerno | Registered representative | Jan 2024 (3y) | ||
| Scott Comee Soulek | Registered representative | Jan 2024 (3y) | ||
| Scott Everett Graul | Registered representative | Jan 2024 (3y) | ||
| Scott Frederick Gilbert | Registered representative | Jan 2024 (3y) | ||
| Scott Hottel Chapin | Registered representative | Jan 2024 (3y) | ||
| Scott Joseph Julius | Registered representative | Jan 2024 (3y) | ||
| Scott Michael Gasparini | Registered representative | Jan 2024 (3y) | ||
| Scott Robert Weir | Registered representative | Jan 2024 (3y) | ||
| Sean Francis Boylan | Registered representative | Jan 2024 (3y) | ||
| Sean Kristin Mccabe | Registered representative | Jan 2024 (3y) | ||
| Sean Patrick Twohig | Registered representative | CFA | Jan 2024 (3y) | |
| Sean Welsh | Registered representative | Jan 2024 (3y) | ||
| Shane Patrick O'malley | Registered representative | CFP | Jan 2024 (3y) | |
| Shannon Lee Messersmith | Registered representative | Jan 2024 (3y) | ||
| Shannon Marie Parks | Registered representative | Jan 2024 (3y) | ||
| Sharbel Shanine | Registered representative | Jan 2024 (3y) | ||
| Shaun Thomas Griese | Registered representative | Jan 2024 (3y) | ||
| Shawn Alan Manuel | Registered representative | Jan 2024 (3y) | ||
| Shawn Campas | Registered representative | CFP | Jan 2024 (3y) | |
| Shawn E Contento | Registered representative | Jan 2024 (3y) | ||
| Shawn Lee Ehrhardt | Registered representative | Jan 2024 (3y) | ||
| Shawn Michael Walczak | Registered representative | Jan 2024 (3y) | ||
| Shawn Pakelika Bush | Registered representative | Jan 2024 (3y) | ||
| Shawn William Johnson | Registered representative | Jan 2024 (3y) | ||
| Shelley Clyde York | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Shelly Marie Malone | Registered representative | Jan 2024 (3y) | ||
| Shu Anthony Todoroki | Registered representative | Jan 2024 (3y) | ||
| Spencer Elliott Boyd | Registered representative | Jan 2024 (3y) | ||
| Stephanie Ann Zemore | Registered representative | Jan 2024 (3y) | ||
| Stephanie Harvey | Registered representative | Jan 2024 (3y) | ||
| Stephanie Lynn Cornwall | Registered representative | Jan 2024 (3y) | ||
| Stephanie Marie Sedor | Registered representative | Jan 2024 (3y) | ||
| Stephanie N Cozzone | Registered representative | Jan 2024 (3y) | ||
| Stephanie Renee Thompson | Registered representative | Jan 2024 (3y) | ||
| Stephen Alan Meade | Registered representative | Jan 2024 (3y) | ||
| Stephen Alfred Marrazzo | Registered representative | Jan 2024 (3y) | ||
| Stephen John Donnelly | Registered representative | Jan 2024 (3y) | ||
| Stephen Joseph Levonowich | Registered representative | Jan 2024 (3y) | ||
| Stephen S Kwak | Registered representative | Jan 2024 (3y) | ||
| Stephen Swarbrick | Registered representative | Jan 2024 (3y) | ||
| Stephen Thomas Huber | Registered representative | CFP | Jan 2024 (3y) | |
| Stephen Thomas Salis | Registered representative | Jan 2024 (3y) | ||
| Stephen Wayne Strong | Registered representative | Jan 2024 (3y) | ||
| Stephen Yaroslav Mohyla | Registered representative | CFP | Jan 2024 (3y) | |
| Steven Bert Tucker | Registered representative | Jan 2024 (3y) | ||
| Steven Charles Johnson | Registered representative | CFP | Jan 2024 (3y) | |
| Steven Darryl Lindberg | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Steven Edward Markel | Registered representative | Jan 2024 (3y) | ||
| Steven Floyd Bates | Registered representative | Personal Financial Specialist | Jan 2024 (3y) | |
| Steven Ira Gildar | Registered representative | Jan 2024 (3y) | ||
| Steven Joseph Everts | Registered representative | Jan 2024 (3y) | ||
| Steven Leslie Kessenich | Registered representative | Jan 2024 (3y) | ||
| Steven Marc Glazer | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Steven Martin Van Domelen | Registered representative | Jan 2024 (3y) | ||
| Steven Maurice Daniel | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Steven Ray Roussel | Registered representative | Jan 2024 (3y) | ||
| Steven Thomas Beals | Registered representative | Jan 2024 (3y) | ||
| Steven Tonkin | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Steven Vaughn Pipkin | Registered representative | Jan 2024 (3y) | ||
| Steven Wayne Beck | Registered representative | Jan 2024 (3y) | ||
| Stuart Preston Vaughn | Registered representative | Jan 2024 (3y) | ||
| Sue Ling Wong | Registered representative | CFP | Jan 2024 (3y) | |
| Sung Shin | Registered representative | Jan 2024 (3y) | ||
| Susan J Finefrock | Registered representative | CFP | Jan 2024 (3y) | |
| Susan M Fouts | Registered representative | Jan 2024 (3y) | ||
| Susan Michelle Benedict | Registered representative | Jan 2024 (3y) | ||
| Suzanne S Udoni | Registered representative | Jan 2024 (3y) | ||
| Syed Quadri | Registered representative | Jan 2024 (3y) | ||
| Scott Allen Bosch | Registered representative | Jan 2024 (3y) | ||
| Shannon L Soulek | Registered representative | Jan 2024 (3y) | ||
| Tae Chung Kim | Registered representative | Jan 2024 (3y) | ||
| Tamara Donel Perrin Preus | Registered representative | Jan 2024 (3y) | ||
| Tamra D Kaufman | Registered representative | Jan 2024 (3y) | ||
| Taylor J Ehrman | Registered representative | Jan 2024 (3y) | ||
| Teodor Tanjala | Registered representative | Jan 2024 (3y) | ||
| Terence Michael Fletcher | Registered representative | Jan 2024 (3y) | ||
| Teresa May Hart | Registered representative | Jan 2024 (3y) | ||
| Terrence Lee Moore | Registered representative | Jan 2024 (3y) | ||
| Terrence Lee Porro | Registered representative | Jan 2024 (3y) | ||
| Terry Alan Krumenauer | Registered representative | CFP | Jan 2024 (3y) | |
| Terry Craig Sandvold | Registered representative | Jan 2024 (3y) | ||
| Terry Dean Cross | Registered representative | Jan 2024 (3y) | ||
| Terry L Jordan | Registered representative | Jan 2024 (3y) | ||
| Theodore Calcina | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Thomas Alva Foster | Registered representative | CFP | Jan 2024 (3y) | |
| Thomas Angelo Manno | Registered representative | CFP | Jan 2024 (3y) | |
| Thomas Ardavast Kudarauskas | Registered representative | Jan 2024 (3y) | ||
| Thomas E Buchheit | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Thomas Edward Fowler | Registered representative | Jan 2024 (3y) | ||
| Thomas Gregory Cooper | Registered representative | Jan 2024 (3y) | ||
| Thomas Harold Clifton | Registered representative | Jan 2024 (3y) | ||
| Thomas J Picchi | Registered representative | Jan 2024 (3y) | ||
| Thomas John Park | Registered representative | Jan 2024 (3y) | ||
| Thomas Joseph Drabek | Registered representative | CFP | Jan 2024 (3y) | |
| Thomas Joseph Duffner | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Thomas M Henry | Registered representative | Jan 2024 (3y) | ||
| Thomas Michael Costello | Registered representative | Jan 2024 (3y) | ||
| Thomas Patrick Flanagan | Registered representative | Jan 2024 (3y) | ||
| Thomas Richard Kraabel | Registered representative | Jan 2024 (3y) | ||
| Thomas Vincent Marino | Registered representative | Jan 2024 (3y) | ||
| Thupten S Namgyal | Registered representative | Jan 2024 (3y) | ||
| Tiana Fowler Ronstadt | Registered representative | Jan 2024 (3y) | ||
| Tim Aloysius Ryan | Registered representative | Jan 2024 (3y) | ||
| Timothy James Pipkens | Registered representative | Jan 2024 (3y) | ||
| Timothy Jay Kraayenbrink | Registered representative | Jan 2024 (3y) | ||
| Timothy John Brockmann | Registered representative | Jan 2024 (3y) | ||
| Timothy John Vorel | Registered representative | Jan 2024 (3y) | ||
| Timothy Joseph Chase | Registered representative | Jan 2024 (3y) | ||
| Timothy Robin Jester | Registered representative | Jan 2024 (3y) | ||
| Timothy Wayne Murphrey | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Tina Marie Grenlie | Registered representative | Jan 2024 (3y) | ||
| Tinh Trong Vu | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Titus Daniel Garrett | Registered representative | Jan 2024 (3y) | ||
| Todd Edward Desberg | Registered representative | Jan 2024 (3y) | ||
| Todd Eugene Chambers | Registered representative | Jan 2024 (3y) | ||
| Todd G Piontek | Registered representative | CFP | Jan 2024 (3y) | |
| Todd Leslie Lively | Registered representative | Jan 2024 (3y) | ||
| Todd Michael Bolen | Registered representative | Jan 2024 (3y) | ||
| Todd Michael Gerbig | Registered representative | Jan 2024 (3y) | ||
| Todd Robert Fincannon | Registered representative | Jan 2024 (3y) | ||
| Tommy Lik Kwan Lam | Registered representative | Jan 2024 (3y) | ||
| Tracy Lee Gallagher | Registered representative | Jan 2024 (3y) | ||
| Travis Alan Mcgrew | Registered representative | Jan 2024 (3y) | ||
| Travis Allen Bartsch | Registered representative | Jan 2024 (3y) | ||
| Travis L Langdon | Registered representative | Jan 2024 (3y) | ||
| Trent Allen Strong | Registered representative | Jan 2024 (3y) | ||
| Trevor Duncan Agnew | Registered representative | Jan 2024 (3y) | ||
| Trevor Jordan Otto | Registered representative | Jan 2024 (3y) | ||
| Troy David Stoll | Registered representative | CFP | Jan 2024 (3y) | |
| Tucker James Barash | Registered representative | Jan 2024 (3y) | ||
| Tucker Tsuyoshi Torigoe | Registered representative | Jan 2024 (3y) | ||
| Tyler Grant Davidson | Registered representative | Jan 2024 (3y) | ||
| Tyler Ryan James | Registered representative | Jan 2024 (3y) | ||
| Tyler Sherry | Registered representative | Jan 2024 (3y) | ||
| Vincent Jason Ramirez | Registered representative | Jan 2024 (3y) | ||
| Virgil Leonard Brenny | Registered representative | Jan 2024 (3y) | ||
| Virginia Dell Wright | Registered representative | Jan 2024 (3y) | ||
| Vivian Yu Rong Chu | Registered representative | Jan 2024 (3y) | ||
| Walter Thomas Richardson | Registered representative | Jan 2024 (3y) | ||
| Warren Joseph Myers | Registered representative | Jan 2024 (3y) | ||
| Wayne Robert Freund | Registered representative | Jan 2024 (3y) | ||
| Wei Luo | Registered representative | Jan 2024 (3y) | ||
| Whitney Brooke Stewart | Registered representative | Jan 2024 (3y) | ||
| Whitney Jade Figueroa | Registered representative | Jan 2024 (3y) | ||
| William Alan Mertins | Registered representative | Jan 2024 (3y) | ||
| William Bradley Montgomery | Registered representative | Jan 2024 (3y) | ||
| William Bruce Dutton | Registered representative | Jan 2024 (3y) | ||
| William Davies Watson | Registered representative | Jan 2024 (3y) | ||
| William De La Vergne St Paul | Registered representative | Jan 2024 (3y) | ||
| William Dean Reed | Registered representative | Jan 2024 (3y) | ||
| William Edward Snow | Registered representative | CFP | Jan 2024 (3y) | |
| William Eugene Ward | Registered representative | Jan 2024 (3y) | ||
| William Fred Hancock | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| William J Bloom | Registered representative | Jan 2024 (3y) | ||
| William J Cuba | Registered representative | Jan 2024 (3y) | ||
| William John Friess | Registered representative | Jan 2024 (3y) | ||
| William Jonathan Andrew | Registered representative | Jan 2024 (3y) | ||
| William Joseph Schweitzer | Registered representative | Jan 2024 (3y) | ||
| William Michael Klein | Registered representative | Jan 2024 (3y) | ||
| William Ray Guise | Registered representative | Jan 2024 (3y) | ||
| William Robert Slepcevich | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| William Spencer Stephens | Registered representative | Jan 2024 (3y) | ||
| William Walter Zurek | Registered representative | Jan 2024 (3y) | ||
| Windall Lancaster | Registered representative | Jan 2024 (3y) | ||
| Wira Darma Tjakra | Registered representative | Jan 2024 (3y) | ||
| Zachary Hunter Snyder | Registered representative | Jan 2024 (3y) | ||
| David Wayne Lefever | Registered representative | Jan 2024 (3y) | ||
| Diana M Leon | Registered representative | Jan 2024 (3y) | ||
| Evan Michael Coffman | Registered representative | Jan 2024 (3y) | ||
| Jeff Feakes | Registered representative | Jan 2024 (3y) | ||
| Amy Boone Solum | Registered representative | Jan 2024 (3y) | ||
| Paul Daniel Loner | Registered representative | CFP | Jan 2024 (3y) | |
| Donald Robert Skadow | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Jake Edward Owens | Registered representative | Jan 2024 (3y) | ||
| Kent Alan Hilton | Registered representative | Jan 2024 (3y) | ||
| Matthew Abramo | Registered representative | CFP | Jan 2024 (3y) | |
| Patrick Anthony Flanagan | Registered representative | Jan 2024 (3y) | ||
| Landon Allen Marx | Registered representative | CFP | Jan 2024 (3y) | |
| Robert Clair Mcafee | Registered representative | Jan 2024 (3y) | ||
| Brian Moriarty | Registered representative | Jan 2024 (3y) | ||
| Josip Dunat | Registered representative | CFP | Jan 2024 (3y) | |
| Rebecca Martindale | Registered representative | Jan 2024 (3y) | ||
| Stephen Russell Sturkie | Registered representative | Jan 2024 (3y) | ||
| Melissa Dawn Minter | Registered representative | Jan 2024 (3y) | ||
| Tyler Allen Foster | Registered representative | Jan 2024 (3y) | ||
| Dave James Devries | Registered representative | CFP | Feb 2024 (3y) | |
| David Brady Hunter | Registered representative | Feb 2024 (3y) | ||
| James Paul Benson | Registered representative | Feb 2024 (3y) | ||
| Jacob Peters | Registered representative | Feb 2024 (2y) | ||
| Matthew R Stange | Registered representative | Feb 2024 (2y) | ||
| Matthew Wayne Grimlie | Registered representative | Feb 2024 (2y) | ||
| Peter Neil Siegling | Registered representative | CFP | Feb 2024 (2y) | |
| Thomas Ronald Harmsen | Registered representative | CFP | Feb 2024 (2y) | |
| Anthony Malano | Registered representative | Feb 2024 (2y) | ||
| Julia Ann Caballero | Registered representative | Feb 2024 (2y) | ||
| Samuel Charles Wagner | Registered representative | Feb 2024 (2y) | ||
| Lisa Ann Lane | Registered representative | Feb 2024 (2y) | ||
| Leigh Rauchbach Ritchey | Registered representative | Feb 2024 (2y) | ||
| Marvin Austin Rauchbach | Registered representative | Feb 2024 (2y) | ||
| Tyler Martin Ehninger | Registered representative | CFP | Feb 2024 (2y) | |
| Lindsay Starks Young | Registered representative | Feb 2024 (2y) | ||
| Nicole Marie Brunner | Registered representative | Feb 2024 (2y) | ||
| Travis Aaron Skelton | Registered representative | Feb 2024 (2y) | ||
| Robert E Peary | Registered representative | Feb 2024 (2y) | ||
| James Richard Bentley | Registered representative | Feb 2024 (2y) | ||
| Sara Marie Rodewald | Registered representative | Feb 2024 (2y) | ||
| Theodore Calcina | Registered representative | Feb 2024 (2y) | ||
| Peter Haagenson | Registered representative | Feb 2024 (2y) | ||
| Adam Carter | Registered representative | Feb 2024 (2y) | ||
| Devon Laura Costa | Registered representative | Feb 2024 (2y) | ||
| Jacob Brant Fleming | Registered representative | Feb 2024 (2y) | ||
| Kaitlyn Rose Emery | Registered representative | Feb 2024 (2y) | ||
| Michael John Dracoulis | Registered representative | Feb 2024 (2y) | ||
| Peyton Lee Weber | Registered representative | Feb 2024 (2y) | ||
| Andrew Eric Shank | Registered representative | Feb 2024 (2y) | ||
| Gregory Byron Blaisdell | Registered representative | Feb 2024 (2y) | ||
| Trenton Z Burns | Registered representative | Feb 2024 (2y) | ||
| Anthony Vincent Martino | Registered representative | Feb 2024 (2y) | ||
| Jason Adam Harris | Registered representative | Feb 2024 (2y) | ||
| Mark Alan Harris | Registered representative | Feb 2024 (2y) | ||
| Robert William Martino | Registered representative | CFP Chartered Financial Consultant | Feb 2024 (2y) | |
| Tyler Rowe Noles | Registered representative | Feb 2024 (2y) | ||
| Jed Andrew Lund | Registered representative | Feb 2024 (2y) | ||
| Melissa Star Williams | Registered representative | Feb 2024 (2y) | ||
| Michelle Dawn Skinner | Registered representative | Feb 2024 (2y) | ||
| Eric Alan Kaplan | Registered representative | Feb 2024 (2y) | ||
| Fernando Gonzalez | Registered representative | Feb 2024 (2y) | ||
| Jordan Kelly Browning | Registered representative | Feb 2024 (2y) | ||
| Beau Tanner Ashcraft | Registered representative | Mar 2024 (2y) | ||
| Jason Scott Stewart | Registered representative | Mar 2024 (2y) | ||
| John Duke Herzog | Registered representative | Mar 2024 (2y) | ||
| James Allen Czerniak | Registered representative | Mar 2024 (2y) | ||
| Mark Louis Glass | Registered representative | Mar 2024 (2y) | ||
| Matthew Shannon Wilson | Registered representative | Mar 2024 (2y) | ||
| Andrew Kyle Foshee | Registered representative | Mar 2024 (2y) | ||
| Saeed Zarkharidi | Registered representative | Mar 2024 (2y) | ||
| Shaun Jensen | Registered representative | Mar 2024 (2y) | ||
| Tyler Matthew Eugene Grant | Registered representative | CFP | Mar 2024 (2y) | |
| Susan Anne Galioto | Registered representative | Mar 2024 (2y) | ||
| Jack Richard Najarian | Registered representative | CFA | Mar 2024 (2y) | |
| Christine Kaydee Hoenig Garcia | Registered representative | CFP | Mar 2024 (2y) | |
| Joseph Anthony Wilson | Registered representative | Mar 2024 (2y) | ||
| Peter T Smith | Registered representative | CFP | Mar 2024 (2y) | |
| Erica Ruth Fendlay | Registered representative | Mar 2024 (2y) | ||
| Alex William Patterson | Registered representative | Mar 2024 (2y) | ||
| Mickey S Goldberg | Registered representative | Mar 2024 (2y) | ||
| Mitchal Ryan Degandi | Registered representative | Mar 2024 (2y) | ||
| Luke Neubauer | Registered representative | Mar 2024 (2y) | ||
| Thomas Edward O'hehir Johnson | Registered representative | Mar 2024 (2y) | ||
| Trevor Tillema | Registered representative | Mar 2024 (2y) | ||
| George Alan Paxton | Registered representative | Mar 2024 (2y) | ||
| Jeffery Ralph Harding | Registered representative | Mar 2024 (2y) | ||
| Jeffrey James Breeling | Registered representative | Chartered Financial Consultant | Mar 2024 (2y) | |
| Jesse David Bargstadt | Registered representative | Mar 2024 (2y) | ||
| Troy Brennan Rusko Pangelinan | Registered representative | CFP | Mar 2024 (2y) | |
| Donna Jean Bogan | Registered representative | Chartered Financial Consultant | Apr 2024 (2y) | |
| John Eric Engler | Registered representative | CFP Chartered Financial Consultant | Apr 2024 (2y) | |
| Karla K Stanton | Registered representative | CFP Chartered Financial Consultant | Apr 2024 (2y) | |
| Kristin Marie Charlebois | Registered representative | Apr 2024 (2y) | ||
| Matthew Hans Garrow | Registered representative | CFP Chartered Financial Consultant | Apr 2024 (2y) | |
| Michael J Grand | Registered representative | CFP | Apr 2024 (2y) | |
| Richard Lucas Tesznar | Registered representative | Apr 2024 (2y) | ||
| Timothy Edwin Roth | Registered representative | CFP | Apr 2024 (2y) | |
| Steven Charles Enders | Registered representative | Apr 2024 (2y) | ||
| Christopher S Wilkin | Registered representative | CFP | Apr 2024 (2y) | |
| Kyle Lum | Registered representative | CFP | Apr 2024 (2y) | |
| Lexi Rae Stangel | Registered representative | Apr 2024 (2y) | ||
| Terry Lee Stamper | Registered representative | CFP | Apr 2024 (2y) | |
| Amy Heaton | Registered representative | Apr 2024 (2y) | ||
| Cameron Taylor Tom | Registered representative | CFP | Apr 2024 (2y) | |
| Mark Allan Bannick | Registered representative | Apr 2024 (2y) | ||
| David Allan Welton | Registered representative | Apr 2024 (2y) | ||
| Hope Nicole Dangelo | Registered representative | Apr 2024 (2y) | ||
| Katrina Margaret Stumpf | Registered representative | Apr 2024 (2y) | ||
| Avery Kurahashi | Registered representative | Apr 2024 (2y) | ||
| William Henry Wimberly | Registered representative | Apr 2024 (2y) | ||
| Phillip A Laird | Registered representative | Apr 2024 (2y) | ||
| Lisa Dewing | Registered representative | CFP | Apr 2024 (2y) | |
| Jackson Louis Puls | Registered representative | Apr 2024 (2y) | ||
| Michael A Perry | Registered representative | Apr 2024 (2y) | ||
| Patrick Loritz | Registered representative | Apr 2024 (2y) | ||
| Pedro Benavides | Registered representative | Apr 2024 (2y) | ||
| Robert Lukasik | Registered representative | Apr 2024 (2y) | ||
| Lucas Patrick Philippon | Registered representative | Apr 2024 (2y) | ||
| Andrew Brian Petros | Registered representative | Apr 2024 (2y) | ||
| Charles Michael Moore | Registered representative | CFP | Apr 2024 (2y) | |
| Connor Stephen Mueller | Registered representative | Apr 2024 (2y) | ||
| Crawford Brown Edwards | Registered representative | Apr 2024 (2y) | ||
| Nathaniel Scott Farney | Registered representative | Apr 2024 (2y) | ||
| Bradley J Feldhaus | Registered representative | Apr 2024 (2y) | ||
| Peter Gartland Kunisch | Registered representative | Apr 2024 (2y) | ||
| Anne Elizabeth Marr Topping | Registered representative | May 2024 (2y) | ||
| Frederic Laurent Rousselin | Registered representative | May 2024 (2y) | ||
| Mary Louise Vannoni | Registered representative | CFP | May 2024 (2y) | |
| Todd Glenn Pollock | Registered representative | May 2024 (2y) | ||
| Loren Sullivan | Registered representative | May 2024 (2y) | ||
| Luke Gradoville | Registered representative | May 2024 (2y) | ||
| Alexander David Winter | Registered representative | May 2024 (2y) | ||
| Shannon Bernadette Birdsall | Registered representative | May 2024 (2y) | ||
| Joshua Michael Stork | Registered representative | May 2024 (2y) | ||
| Kelly Maureen Arman | Registered representative | May 2024 (2y) | ||
| Adam Howard Zunino | Registered representative | May 2024 (2y) | ||
| Ethan Davis Crump | Registered representative | May 2024 (2y) | ||
| Michael Murphy | Registered representative | May 2024 (2y) | ||
| Amie Elizabeth Fielder | Registered representative | May 2024 (2y) | ||
| Chad Timothy Kihm | Registered representative | May 2024 (2y) | ||
| Kathleen Balcita Jucar | Registered representative | May 2024 (2y) | ||
| Shayne Dean Kuebler | Registered representative | May 2024 (2y) | ||
| Jackson Keith Ringelberg | Registered representative | Jun 2024 (2y) | ||
| Max Stobbart Shapiro | Registered representative | Jun 2024 (2y) | ||
| Joshua Peter Ringelberg | Registered representative | Jun 2024 (2y) | ||
| Gabriel Eduardo Klawa | Registered representative | Jun 2024 (2y) | ||
| Noah Mark Arends | Registered representative | Jun 2024 (2y) | ||
| Johnny Michael La Vigne | Registered representative | Jun 2024 (2y) | ||
| Blake T Gleason | Registered representative | Jun 2024 (2y) | ||
| Aadil Haroon Zaman | Registered representative | Jun 2024 (2y) | ||
| Abby Renee Hubble | Registered representative | Jun 2024 (2y) | ||
| Adam Ambielli | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Adam David Henley | Registered representative | Jun 2024 (2y) | ||
| Adam Joseph Belusko | Registered representative | Jun 2024 (2y) | ||
| Adam Justin Powell | Registered representative | Jun 2024 (2y) | ||
| Adam Sloan | Registered representative | Jun 2024 (2y) | ||
| Aimee Francesca Cummings | Registered representative | Jun 2024 (2y) | ||
| Airung Liu | Registered representative | CFP | Jun 2024 (2y) | |
| Alan Dale Benson | Registered representative | CFP | Jun 2024 (2y) | |
| Alan Hiroshi Nishimoto | Registered representative | CFP | Jun 2024 (2y) | |
| Alan Howard Evans | Registered representative | Jun 2024 (2y) | ||
| Alan Marc Ginsberg | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Alan N. Duysen | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Alan Scott Meckler | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Albert Philip Russo | Registered representative | Jun 2024 (2y) | ||
| Albin Bruce Campbell | Registered representative | Jun 2024 (2y) | ||
| Alex K Eldridge | Registered representative | Jun 2024 (2y) | ||
| Alexander Gregory Pruitt | Registered representative | Jun 2024 (2y) | ||
| Alexus Rae Laboo | Registered representative | Jun 2024 (2y) | ||
| Alfred Lawrence Hymans | Registered representative | CFP | Jun 2024 (2y) | |
| Ali Marie Samek Ternan | Registered representative | CFP | Jun 2024 (2y) | |
| Allen Dable | Registered representative | Jun 2024 (2y) | ||
| Allen K Marler | Registered representative | CFP | Jun 2024 (2y) | |
| Allison Ann Smith | Registered representative | Jun 2024 (2y) | ||
| Allison Jean Sukup | Registered representative | Jun 2024 (2y) | ||
| Alyson Tricco Quinnelly | Registered representative | Jun 2024 (2y) | ||
| Amanda D Janssen | Registered representative | CFP | Jun 2024 (2y) | |
| Amanda Mathias Bonomi | Registered representative | CFP | Jun 2024 (2y) | |
| Amy Louise Giddens | Registered representative | Jun 2024 (2y) | ||
| Anders Kristian Juel | Registered representative | Jun 2024 (2y) | ||
| Andre Delahn Walker | Registered representative | Jun 2024 (2y) | ||
| Andrea Marie Trudeau | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Andrew Barrett Heyman | Registered representative | Jun 2024 (2y) | ||
| Andrew David Baillie | Registered representative | Jun 2024 (2y) | ||
| Andrew Edwin Burdsall | Registered representative | Jun 2024 (2y) | ||
| Andrew Frederick Walter | Registered representative | Jun 2024 (2y) | ||
| Andrew John Emken | Registered representative | Jun 2024 (2y) | ||
| Andrew Mcvay | Registered representative | Jun 2024 (2y) | ||
| Andrew Michael Ferguson | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Andrew Noel Breidenbaugh | Registered representative | Jun 2024 (2y) | ||
| Andrew Richard Clyne | Registered representative | Jun 2024 (2y) | ||
| Andrew Whitten Middleton | Registered representative | Jun 2024 (2y) | ||
| Angel Mutuc Aguinaldo | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Angela Christine Abbott | Registered representative | Jun 2024 (2y) | ||
| Angela Nicole Augustine | Registered representative | Jun 2024 (2y) | ||
| Ann Maria Morocco | Registered representative | Jun 2024 (2y) | ||
| Ann Marie Brown | Registered representative | Jun 2024 (2y) | ||
| Ann Marie Sheehan | Registered representative | Jun 2024 (2y) | ||
| Anna E. Graves | Registered representative | Jun 2024 (2y) | ||
| Anne E Kraljic | Registered representative | Jun 2024 (2y) | ||
| Anthony Allan Rossi | Registered representative | Jun 2024 (2y) | ||
| Anthony Armel Davidson | Registered representative | Jun 2024 (2y) | ||
| Anthony Darrell Hurt | Registered representative | Jun 2024 (2y) | ||
| Anthony Dee Sueck | Registered representative | Jun 2024 (2y) | ||
| Anthony J Spring | Registered representative | Jun 2024 (2y) | ||
| Anthony James Fury | Registered representative | CFP | Jun 2024 (2y) | |
| Anthony John Patino | Registered representative | Jun 2024 (2y) | ||
| Anthony Lawrence Natrella | Registered representative | Jun 2024 (2y) | ||
| Anthony R. Podojil | Registered representative | Jun 2024 (2y) | ||
| Anthony Ralph Gennaro | Registered representative | Jun 2024 (2y) | ||
| Anthony Rocco Giuliano | Registered representative | Jun 2024 (2y) | ||
| Anthony Timothy Francis | Registered representative | Jun 2024 (2y) | ||
| Antonio Francisco Posada | Registered representative | Jun 2024 (2y) | ||
| Arlon Ray Enmeier | Registered representative | Jun 2024 (2y) | ||
| Armand Leeman Fidler | Registered representative | CFP | Jun 2024 (2y) | |
| Arthur Joseph Dietz | Registered representative | Jun 2024 (2y) | ||
| August John Perazzini | Registered representative | Jun 2024 (2y) | ||
| Autumn Rae Folsom | Registered representative | CFP | Jun 2024 (2y) | |
| Avra Lynn Cohn | Registered representative | Jun 2024 (2y) | ||
| Adam Matthew Manguno | Registered representative | Jun 2024 (2y) | ||
| Aimee Cristine Berkemeier | Registered representative | Jun 2024 (2y) | ||
| Alexander Stanley Logue | Registered representative | Jun 2024 (2y) | ||
| Alexandra Parrish | Registered representative | Jun 2024 (2y) | ||
| Alfonso Ariel Holguin | Registered representative | Jun 2024 (2y) | ||
| Alissa T Lusardi | Registered representative | Jun 2024 (2y) | ||
| Amanda Mary Delmonico | Registered representative | Jun 2024 (2y) | ||
| Amanda Michele Gonzalez | Registered representative | Jun 2024 (2y) | ||
| Andrea Nicole Martins | Registered representative | Jun 2024 (2y) | ||
| Andrew Clayborne Elmore | Registered representative | Jun 2024 (2y) | ||
| Andrew Hunt | Registered representative | Jun 2024 (2y) | ||
| Andrew James Riviello | Registered representative | Jun 2024 (2y) | ||
| Andrew Steven Nida | Registered representative | Jun 2024 (2y) | ||
| Andrew Tobias Horsley | Registered representative | Jun 2024 (2y) | ||
| Ashley Marie Kugel | Registered representative | Jun 2024 (2y) | ||
| Austin Paul Hughes | Registered representative | Jun 2024 (2y) | ||
| Austin R Myers | Registered representative | Jun 2024 (2y) | ||
| Barbara Ann Comer | Registered representative | CFP | Jun 2024 (2y) | |
| Barbara Jolliffe | Registered representative | CFP | Jun 2024 (2y) | |
| Barry Curtis Rose | Registered representative | Jun 2024 (2y) | ||
| Barry Daniel Minsker | Registered representative | CFP | Jun 2024 (2y) | |
| Barry Dean Gessner | Registered representative | Jun 2024 (2y) | ||
| Barry Michitsch | Registered representative | Jun 2024 (2y) | ||
| Batala Petra Fortes | Registered representative | Jun 2024 (2y) | ||
| Becky J Brockman | Registered representative | Jun 2024 (2y) | ||
| Benjamin Hoehler | Registered representative | CFA | Jun 2024 (2y) | |
| Benjamin Mark Mitchell | Registered representative | Jun 2024 (2y) | ||
| Benjamin Robert Kobrin | Registered representative | Jun 2024 (2y) | ||
| Benjamin Ross Chafitz | Registered representative | Jun 2024 (2y) | ||
| Benjamin Yohanan | Registered representative | Jun 2024 (2y) | ||
| Benn Lowell Feltheimer | Registered representative | Jun 2024 (2y) | ||
| Bernadette Arlene Brown | Registered representative | Jun 2024 (2y) | ||
| Bernard G Barrow | Registered representative | CFP | Jun 2024 (2y) | |
| Bertrand Emmanuel Sejour | Registered representative | Jun 2024 (2y) | ||
| Beth Gilbert French | Registered representative | Jun 2024 (2y) | ||
| Beth Okabayashi Hodges | Registered representative | Jun 2024 (2y) | ||
| Betsy Lou Whipple | Registered representative | Jun 2024 (2y) | ||
| Bettina Johnson | Registered representative | Jun 2024 (2y) | ||
| Bhavin Chandrakant Mehta | Registered representative | CFP | Jun 2024 (2y) | |
| Blair Alan Van Buren | Registered representative | Jun 2024 (2y) | ||
| Blair Douglas Hansen | Registered representative | Jun 2024 (2y) | ||
| Blake Irwin Ribnick | Registered representative | Jun 2024 (2y) | ||
| Bob Allan Kaye | Registered representative | Jun 2024 (2y) | ||
| Brad Kevin Leissring | Registered representative | Jun 2024 (2y) | ||
| Bradford Harold Leblanc | Registered representative | Jun 2024 (2y) | ||
| Bradley Alan Arndt | Registered representative | CFP | Jun 2024 (2y) | |
| Bradley Allan Schott | Registered representative | Jun 2024 (2y) | ||
| Bradley E Novak | Registered representative | CFP | Jun 2024 (2y) | |
| Bradley Jay Schlang | Registered representative | Jun 2024 (2y) | ||
| Brady Thomas O'connor | Registered representative | Jun 2024 (2y) | ||
| Brandon Charles Rude | Registered representative | Jun 2024 (2y) | ||
| Brandon Jay Warman | Registered representative | Jun 2024 (2y) | ||
| Brandon K. Ford | Registered representative | Jun 2024 (2y) | ||
| Brandon Scott Katz | Registered representative | Jun 2024 (2y) | ||
| Brandon Vecchio | Registered representative | Jun 2024 (2y) | ||
| Brandyn Forrest Cavin | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Brenda Cox Allen | Registered representative | Jun 2024 (2y) | ||
| Brenda Patricia Catugno | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Brent Alan Grauberger | Registered representative | Jun 2024 (2y) | ||
| Brent Henry Hemker | Registered representative | Jun 2024 (2y) | ||
| Brett Daniel Dolan | Registered representative | Jun 2024 (2y) | ||
| Brett David Murch | Registered representative | Jun 2024 (2y) | ||
| Brett Howard Hulse | Registered representative | Jun 2024 (2y) | ||
| Brett Taylor Mcmillan | Registered representative | Jun 2024 (2y) | ||
| Brett William Sabio | Registered representative | Personal Financial Specialist | Jun 2024 (2y) | |
| Brian Adam Zuschlag | Registered representative | Jun 2024 (2y) | ||
| Brian Alan Blaustein | Registered representative | Jun 2024 (2y) | ||
| Brian Campbell English | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Brian Edward Foland | Registered representative | Jun 2024 (2y) | ||
| Brian Howard Saranovitz | Registered representative | Jun 2024 (2y) | ||
| Brian James Connelly | Registered representative | CFP | Jun 2024 (2y) | |
| Brian James Tamasi | Registered representative | Jun 2024 (2y) | ||
| Brian Jeffrey Bjurstrom | Registered representative | Jun 2024 (2y) | ||
| Brian Michael Bannister | Registered representative | Jun 2024 (2y) | ||
| Brian Norman Moore | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Brian Scott Jansen | Registered representative | Jun 2024 (2y) | ||
| Brian Scott Johnson | Registered representative | Jun 2024 (2y) | ||
| Brian Scott Kovener | Registered representative | Jun 2024 (2y) | ||
| Brian Scott Rambo | Registered representative | CFP | Jun 2024 (2y) | |
| Brian W Gallagher | Registered representative | CFP | Jun 2024 (2y) | |
| Brooke Wearen Haskins | Registered representative | Jun 2024 (2y) | ||
| Bruce Allan Favorat | Registered representative | CFP | Jun 2024 (2y) | |
| Bruce Edwin Johnson | Registered representative | Jun 2024 (2y) | ||
| Bruce Frederick Griggs | Registered representative | Jun 2024 (2y) | ||
| Bruce Wayne Swayze | Registered representative | Jun 2024 (2y) | ||
| Bryan Alan Pendrick | Registered representative | Jun 2024 (2y) | ||
| Bryan Donald Holstrom | Registered representative | Jun 2024 (2y) | ||
| Bryan Eugene Tenney | Registered representative | Jun 2024 (2y) | ||
| Bryce Bernard Hemker | Registered representative | Jun 2024 (2y) | ||
| Bryce Ryan Alvari | Registered representative | CFP | Jun 2024 (2y) | |
| Bryon Jon Decker | Registered representative | Jun 2024 (2y) | ||
| Byron Joseph Leach | Registered representative | CFP | Jun 2024 (2y) | |
| Byron O Smith | Registered representative | Chartered Financial Consultant Personal Financial Specialist | Jun 2024 (2y) | |
| Blake Robert Carlin | Registered representative | Jun 2024 (2y) | ||
| Bradyn Daniel Snell | Registered representative | Jun 2024 (2y) | ||
| Brandon J Hedley | Registered representative | Jun 2024 (2y) | ||
| Brian James Roberts | Registered representative | Jun 2024 (2y) | ||
| Brian Patrick Feeley | Registered representative | Jun 2024 (2y) | ||
| Bruce Thomas Brown | Registered representative | Jun 2024 (2y) | ||
| Bryce Nicholas Niemi | Registered representative | CFP | Jun 2024 (2y) | |
| Byron C Hildebrand | Registered representative | Jun 2024 (2y) | ||
| Cabell Brooking Birdsong | Registered representative | Jun 2024 (2y) | ||
| Calvin Richard Rasey | Registered representative | Jun 2024 (2y) | ||
| Calvin Seaborn Sumner | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Cammie D Banks | Registered representative | Jun 2024 (2y) | ||
| Candy D Murphy | Registered representative | Jun 2024 (2y) | ||
| Carl A Castanho | Registered representative | Jun 2024 (2y) | ||
| Carl Anthony Moore | Registered representative | Jun 2024 (2y) | ||
| Carla Lynn Patey | Registered representative | Jun 2024 (2y) | ||
| Carmella Dawn Nodine | Registered representative | CFP | Jun 2024 (2y) | |
| Carol Lynn Knowlton Chirko | Registered representative | Jun 2024 (2y) | ||
| Carole Ameila Rainey | Registered representative | Jun 2024 (2y) | ||
| Carole Helene Mcnichol | Registered representative | Jun 2024 (2y) | ||
| Carolyn Elaine Teschemacher | Registered representative | Jun 2024 (2y) | ||
| Cash B Campbell | Registered representative | Jun 2024 (2y) | ||
| Cathleen Mary Dunkel Petersen | Registered representative | Jun 2024 (2y) | ||
| Cathy Ann Elia | Registered representative | Jun 2024 (2y) | ||
| Chad Patrick Cornell | Registered representative | CFP | Jun 2024 (2y) | |
| Chad Pierre Parmenter | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Chadwick P Suntay | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Chani Marie Ronda Trench | Registered representative | Jun 2024 (2y) | ||
| Charlene Denise Monts | Registered representative | Jun 2024 (2y) | ||
| Charles Alvin Sewell | Registered representative | CFP | Jun 2024 (2y) | |
| Charles Cecil Bartler | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Charles D Burkes | Registered representative | Jun 2024 (2y) | ||
| Charles David Tompkins | Registered representative | CFP | Jun 2024 (2y) | |
| Charles Edwin Carter | Registered representative | Jun 2024 (2y) | ||
| Charles Franklin Walker | Registered representative | CFP | Jun 2024 (2y) | |
| Charles Frederick Hais | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Charles Glenn Cunningham | Registered representative | Jun 2024 (2y) | ||
| Charles Lewis Cooper | Registered representative | CFP | Jun 2024 (2y) | |
| Charles Mcclard Porter | Registered representative | Personal Financial Specialist | Jun 2024 (2y) | |
| Charles Michael Campbell | Registered representative | Jun 2024 (2y) | ||
| Charles Michael Hais | Registered representative | Jun 2024 (2y) | ||
| Charles Mitchell Barrow | Registered representative | Jun 2024 (2y) | ||
| Charles Taliaferro Bailey | Registered representative | Jun 2024 (2y) | ||
| Charles Wilkes Smith | Registered representative | Jun 2024 (2y) | ||
| Chase Allan Smith | Registered representative | Jun 2024 (2y) | ||
| Chase Franklin Walker | Registered representative | Jun 2024 (2y) | ||
| Chris Horst Andryski | Registered representative | Jun 2024 (2y) | ||
| Chris M Beck | Registered representative | Jun 2024 (2y) | ||
| Christa S Varda | Registered representative | Jun 2024 (2y) | ||
| Christian Benjamin Sparacino | Registered representative | Jun 2024 (2y) | ||
| Christian Uche Chukwuma | Registered representative | Jun 2024 (2y) | ||
| Christina M Wolfe | Registered representative | Jun 2024 (2y) | ||
| Christina Marie Aleckson | Registered representative | Jun 2024 (2y) | ||
| Christina Michelle Beals | Registered representative | Jun 2024 (2y) | ||
| Christine Marie Brookins | Registered representative | Jun 2024 (2y) | ||
| Christine Marie Sleboda | Registered representative | Jun 2024 (2y) | ||
| Christopher Arrington Quarles | Registered representative | Jun 2024 (2y) | ||
| Christopher Charles Hais | Registered representative | Jun 2024 (2y) | ||
| Christopher Conti | Registered representative | Jun 2024 (2y) | ||
| Christopher Haick | Registered representative | Jun 2024 (2y) | ||
| Christopher Jason Olivarez | Registered representative | CFP | Jun 2024 (2y) | |
| Christopher Justin Lawes | Registered representative | CFP | Jun 2024 (2y) | |
| Christopher Matthew Holloway | Registered representative | Jun 2024 (2y) | ||
| Christopher Michael Ochlan | Registered representative | Jun 2024 (2y) | ||
| Christopher Nmn Fleurat | Registered representative | Jun 2024 (2y) | ||
| Christopher P Kirby | Registered representative | Jun 2024 (2y) | ||
| Christopher Patrick O'connell | Registered representative | Jun 2024 (2y) | ||
| Christopher Paydock | Registered representative | Jun 2024 (2y) | ||
| Christopher Thomas Brady | Registered representative | CFP | Jun 2024 (2y) | |
| Christopher Wade Wyatt | Registered representative | Jun 2024 (2y) | ||
| Christy Lynn Verenski | Registered representative | Jun 2024 (2y) | ||
| Cindy Mays Chandler | Registered representative | CFP | Jun 2024 (2y) | |
| Claudia Louise Sachs | Registered representative | CFP | Jun 2024 (2y) | |
| Clifford Blair Benjamin | Registered representative | Jun 2024 (2y) | ||
| Clifford Robert Cashman | Registered representative | Jun 2024 (2y) | ||
| Clint Charles Laviolette | Registered representative | Jun 2024 (2y) | ||
| Clive Leacroft Mckay | Registered representative | CFP | Jun 2024 (2y) | |
| Clyde Waldo Wyatt | Registered representative | Jun 2024 (2y) | ||
| Coley Baynes Davis | Registered representative | Jun 2024 (2y) | ||
| Coley Baynes Davis | Registered representative | Jun 2024 (2y) | ||
| Connor Jaymes Coyle | Registered representative | Jun 2024 (2y) | ||
| Corey Dale Heimensen | Registered representative | Jun 2024 (2y) | ||
| Corrine Marie Lafollette | Registered representative | Jun 2024 (2y) | ||
| Cory Adam Hebrink | Registered representative | Jun 2024 (2y) | ||
| Cory Paul Binsfield | Registered representative | Jun 2024 (2y) | ||
| Cory R. Libis | Registered representative | CFP | Jun 2024 (2y) | |
| Craig Allen Long | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Craig J Miller | Registered representative | Jun 2024 (2y) | ||
| Craig M Goldslager | Registered representative | Jun 2024 (2y) | ||
| Craig Robert Mohr | Registered representative | Jun 2024 (2y) | ||
| Craig Smith Senn | Registered representative | Jun 2024 (2y) | ||
| Craig Tilghman Booth | Registered representative | Jun 2024 (2y) | ||
| Curtis Thayer Almy | Registered representative | CFP | Jun 2024 (2y) | |
| Cynthia Ann Fason | Registered representative | Jun 2024 (2y) | ||
| Cynthia Anne Herron | Registered representative | Jun 2024 (2y) | ||
| Cyrus Ahmad Kiani | Registered representative | Jun 2024 (2y) | ||
| Camden Neal Wopperer | Registered representative | Jun 2024 (2y) | ||
| Carol A Underwood | Registered representative | Jun 2024 (2y) | ||
| Chad Preston Wilson | Registered representative | CFP | Jun 2024 (2y) | |
| Charles Lossie Rowland | Registered representative | Jun 2024 (2y) | ||
| Chris Gilbert | Registered representative | Jun 2024 (2y) | ||
| Christopher Dale Clark | Registered representative | Jun 2024 (2y) | ||
| Christopher James Magnussen | Registered representative | Jun 2024 (2y) | ||
| Christopher Thomas Bova | Registered representative | Jun 2024 (2y) | ||
| Christopher Wayne Fletcher | Registered representative | Jun 2024 (2y) | ||
| Cindy Jo Tibbles | Registered representative | Jun 2024 (2y) | ||
| Clarretta Shalee Morris | Registered representative | Jun 2024 (2y) | ||
| Cody James Blasko | Registered representative | CFP | Jun 2024 (2y) | |
| Connor Patrick Golden | Registered representative | CFP | Jun 2024 (2y) | |
| Dale Edward Mccormick | Registered representative | Jun 2024 (2y) | ||
| Dale Harvey Nelson | Registered representative | Jun 2024 (2y) | ||
| Dale Robert Anderson | Registered representative | Jun 2024 (2y) | ||
| Damon Michael Harris | Registered representative | Jun 2024 (2y) | ||
| Dana John Baldridge | Registered representative | CFP | Jun 2024 (2y) | |
| Dana Richard Harris | Registered representative | CFP | Jun 2024 (2y) | |
| Dana Scott Lassley | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Dane Solberg | Registered representative | Jun 2024 (2y) | ||
| Daniel Benjamin Lipsitz | Registered representative | Jun 2024 (2y) | ||
| Daniel Christian Giddens | Registered representative | Jun 2024 (2y) | ||
| Daniel Edward Knudsen | Registered representative | Jun 2024 (2y) | ||
| Daniel John Urshan | Registered representative | Jun 2024 (2y) | ||
| Daniel Joseph Bellina | Registered representative | Jun 2024 (2y) | ||
| Daniel Joseph Emmendorfer | Registered representative | Jun 2024 (2y) | ||
| Daniel Joseph Hunter | Registered representative | Jun 2024 (2y) | ||
| Daniel Joseph Mccarthy | Registered representative | CFP | Jun 2024 (2y) | |
| Daniel Kevin Goeken | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Daniel Matthew Padden | Registered representative | Jun 2024 (2y) | ||
| Daniel R Hill | Registered representative | Jun 2024 (2y) | ||
| Daniel Richard Michel | Registered representative | Jun 2024 (2y) | ||
| Daniel Robert Campos | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Daniel Roy Thies | Registered representative | Jun 2024 (2y) | ||
| Daniel V Wilson | Registered representative | CFP | Jun 2024 (2y) | |
| Danielle Doreen Martinez | Registered representative | Jun 2024 (2y) | ||
| Danny Senn | Registered representative | Jun 2024 (2y) | ||
| Darin Gaffin Kaylor | Registered representative | Jun 2024 (2y) | ||
| Darrell Cedric Claytor | Registered representative | CFP | Jun 2024 (2y) | |
| Darren Clark Blanchard | Registered representative | Jun 2024 (2y) | ||
| Darren Michael Monroe | Registered representative | Jun 2024 (2y) | ||
| Darren R Gray | Registered representative | CFP | Jun 2024 (2y) | |
| Darren Todd Mccarthy | Registered representative | Jun 2024 (2y) | ||
| Daryl Kent Weeden | Registered representative | CFP | Jun 2024 (2y) | |
| David A Fragomeni | Registered representative | CFP | Jun 2024 (2y) | |
| David Alan Beemer | Registered representative | Jun 2024 (2y) | ||
| David Alan Leavitt | Registered representative | Jun 2024 (2y) | ||
| David Andrew Knierim | Registered representative | Jun 2024 (2y) | ||
| David Andrew Schmidt | Registered representative | Jun 2024 (2y) | ||
| David Arron Younis | Registered representative | CFP | Jun 2024 (2y) | |
| David B. Baggett | Registered representative | Jun 2024 (2y) | ||
| David Bernard Adams | Registered representative | Jun 2024 (2y) | ||
| David Brian Bolinske | Registered representative | Jun 2024 (2y) | ||
| David Charles Meyer | Registered representative | Jun 2024 (2y) | ||
| David Charles Quick | Registered representative | CFP | Jun 2024 (2y) | |
| David Chester Mcalister | Registered representative | Jun 2024 (2y) | ||
| David Darrell Miller | Registered representative | Jun 2024 (2y) | ||
| David Francis Bavero | Registered representative | Jun 2024 (2y) | ||
| David George Martin | Registered representative | Jun 2024 (2y) | ||
| David James Hartman | Registered representative | Jun 2024 (2y) | ||
| David James Seibel | Registered representative | Jun 2024 (2y) | ||
| David Jean Fevergeon | Registered representative | CFP | Jun 2024 (2y) | |
| David John Nagy | Registered representative | Jun 2024 (2y) | ||
| David Keith Schaal | Registered representative | Jun 2024 (2y) | ||
| David Kenneth Sorensen | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| David Lee Madetzke | Registered representative | Jun 2024 (2y) | ||
| David Lee Maynard | Registered representative | Jun 2024 (2y) | ||
| David Lemoyne Barnes | Registered representative | Jun 2024 (2y) | ||
| David Louis Metz | Registered representative | Jun 2024 (2y) | ||
| David Martin Tauber | Registered representative | Jun 2024 (2y) | ||
| David Michael Mann | Registered representative | Jun 2024 (2y) | ||
| David Michael Pintaric | Registered representative | Jun 2024 (2y) | ||
| David Michael Zirko | Registered representative | CFP | Jun 2024 (2y) | |
| David P Lacroix | Registered representative | Jun 2024 (2y) | ||
| David Patrick Farrell | Registered representative | Jun 2024 (2y) | ||
| David S. Eskenazi | Registered representative | Jun 2024 (2y) | ||
| David Scott Tronson | Registered representative | Jun 2024 (2y) | ||
| David Vinciguerra | Registered representative | Jun 2024 (2y) | ||
| David Zaccaria | Registered representative | Jun 2024 (2y) | ||
| Dawn Elaine Larson | Registered representative | Jun 2024 (2y) | ||
| Dean Farris Sadak | Registered representative | Jun 2024 (2y) | ||
| Dean Leonard Spada | Registered representative | Jun 2024 (2y) | ||
| Dean Mark Licata | Registered representative | Jun 2024 (2y) | ||
| Dean Thomas Maschka | Registered representative | CFP | Jun 2024 (2y) | |
| Deanna Marie Blandino | Registered representative | Jun 2024 (2y) | ||
| Deborah Sue Weller | Registered representative | Jun 2024 (2y) | ||
| Deborrah Michelle Murphy | Registered representative | Jun 2024 (2y) | ||
| Debra Jean Field | Registered representative | Jun 2024 (2y) | ||
| Debra Murawski | Registered representative | Jun 2024 (2y) | ||
| Debra Rose Wolf | Registered representative | Jun 2024 (2y) | ||
| Denis Jeffrey Conlon | Registered representative | CFP | Jun 2024 (2y) | |
| Denise Downs | Registered representative | Jun 2024 (2y) | ||
| Denise Elizabeth Fries | Registered representative | Jun 2024 (2y) | ||
| Dennis Devere Parrish | Registered representative | Jun 2024 (2y) | ||
| Dennis Ray Throckmorton | Registered representative | Jun 2024 (2y) | ||
| Denny Gerald Meyer | Registered representative | Jun 2024 (2y) | ||
| Derek Demar Bohne | Registered representative | Jun 2024 (2y) | ||
| Derek James Dahl | Registered representative | Jun 2024 (2y) | ||
| Derek Joseph Vogt | Registered representative | CFP | Jun 2024 (2y) | |
| Derek Norman Skains | Registered representative | Jun 2024 (2y) | ||
| Derek Robert Ready | Registered representative | Jun 2024 (2y) | ||
| Derek Timothy Stegenga | Registered representative | CFP | Jun 2024 (2y) | |
| Derik Max Sullivan | Registered representative | Jun 2024 (2y) | ||
| Derrick Jordan Clevenger | Registered representative | Jun 2024 (2y) | ||
| Derrick Lee Dohmen | Registered representative | Jun 2024 (2y) | ||
| Devin James Moylan | Registered representative | CFP | Jun 2024 (2y) | |
| Diane V. Lindsay | Registered representative | Jun 2024 (2y) | ||
| Dinesh Goyal | Registered representative | Jun 2024 (2y) | ||
| Dino J Ruffa | Registered representative | Jun 2024 (2y) | ||
| Domonic Alan Gustafson | Registered representative | Jun 2024 (2y) | ||
| Don Barry Iacono | Registered representative | CFP | Jun 2024 (2y) | |
| Donald Benedict Tonelli | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Donald Craig Wilkie | Registered representative | Jun 2024 (2y) | ||
| Donald Paul Burger | Registered representative | Jun 2024 (2y) | ||
| Donald Richard Mathias | Registered representative | CFP | Jun 2024 (2y) | |
| Donald Robert Heilbuth | Registered representative | Jun 2024 (2y) | ||
| Donald Roy Payne | Registered representative | CFP | Jun 2024 (2y) | |
| Donald William Hook | Registered representative | Jun 2024 (2y) | ||
| Donna Sue Jenkins | Registered representative | Jun 2024 (2y) | ||
| Donna Sue Menza | Registered representative | Jun 2024 (2y) | ||
| Douglas Andrew Beaney | Registered representative | Jun 2024 (2y) | ||
| Douglas Andrew Kaufman | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Douglas C Ritchie | Registered representative | Jun 2024 (2y) | ||
| Douglas Edward Ohm | Registered representative | Jun 2024 (2y) | ||
| Douglas Reed Mitchell | Registered representative | Jun 2024 (2y) | ||
| Douglas Roy Buehler | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Douglas Sherman Berkun | Registered representative | Jun 2024 (2y) | ||
| Douglas T Tsoka | Registered representative | Jun 2024 (2y) | ||
| Douglas William O'connell | Registered representative | Jun 2024 (2y) | ||
| Doyle Eugene Walters | Registered representative | Jun 2024 (2y) | ||
| Dustin Carl Formanack | Registered representative | Jun 2024 (2y) | ||
| Dwain Lee Owens | Registered representative | Jun 2024 (2y) | ||
| Daniel Blakeman | Registered representative | Jun 2024 (2y) | ||
| Daniel Louis Vobroucek | Registered representative | Jun 2024 (2y) | ||
| Daniel Nagy | Registered representative | Jun 2024 (2y) | ||
| David Gay | Registered representative | Jun 2024 (2y) | ||
| Dennis R Dercks | Registered representative | Jun 2024 (2y) | ||
| Drew David Knutson | Registered representative | Jun 2024 (2y) | ||
| Edmund Joseph Haughey | Registered representative | Jun 2024 (2y) | ||
| Edward Charles Banks | Registered representative | Jun 2024 (2y) | ||
| Edward Francis Fissinger | Registered representative | Jun 2024 (2y) | ||
| Edward James Hendricks | Registered representative | Jun 2024 (2y) | ||
| Edward Jan Troscianiec | Registered representative | Jun 2024 (2y) | ||
| Edward Jonathan Mclellan | Registered representative | Jun 2024 (2y) | ||
| Edward Jones | Registered representative | Jun 2024 (2y) | ||
| Edward Lynn Williams | Registered representative | CFP | Jun 2024 (2y) | |
| Edward Martin Costello | Registered representative | Jun 2024 (2y) | ||
| Edward Michael Tompkins | Registered representative | CFP | Jun 2024 (2y) | |
| Edward William Debay | Registered representative | Jun 2024 (2y) | ||
| Elijah Yurkin | Registered representative | Jun 2024 (2y) | ||
| Elinor Kit Man Ho | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Elizabeth Anne Carter | Registered representative | Jun 2024 (2y) | ||
| Elizabeth Anne Wieseler | Registered representative | Jun 2024 (2y) | ||
| Elizabeth Ann Watson | Registered representative | Jun 2024 (2y) | ||
| Elizabeth Gamez | Registered representative | Jun 2024 (2y) | ||
| Elizabeth Lauren Ashley | Registered representative | Jun 2024 (2y) | ||
| Elizabeth Louise Greak | Registered representative | Jun 2024 (2y) | ||
| Elliot Jerome Hicks | Registered representative | CFP | Jun 2024 (2y) | |
| Emily Louise Kestler | Registered representative | Jun 2024 (2y) | ||
| Emmi Joell Miller | Registered representative | Jun 2024 (2y) | ||
| Ercilia Zavala Donnelly | Registered representative | Jun 2024 (2y) | ||
| Eric Blair Hansen | Registered representative | CFP | Jun 2024 (2y) | |
| Eric Christopher Dubroc | Registered representative | Jun 2024 (2y) | ||
| Eric David Guth | Registered representative | Jun 2024 (2y) | ||
| Eric Eugene Brown | Registered representative | Jun 2024 (2y) | ||
| Eric J Gaisford | Registered representative | Jun 2024 (2y) | ||
| Eric Jason Zimmerman | Registered representative | Jun 2024 (2y) | ||
| Eric Richard Nirenberg | Registered representative | Jun 2024 (2y) | ||
| Eric Robert Ludvigsen | Registered representative | Jun 2024 (2y) | ||
| Eric Stanley Westberg | Registered representative | Jun 2024 (2y) | ||
| Erica Ross Nolan | Registered representative | Jun 2024 (2y) | ||
| Erik Christopher Lure | Registered representative | Jun 2024 (2y) | ||
| Eugene Gerald Borg | Registered representative | Jun 2024 (2y) | ||
| Eugene Skic | Registered representative | Jun 2024 (2y) | ||
| Eve M Opland | Registered representative | Jun 2024 (2y) | ||
| Evelyn Kay Duka | Registered representative | Jun 2024 (2y) | ||
| Edward Michael Thomas | Registered representative | Jun 2024 (2y) | ||
| Ellis Robert Fattizzi | Registered representative | Jun 2024 (2y) | ||
| Eric Loughrin | Registered representative | Jun 2024 (2y) | ||
| Erin Leigh Richters | Registered representative | Jun 2024 (2y) | ||
| Evan David Vladem | Registered representative | Jun 2024 (2y) | ||
| Farrel Lynn Carlson | Registered representative | Jun 2024 (2y) | ||
| Felix Milton Jones | Registered representative | Jun 2024 (2y) | ||
| Fidelio Lopes Rodrigues | Registered representative | Jun 2024 (2y) | ||
| Fizal Kassim | Registered representative | Jun 2024 (2y) | ||
| Francis Edward Connelly | Registered representative | CFP | Jun 2024 (2y) | |
| Francis Michael Zovistoski | Registered representative | CFP | Jun 2024 (2y) | |
| Francis Vincent Vitellaro | Registered representative | Jun 2024 (2y) | ||
| Frank Eugene Metrusky | Registered representative | CFP | Jun 2024 (2y) | |
| Frank Jefferies Held | Registered representative | Jun 2024 (2y) | ||
| Frank Joseph Daguanno | Registered representative | Jun 2024 (2y) | ||
| Frank Ralph Lavin | Registered representative | CFP | Jun 2024 (2y) | |
| Frank Ralph Lavin | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Franklin David Clark | Registered representative | Jun 2024 (2y) | ||
| Fred Ferris Rogers | Registered representative | Jun 2024 (2y) | ||
| Fred Michael Hunt | Registered representative | Jun 2024 (2y) | ||
| Frederic Cassivi | Registered representative | Jun 2024 (2y) | ||
| Frederick Harry Yankee | Registered representative | Jun 2024 (2y) | ||
| Frederick Henry Cross | Registered representative | Jun 2024 (2y) | ||
| Frederick Joseph Azzurro | Registered representative | Jun 2024 (2y) | ||
| Frederick Lawrence Angst | Registered representative | Jun 2024 (2y) | ||
| G. Michael Cisternino | Registered representative | Jun 2024 (2y) | ||
| Gary Alberto Pereira | Registered representative | Jun 2024 (2y) | ||
| Gary Benjamin Rajah | Registered representative | Jun 2024 (2y) | ||
| Gary Coley Meyerer | Registered representative | Jun 2024 (2y) | ||
| Gary Edward Berube | Registered representative | Jun 2024 (2y) | ||
| Gary Eugene Stirk | Registered representative | Jun 2024 (2y) | ||
| Gary Lyle Everts | Registered representative | Jun 2024 (2y) | ||
| Gary Neil Krikorian | Registered representative | CFP | Jun 2024 (2y) | |
| Gary Robert Sax | Registered representative | Jun 2024 (2y) | ||
| Gary Stephen Radler | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Gary Steven Demee | Registered representative | Jun 2024 (2y) | ||
| Gayle B Canini | Registered representative | Jun 2024 (2y) | ||
| Gene Wardo | Registered representative | Jun 2024 (2y) | ||
| Geoffery Keith Forsyth | Registered representative | Jun 2024 (2y) | ||
| Geoffrey Lynn Newman | Registered representative | Jun 2024 (2y) | ||
| George Borah Taub | Registered representative | Jun 2024 (2y) | ||
| George Julius Moeschlin | Registered representative | Jun 2024 (2y) | ||
| George Theodore Paul | Registered representative | Jun 2024 (2y) | ||
| George Wallace Hook | Registered representative | Jun 2024 (2y) | ||
| George Watkins Robertson | Registered representative | Jun 2024 (2y) | ||
| George William Harrienger | Registered representative | Jun 2024 (2y) | ||
| Gerald Daniel Kroeger | Registered representative | Jun 2024 (2y) | ||
| Gerald James Rocheleau | Registered representative | Jun 2024 (2y) | ||
| Germaine C Cordes | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Gina Marie Duryea | Registered representative | Jun 2024 (2y) | ||
| Giovanni Bonaventura Vitale | Registered representative | Jun 2024 (2y) | ||
| Giovanni Migliaccio | Registered representative | Jun 2024 (2y) | ||
| Giovanni Salvatore Astorino | Registered representative | Jun 2024 (2y) | ||
| Glen Allen Maleri | Registered representative | Jun 2024 (2y) | ||
| Glenn Lewis Shaikun | Registered representative | CFP | Jun 2024 (2y) | |
| Glennon Anthony Arnold | Registered representative | Jun 2024 (2y) | ||
| Grace M Reyes | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Graham Brockett Bolerjack | Registered representative | Jun 2024 (2y) | ||
| Grant Scott Keeler | Registered representative | Jun 2024 (2y) | ||
| Greg Alan Coenen | Registered representative | Jun 2024 (2y) | ||
| Gregg Anthony Catsoulis | Registered representative | Jun 2024 (2y) | ||
| Gregg Randall Fortune | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Gregory Alan Bowar | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Gregory Alexander Rustad | Registered representative | Jun 2024 (2y) | ||
| Gregory Barber | Registered representative | CFP | Jun 2024 (2y) | |
| Gregory Bruce Weaver | Registered representative | Jun 2024 (2y) | ||
| Gregory Kaye Sivaslian | Registered representative | Jun 2024 (2y) | ||
| Gregory Michael Williams | Registered representative | Jun 2024 (2y) | ||
| Gregory Paul Poleon | Registered representative | Jun 2024 (2y) | ||
| Gregory W. Jacobs | Registered representative | Jun 2024 (2y) | ||
| Guy Francis Guarrera | Registered representative | Jun 2024 (2y) | ||
| Gwen B Garrison | Registered representative | Jun 2024 (2y) | ||
| Gerald Michael Galvin | Registered representative | Jun 2024 (2y) | ||
| Grant William Pierce | Registered representative | Jun 2024 (2y) | ||
| Gregory Alan Bokenkamp | Registered representative | Jun 2024 (2y) | ||
| Guillermo Javier Gallegos Binder | Registered representative | CFP | Jun 2024 (2y) | |
| Hadley Arthur Weinberg | Registered representative | CFP | Jun 2024 (2y) | |
| Hal Lettice | Registered representative | Jun 2024 (2y) | ||
| Happy Lane Franklin | Registered representative | Jun 2024 (2y) | ||
| Harender Singh Arora | Registered representative | Jun 2024 (2y) | ||
| Harold Duane Pope | Registered representative | CFP | Jun 2024 (2y) | |
| Harold Duke Hunt | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Harold Dwight West | Registered representative | Jun 2024 (2y) | ||
| Harry George Smelcer | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Heath Nicholas Hendrickson | Registered representative | Jun 2024 (2y) | ||
| Henry Rudolph Peeler | Registered representative | CFP | Jun 2024 (2y) | |
| Hiedi Rae Hendrickson | Registered representative | CFP | Jun 2024 (2y) | |
| Hilary Robin Campbell | Registered representative | Jun 2024 (2y) | ||
| Hillary Louise Kent | Registered representative | CFP | Jun 2024 (2y) | |
| Hoa (Sandra) Ngo Truong | Registered representative | Jun 2024 (2y) | ||
| Holly Ann Gruba | Registered representative | Jun 2024 (2y) | ||
| Howard M Ryan | Registered representative | Jun 2024 (2y) | ||
| Hugh Dinwiddie Carter | Registered representative | Jun 2024 (2y) | ||
| Hunter William Bailey | Registered representative | Jun 2024 (2y) | ||
| Isaac Allen Paden | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Isaac Franco | Registered representative | CFP | Jun 2024 (2y) | |
| Ivan Fernando Lafrance | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Iorwuese Ifan | Registered representative | Jun 2024 (2y) | ||
| J Christopher Parker | Registered representative | Jun 2024 (2y) | ||
| J Graydon Coghlan | Registered representative | Jun 2024 (2y) | ||
| Jacob Douglas Mokry | Registered representative | Jun 2024 (2y) | ||
| Jacob Michael Rosen | Registered representative | Jun 2024 (2y) | ||
| Jacob Trent Young | Registered representative | CFP | Jun 2024 (2y) | |
| Jacob Vance Gunter | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Jada Marie Edwards | Registered representative | Jun 2024 (2y) | ||
| Jaima Renee Galfi | Registered representative | Jun 2024 (2y) | ||
| Jake James Skala | Registered representative | Jun 2024 (2y) | ||
| James A White | Registered representative | Jun 2024 (2y) | ||
| James Allen Ball | Registered representative | Jun 2024 (2y) | ||
| James Ball | Registered representative | Jun 2024 (2y) | ||
| James Delacy Sandlin | Registered representative | CFP | Jun 2024 (2y) | |
| James Dennis Spangler | Registered representative | Jun 2024 (2y) | ||
| James Douglas Watts | Registered representative | Jun 2024 (2y) | ||
| James Eldon Hurst | Registered representative | Jun 2024 (2y) | ||
| James Gary Deboer | Registered representative | Jun 2024 (2y) | ||
| James Gerard Cusimano | Registered representative | CFP | Jun 2024 (2y) | |
| James Gilbert Hansen | Registered representative | Jun 2024 (2y) | ||
| James John Bizzarro | Registered representative | Jun 2024 (2y) | ||
| James John Mcpartland | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| James Joseph Tyrrell | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| James Lee Blosser | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| James Louis Einspanier | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| James M Goldslager | Registered representative | Jun 2024 (2y) | ||
| James Martin Thomas | Registered representative | CFP | Jun 2024 (2y) | |
| James Michael Friery | Registered representative | Jun 2024 (2y) | ||
| James Quinn Gilmore | Registered representative | CFP | Jun 2024 (2y) | |
| James Robert Daffron | Registered representative | Jun 2024 (2y) | ||
| James Rudy Biermaier | Registered representative | Jun 2024 (2y) | ||
| James Rudy Mcknight | Registered representative | Jun 2024 (2y) | ||
| James Terry Bethea | Registered representative | Jun 2024 (2y) | ||
| James Thomas Bova | Registered representative | Jun 2024 (2y) | ||
| James Thomas Falls | Registered representative | Jun 2024 (2y) | ||
| James William Scott | Registered representative | Jun 2024 (2y) | ||
| Jameson Buehler | Registered representative | CFP | Jun 2024 (2y) | |
| Jamie Allen Ogolin | Registered representative | Jun 2024 (2y) | ||
| Jamie Lyn Horner | Registered representative | Jun 2024 (2y) | ||
| Jan Frederick Sedlacek | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Jane Aveney Cruickshanks | Registered representative | CFP | Jun 2024 (2y) | |
| Janice Lee Brandt | Registered representative | Jun 2024 (2y) | ||
| Jared Scott Bulmer | Registered representative | Jun 2024 (2y) | ||
| Jason Barclay Smith | Registered representative | Jun 2024 (2y) | ||
| Jason David Stucky | Registered representative | Jun 2024 (2y) | ||
| Jason Eugene Braley | Registered representative | CFP | Jun 2024 (2y) | |
| Jason Gerald Swartley | Registered representative | Jun 2024 (2y) | ||
| Jason L Christo | Registered representative | CFP | Jun 2024 (2y) | |
| Jason Michael Hallmark | Registered representative | CFP | Jun 2024 (2y) | |
| Jason Michael Perry | Registered representative | Jun 2024 (2y) | ||
| Jason P Blanchard | Registered representative | CFP | Jun 2024 (2y) | |
| Jason Patrick Bressler | Registered representative | Jun 2024 (2y) | ||
| Jason R Rasmussen | Registered representative | Jun 2024 (2y) | ||
| Jason Robert Egge | Registered representative | Jun 2024 (2y) | ||
| Jason Robert Gentner | Registered representative | Jun 2024 (2y) | ||
| Jason Wade Bohmann | Registered representative | Jun 2024 (2y) | ||
| Jay Alan Wallinger | Registered representative | Jun 2024 (2y) | ||
| Jay Barrett Barclay | Registered representative | CFP | Jun 2024 (2y) | |
| Jayaprakash Mohanbhai Patel | Registered representative | Jun 2024 (2y) | ||
| Jeanette S Johnson | Registered representative | Jun 2024 (2y) | ||
| Jeanne Elice Blanchard | Registered representative | Jun 2024 (2y) | ||
| Jeb Brian Nordby | Registered representative | CFP | Jun 2024 (2y) | |
| Jeff Alan Conforti | Registered representative | Jun 2024 (2y) | ||
| Jeffery L A Gunderson | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Jeffery Lee Martin | Registered representative | Jun 2024 (2y) | ||
| Jeffery Wayne Owens | Registered representative | Jun 2024 (2y) | ||
| Jeffrey A Brabant | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Alan Grewe | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Allen Myers | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Andruschat | Registered representative | Jun 2024 (2y) | ||
| Jeffrey David Anton | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Gene Bjurstrom | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Gene Levy | Registered representative | CFP | Jun 2024 (2y) | |
| Jeffrey J Englert | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Jon Buchanan | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Jyhchen Cheng | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Lloyd Kraft | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Lynn Barker | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Jeffrey Lynn Green | Registered representative | CFP | Jun 2024 (2y) | |
| Jeffrey Martin Wester | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Michael Thielen | Registered representative | CFP | Jun 2024 (2y) | |
| Jeffrey Raymond Jacobson | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Raymond Linska | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Robert Walkup | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Todd Chado | Registered representative | Jun 2024 (2y) | ||
| Jeffry Michael Kennat | Registered representative | CFP | Jun 2024 (2y) | |
| Jennifer Lee Kritz | Registered representative | Jun 2024 (2y) | ||
| Jeremiah David Mumm | Registered representative | Jun 2024 (2y) | ||
| Jeremiah J Doran | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Jeremy Bennett Beitel | Registered representative | CFP | Jun 2024 (2y) | |
| Jeremy S Hill | Registered representative | Jun 2024 (2y) | ||
| Jerome Raymond Kessenich | Registered representative | CFP | Jun 2024 (2y) | |
| Jerome Samuel Kirstein | Registered representative | Jun 2024 (2y) | ||
| Jeromy D Wood | Registered representative | Jun 2024 (2y) | ||
| Jerry Michael Felts | Registered representative | CFP | Jun 2024 (2y) | |
| Jess Foster Carkner | Registered representative | Jun 2024 (2y) | ||
| Jessica Lee Christiansen | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Jessica Tallman Skelton | Registered representative | Jun 2024 (2y) | ||
| Jesus Alberto Garza | Registered representative | Jun 2024 (2y) | ||
| Jill Suzanne Mugler | Registered representative | Jun 2024 (2y) | ||
| Jim Ernest Hunter | Registered representative | Jun 2024 (2y) | ||
| Jim Michael Flinn | Registered representative | Jun 2024 (2y) | ||
| Joanne Lee Weidner | Registered representative | Jun 2024 (2y) | ||
| Joao Silva Gomes | Registered representative | Jun 2024 (2y) | ||
| Jody John Otto | Registered representative | CFP | Jun 2024 (2y) | |
| Joe M Badt | Registered representative | Jun 2024 (2y) | ||
| Joel Carl Nelson | Registered representative | CFP | Jun 2024 (2y) | |
| Joel David Rubin | Registered representative | Jun 2024 (2y) | ||
| Joel Robert Maness | Registered representative | Jun 2024 (2y) | ||
| Joel Scott Hemmings | Registered representative | Jun 2024 (2y) | ||
| John Alan Reuscher | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| John Andrew Romano | Registered representative | CFP | Jun 2024 (2y) | |
| John Andrew Vipond | Registered representative | Jun 2024 (2y) | ||
| John Anthony Molinaro | Registered representative | Jun 2024 (2y) | ||
| John Bright Russell | Registered representative | Jun 2024 (2y) | ||
| John Carmine Caviglia | Registered representative | Jun 2024 (2y) | ||
| John Chaney Griffin | Registered representative | Jun 2024 (2y) | ||
| John Churchill Arata | Registered representative | Jun 2024 (2y) | ||
| John Cline Evans | Registered representative | Jun 2024 (2y) | ||
| John Clinton Shankland | Registered representative | Jun 2024 (2y) | ||
| John Daniel Sabio | Registered representative | Jun 2024 (2y) | ||
| John Darryl Storm | Registered representative | Jun 2024 (2y) | ||
| John David Campbell | Registered representative | Jun 2024 (2y) | ||
| John David Zimmer | Registered representative | CFP | Jun 2024 (2y) | |
| John Douglas Roszell | Registered representative | Jun 2024 (2y) | ||
| John F Kendall | Registered representative | Jun 2024 (2y) | ||
| John Fitzgerald Stokes | Registered representative | Jun 2024 (2y) | ||
| John Francis Donovan | Registered representative | Jun 2024 (2y) | ||
| John Francis Short | Registered representative | CFP | Jun 2024 (2y) | |
| John Franklin Harris | Registered representative | Jun 2024 (2y) | ||
| John Frederick Pitts | Registered representative | Jun 2024 (2y) | ||
| John James Thomson | Registered representative | Jun 2024 (2y) | ||
| John Jay Meneely | Registered representative | Jun 2024 (2y) | ||
| John Joseph Checki | Registered representative | Jun 2024 (2y) | ||
| John Joseph Checki | Registered representative | CFP | Jun 2024 (2y) | |
| John Joseph Moran | Registered representative | CFP | Jun 2024 (2y) | |
| John Joseph Zerbee | Registered representative | Jun 2024 (2y) | ||
| John Kenneth Babin | Registered representative | Jun 2024 (2y) | ||
| John Kevin Flaherty | Registered representative | Jun 2024 (2y) | ||
| John Lewis Good | Registered representative | CFP | Jun 2024 (2y) | |
| John Mark Plaza | Registered representative | Jun 2024 (2y) | ||
| John Mark Tully | Registered representative | Jun 2024 (2y) | ||
| John Marsh Woleben | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| John Martin Fitzgerald | Registered representative | Jun 2024 (2y) | ||
| John Mason Burris | Registered representative | Jun 2024 (2y) | ||
| John Narciso Banuelos | Registered representative | CFP | Jun 2024 (2y) | |
| John Paul Dinkelmeyer | Registered representative | Jun 2024 (2y) | ||
| John Quinn | Registered representative | Jun 2024 (2y) | ||
| John Robert Joyce | Registered representative | Jun 2024 (2y) | ||
| John Ross Nanni | Registered representative | Jun 2024 (2y) | ||
| John Stephen Fox | Registered representative | Jun 2024 (2y) | ||
| Johnny Irvin Moore | Registered representative | Jun 2024 (2y) | ||
| Jon D Kehl | Registered representative | Jun 2024 (2y) | ||
| Jon Terry Tubbs | Registered representative | Jun 2024 (2y) | ||
| Jonathan Bruce Kvasnik | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Jonathan D Lawry | Registered representative | CFP | Jun 2024 (2y) | |
| Jonathan David Cox | Registered representative | Jun 2024 (2y) | ||
| Jonathan Lee Slater | Registered representative | Jun 2024 (2y) | ||
| Jonathan Mark Devault | Registered representative | Jun 2024 (2y) | ||
| Jonathan Mark Halvorson | Registered representative | CFP | Jun 2024 (2y) | |
| Jonathan Michael Bryant | Registered representative | Jun 2024 (2y) | ||
| Jonathan Morris Matthews | Registered representative | Jun 2024 (2y) | ||
| Jonathan P Fichter | Registered representative | CFP | Jun 2024 (2y) | |
| Jonathan Vernon Rice | Registered representative | Jun 2024 (2y) | ||
| Jordan David Urshan | Registered representative | CFP | Jun 2024 (2y) | |
| Jordan M Lee | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Jose Eugenio Deleon | Registered representative | Jun 2024 (2y) | ||
| Jose Manuel Mateo | Registered representative | Jun 2024 (2y) | ||
| Jose Rafael Rodriguez | Registered representative | Jun 2024 (2y) | ||
| Joseph A. Thomas | Registered representative | Jun 2024 (2y) | ||
| Joseph Allan Reeder | Registered representative | Jun 2024 (2y) | ||
| Joseph Alphonse Fermano | Registered representative | Jun 2024 (2y) | ||
| Joseph Andrew De Luca | Registered representative | Jun 2024 (2y) | ||
| Joseph Araneo | Registered representative | Jun 2024 (2y) | ||
| Joseph Austin Schoenhardt | Registered representative | Jun 2024 (2y) | ||
| Joseph Charles Dault | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Joseph D Fokken | Registered representative | Jun 2024 (2y) | ||
| Joseph David Lipsitz | Registered representative | CFP | Jun 2024 (2y) | |
| Joseph Dylan Thompson | Registered representative | Jun 2024 (2y) | ||
| Joseph Edmund Clement | Registered representative | Jun 2024 (2y) | ||
| Joseph Emil Petrusek | Registered representative | Jun 2024 (2y) | ||
| Joseph Francis Moretti | Registered representative | Jun 2024 (2y) | ||
| Joseph Gerard Campisi | Registered representative | CFP | Jun 2024 (2y) | |
| Joseph John Reynolds | Registered representative | Jun 2024 (2y) | ||
| Joseph Jonathan Bixby | Registered representative | Jun 2024 (2y) | ||
| Joseph K Hofmeister | Registered representative | Jun 2024 (2y) | ||
| Joseph Santo Marino | Registered representative | Jun 2024 (2y) | ||
| Joseph Steven Altobelli | Registered representative | CFP | Jun 2024 (2y) | |
| Joseph Theodore Trabert | Registered representative | Jun 2024 (2y) | ||
| Joseph Vincent Zerbee | Registered representative | Jun 2024 (2y) | ||
| Joseph William Missman | Registered representative | Jun 2024 (2y) | ||
| Joseph William Toussaint | Registered representative | Jun 2024 (2y) | ||
| Joshua Abraham Willard | Registered representative | Jun 2024 (2y) | ||
| Joshua Alan Cramer | Registered representative | Jun 2024 (2y) | ||
| Joshua David Swayne | Registered representative | Jun 2024 (2y) | ||
| Joshua Michael Graeff | Registered representative | Jun 2024 (2y) | ||
| Joshua Patrick Gilliam | Registered representative | Jun 2024 (2y) | ||
| Juan Manuel Vargas | Registered representative | Jun 2024 (2y) | ||
| Julia Brownlee Miller | Registered representative | Jun 2024 (2y) | ||
| Julian Pollard Sanderson | Registered representative | Jun 2024 (2y) | ||
| Julie Ann Gawarecki | Registered representative | Jun 2024 (2y) | ||
| Julie Katherine Murphy | Registered representative | CFP | Jun 2024 (2y) | |
| Julius Frederick Brauner | Registered representative | Jun 2024 (2y) | ||
| Justin Feringa Katt | Registered representative | Jun 2024 (2y) | ||
| Justin Miles Mcdannald | Registered representative | Jun 2024 (2y) | ||
| Jackson De Vere Parrish | Registered representative | Jun 2024 (2y) | ||
| Jacob James Sadwick | Registered representative | CFP | Jun 2024 (2y) | |
| Jacob Mathias Biermaier | Registered representative | Jun 2024 (2y) | ||
| James Quinn Brueggeman | Registered representative | Jun 2024 (2y) | ||
| Jameson Richard Barrett | Registered representative | Jun 2024 (2y) | ||
| Jarrod Stewart | Registered representative | Jun 2024 (2y) | ||
| Jeffrey David Howlett | Registered representative | Jun 2024 (2y) | ||
| Jennifer Anne Jones | Registered representative | Jun 2024 (2y) | ||
| Jeremy Richard Girard | Registered representative | Jun 2024 (2y) | ||
| Jimmie Alexander | Registered representative | CFP | Jun 2024 (2y) | |
| Johan Vako | Registered representative | CFP | Jun 2024 (2y) | |
| John Daniel Kjerulf | Registered representative | Jun 2024 (2y) | ||
| John Jones | Registered representative | Jun 2024 (2y) | ||
| Jordan David Kretsch | Registered representative | CFP | Jun 2024 (2y) | |
| Jordan Phillip Lamantia | Registered representative | Jun 2024 (2y) | ||
| Joseph Michael Jaros | Registered representative | Jun 2024 (2y) | ||
| Julie Esther Takkunen | Registered representative | Jun 2024 (2y) | ||
| K. Gregg Smith | Registered representative | Jun 2024 (2y) | ||
| Kaitlyn Rose Van Zee | Registered representative | CFP | Jun 2024 (2y) | |
| Karen Godwin Goddard | Registered representative | Jun 2024 (2y) | ||
| Karen Lee Beal | Registered representative | Jun 2024 (2y) | ||
| Karen Nickerson Dejong | Registered representative | Jun 2024 (2y) | ||
| Karissa Ann Nissen | Registered representative | Jun 2024 (2y) | ||
| Karla Elizabeth Vlasaty | Registered representative | Jun 2024 (2y) | ||
| Karyn Leigh Warren | Registered representative | CFP | Jun 2024 (2y) | |
| Kathleen Alexandrea Kerr | Registered representative | Jun 2024 (2y) | ||
| Kathleen Antoinette Graham | Registered representative | Jun 2024 (2y) | ||
| Kathleen E Shedler | Registered representative | Jun 2024 (2y) | ||
| Kathryn Elaine Jabour | Registered representative | CFP | Jun 2024 (2y) | |
| Kathryn Jill Christensen | Registered representative | Jun 2024 (2y) | ||
| Kathryn Shea Henningsen | Registered representative | CFP | Jun 2024 (2y) | |
| Kathryn Sue Wilson | Registered representative | Jun 2024 (2y) | ||
| Keith Gregg Ellen | Registered representative | Jun 2024 (2y) | ||
| Keith John Schottman | Registered representative | Jun 2024 (2y) | ||
| Keith Wallace Duncan | Registered representative | Jun 2024 (2y) | ||
| Kelly Gene Mcdonald | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Kelly Jo Hill | Registered representative | Jun 2024 (2y) | ||
| Kelly Joe Goodburn | Registered representative | Jun 2024 (2y) | ||
| Kelly Todd Ullom | Registered representative | Jun 2024 (2y) | ||
| Kendall Melvin Klaus | Registered representative | CFP | Jun 2024 (2y) | |
| Kenneth A Brown | Registered representative | Jun 2024 (2y) | ||
| Kenneth Charles Krichbaum | Registered representative | CFP | Jun 2024 (2y) | |
| Kenneth Dean Johnson | Registered representative | Jun 2024 (2y) | ||
| Kenneth Edward Ingersoll | Registered representative | Jun 2024 (2y) | ||
| Kenneth Jay Heaney | Registered representative | Jun 2024 (2y) | ||
| Kenneth Jerome Loehlein | Registered representative | Jun 2024 (2y) | ||
| Kenneth John Mcmanus | Registered representative | Jun 2024 (2y) | ||
| Kenneth John Saunders | Registered representative | Jun 2024 (2y) | ||
| Kenneth Paul Courts | Registered representative | Jun 2024 (2y) | ||
| Kenneth Phillip Mascari | Registered representative | Jun 2024 (2y) | ||
| Kenneth Richard Gula | Registered representative | Jun 2024 (2y) | ||
| Kenneth Robert Mcgahee | Registered representative | Jun 2024 (2y) | ||
| Kenneth W. Carone | Registered representative | Jun 2024 (2y) | ||
| Kenward Lavon Stone | Registered representative | Jun 2024 (2y) | ||
| Kerin Edward Foley | Registered representative | Jun 2024 (2y) | ||
| Kevin Allen Ross | Registered representative | Jun 2024 (2y) | ||
| Kevin Andrew Harback | Registered representative | Jun 2024 (2y) | ||
| Kevin Bradley Miller | Registered representative | CFP | Jun 2024 (2y) | |
| Kevin Christopher Axelson | Registered representative | Jun 2024 (2y) | ||
| Kevin Eric Wells | Registered representative | Jun 2024 (2y) | ||
| Kevin Garden | Registered representative | CFP | Jun 2024 (2y) | |
| Kevin James Hansen | Registered representative | Jun 2024 (2y) | ||
| Kevin Jay Swan | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Kevin John Hedstrom | Registered representative | Jun 2024 (2y) | ||
| Kevin K Heinrich | Registered representative | Jun 2024 (2y) | ||
| Kevin Leon Koski | Registered representative | Jun 2024 (2y) | ||
| Kevin M Newhouse | Registered representative | Jun 2024 (2y) | ||
| Kevin Michael Polheber | Registered representative | Jun 2024 (2y) | ||
| Kevin Michael Spada | Registered representative | Jun 2024 (2y) | ||
| Kevin Michael Wehn | Registered representative | CFP | Jun 2024 (2y) | |
| Kevin Patrick Fitzgerald | Registered representative | Jun 2024 (2y) | ||
| Kevin Randall Stottlemyre | Registered representative | Jun 2024 (2y) | ||
| Kevin Thomas Mccarthy | Registered representative | Jun 2024 (2y) | ||
| Kevin Wayne Hines | Registered representative | Jun 2024 (2y) | ||
| Kimberley Krokos Baker | Registered representative | CFP | Jun 2024 (2y) | |
| Kimberly Dawn Hilton | Registered representative | Jun 2024 (2y) | ||
| Kimberly Elaine Renfroe | Registered representative | CFP | Jun 2024 (2y) | |
| Kimberly Jean Schiavo | Registered representative | Jun 2024 (2y) | ||
| Kimberly Jo Kropp | Registered representative | CFP | Jun 2024 (2y) | |
| Kimberly Lynn Wahl Taylor | Registered representative | Jun 2024 (2y) | ||
| Kirk Merle Fogg | Registered representative | CFP | Jun 2024 (2y) | |
| Kris Donald Hinckley | Registered representative | Jun 2024 (2y) | ||
| Kristen Rae Kratochvil | Registered representative | Jun 2024 (2y) | ||
| Kristina Murphy English | Registered representative | Jun 2024 (2y) | ||
| Kyle Andrew Sadler | Registered representative | Jun 2024 (2y) | ||
| Kyle James Charles | Registered representative | Jun 2024 (2y) | ||
| Kyle James Temple | Registered representative | CFP | Jun 2024 (2y) | |
| Kyle Lawrence Zurbriggen | Registered representative | Jun 2024 (2y) | ||
| Kaitlyn Elizabeth Colditz | Registered representative | CFP | Jun 2024 (2y) | |
| Karen Brown Tisdale | Registered representative | Jun 2024 (2y) | ||
| Kelly Tucker | Registered representative | Jun 2024 (2y) | ||
| Kenneth James Kalk | Registered representative | Jun 2024 (2y) | ||
| Kenneth Raymond Schuyler | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Kenneth Wong | Registered representative | Jun 2024 (2y) | ||
| Keviin Shah | Registered representative | Jun 2024 (2y) | ||
| Kristina M Larsen | Registered representative | Jun 2024 (2y) | ||
| Kyle M Witman | Registered representative | Jun 2024 (2y) | ||
| Kyle Thomas Wentland | Registered representative | Jun 2024 (2y) | ||
| Lance Aaron Barbre | Registered representative | Jun 2024 (2y) | ||
| Lance Edward Harshbarger | Registered representative | CFP | Jun 2024 (2y) | |
| Lanny Keith Marks | Registered representative | CFP | Jun 2024 (2y) | |
| Larry Franklin Wynn | Registered representative | Jun 2024 (2y) | ||
| Larry Michael Rubenstein | Registered representative | Jun 2024 (2y) | ||
| Larry Thomas Christiansen | Registered representative | CFP | Jun 2024 (2y) | |
| Laura Ann Humphrey | Registered representative | Jun 2024 (2y) | ||
| Lawrence Arthur Gekiere | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Lawrence Francis Pignataro | Registered representative | CFP | Jun 2024 (2y) | |
| Lawrence George Newman | Registered representative | Jun 2024 (2y) | ||
| Lawrence Sanfilippo | Registered representative | Jun 2024 (2y) | ||
| Leah Adler Weinberg | Registered representative | CFP | Jun 2024 (2y) | |
| Lee Bryan Friedman | Registered representative | Jun 2024 (2y) | ||
| Lee Christian Bashforth | Registered representative | Jun 2024 (2y) | ||
| Lee Flippen Courtright | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Lee Michael Murphy | Registered representative | Jun 2024 (2y) | ||
| Leigh Stevenson Joseph | Registered representative | Jun 2024 (2y) | ||
| Leonard Lee Nelson | Registered representative | CFP | Jun 2024 (2y) | |
| Lewis Winston Detz | Registered representative | Jun 2024 (2y) | ||
| Lily Lu | Registered representative | CFP | Jun 2024 (2y) | |
| Linda Diane Dunbar | Registered representative | Jun 2024 (2y) | ||
| Lindsey C. Redding | Registered representative | Jun 2024 (2y) | ||
| Lisa Ann Leonard | Registered representative | Jun 2024 (2y) | ||
| Lisa Ann Malone | Registered representative | Personal Financial Specialist | Jun 2024 (2y) | |
| Lisa Haggai Pierson | Registered representative | Jun 2024 (2y) | ||
| Lisa Rae Laboo | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Lisa Scott Lagorio | Registered representative | CFP | Jun 2024 (2y) | |
| Lonny Lee Winters | Registered representative | Jun 2024 (2y) | ||
| Luana Mobley Corral | Registered representative | CFP | Jun 2024 (2y) | |
| Luca Omar Procel | Registered representative | Jun 2024 (2y) | ||
| Lucas Andrew Davis | Registered representative | Jun 2024 (2y) | ||
| Luis Antonio Brandi | Registered representative | Jun 2024 (2y) | ||
| Luis Manuel Miret | Registered representative | Jun 2024 (2y) | ||
| Luke Thomas Pfannenstiel | Registered representative | Jun 2024 (2y) | ||
| Lynn Ronald Waddell | Registered representative | CFP | Jun 2024 (2y) | |
| Lawrence Francis Pignataro | Registered representative | Jun 2024 (2y) | ||
| Lea Anderson Garrott | Registered representative | CFP | Jun 2024 (2y) | |
| Leslie Ann Ranger | Registered representative | Jun 2024 (2y) | ||
| Logan Mondshein | Registered representative | Jun 2024 (2y) | ||
| Mamta Rai | Registered representative | Jun 2024 (2y) | ||
| Marc Allen Schulz | Registered representative | CFP | Jun 2024 (2y) | |
| Marc Andre Geels | Registered representative | CFP | Jun 2024 (2y) | |
| Marc Eugen Kriessmann | Registered representative | Jun 2024 (2y) | ||
| Marc Lawrence Schwedelson | Registered representative | Jun 2024 (2y) | ||
| Marc Stephen Pearlman | Registered representative | Jun 2024 (2y) | ||
| Marcos Antonio Acevedo | Registered representative | Jun 2024 (2y) | ||
| Marcus Hall Norton | Registered representative | Jun 2024 (2y) | ||
| Margaret A Harcar | Registered representative | Jun 2024 (2y) | ||
| Margaret Chan | Registered representative | CFP | Jun 2024 (2y) | |
| Margaret Leora King | Registered representative | Jun 2024 (2y) | ||
| Mario Livecchi | Registered representative | Jun 2024 (2y) | ||
| Marion Rosanne Syversen | Registered representative | Jun 2024 (2y) | ||
| Mark Allen Davis | Registered representative | Jun 2024 (2y) | ||
| Mark Allen Rutland | Registered representative | Jun 2024 (2y) | ||
| Mark Charles Larson | Registered representative | Jun 2024 (2y) | ||
| Mark Charles Niemi | Registered representative | Jun 2024 (2y) | ||
| Mark Christopher Zellerhoff | Registered representative | Jun 2024 (2y) | ||
| Mark D Anastasia | Registered representative | Jun 2024 (2y) | ||
| Mark David Heisey | Registered representative | Jun 2024 (2y) | ||
| Mark Douglas Hansen | Registered representative | Jun 2024 (2y) | ||
| Mark Douglas Mensack | Registered representative | Jun 2024 (2y) | ||
| Mark Edward Wren | Registered representative | Jun 2024 (2y) | ||
| Mark Edwin Kluge | Registered representative | Jun 2024 (2y) | ||
| Mark George Whitehouse | Registered representative | Jun 2024 (2y) | ||
| Mark Graham Hein | Registered representative | Jun 2024 (2y) | ||
| Mark J Tichar | Registered representative | Jun 2024 (2y) | ||
| Mark John Gianno | Registered representative | CFP | Jun 2024 (2y) | |
| Mark Kenneth Linville | Registered representative | Jun 2024 (2y) | ||
| Mark Leonard Vaimberg | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Mark Nelson Kay | Registered representative | Jun 2024 (2y) | ||
| Mark Richmond | Registered representative | Jun 2024 (2y) | ||
| Mark Ronald Matulia | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Mark Thomas Anastasoff | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Mark Thomas Drouillard | Registered representative | CFP | Jun 2024 (2y) | |
| Mark Thomas Temperato | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Mark Underwood Mcgahee | Registered representative | CFP | Jun 2024 (2y) | |
| Mark Wayne Brooks | Registered representative | Jun 2024 (2y) | ||
| Mark Whitehead Friedman | Registered representative | Jun 2024 (2y) | ||
| Marlean M Komar | Registered representative | Jun 2024 (2y) | ||
| Marlo Marie Machalinski | Registered representative | Jun 2024 (2y) | ||
| Marshal David Baggett | Registered representative | CFP | Jun 2024 (2y) | |
| Marshall Matulia | Registered representative | Jun 2024 (2y) | ||
| Mary N Kuehn | Registered representative | Jun 2024 (2y) | ||
| Mason Phillip Alexander | Registered representative | CFP | Jun 2024 (2y) | |
| Matthew Aaron Newman | Registered representative | Jun 2024 (2y) | ||
| Matthew Allen Taggart | Registered representative | Jun 2024 (2y) | ||
| Matthew Brooks Puetz | Registered representative | Jun 2024 (2y) | ||
| Matthew Brown Whitaker | Registered representative | Jun 2024 (2y) | ||
| Matthew Browning | Registered representative | Jun 2024 (2y) | ||
| Matthew Carlos Lopez | Registered representative | Jun 2024 (2y) | ||
| Matthew David Piaseczny | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Matthew Duane Pope | Registered representative | Jun 2024 (2y) | ||
| Matthew Earle Russell | Registered representative | Jun 2024 (2y) | ||
| Matthew J. Coffield | Registered representative | Jun 2024 (2y) | ||
| Matthew Jay Govendo | Registered representative | Jun 2024 (2y) | ||
| Matthew John Bragg | Registered representative | Jun 2024 (2y) | ||
| Matthew Joseph Lawler | Registered representative | Jun 2024 (2y) | ||
| Matthew Lawrence Agius | Registered representative | Jun 2024 (2y) | ||
| Matthew Richard Cloutier | Registered representative | Jun 2024 (2y) | ||
| Matthew Ryan Mcgraw | Registered representative | Jun 2024 (2y) | ||
| Matthew Scott Burwick | Registered representative | Jun 2024 (2y) | ||
| Matthew W Maryott | Registered representative | Jun 2024 (2y) | ||
| Matthew William Hefner | Registered representative | Jun 2024 (2y) | ||
| Max Lipsitz | Registered representative | CFP | Jun 2024 (2y) | |
| Mayank Rai | Registered representative | Jun 2024 (2y) | ||
| Megan L Mcmillan | Registered representative | Jun 2024 (2y) | ||
| Mehul Satish Mistry | Registered representative | CFP | Jun 2024 (2y) | |
| Melissa Korth | Registered representative | Jun 2024 (2y) | ||
| Melissa Lee Macleod | Registered representative | Jun 2024 (2y) | ||
| Melvin Lee Walters | Registered representative | Jun 2024 (2y) | ||
| Michael A Noviello | Registered representative | Jun 2024 (2y) | ||
| Michael Andrew Dollins | Registered representative | Jun 2024 (2y) | ||
| Michael Anthony Ganci | Registered representative | Jun 2024 (2y) | ||
| Michael Anthony Omalley | Registered representative | Jun 2024 (2y) | ||
| Michael Bruce Kaplowitz | Registered representative | Jun 2024 (2y) | ||
| Michael Charles Albert | Registered representative | CFP | Jun 2024 (2y) | |
| Michael Curtis Deguchi | Registered representative | Jun 2024 (2y) | ||
| Michael D Vogt | Registered representative | Jun 2024 (2y) | ||
| Michael David Becker | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Michael Douglas Rees | Registered representative | Jun 2024 (2y) | ||
| Michael Edward Marsengill | Registered representative | Jun 2024 (2y) | ||
| Michael Eugene Long | Registered representative | Jun 2024 (2y) | ||
| Michael Francis Zimmer | Registered representative | CFP | Jun 2024 (2y) | |
| Michael Gabriel Quattrochi | Registered representative | Jun 2024 (2y) | ||
| Michael Gilbert Reese | Registered representative | Jun 2024 (2y) | ||
| Michael Glenn Herman | Registered representative | Jun 2024 (2y) | ||
| Michael Grant Thompson | Registered representative | Jun 2024 (2y) | ||
| Michael Jay Baird | Registered representative | Jun 2024 (2y) | ||
| Michael John Daneau | Registered representative | Jun 2024 (2y) | ||
| Michael John Felton | Registered representative | Jun 2024 (2y) | ||
| Michael Joseph Lonano | Registered representative | CFP | Jun 2024 (2y) | |
| Michael Kevin Kortz | Registered representative | Jun 2024 (2y) | ||
| Michael Lynn Woods | Registered representative | Jun 2024 (2y) | ||
| Michael Mark Duprez | Registered representative | Jun 2024 (2y) | ||
| Michael Marvin Muske | Registered representative | CFP | Jun 2024 (2y) | |
| Michael Moonsoo Goff | Registered representative | Jun 2024 (2y) | ||
| Michael P Mccormick | Registered representative | Jun 2024 (2y) | ||
| Michael Paul Austin | Registered representative | CFP | Jun 2024 (2y) | |
| Michael Paul Butensky | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Michael Philip Waters | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Michael W Patterson | Registered representative | CFP | Jun 2024 (2y) | |
| Michael Walter Klauke | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Michael Wayne Hodson | Registered representative | Jun 2024 (2y) | ||
| Michael Wayne Thigpen | Registered representative | Jun 2024 (2y) | ||
| Michael William Popil | Registered representative | CFP | Jun 2024 (2y) | |
| Michele Suzanne Schumacher | Registered representative | Jun 2024 (2y) | ||
| Michelle Lynne Martinez | Registered representative | CFP | Jun 2024 (2y) | |
| Michelle Staats | Registered representative | Jun 2024 (2y) | ||
| Minoti Hemant Rajput | Registered representative | CFP | Jun 2024 (2y) | |
| Miri Y Upton | Registered representative | CFP | Jun 2024 (2y) | |
| Monte Steven Marti | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Myles Miller Maxey | Registered representative | CFP | Jun 2024 (2y) | |
| Myron Dowell Mitchell | Registered representative | Jun 2024 (2y) | ||
| Myron Robert Johnson | Registered representative | Jun 2024 (2y) | ||
| Marissa Nicole Beatty | Registered representative | CFP | Jun 2024 (2y) | |
| Mark A Schneider | Registered representative | CFP | Jun 2024 (2y) | |
| Mark Ethan Southard | Registered representative | Jun 2024 (2y) | ||
| Mark Newton Scott | Registered representative | Jun 2024 (2y) | ||
| Mark Travis Swenson | Registered representative | Jun 2024 (2y) | ||
| Marshall Christian Dietz | Registered representative | Jun 2024 (2y) | ||
| Martin Francis Gorman | Registered representative | Jun 2024 (2y) | ||
| Mary Lynne Yoder | Registered representative | Jun 2024 (2y) | ||
| Matthew M Medvesky | Registered representative | Jun 2024 (2y) | ||
| Matthew Vladimir Pindoley | Registered representative | Jun 2024 (2y) | ||
| Melinda Rose Sherwood Lewis | Registered representative | Jun 2024 (2y) | ||
| Michael J. Lammers | Registered representative | Jun 2024 (2y) | ||
| Michael James Paulus | Registered representative | Jun 2024 (2y) | ||
| Michael Melloy | Registered representative | Jun 2024 (2y) | ||
| Michael Steven Seymour | Registered representative | Jun 2024 (2y) | ||
| Michael Wayne Cox | Registered representative | Jun 2024 (2y) | ||
| Mitchell Kent Andrews | Registered representative | CFP | Jun 2024 (2y) | |
| Nancy Ann Miller | Registered representative | Jun 2024 (2y) | ||
| Nancy Cooper Kelsey | Registered representative | Jun 2024 (2y) | ||
| Nancy Jo Mcmillan | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Nancy Lee Bidrowski | Registered representative | Jun 2024 (2y) | ||
| Nashoba Ren Bailey | Registered representative | Jun 2024 (2y) | ||
| Nasser Ahmad | Registered representative | CFP | Jun 2024 (2y) | |
| Natalie A Leininger | Registered representative | CFP | Jun 2024 (2y) | |
| Natalie Marie Blanke | Registered representative | Jun 2024 (2y) | ||
| Nathan Burcham | Registered representative | CFP | Jun 2024 (2y) | |
| Nathan Lee Knight | Registered representative | Jun 2024 (2y) | ||
| Nathan Loren Enzian | Registered representative | Jun 2024 (2y) | ||
| Nathan Taylor Gates | Registered representative | Jun 2024 (2y) | ||
| Nathan Todd Elvers | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Nathaniel Herbert Carlson | Registered representative | Jun 2024 (2y) | ||
| Neil Brian Greenberg | Registered representative | Jun 2024 (2y) | ||
| Neil Robert Bourgeois | Registered representative | CFP | Jun 2024 (2y) | |
| Neil Thomas Daley | Registered representative | Jun 2024 (2y) | ||
| Nguyen C Tran | Registered representative | Jun 2024 (2y) | ||
| Nicholas Alan Weber | Registered representative | CFP | Jun 2024 (2y) | |
| Nicholas Jason Loehlein | Registered representative | Jun 2024 (2y) | ||
| Nicholas Mark Skrabo | Registered representative | CFP | Jun 2024 (2y) | |
| Nicholas Russell Green | Registered representative | Jun 2024 (2y) | ||
| Nicholas Simon Tuck | Registered representative | Jun 2024 (2y) | ||
| Nicolas Paul Wondolowski | Registered representative | Jun 2024 (2y) | ||
| Nona Parmelee Belous | Registered representative | Jun 2024 (2y) | ||
| Norma Jean Sims | Registered representative | Jun 2024 (2y) | ||
| Norman Todd Coates | Registered representative | Jun 2024 (2y) | ||
| Natalie Christine Smith | Registered representative | Jun 2024 (2y) | ||
| Nathan James Brusseau | Registered representative | Jun 2024 (2y) | ||
| Oded Cohen | Registered representative | Jun 2024 (2y) | ||
| Pablo Ignacio Molina | Registered representative | Jun 2024 (2y) | ||
| Pamela Juliet Sams | Registered representative | Jun 2024 (2y) | ||
| Patrick Edward Allaire | Registered representative | Jun 2024 (2y) | ||
| Patrick J Cahill | Registered representative | CFP | Jun 2024 (2y) | |
| Patrick J Moylan | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Patrick Lee Williams | Registered representative | CFP | Jun 2024 (2y) | |
| Patrick Mark Rohrbacher | Registered representative | Jun 2024 (2y) | ||
| Patrick Martin Glynn | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Patrick Michael Bookey | Registered representative | Jun 2024 (2y) | ||
| Patrick Michael Geary | Registered representative | Jun 2024 (2y) | ||
| Patrick Scott Harmon | Registered representative | Jun 2024 (2y) | ||
| Paul Alan Podrid | Registered representative | CFP | Jun 2024 (2y) | |
| Paul Christopher Ranieri | Registered representative | Jun 2024 (2y) | ||
| Paul Edward Gillham | Registered representative | Jun 2024 (2y) | ||
| Paul Eric Jorgensen | Registered representative | Jun 2024 (2y) | ||
| Paul Forte | Registered representative | Jun 2024 (2y) | ||
| Paul Howard Essner | Registered representative | CFP | Jun 2024 (2y) | |
| Paul Jay Vladem | Registered representative | Personal Financial Specialist | Jun 2024 (2y) | |
| Paul Joseph Klosterman | Registered representative | Jun 2024 (2y) | ||
| Paul Klement | Registered representative | Jun 2024 (2y) | ||
| Paul Mcdonald Nunes | Registered representative | Jun 2024 (2y) | ||
| Paul Michael Eberz | Registered representative | Jun 2024 (2y) | ||
| Paul Michael Games | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Paul Philip Melanson | Registered representative | Jun 2024 (2y) | ||
| Peter Andrew Johnson | Registered representative | Jun 2024 (2y) | ||
| Peter Gerard Mack | Registered representative | CFP | Jun 2024 (2y) | |
| Peter Hays Cole | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Peter Jerod Zvanovec | Registered representative | CFP | Jun 2024 (2y) | |
| Peter John Nelson | Registered representative | Jun 2024 (2y) | ||
| Peter Myron Augustine | Registered representative | Jun 2024 (2y) | ||
| Philip Andrew Kaye Skinner | Registered representative | Jun 2024 (2y) | ||
| Phillip Louis Anderson | Registered representative | CFP | Jun 2024 (2y) | |
| Pragati Pinku Gautam Sharma | Registered representative | Jun 2024 (2y) | ||
| Paul Raymond Weber | Registered representative | Jun 2024 (2y) | ||
| Pranav Rao | Registered representative | Jun 2024 (2y) | ||
| Rachel Beth Bukacek | Registered representative | Jun 2024 (2y) | ||
| Rajan Kumar | Registered representative | Jun 2024 (2y) | ||
| Ralph Parker Chaudron | Registered representative | Jun 2024 (2y) | ||
| Randal Steven Ellis | Registered representative | Jun 2024 (2y) | ||
| Randall Lee King | Registered representative | Jun 2024 (2y) | ||
| Randi Lynn Sanders | Registered representative | Jun 2024 (2y) | ||
| Randolf Lawrence Scritchfield | Registered representative | CFP | Jun 2024 (2y) | |
| Randy Devin Toth | Registered representative | CFA | Jun 2024 (2y) | |
| Randy Lynn Behymer | Registered representative | Jun 2024 (2y) | ||
| Rashida Lilani | Registered representative | CFP | Jun 2024 (2y) | |
| Raymond Eugene Gregoire | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Rebecca Cokins Hammer | Registered representative | CFP | Jun 2024 (2y) | |
| Rebecca Jeannette Stevens | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Rebecca Olive Flint | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Reginal Roy Hynes | Registered representative | Jun 2024 (2y) | ||
| Rena Terese May | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Renda R. Reese Davis | Registered representative | Jun 2024 (2y) | ||
| Renita Marie Dick | Registered representative | Jun 2024 (2y) | ||
| Reo Bennett Alderman | Registered representative | Jun 2024 (2y) | ||
| Rian Michael Mcgill | Registered representative | Jun 2024 (2y) | ||
| Ricardo Anthony Coroniti | Registered representative | Jun 2024 (2y) | ||
| Richard Alan Harter | Registered representative | Jun 2024 (2y) | ||
| Richard Alan Oneal | Registered representative | Jun 2024 (2y) | ||
| Richard Alan Sharp | Registered representative | Jun 2024 (2y) | ||
| Richard Albert Kaufman | Registered representative | Jun 2024 (2y) | ||
| Richard Alen Hague | Registered representative | Jun 2024 (2y) | ||
| Richard Allen Zurbriggen | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Richard Anthony Alter | Registered representative | Jun 2024 (2y) | ||
| Richard Anthony Lundstrom | Registered representative | CFP | Jun 2024 (2y) | |
| Richard Arlen Planto | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Richard Carl Ewel | Registered representative | Jun 2024 (2y) | ||
| Richard Charles Fanch | Registered representative | CFP | Jun 2024 (2y) | |
| Richard Coolidge Ford | Registered representative | Jun 2024 (2y) | ||
| Richard Deboth Gibson | Registered representative | Jun 2024 (2y) | ||
| Richard Earle Sackett | Registered representative | Jun 2024 (2y) | ||
| Richard Edward Martin | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Richard Fiske Driscoll | Registered representative | Jun 2024 (2y) | ||
| Richard Gregory West | Registered representative | Jun 2024 (2y) | ||
| Richard Henry Mootz | Registered representative | CFP | Jun 2024 (2y) | |
| Richard James Tedeschi | Registered representative | CFP | Jun 2024 (2y) | |
| Richard Joseph Mullaney | Registered representative | Jun 2024 (2y) | ||
| Richard Joseph Petro | Registered representative | Jun 2024 (2y) | ||
| Richard Joseph Russillo | Registered representative | CFP | Jun 2024 (2y) | |
| Richard Keith Allison | Registered representative | Jun 2024 (2y) | ||
| Richard Kent Cooper | Registered representative | CFP | Jun 2024 (2y) | |
| Richard Lee Carlton | Registered representative | Jun 2024 (2y) | ||
| Richard Louis Friend | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Richard Norman Fichter | Registered representative | Jun 2024 (2y) | ||
| Richard Norman Fichter Iii | Registered representative | Jun 2024 (2y) | ||
| Richard Patrick Kiesel | Registered representative | Jun 2024 (2y) | ||
| Richard Paul Miller | Registered representative | CFP | Jun 2024 (2y) | |
| Richard William Dutrisac | Registered representative | Jun 2024 (2y) | ||
| Rick Dana Boynton | Registered representative | Jun 2024 (2y) | ||
| Ritas Rose Smith | Registered representative | Jun 2024 (2y) | ||
| Robert Alan Dicks | Registered representative | CFP | Jun 2024 (2y) | |
| Robert Alan Lind | Registered representative | Jun 2024 (2y) | ||
| Robert Alan Peterson | Registered representative | CFP | Jun 2024 (2y) | |
| Robert Allan Howerter | Registered representative | Jun 2024 (2y) | ||
| Robert Anthony Santoriello | Registered representative | Jun 2024 (2y) | ||
| Robert Brian Johnson | Registered representative | Jun 2024 (2y) | ||
| Robert D Deters | Registered representative | Jun 2024 (2y) | ||
| Robert Dale Rosen | Registered representative | Jun 2024 (2y) | ||
| Robert Edwin Finke | Registered representative | Jun 2024 (2y) | ||
| Robert Ellis Payne | Registered representative | CFP | Jun 2024 (2y) | |
| Robert Frank Menton | Registered representative | Jun 2024 (2y) | ||
| Robert Harry Dyer | Registered representative | CFP | Jun 2024 (2y) | |
| Robert Jay Schmidt | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Robert Joel Berrin | Registered representative | Jun 2024 (2y) | ||
| Robert John Bechtold | Registered representative | Jun 2024 (2y) | ||
| Robert John O'donnell | Registered representative | Jun 2024 (2y) | ||
| Robert John Starkey | Registered representative | Jun 2024 (2y) | ||
| Robert Lee Johnson | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Robert Lee Utsey | Registered representative | Jun 2024 (2y) | ||
| Robert Lewis Hawkins | Registered representative | Jun 2024 (2y) | ||
| Robert Lloyd Knous | Registered representative | Jun 2024 (2y) | ||
| Robert Louis Oates | Registered representative | Jun 2024 (2y) | ||
| Robert Marc Greco | Registered representative | Jun 2024 (2y) | ||
| Robert Mastrosimone | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Robert Michael Johnson | Registered representative | Jun 2024 (2y) | ||
| Robert Michael Zyzo | Registered representative | CFP | Jun 2024 (2y) | |
| Robert Richard Esposito | Registered representative | Jun 2024 (2y) | ||
| Robert Richard Fox | Registered representative | Jun 2024 (2y) | ||
| Robert Scott Green | Registered representative | Jun 2024 (2y) | ||
| Robert Seth Nusinov | Registered representative | Jun 2024 (2y) | ||
| Robert Thomas Petzold | Registered representative | Jun 2024 (2y) | ||
| Roberta Lewis | Registered representative | Jun 2024 (2y) | ||
| Robin Marie Cusimano | Registered representative | Jun 2024 (2y) | ||
| Robyn White Moorhead | Registered representative | Jun 2024 (2y) | ||
| Rochana Norby | Registered representative | Jun 2024 (2y) | ||
| Rochelle Lee Slattery | Registered representative | Jun 2024 (2y) | ||
| Rockne Stuart Schatz | Registered representative | CFP | Jun 2024 (2y) | |
| Rodney Allen Breyer | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Rodney Louis Bannister | Registered representative | Jun 2024 (2y) | ||
| Roger Alan Corey | Registered representative | Jun 2024 (2y) | ||
| Roger Allen Pikul | Registered representative | Jun 2024 (2y) | ||
| Roger Bentley Verboon | Registered representative | Jun 2024 (2y) | ||
| Roger Joseph Betcher | Registered representative | Jun 2024 (2y) | ||
| Roger Robert Gekiere | Registered representative | Jun 2024 (2y) | ||
| Roland Touzeau Martin | Registered representative | CFP | Jun 2024 (2y) | |
| Roland Walter Moll | Registered representative | Jun 2024 (2y) | ||
| Roman M Zharov | Registered representative | Jun 2024 (2y) | ||
| Ronald Alan Gloe | Registered representative | CFP | Jun 2024 (2y) | |
| Ronald Chrysler Hauf | Registered representative | Jun 2024 (2y) | ||
| Ronald Dean Hughey | Registered representative | CFP | Jun 2024 (2y) | |
| Ronald Edward Shibley | Registered representative | Jun 2024 (2y) | ||
| Ronald Leslie Dunk | Registered representative | Jun 2024 (2y) | ||
| Ronald O'neil Riggan | Registered representative | Jun 2024 (2y) | ||
| Ronald Raymond Ceniceroz | Registered representative | Jun 2024 (2y) | ||
| Ronald Scott Knigge | Registered representative | Jun 2024 (2y) | ||
| Rory Daniel Henderson | Registered representative | Jun 2024 (2y) | ||
| Rosalinda Castro Roberts | Registered representative | Jun 2024 (2y) | ||
| Roxanne Blade | Registered representative | CFP | Jun 2024 (2y) | |
| Roxanne Waterman | Registered representative | Jun 2024 (2y) | ||
| Roy Jason Hundhausen | Registered representative | Jun 2024 (2y) | ||
| Rudolph Sturgeon | Registered representative | Jun 2024 (2y) | ||
| Russell Bob Lovett | Registered representative | Jun 2024 (2y) | ||
| Russell Matthew Mason | Registered representative | Jun 2024 (2y) | ||
| Ruth Roberts Petty | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Ryan Andrew Klimek | Registered representative | Jun 2024 (2y) | ||
| Ryan Charles Hamilton | Registered representative | Jun 2024 (2y) | ||
| Ryan Edward Taccolini | Registered representative | Jun 2024 (2y) | ||
| Ryan J Nason | Registered representative | Jun 2024 (2y) | ||
| Ryan James Badger | Registered representative | Jun 2024 (2y) | ||
| Ryan Joseph Gigous | Registered representative | Jun 2024 (2y) | ||
| Ryan Matthew Beishuizen | Registered representative | Jun 2024 (2y) | ||
| Ryan Michael Carruth | Registered representative | CFP | Jun 2024 (2y) | |
| Ryan Newton | Registered representative | Jun 2024 (2y) | ||
| Ryan Reid Collins | Registered representative | Jun 2024 (2y) | ||
| Ryan Scott Yount | Registered representative | Jun 2024 (2y) | ||
| Randolph S Clark | Registered representative | Jun 2024 (2y) | ||
| Raymond D Hurt | Registered representative | Jun 2024 (2y) | ||
| Renen Ronfrancis Sahr | Registered representative | CFP | Jun 2024 (2y) | |
| Richard Robert Reiser | Registered representative | CFP | Jun 2024 (2y) | |
| Ries Edward Moredock | Registered representative | Jun 2024 (2y) | ||
| Ryan Christopher Engels | Registered representative | Jun 2024 (2y) | ||
| Ryan Joseph Klosterman | Registered representative | CFP | Jun 2024 (2y) | |
| Ryan Thomas Heiligenthal | Registered representative | CFP | Jun 2024 (2y) | |
| Sabin Berg Alibrandi | Registered representative | CFP | Jun 2024 (2y) | |
| Sallie Ann Pagano | Registered representative | Jun 2024 (2y) | ||
| Samuel David Dinn | Registered representative | Jun 2024 (2y) | ||
| Samuel Evins Hunter | Registered representative | Jun 2024 (2y) | ||
| Samuel Lee Collins | Registered representative | Jun 2024 (2y) | ||
| Samuel Thomas Price | Registered representative | Jun 2024 (2y) | ||
| Sandeepkumar Mangubhai Patel | Registered representative | Jun 2024 (2y) | ||
| Sandra Louise Snyder | Registered representative | Jun 2024 (2y) | ||
| Sarah Ann Brandt | Registered representative | Jun 2024 (2y) | ||
| Sarah G. Diffenderfer | Registered representative | Jun 2024 (2y) | ||
| Sarvey Garcia Canella | Registered representative | CFP | Jun 2024 (2y) | |
| Scott Alan Andersh | Registered representative | Jun 2024 (2y) | ||
| Scott Am Chon | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Scott August Papes | Registered representative | Jun 2024 (2y) | ||
| Scott Bradley Pederson | Registered representative | Jun 2024 (2y) | ||
| Scott Christopher Miller | Registered representative | Jun 2024 (2y) | ||
| Scott David Immel | Registered representative | Jun 2024 (2y) | ||
| Scott Douglas Bulmer | Registered representative | Jun 2024 (2y) | ||
| Scott Douglas Harwell | Registered representative | Jun 2024 (2y) | ||
| Scott Duane Sarkela | Registered representative | Jun 2024 (2y) | ||
| Scott Edward Fluet | Registered representative | Jun 2024 (2y) | ||
| Scott Edward Scribner | Registered representative | Jun 2024 (2y) | ||
| Scott Edwin Jones | Registered representative | Jun 2024 (2y) | ||
| Scott Joseph Zavatkay | Registered representative | Jun 2024 (2y) | ||
| Scott L Forgues | Registered representative | CFP | Jun 2024 (2y) | |
| Scott Lauren Battle | Registered representative | CFP | Jun 2024 (2y) | |
| Scott Martin Welch | Registered representative | Jun 2024 (2y) | ||
| Scott Nicholas Zambelli | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Scott Randall Kessler | Registered representative | CFP | Jun 2024 (2y) | |
| Scott Richard Long | Registered representative | Jun 2024 (2y) | ||
| Scott Richard Werdebaugh | Registered representative | Jun 2024 (2y) | ||
| Scott Robert Dickerson | Registered representative | Jun 2024 (2y) | ||
| Scott Ryan Lewis | Registered representative | Jun 2024 (2y) | ||
| Scott Wayne Hamersly | Registered representative | Jun 2024 (2y) | ||
| Scotty Santos Pires | Registered representative | Jun 2024 (2y) | ||
| Sean David Moylan | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Sean M O'brien | Registered representative | CFP | Jun 2024 (2y) | |
| Sean M Rosenfeld | Registered representative | Jun 2024 (2y) | ||
| Sean Thomas Rees | Registered representative | Jun 2024 (2y) | ||
| Senta Lisa Curran | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Seth Robert Wilson | Registered representative | CFP | Jun 2024 (2y) | |
| Shane Austin Hamashige | Registered representative | CFP | Jun 2024 (2y) | |
| Shannon James Brusseau | Registered representative | Jun 2024 (2y) | ||
| Sharat Bail | Registered representative | Jun 2024 (2y) | ||
| Shawn A Wooden | Registered representative | Jun 2024 (2y) | ||
| Shawn Heath Boyle | Registered representative | Jun 2024 (2y) | ||
| Shawn Lewis Houk | Registered representative | Jun 2024 (2y) | ||
| Shawn Mathew Warren | Registered representative | Jun 2024 (2y) | ||
| Shelly Ann Squier | Registered representative | Jun 2024 (2y) | ||
| Shelly L Mathis | Registered representative | Jun 2024 (2y) | ||
| Sherry Ann Azevedo | Registered representative | Jun 2024 (2y) | ||
| Shubhra Bhargava Wells | Registered representative | Jun 2024 (2y) | ||
| Sibyl Steverson Slade | Registered representative | Jun 2024 (2y) | ||
| Sneh Pal Jolly | Registered representative | Jun 2024 (2y) | ||
| Spencer Martin Corzine | Registered representative | CFP | Jun 2024 (2y) | |
| Starrett Lee Dalton | Registered representative | Jun 2024 (2y) | ||
| Stephen Andrew Kilpatrick | Registered representative | CFP | Jun 2024 (2y) | |
| Stephen Andrew Serati | Registered representative | Jun 2024 (2y) | ||
| Stephen Castanza | Registered representative | Jun 2024 (2y) | ||
| Stephen Dwight Hill | Registered representative | Jun 2024 (2y) | ||
| Stephen Jeffrey Frank | Registered representative | Jun 2024 (2y) | ||
| Stephen John Sloan | Registered representative | Jun 2024 (2y) | ||
| Stephen Michael Acerra | Registered representative | Jun 2024 (2y) | ||
| Stephen Nicholas Colantuono | Registered representative | Jun 2024 (2y) | ||
| Stephen Thomas Carlo | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Stephen Vincent Corsi | Registered representative | CFP | Jun 2024 (2y) | |
| Stevan Heninger Gates | Registered representative | Jun 2024 (2y) | ||
| Steven Anthony Maicus | Registered representative | Jun 2024 (2y) | ||
| Steven Araneo | Registered representative | CFP | Jun 2024 (2y) | |
| Steven Craig Felchle | Registered representative | Jun 2024 (2y) | ||
| Steven Craig Fincher | Registered representative | Jun 2024 (2y) | ||
| Steven Douglas Voshall | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Steven George Meier | Registered representative | Jun 2024 (2y) | ||
| Steven George Rothschild | Registered representative | CFP | Jun 2024 (2y) | |
| Steven Gregory Sensiba | Registered representative | Jun 2024 (2y) | ||
| Steven James Nida | Registered representative | Jun 2024 (2y) | ||
| Steven Jay Fraidstern | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Steven Jay Millman | Registered representative | Jun 2024 (2y) | ||
| Steven Joseph Lesko | Registered representative | Jun 2024 (2y) | ||
| Steven Kenneth Smith | Registered representative | Jun 2024 (2y) | ||
| Steven Lynn Martin | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Steven Mitchell Bullert | Registered representative | CFP | Jun 2024 (2y) | |
| Steven Paul Hagemann | Registered representative | Jun 2024 (2y) | ||
| Steven Richard Burdick | Registered representative | Jun 2024 (2y) | ||
| Steven Roth Olson | Registered representative | CFP | Jun 2024 (2y) | |
| Steven Wayne Cram | Registered representative | Jun 2024 (2y) | ||
| Steven Wayne Fenyves | Registered representative | CFP | Jun 2024 (2y) | |
| Stuart George Larsen | Registered representative | Jun 2024 (2y) | ||
| Suparna M Tirukonda | Registered representative | CFP | Jun 2024 (2y) | |
| Susan Mestier Brauner | Registered representative | Jun 2024 (2y) | ||
| Susanna Jayne Denney | Registered representative | Jun 2024 (2y) | ||
| Suzanne Leigh Johnson | Registered representative | Jun 2024 (2y) | ||
| Suzanne Renee Miesse | Registered representative | Jun 2024 (2y) | ||
| Svetlana Aleksandrovna Kaploun | Registered representative | Jun 2024 (2y) | ||
| Syed Mohammad Nishat | Registered representative | Jun 2024 (2y) | ||
| Samantha Nichole Estrada | Registered representative | Jun 2024 (2y) | ||
| Samuel Michael Burkart | Registered representative | Jun 2024 (2y) | ||
| Scott Indgjer | Registered representative | Jun 2024 (2y) | ||
| Ste Van David Gates | Registered representative | Jun 2024 (2y) | ||
| Stephen Frederick Poll | Registered representative | CFP | Jun 2024 (2y) | |
| Stephen Larry Watkins | Registered representative | Jun 2024 (2y) | ||
| Steven Bruce Whittemore | Registered representative | Jun 2024 (2y) | ||
| Tammy Ann Ramsay | Registered representative | Jun 2024 (2y) | ||
| Terence George Hickey | Registered representative | Jun 2024 (2y) | ||
| Teresa Ann Schlinger | Registered representative | Jun 2024 (2y) | ||
| Teresa Louise Wietzikoski | Registered representative | Jun 2024 (2y) | ||
| Teri Renee Glaspy | Registered representative | Jun 2024 (2y) | ||
| Terry Glenn Mebane | Registered representative | Jun 2024 (2y) | ||
| Thane Michael Bushong | Registered representative | Jun 2024 (2y) | ||
| Theodore Shea Glotzbach | Registered representative | Jun 2024 (2y) | ||
| Theodore Stewart Lorenzen | Registered representative | Jun 2024 (2y) | ||
| Theresa Lynn Heim | Registered representative | Jun 2024 (2y) | ||
| Theresa Marie Sell | Registered representative | Jun 2024 (2y) | ||
| Thomas David Fischer | Registered representative | CFP | Jun 2024 (2y) | |
| Thomas Edward Markham | Registered representative | Jun 2024 (2y) | ||
| Thomas Evan Zewe | Registered representative | Jun 2024 (2y) | ||
| Thomas Frank Karner | Registered representative | Jun 2024 (2y) | ||
| Thomas H Carlson | Registered representative | Jun 2024 (2y) | ||
| Thomas John Stroyne | Registered representative | Jun 2024 (2y) | ||
| Thomas Joseph Barbaccia | Registered representative | Jun 2024 (2y) | ||
| Thomas Joseph Zimmer | Registered representative | CFP | Jun 2024 (2y) | |
| Thomas Martin Appleton | Registered representative | Jun 2024 (2y) | ||
| Thomas Michael Conway | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Thomas Michael Dodd | Registered representative | Jun 2024 (2y) | ||
| Thomas Michael Tette | Registered representative | Jun 2024 (2y) | ||
| Thomas P Kroehle | Registered representative | Jun 2024 (2y) | ||
| Thomas P Leinwol | Registered representative | Jun 2024 (2y) | ||
| Thomas Patrick Thorndike | Registered representative | CFA | Jun 2024 (2y) | |
| Thomas Peter Schaible | Registered representative | Jun 2024 (2y) | ||
| Thomas Randolph Hurt | Registered representative | Jun 2024 (2y) | ||
| Thomas Robert Shortslef | Registered representative | Jun 2024 (2y) | ||
| Thomas Zitzmann | Registered representative | Personal Financial Specialist | Jun 2024 (2y) | |
| Timothy A Johanson | Registered representative | Jun 2024 (2y) | ||
| Timothy Alan Kunkel | Registered representative | CFP | Jun 2024 (2y) | |
| Timothy Brown | Registered representative | Jun 2024 (2y) | ||
| Timothy Dale Elzinga | Registered representative | CFP | Jun 2024 (2y) | |
| Timothy Donald Wong | Registered representative | Jun 2024 (2y) | ||
| Timothy Gerard Militti | Registered representative | Jun 2024 (2y) | ||
| Timothy J Aguillard | Registered representative | Personal Financial Specialist | Jun 2024 (2y) | |
| Timothy James Digiulio | Registered representative | Jun 2024 (2y) | ||
| Timothy James Rich | Registered representative | CFP | Jun 2024 (2y) | |
| Timothy James Rivera | Registered representative | Jun 2024 (2y) | ||
| Timothy John Holly | Registered representative | CFP | Jun 2024 (2y) | |
| Timothy Jon Spear | Registered representative | Jun 2024 (2y) | ||
| Timothy Kevin Swetoha | Registered representative | Jun 2024 (2y) | ||
| Timothy Robert Heaton | Registered representative | Jun 2024 (2y) | ||
| Tina Louise Boeving | Registered representative | Jun 2024 (2y) | ||
| Tina Marie Montoya | Registered representative | Jun 2024 (2y) | ||
| Todd Alan Gaswick | Registered representative | Jun 2024 (2y) | ||
| Todd Allen Werling | Registered representative | Jun 2024 (2y) | ||
| Todd Charles Terhorst | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Tom Vincent Brattain | Registered representative | Jun 2024 (2y) | ||
| Toni Rae Michel | Registered representative | Jun 2024 (2y) | ||
| Tracie Lynn Baiz | Registered representative | Jun 2024 (2y) | ||
| Travis John Kroeger | Registered representative | Jun 2024 (2y) | ||
| Travis Ruane | Registered representative | Jun 2024 (2y) | ||
| Trent Arthur Yost | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Trevor Adam Ketelsen | Registered representative | Jun 2024 (2y) | ||
| Trevor Todd Anderson | Registered representative | Jun 2024 (2y) | ||
| Troy Allan Paradis | Registered representative | Jun 2024 (2y) | ||
| Troy David Fox | Registered representative | Jun 2024 (2y) | ||
| Troy Donald Friederichs | Registered representative | Jun 2024 (2y) | ||
| Tye Weston Amendt | Registered representative | Jun 2024 (2y) | ||
| Tyler James Lutz | Registered representative | Jun 2024 (2y) | ||
| Tyler James Steinkuhler | Registered representative | Jun 2024 (2y) | ||
| Tyler William Hefner | Registered representative | Jun 2024 (2y) | ||
| Tyson Raymond Owens | Registered representative | Jun 2024 (2y) | ||
| Taylor Jensen Johnson | Registered representative | Jun 2024 (2y) | ||
| Teri Alayne Stitzinger | Registered representative | CFP | Jun 2024 (2y) | |
| Thomas Daniel Krebs | Registered representative | Jun 2024 (2y) | ||
| Tom Arthur Mc Dermott | Registered representative | Jun 2024 (2y) | ||
| Tyler Wong | Registered representative | CFP | Jun 2024 (2y) | |
| Uno Nieeban | Registered representative | CFP | Jun 2024 (2y) | |
| Vicki Louise Bevin Hutchinson | Registered representative | Jun 2024 (2y) | ||
| Victor John Anastasia | Registered representative | Jun 2024 (2y) | ||
| Victoria Irene Bach | Registered representative | Jun 2024 (2y) | ||
| Vincent Leonard Ashley | Registered representative | CFP | Jun 2024 (2y) | |
| Vincent T. Smith | Registered representative | Jun 2024 (2y) | ||
| Vincent Thomas Corsi | Registered representative | CFP | Jun 2024 (2y) | |
| Wade Shannon Wilkinson | Registered representative | Jun 2024 (2y) | ||
| Walker Orton Gaultney | Registered representative | Jun 2024 (2y) | ||
| Warren Sherman Williams | Registered representative | CFP | Jun 2024 (2y) | |
| Wesley Daniels Brown | Registered representative | Jun 2024 (2y) | ||
| William Berkley Garrett | Registered representative | CFP | Jun 2024 (2y) | |
| William Blair Ashworth | Registered representative | Jun 2024 (2y) | ||
| William Boyd Stokes | Registered representative | CFP | Jun 2024 (2y) | |
| William Brian Whiting | Registered representative | Jun 2024 (2y) | ||
| William Casey Pare | Registered representative | Jun 2024 (2y) | ||
| William Charles Moran | Registered representative | Jun 2024 (2y) | ||
| William D Cooney | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| William Defreitas | Registered representative | Jun 2024 (2y) | ||
| William Edward Hermann | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| William Edward Spriggs | Registered representative | Jun 2024 (2y) | ||
| William Edwards Clive | Registered representative | Jun 2024 (2y) | ||
| William George Brennan | Registered representative | CFP | Jun 2024 (2y) | |
| William George Mowbray | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| William Gregg Hoffman | Registered representative | Jun 2024 (2y) | ||
| William Holton Brower | Registered representative | Jun 2024 (2y) | ||
| William James Bassow | Registered representative | CFP | Jun 2024 (2y) | |
| William John Stroyne | Registered representative | Jun 2024 (2y) | ||
| William Malcolm Defiel | Registered representative | Jun 2024 (2y) | ||
| William Michael Girone | Registered representative | Jun 2024 (2y) | ||
| William Paul O'donnell | Registered representative | CFP | Jun 2024 (2y) | |
| William Robert Perkins | Registered representative | Jun 2024 (2y) | ||
| William Russell Neubauer | Registered representative | Jun 2024 (2y) | ||
| William Taber Brown | Registered representative | CFP | Jun 2024 (2y) | |
| William Thomas Mcconnell | Registered representative | Jun 2024 (2y) | ||
| Willie Joe Howard | Registered representative | Jun 2024 (2y) | ||
| Wilmer Gresham Powell | Registered representative | Jun 2024 (2y) | ||
| Wilson Munoz | Registered representative | Jun 2024 (2y) | ||
| Wesley Zi Jun Ho | Registered representative | CFP | Jun 2024 (2y) | |
| William Agan | Registered representative | Jun 2024 (2y) | ||
| William J Pittman | Registered representative | Jun 2024 (2y) | ||
| Youn Sung Kim | Registered representative | Jun 2024 (2y) | ||
| Zachary D Croonquist | Registered representative | Jun 2024 (2y) | ||
| Zachary Scot Parker | Registered representative | CFP | Jun 2024 (2y) | |
| Zachary Thomas Scherer | Registered representative | Jun 2024 (2y) | ||
| Zed William Dale Heimensen | Registered representative | CFP | Jun 2024 (2y) | |
| Shon James Houston | Registered representative | Jun 2024 (2y) | ||
| Mark Steven Moore | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Andrew John Rud | Registered representative | Jun 2024 (2y) | ||
| Clark Milton Forster | Registered representative | Jun 2024 (2y) | ||
| Daniel Guy Bjorklund | Registered representative | Jun 2024 (2y) | ||
| Domenico Lorenzo Consiglio | Registered representative | Jun 2024 (2y) | ||
| John Patrick Reidy | Registered representative | Jun 2024 (2y) | ||
| Steven Daniel Lombardo | Registered representative | Jun 2024 (2y) | ||
| Christopher Noah Myers | Registered representative | Jun 2024 (2y) | ||
| Joel Moore Harris | Registered representative | Jun 2024 (2y) | ||
| Timothy Edward Crump | Registered representative | Jun 2024 (2y) | ||
| Jennifer Lynn Lindsay | Registered representative | Jun 2024 (2y) | ||
| Niccolo Dominic Coco | Registered representative | CFP | Jun 2024 (2y) | |
| Juan Carlos Vazquez | Registered representative | Jun 2024 (2y) | ||
| Thomas Edward Patton | Registered representative | Jun 2024 (2y) | ||
| Carole Jacquelyn Zlebis | Registered representative | Jun 2024 (2y) | ||
| Vince Lagatta | Registered representative | Jun 2024 (2y) | ||
| Kaosheng Messerly | Registered representative | Jun 2024 (2y) | ||
| Keith Merwin Oslie | Registered representative | Jun 2024 (2y) | ||
| Robert Thomas Lamb | Registered representative | Jun 2024 (2y) | ||
| Rustan Cooley Thayer | Registered representative | Jun 2024 (2y) | ||
| Guy Lawrence Maximillian Floyd | Registered representative | Jul 2024 (2y) | ||
| Benjamin Elliott Tannarome | Registered representative | Jul 2024 (2y) | ||
| Joseph Delguidice | Registered representative | Jul 2024 (2y) | ||
| Zachary James Stroyne | Registered representative | Jul 2024 (2y) | ||
| Matthew Allen Bartz | Registered representative | Chartered Financial Consultant | Jul 2024 (2y) | |
| Marc Butler | Registered representative | Jul 2024 (2y) | ||
| Meredith Keever | Registered representative | Jul 2024 (2y) | ||
| Nicholas Michael Del Viscio | Registered representative | Jul 2024 (2y) | ||
| Kenneth John Mcconnell | Registered representative | Jul 2024 (2y) | ||
| Valerie Chiemi Chun | Registered representative | Jul 2024 (2y) | ||
| Ryan Michael Fountain | Registered representative | Jul 2024 (2y) | ||
| Tara A Hemsing Woitalla | Registered representative | Jul 2024 (2y) | ||
| Matthew Joseph Nawrocki | Registered representative | Jul 2024 (2y) | ||
| Madison Cheyenne Konermann | Registered representative | Jul 2024 (2y) | ||
| Mason Wayne Cude | Registered representative | Jul 2024 (2y) | ||
| Francesca Serena Silvestro | Registered representative | Jul 2024 (2y) | ||
| Heather Ann Pratt | Registered representative | Jul 2024 (2y) | ||
| Samuel Solomon Springberg | Registered representative | CFP | Jul 2024 (2y) | |
| Fabio Mugnaini | Registered representative | Jul 2024 (2y) | ||
| Bradley Kirk Nelsen | Registered representative | Jul 2024 (2y) | ||
| Benjamin Jon Taylor | Registered representative | CFP | Jul 2024 (2y) | |
| Kimberly Cole | Registered representative | Jul 2024 (2y) | ||
| Michael Luke Wholehan | Registered representative | CFP Chartered Financial Consultant | Jul 2024 (2y) | |
| Nathan Ciolek | Registered representative | Jul 2024 (2y) | ||
| Javier Diaz Perez | Registered representative | Chartered Financial Consultant | Jul 2024 (2y) | |
| Kerrie Lynn Morris | Registered representative | Jul 2024 (2y) | ||
| William Walter Spero | Registered representative | Jul 2024 (2y) | ||
| Irene Oiyin Haas | Registered representative | CFP | Jul 2024 (2y) | |
| Robin Lynn Tucker | Registered representative | Chartered Financial Consultant | Jul 2024 (2y) | |
| Cameron Scott Stansbury | Registered representative | Jul 2024 (2y) | ||
| Daniel Michael Koch | Registered representative | Jul 2024 (2y) | ||
| Christian Blaze Iurato | Registered representative | Jul 2024 (2y) | ||
| Kevin W Finlon | Registered representative | Jul 2024 (2y) | ||
| Matthew Joseph Hulse | Registered representative | Jul 2024 (2y) | ||
| Michael Kenneth Hulse | Registered representative | Jul 2024 (2y) | ||
| George Dean Karris | Registered representative | Jul 2024 (2y) | ||
| John Ballon | Registered representative | Jul 2024 (2y) | ||
| Jeremy Paul Johnson | Registered representative | Jul 2024 (2y) | ||
| Thomas Davidson Rorschach | Registered representative | Jul 2024 (2y) | ||
| Joseph Anthony Tursi | Registered representative | Aug 2024 (2y) | ||
| Shane Patrick Mc Van | Registered representative | Aug 2024 (2y) | ||
| Megan Helen Wolfe | Registered representative | Aug 2024 (2y) | ||
| Seth Jacob Kimmel | Registered representative | Aug 2024 (2y) | ||
| Colleen Ann Schueneman | Registered representative | Aug 2024 (2y) | ||
| David Lee Veenstra | Registered representative | Aug 2024 (2y) | ||
| Jordan Howard | Registered representative | CFP | Aug 2024 (2y) | |
| Richard Joseph Abernathy | Registered representative | Aug 2024 (2y) | ||
| Stephanie Robson | Registered representative | CFP | Aug 2024 (2y) | |
| Ty Ryan Ospring | Registered representative | Aug 2024 (2y) | ||
| William James Barton | Registered representative | Aug 2024 (2y) | ||
| Gary Jesse Deardorff | Registered representative | CFP | Aug 2024 (2y) | |
| Matthew Mark Desjardin | Registered representative | Aug 2024 (2y) | ||
| Jordan Carrell | Registered representative | Aug 2024 (2y) | ||
| Shelley Jessica O'brien | Registered representative | Aug 2024 (2y) | ||
| Angelica Garcia Phipps | Registered representative | Aug 2024 (2y) | ||
| Jacqueline Larose Villa | Registered representative | Aug 2024 (2y) | ||
| David Edward Buffie | Registered representative | CFP | Aug 2024 (2y) | |
| Kristen Elizabeth King | Registered representative | Aug 2024 (2y) | ||
| Michael Shane Wagner | Registered representative | Aug 2024 (2y) | ||
| Luke Stephen Webber | Registered representative | Aug 2024 (2y) | ||
| Parker Chad Mullen | Registered representative | Aug 2024 (2y) | ||
| Nicholas A Fusco | Registered representative | Aug 2024 (2y) | ||
| Thaddaeus Hay | Registered representative | Aug 2024 (2y) | ||
| Allison Staley Schaberg | Registered representative | Aug 2024 (2y) | ||
| Andrea Mary Ritch | Registered representative | Aug 2024 (2y) | ||
| Andrew Gustav Payne | Registered representative | Aug 2024 (2y) | ||
| Andrew Lee Morris | Registered representative | Aug 2024 (2y) | ||
| Brian Arthur Irving | Registered representative | Chartered Financial Consultant | Aug 2024 (2y) | |
| Bruce Allen Larsen | Registered representative | CFP | Aug 2024 (2y) | |
| Bryan Keith Stanfill | Registered representative | Chartered Financial Consultant | Aug 2024 (2y) | |
| Charles Allan Mears | Registered representative | Aug 2024 (2y) | ||
| Christopher J Dorrance | Registered representative | Aug 2024 (2y) | ||
| Connor Alexander Marsh | Registered representative | Aug 2024 (2y) | ||
| Christopher R Wilsey | Registered representative | Aug 2024 (2y) | ||
| Christopher Ryan Strickland | Registered representative | CFP | Aug 2024 (2y) | |
| Daryl Dudley Jones | Registered representative | Aug 2024 (2y) | ||
| David Wynne Noffsinger | Registered representative | Aug 2024 (2y) | ||
| Deborah Del Lewis | Registered representative | CFP | Aug 2024 (2y) | |
| Derek Scott Sills | Registered representative | Aug 2024 (2y) | ||
| Earl Leigh Brooks | Registered representative | CFP | Aug 2024 (2y) | |
| Edward Ashod Tiryakian | Registered representative | Aug 2024 (2y) | ||
| Edward Forrest Wise | Registered representative | CFP | Aug 2024 (2y) | |
| Ellen Hochron Gallagher | Registered representative | CFP | Aug 2024 (2y) | |
| Erica Leigh Dunbar | Registered representative | Aug 2024 (2y) | ||
| Erik Anders Larsen | Registered representative | Aug 2024 (2y) | ||
| Frank Larry Nudo | Registered representative | Aug 2024 (2y) | ||
| Gary Jay Kindler | Registered representative | Aug 2024 (2y) | ||
| Gloria Marie Koester | Registered representative | Aug 2024 (2y) | ||
| James Malcolm Wade | Registered representative | Aug 2024 (2y) | ||
| James Neil Henry | Registered representative | Aug 2024 (2y) | ||
| Jay Warren Rishel | Registered representative | CFP | Aug 2024 (2y) | |
| Jennifer Jordan Johnston | Registered representative | CFP | Aug 2024 (2y) | |
| Jennifer Lane | Registered representative | Aug 2024 (2y) | ||
| Jeremy Ray Echuck | Registered representative | CFP | Aug 2024 (2y) | |
| Jerome Patrick Owens | Registered representative | Aug 2024 (2y) | ||
| John Bartholomew Clayton | Registered representative | Aug 2024 (2y) | ||
| Jonathan Stapleton Kriner | Registered representative | Aug 2024 (2y) | ||
| Josh Schechter | Registered representative | Aug 2024 (2y) | ||
| Jarrod Blackwell | Registered representative | Aug 2024 (2y) | ||
| Kenneth Scott Brandenburg | Registered representative | Aug 2024 (2y) | ||
| Kenneth Wayne Patton | Registered representative | CFP | Aug 2024 (2y) | |
| Kristen Nicole Tricarico | Registered representative | Aug 2024 (2y) | ||
| Leon Sirvaitis | Registered representative | Aug 2024 (2y) | ||
| Les Vernon Dyer | Registered representative | Aug 2024 (2y) | ||
| Mark Thomas Boukather | Registered representative | CFP | Aug 2024 (2y) | |
| Melanie Rowen Reeve | Registered representative | CFP | Aug 2024 (2y) | |
| Melissa Jean Nelson | Registered representative | Aug 2024 (2y) | ||
| Michelle Jayne Morris | Registered representative | Aug 2024 (2y) | ||
| Michael Ross Gatti | Registered representative | CFP | Aug 2024 (2y) | |
| Nabeha Brown | Registered representative | Aug 2024 (2y) | ||
| Nicholas Daniel Emmendorfer | Registered representative | Aug 2024 (2y) | ||
| Patrick Leland Curtin | Registered representative | Aug 2024 (2y) | ||
| Paul Brewton Walker | Registered representative | Aug 2024 (2y) | ||
| Peter Cook Rubincam | Registered representative | Aug 2024 (2y) | ||
| Phillip Ryan Horton | Registered representative | Aug 2024 (2y) | ||
| Randall Christopher Martinez | Registered representative | CFP | Aug 2024 (2y) | |
| Raymond Taylor Hines | Registered representative | CFP | Aug 2024 (2y) | |
| Richard Mansfield Poore | Registered representative | Aug 2024 (2y) | ||
| Robert Aaron Wilson | Registered representative | Aug 2024 (2y) | ||
| Robert John Morales | Registered representative | Aug 2024 (2y) | ||
| Robert William Overman | Registered representative | Aug 2024 (2y) | ||
| Ruth Elizabeth Obrien | Registered representative | Aug 2024 (2y) | ||
| Ryan Channing Marsh | Registered representative | CFP | Aug 2024 (2y) | |
| Sandy Luong | Registered representative | Aug 2024 (2y) | ||
| Stephanie Ellen Brooks | Registered representative | Aug 2024 (2y) | ||
| Theresa A Labadie | Registered representative | Aug 2024 (2y) | ||
| Thomas Franklin Barnes | Registered representative | Aug 2024 (2y) | ||
| Trenton Taylor Walsh | Registered representative | Aug 2024 (2y) | ||
| Walter Calloway Boleman | Registered representative | Aug 2024 (2y) | ||
| William Charles Goodlad | Registered representative | Chartered Financial Consultant | Aug 2024 (2y) | |
| William Daniel Prestage | Registered representative | CFP | Aug 2024 (2y) | |
| William Gifford Newbury | Registered representative | Aug 2024 (2y) | ||
| William Robert Mcgoldrick | Registered representative | CFP | Aug 2024 (2y) | |
| Regan A Ertle | Registered representative | Aug 2024 (2y) | ||
| Zachary Ryan Rasile | Registered representative | Aug 2024 (2y) | ||
| Evan Schawe Cure | Registered representative | CFP | Aug 2024 (2y) | |
| James Russell Lingerfelt | Registered representative | Aug 2024 (2y) | ||
| Shayna Markel | Registered representative | Aug 2024 (2y) | ||
| Brendan Caine Betsill | Registered representative | Aug 2024 (2y) | ||
| Douglas Gene Mccowen | Registered representative | Aug 2024 (2y) | ||
| Sean Christopher Johnston | Registered representative | Aug 2024 (2y) | ||
| Joseph Paul Viviano | Registered representative | Sep 2024 (2y) | ||
| Kyle Gregory Smith | Registered representative | Sep 2024 (2y) | ||
| Stefan Collins Christensen | Registered representative | Sep 2024 (2y) | ||
| Geoffrey Brian Kasher | Registered representative | Sep 2024 (2y) | ||
| Guy Charles | Registered representative | Sep 2024 (2y) | ||
| Michael David Siegler | Registered representative | Sep 2024 (2y) | ||
| Jeffrey T Schaberg | Registered representative | Sep 2024 (2y) | ||
| Marcus Marotti | Registered representative | Sep 2024 (2y) | ||
| Ashley Lauwereins | Registered representative | Sep 2024 (2y) | ||
| Chelsea Emmalyne Newell | Registered representative | CFP | Sep 2024 (2y) | |
| William Kenneth Mitchell | Registered representative | Sep 2024 (2y) | ||
| Andrew J Paule | Registered representative | Sep 2024 (2y) | ||
| Ronald Joseph Harpootlian | Registered representative | Sep 2024 (2y) | ||
| Ben May Miller | Registered representative | CFP | Sep 2024 (2y) | |
| Jeffrey Robert Seewald | Registered representative | Sep 2024 (2y) | ||
| Michael Kenneth Schlueter | Registered representative | Sep 2024 (2y) | ||
| Nicholas George Hassler | Registered representative | CFP | Sep 2024 (2y) | |
| Claudia Elizabeth De La Rosa | Registered representative | Sep 2024 (2y) | ||
| Thomas Henry Gallardo | Registered representative | Sep 2024 (2y) | ||
| Julian M Arribas | Registered representative | Sep 2024 (2y) | ||
| Roberto Alexandro Blanco | Registered representative | Sep 2024 (2y) | ||
| Henry Gallardo | Registered representative | Sep 2024 (2y) | ||
| Gary Scott Franklin | Registered representative | Sep 2024 (2y) | ||
| Monica Salaiz Narvaez | Registered representative | CFP | Sep 2024 (2y) | |
| Christina Mulholland | Registered representative | Sep 2024 (2y) | ||
| Matthew David Walo | Registered representative | Sep 2024 (2y) | ||
| Alan Joel Schmidt | Registered representative | Sep 2024 (2y) | ||
| Brian L Chan | Registered representative | Sep 2024 (2y) | ||
| Erin M Seiler | Registered representative | Sep 2024 (2y) | ||
| Raymond K Bramer | Registered representative | Sep 2024 (2y) | ||
| Richard Dale Almond | Registered representative | CFP | Sep 2024 (2y) | |
| Matthew Jacob Schroeder | Registered representative | Sep 2024 (2y) | ||
| Nathan Archila | Registered representative | Sep 2024 (2y) | ||
| Shad Roundy | Registered representative | Sep 2024 (2y) | ||
| David Carter Mc Dowell | Registered representative | Sep 2024 (2y) | ||
| Gavin Leonard Shovlin | Registered representative | CFP | Sep 2024 (2y) | |
| Britney D Vanweerdhuizen | Registered representative | Oct 2024 (2y) | ||
| David Timothy Drumhiller | Registered representative | CFP | Oct 2024 (2y) | |
| Jillian Elaine Culy | Registered representative | Oct 2024 (2y) | ||
| Kobe Myles Gustafson | Registered representative | Oct 2024 (2y) | ||
| Lisa Denise Whiteman | Registered representative | CFP | Oct 2024 (2y) | |
| Jon Robert Gekiere | Registered representative | Oct 2024 (2y) | ||
| Andrew Thomas Zimmer | Registered representative | Oct 2024 (2y) | ||
| Christopher Ryan Casey | Registered representative | Oct 2024 (2y) | ||
| Daniel Velcheck | Registered representative | Oct 2024 (2y) | ||
| Garret Keegan Johns | Registered representative | Oct 2024 (2y) | ||
| Adam C Morgan | Registered representative | CFP | Oct 2024 (2y) | |
| Adam J Collins | Registered representative | Oct 2024 (2y) | ||
| Alan Richard Melanson | Registered representative | CFP | Oct 2024 (2y) | |
| Albert Geoffrey Wade | Registered representative | Oct 2024 (2y) | ||
| Allen Carl Grommet | Registered representative | CFP | Oct 2024 (2y) | |
| Amy Marie Olson | Registered representative | Oct 2024 (2y) | ||
| Andrew Charles Tomlinson | Registered representative | Oct 2024 (2y) | ||
| Andriy Shepeta | Registered representative | Oct 2024 (2y) | ||
| Ann C Kavanaugh | Registered representative | CFP | Oct 2024 (2y) | |
| Anthony Degregorio | Registered representative | CFP | Oct 2024 (2y) | |
| Anthony Dominick Trimarchi | Registered representative | CFP | Oct 2024 (2y) | |
| Anthony James Camilleri | Registered representative | Oct 2024 (2y) | ||
| Anthony L Simonetti | Registered representative | Oct 2024 (2y) | ||
| Anthony Thomas Tripi | Registered representative | Oct 2024 (2y) | ||
| Anubhav Mullick | Registered representative | Oct 2024 (2y) | ||
| Arnold Roger Kerbis | Registered representative | Oct 2024 (2y) | ||
| Arthur Wayne Costanzo | Registered representative | Oct 2024 (2y) | ||
| Anthony Edward Ricciardi | Registered representative | Oct 2024 (2y) | ||
| Barbara Perkins Treadwell | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Barry Steven Cohn | Registered representative | Oct 2024 (2y) | ||
| Bernard P Rooney | Registered representative | Oct 2024 (2y) | ||
| Beth Ann Eldridge | Registered representative | Oct 2024 (2y) | ||
| Blaine Jason Stockert | Registered representative | Oct 2024 (2y) | ||
| Bradford Stephen Goldner | Registered representative | Oct 2024 (2y) | ||
| Bradley A Cooke | Registered representative | Oct 2024 (2y) | ||
| Bradley Ray Dewald | Registered representative | Oct 2024 (2y) | ||
| Brendan Kernkamp Leavey | Registered representative | Oct 2024 (2y) | ||
| Brian James Provost | Registered representative | Oct 2024 (2y) | ||
| Bryan Carroll | Registered representative | Oct 2024 (2y) | ||
| Benjamin Michael Jones | Registered representative | Oct 2024 (2y) | ||
| Carter Ashly Morrison | Registered representative | Oct 2024 (2y) | ||
| Charlene Lynn Morrow | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Charles Eugene Williams | Registered representative | Oct 2024 (2y) | ||
| Charles Gabriel Herendeen | Registered representative | Oct 2024 (2y) | ||
| Charles Michael Matisi | Registered representative | Oct 2024 (2y) | ||
| Charles Wayne Cordle | Registered representative | Oct 2024 (2y) | ||
| Christine Beschen | Registered representative | Oct 2024 (2y) | ||
| Christopher Allen Pierce | Registered representative | Oct 2024 (2y) | ||
| Christopher Thomas Gillon | Registered representative | Oct 2024 (2y) | ||
| Cole Allen Lauinger | Registered representative | CFP | Oct 2024 (2y) | |
| Colette Rebecca Bitzas | Registered representative | CFP | Oct 2024 (2y) | |
| Candice Lira | Registered representative | CFP | Oct 2024 (2y) | |
| Christopher Michael Bergmann | Registered representative | Oct 2024 (2y) | ||
| Colin Michael Zwiebel | Registered representative | CFP | Oct 2024 (2y) | |
| Corey Michael Brodsky | Registered representative | Oct 2024 (2y) | ||
| Daniel Gerard Mazzola | Registered representative | CFP | Oct 2024 (2y) | |
| Daniel J Aspenleiter | Registered representative | CFP | Oct 2024 (2y) | |
| Daniel James Finnegan | Registered representative | Oct 2024 (2y) | ||
| Daniel John Rossiter | Registered representative | Oct 2024 (2y) | ||
| Daniel Jake Leahy | Registered representative | Oct 2024 (2y) | ||
| Daniel Lawrence Polansky | Registered representative | Oct 2024 (2y) | ||
| Daniel Nathan Saxe | Registered representative | CFP | Oct 2024 (2y) | |
| Daniel Paul Mazzola | Registered representative | Oct 2024 (2y) | ||
| Daniel Thomas Rayl | Registered representative | Oct 2024 (2y) | ||
| Darlene A Lukaszewicz | Registered representative | CFP | Oct 2024 (2y) | |
| David B Molter | Registered representative | Oct 2024 (2y) | ||
| David Duke Weld | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| David Gary Rey | Registered representative | Oct 2024 (2y) | ||
| David Harold Smalbach | Registered representative | CFP | Oct 2024 (2y) | |
| David Joseph Gallant | Registered representative | Oct 2024 (2y) | ||
| David Joseph Mottes | Registered representative | Oct 2024 (2y) | ||
| David Orin Mcmillin | Registered representative | Oct 2024 (2y) | ||
| David Rhys Eichenhofer | Registered representative | CFP | Oct 2024 (2y) | |
| David Sunichi Westnedge | Registered representative | CFP | Oct 2024 (2y) | |
| Derek Arthur Karner | Registered representative | Oct 2024 (2y) | ||
| Derek John Russell | Registered representative | Oct 2024 (2y) | ||
| Diana Marie Curran | Registered representative | Oct 2024 (2y) | ||
| Diane Mary Boyajian | Registered representative | Oct 2024 (2y) | ||
| Donald Joseph Savino | Registered representative | Oct 2024 (2y) | ||
| Douglas Edward Meyer | Registered representative | Oct 2024 (2y) | ||
| Douglas James Brady | Registered representative | Oct 2024 (2y) | ||
| Dustin Brent Laporte | Registered representative | CFP | Oct 2024 (2y) | |
| Dustin Tylor Aiguier | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| David Dahl | Registered representative | CFP | Oct 2024 (2y) | |
| Derek Frank Binstock | Registered representative | Oct 2024 (2y) | ||
| Douglas James Mongiardo | Registered representative | Oct 2024 (2y) | ||
| Edmund Damien Tschopp | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Edward Levine | Registered representative | Oct 2024 (2y) | ||
| Edward V Vrona | Registered representative | Oct 2024 (2y) | ||
| Ernest Vorpahl | Registered representative | CFP | Oct 2024 (2y) | |
| Frederick Charles Russell | Registered representative | Oct 2024 (2y) | ||
| G Scott Diddel | Registered representative | Oct 2024 (2y) | ||
| Gary Jay Harrison | Registered representative | Oct 2024 (2y) | ||
| Gary John Nagle | Registered representative | CFP | Oct 2024 (2y) | |
| Gary M Orkin | Registered representative | Personal Financial Specialist | Oct 2024 (2y) | |
| Gary Orland Gruss | Registered representative | Oct 2024 (2y) | ||
| Geoffrey G Brown | Registered representative | Oct 2024 (2y) | ||
| George Herve Blais | Registered representative | Oct 2024 (2y) | ||
| George Herve Blais | Registered representative | Oct 2024 (2y) | ||
| George Zobian | Registered representative | Oct 2024 (2y) | ||
| Gerard Trapp | Registered representative | Oct 2024 (2y) | ||
| Glenn W Mehl | Registered representative | Oct 2024 (2y) | ||
| Gregory Alexander Stosuy | Registered representative | Oct 2024 (2y) | ||
| Gregory Andrew Korngut | Registered representative | Oct 2024 (2y) | ||
| Gregory Dale Collins | Registered representative | Oct 2024 (2y) | ||
| Gregory Edward Knisely | Registered representative | CFP | Oct 2024 (2y) | |
| Gus James Catanzaro | Registered representative | Oct 2024 (2y) | ||
| Harry Charles Katz | Registered representative | Oct 2024 (2y) | ||
| Henry Mark Korngut | Registered representative | Oct 2024 (2y) | ||
| Howard Elliot Brodis | Registered representative | Oct 2024 (2y) | ||
| Howard Rothstein | Registered representative | Oct 2024 (2y) | ||
| James Edward Mcelhinny | Registered representative | Oct 2024 (2y) | ||
| James Jay Hannigan | Registered representative | Oct 2024 (2y) | ||
| James Owen Collier | Registered representative | Oct 2024 (2y) | ||
| James Patrick Daley | Registered representative | Oct 2024 (2y) | ||
| James William Schultz | Registered representative | Oct 2024 (2y) | ||
| Jason David Waxler | Registered representative | Oct 2024 (2y) | ||
| Jason Lawrence Mieras | Registered representative | Oct 2024 (2y) | ||
| Jason M Rogers | Registered representative | Oct 2024 (2y) | ||
| Jay Howell Moyer | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Jeanette Reisner Hudepohl | Registered representative | Personal Financial Specialist | Oct 2024 (2y) | |
| Jeffrey M Sussman | Registered representative | Oct 2024 (2y) | ||
| Jeffrey Michael Sultan | Registered representative | Oct 2024 (2y) | ||
| Jeffrey Rushworth Hill | Registered representative | Oct 2024 (2y) | ||
| Jerry Gross | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Jimmy William Kuhn | Registered representative | Oct 2024 (2y) | ||
| John Davenport Wiswell | Registered representative | Oct 2024 (2y) | ||
| John Edward Daley | Registered representative | Oct 2024 (2y) | ||
| John Edward Mcdonough | Registered representative | Oct 2024 (2y) | ||
| John J Hough | Registered representative | CFP | Oct 2024 (2y) | |
| John Parise | Registered representative | Oct 2024 (2y) | ||
| John Patrick Bryant | Registered representative | Oct 2024 (2y) | ||
| John Richard Schroll | Registered representative | Oct 2024 (2y) | ||
| John Robert Schuman | Registered representative | Oct 2024 (2y) | ||
| John William Murphy | Registered representative | Oct 2024 (2y) | ||
| Jonathan Paul Reardon | Registered representative | Oct 2024 (2y) | ||
| Joseph Emmanuel Debono | Registered representative | Oct 2024 (2y) | ||
| Joseph George Mcpherson | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Joseph John Kosinski | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Joseph Joseph Aliotta | Registered representative | Oct 2024 (2y) | ||
| Joseph Paul Bocklet | Registered representative | Oct 2024 (2y) | ||
| Joy Yvette Jackson | Registered representative | Oct 2024 (2y) | ||
| Judith Kalb Beckman | Registered representative | CFP | Oct 2024 (2y) | |
| Jacob Douglas Blondell | Registered representative | Oct 2024 (2y) | ||
| James Michael Trimboli | Registered representative | Oct 2024 (2y) | ||
| John Zupka | Registered representative | Oct 2024 (2y) | ||
| Joseph Levi Perry | Registered representative | Oct 2024 (2y) | ||
| Joseph Licata | Registered representative | Oct 2024 (2y) | ||
| Joshua G Scott | Registered representative | Oct 2024 (2y) | ||
| Keith Warren Splain | Registered representative | Oct 2024 (2y) | ||
| Kelli Anne Lyons Stevens | Registered representative | Oct 2024 (2y) | ||
| Kenneth Joseph Harasym | Registered representative | Oct 2024 (2y) | ||
| Kenneth Joseph Hawley | Registered representative | Oct 2024 (2y) | ||
| Kenneth William Hauck | Registered representative | Oct 2024 (2y) | ||
| Kevin Lamson | Registered representative | Oct 2024 (2y) | ||
| Kris Eric Tower | Registered representative | CFP | Oct 2024 (2y) | |
| Kyle W Lukaszewicz | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Katherine Melendez | Registered representative | Oct 2024 (2y) | ||
| Kyle Berry Pearson | Registered representative | Oct 2024 (2y) | ||
| Larry Arinsburg | Registered representative | Oct 2024 (2y) | ||
| Lawrence J Brown | Registered representative | Oct 2024 (2y) | ||
| Lawrence John Mieras | Registered representative | Oct 2024 (2y) | ||
| Lawrence Michael Weiner | Registered representative | Personal Financial Specialist | Oct 2024 (2y) | |
| Lawrence Nicholas Passaretti | Registered representative | Oct 2024 (2y) | ||
| Leonard Thomas Dangelo | Registered representative | Oct 2024 (2y) | ||
| Lili Monassebian | Registered representative | Oct 2024 (2y) | ||
| Linda Benlevy | Registered representative | Oct 2024 (2y) | ||
| Louis Ronald Panigrosso | Registered representative | Oct 2024 (2y) | ||
| Louis Tagliaferro | Registered representative | Oct 2024 (2y) | ||
| Louis Thomas Tellone | Registered representative | Oct 2024 (2y) | ||
| Louise Ann Harrison | Registered representative | CFP | Oct 2024 (2y) | |
| Louise Deluca Fallica | Registered representative | Oct 2024 (2y) | ||
| Larissa Lynn Gusek | Registered representative | CFP | Oct 2024 (2y) | |
| Malcolm Mcgibbon Webb | Registered representative | Oct 2024 (2y) | ||
| Marjorie Lynn Larson | Registered representative | CFP | Oct 2024 (2y) | |
| Mark Alan Gajowski | Registered representative | CFP | Oct 2024 (2y) | |
| Mark Andre Poitras | Registered representative | CFP | Oct 2024 (2y) | |
| Mark Joseph Hawald | Registered representative | Oct 2024 (2y) | ||
| Mark Victor Carlozzi | Registered representative | Oct 2024 (2y) | ||
| Mark William Giordano | Registered representative | Oct 2024 (2y) | ||
| Mary Vanisky Morse | Registered representative | Oct 2024 (2y) | ||
| Matthew Franklin Schneiderman | Registered representative | Oct 2024 (2y) | ||
| Melinda Diane Kempel | Registered representative | Oct 2024 (2y) | ||
| Michael Charles Ajello | Registered representative | Oct 2024 (2y) | ||
| Michael Dominic Gattuso | Registered representative | Oct 2024 (2y) | ||
| Michael Dominick Palazzolo | Registered representative | Oct 2024 (2y) | ||
| Michael Edward Loftus | Registered representative | Oct 2024 (2y) | ||
| Michael Eric Stewart | Registered representative | Oct 2024 (2y) | ||
| Michael Francis Clark | Registered representative | Oct 2024 (2y) | ||
| Michael George Raiten | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Michael Hans Diemer | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Michael Harris Fliegelman | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Michael J. Sleasman | Registered representative | CFP | Oct 2024 (2y) | |
| Michael James Gallagher | Registered representative | Oct 2024 (2y) | ||
| Michael Jay Vela | Registered representative | CFP | Oct 2024 (2y) | |
| Michael John Murphy | Registered representative | Oct 2024 (2y) | ||
| Michael Joseph Stecher | Registered representative | Oct 2024 (2y) | ||
| Michael Sackstein | Registered representative | Oct 2024 (2y) | ||
| Michael Seth Ballin | Registered representative | Oct 2024 (2y) | ||
| Mike Joseph Senechal | Registered representative | Oct 2024 (2y) | ||
| Mitchell Valenza | Registered representative | Oct 2024 (2y) | ||
| Moshe Cysner | Registered representative | CFP | Oct 2024 (2y) | |
| Matthew S Jacoby | Registered representative | Oct 2024 (2y) | ||
| Michael Parise | Registered representative | Oct 2024 (2y) | ||
| Nagendra K Singh | Registered representative | CFP | Oct 2024 (2y) | |
| Nathan Gregory Strait | Registered representative | Oct 2024 (2y) | ||
| Neil Joseph Ahearn | Registered representative | Oct 2024 (2y) | ||
| Neil Mccarthy Egleston | Registered representative | Oct 2024 (2y) | ||
| Nicholas A Garry | Registered representative | Personal Financial Specialist | Oct 2024 (2y) | |
| Nicole Elyse Wood | Registered representative | Oct 2024 (2y) | ||
| Noah Robert Sanders | Registered representative | Oct 2024 (2y) | ||
| Pamela Berry Pearson | Registered representative | CFP | Oct 2024 (2y) | |
| Patricia Ann Trapp | Registered representative | Oct 2024 (2y) | ||
| Patrick C Passaretti | Registered representative | Oct 2024 (2y) | ||
| Paul David Mcmillin | Registered representative | Oct 2024 (2y) | ||
| Paul Lynch Donahue | Registered representative | Oct 2024 (2y) | ||
| Paula Marie Rogala | Registered representative | CFP | Oct 2024 (2y) | |
| Peter Hudepohl | Registered representative | CFP | Oct 2024 (2y) | |
| Philip Gaspar Caporusso | Registered representative | Oct 2024 (2y) | ||
| Peter S Trimarchi | Registered representative | Oct 2024 (2y) | ||
| Phyllis Jo Kubey | Registered representative | Oct 2024 (2y) | ||
| Randall Joseph Interrante | Registered representative | Oct 2024 (2y) | ||
| Randall Simpson Cole | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Rebecca Ashbridge Stecher | Registered representative | Oct 2024 (2y) | ||
| Regina Marie Clayton | Registered representative | Oct 2024 (2y) | ||
| Richard Eric Westerberg | Registered representative | Oct 2024 (2y) | ||
| Richard Francis Pino | Registered representative | Oct 2024 (2y) | ||
| Richard Lawrence Lane | Registered representative | Oct 2024 (2y) | ||
| Richard Lee Cox | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Richard Victor Nicolich | Registered representative | Oct 2024 (2y) | ||
| Robert Bruce Carroll | Registered representative | Oct 2024 (2y) | ||
| Robert Bruce Cohen | Registered representative | CFP | Oct 2024 (2y) | |
| Robert E Golambos | Registered representative | Oct 2024 (2y) | ||
| Robert James Garofallou | Registered representative | Oct 2024 (2y) | ||
| Robert Joseph Bartolotta | Registered representative | Oct 2024 (2y) | ||
| Robert Joseph Polk | Registered representative | CFP | Oct 2024 (2y) | |
| Robert Mantle | Registered representative | Oct 2024 (2y) | ||
| Robert Thomas Angevine | Registered representative | Oct 2024 (2y) | ||
| Robert Thomas Crothers | Registered representative | Oct 2024 (2y) | ||
| Robert Vincent Protesto | Registered representative | CFP | Oct 2024 (2y) | |
| Robinson William Crothers | Registered representative | Oct 2024 (2y) | ||
| Ronald Barcellino | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Ronald Francis Bergmann | Registered representative | Oct 2024 (2y) | ||
| Ronald Jack Taylor | Registered representative | Oct 2024 (2y) | ||
| Ross Frank Mongiardo | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Ryan Phillip Russo | Registered representative | Oct 2024 (2y) | ||
| Salvatore Ralph Zatkowski | Registered representative | Oct 2024 (2y) | ||
| Scott Frank Horning | Registered representative | Oct 2024 (2y) | ||
| Scott Michael Nayer | Registered representative | Oct 2024 (2y) | ||
| Scott Sanders | Registered representative | CFP | Oct 2024 (2y) | |
| Sharon Lacolla | Registered representative | Oct 2024 (2y) | ||
| Shawn Michael Richards | Registered representative | Oct 2024 (2y) | ||
| Shelly A Christian | Registered representative | CFP | Oct 2024 (2y) | |
| Stacy Jean Pfizenmayer | Registered representative | CFP | Oct 2024 (2y) | |
| Stephen Blair Packulak | Registered representative | Oct 2024 (2y) | ||
| Stephen Clement Grieco | Registered representative | CFP | Oct 2024 (2y) | |
| Stephen Ira Gilberg | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Steven Grodko | Registered representative | Oct 2024 (2y) | ||
| Steven John Bailey | Registered representative | Oct 2024 (2y) | ||
| Steven John Schmidt | Registered representative | Oct 2024 (2y) | ||
| Steven Joseph Hipsley | Registered representative | CFP | Oct 2024 (2y) | |
| Steven Philip Paul | Registered representative | Oct 2024 (2y) | ||
| Stewart Caesar | Registered representative | CFP | Oct 2024 (2y) | |
| Samuel Rozzi | Registered representative | Oct 2024 (2y) | ||
| Thomas Christopher Froehlich | Registered representative | Oct 2024 (2y) | ||
| Thomas E Hudepohl | Registered representative | CFP | Oct 2024 (2y) | |
| Thomas George Goodwin | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Thomas J Muller | Registered representative | Oct 2024 (2y) | ||
| Thomas James Finnegan | Registered representative | CFP | Oct 2024 (2y) | |
| Thomas Jeffrey Lopez | Registered representative | Oct 2024 (2y) | ||
| Thomas Michael Mclean | Registered representative | Oct 2024 (2y) | ||
| Tim Richard Huber | Registered representative | CFP | Oct 2024 (2y) | |
| Timothy Alan Gusek | Registered representative | Oct 2024 (2y) | ||
| Timothy Peter Harding | Registered representative | Oct 2024 (2y) | ||
| Todd Chandler Martin | Registered representative | CFP | Oct 2024 (2y) | |
| Torrey James Giancursio | Registered representative | Oct 2024 (2y) | ||
| Tracy Janette Flanagan | Registered representative | Oct 2024 (2y) | ||
| Thomas Eli Perry | Registered representative | Oct 2024 (2y) | ||
| V Cullen Kempson | Registered representative | CFP | Oct 2024 (2y) | |
| Ward Russell Brickner | Registered representative | Oct 2024 (2y) | ||
| Wayne Richard Brunck | Registered representative | CFP | Oct 2024 (2y) | |
| Wayne Robert Schuman | Registered representative | Oct 2024 (2y) | ||
| Wendy Ann Quattrochi | Registered representative | Oct 2024 (2y) | ||
| Whitney Wilson Merrill | Registered representative | CFP | Oct 2024 (2y) | |
| William Clarence Larkin | Registered representative | Oct 2024 (2y) | ||
| William John Nolan | Registered representative | Oct 2024 (2y) | ||
| William Patrick Donahue | Registered representative | Oct 2024 (2y) | ||
| Brett Robert Komm | Registered representative | Oct 2024 (2y) | ||
| Elizabeth Jane Evanisko | Registered representative | Oct 2024 (2y) | ||
| Jeffrey Thomas Gelormini | Registered representative | Oct 2024 (2y) | ||
| Mary Beth Fanelli | Registered representative | Oct 2024 (2y) | ||
| Ashley Harrison | Registered representative | Oct 2024 (2y) | ||
| Gordon Joseph Defiel | Registered representative | CFP | Oct 2024 (2y) | |
| Gene Michael Gorrell | Registered representative | CFP | Oct 2024 (2y) | |
| Amy Louise Jones | Registered representative | Oct 2024 (2y) | ||
| Anthony Sayavong | Registered representative | Oct 2024 (2y) | ||
| Mason Hunter Lesley | Registered representative | Oct 2024 (2y) | ||
| Anthony Joseph Camerio | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Christopher John Barovich | Registered representative | Oct 2024 (2y) | ||
| Alex Maximus Dauksza | Registered representative | Oct 2024 (2y) | ||
| Jacqueline A Ferguson | Registered representative | Oct 2024 (2y) | ||
| Sandra Patricia Mesteller | Registered representative | Oct 2024 (2y) | ||
| Jacob William Vande Voort | Registered representative | Nov 2024 (2y) | ||
| Traci Lynn Kelly | Registered representative | Nov 2024 (2y) | ||
| Geoffrey Harden Sebold | Registered representative | Nov 2024 (2y) | ||
| Ann Marie Benson | Registered representative | Nov 2024 (2y) | ||
| Christine M Ansley | Registered representative | Nov 2024 (2y) | ||
| Delon Thomas Mansour | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| Calista Lee Bergstrom | Registered representative | Nov 2024 (2y) | ||
| Christopher James Pfanstiel | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| Matthew John Beverungen | Registered representative | Nov 2024 (2y) | ||
| William Austin Slepcevich | Registered representative | Nov 2024 (2y) | ||
| Emma Nicole Sarnese | Registered representative | CFP | Nov 2024 (2y) | |
| Jon Michael Hafemann | Registered representative | Nov 2024 (2y) | ||
| Daniel Andres Erazo | Registered representative | Nov 2024 (2y) | ||
| Francis George Shappard | Registered representative | Nov 2024 (2y) | ||
| Jason Ryan Oestreicher | Registered representative | CFP | Nov 2024 (2y) | |
| Nicholas R. Brown | Registered representative | Nov 2024 (2y) | ||
| Travis Clemente Rich | Registered representative | Nov 2024 (2y) | ||
| Stephen Richard Mueller | Registered representative | Nov 2024 (2y) | ||
| Trey Wilbeck | Registered representative | Nov 2024 (2y) | ||
| Daniel Charles Gray | Registered representative | Nov 2024 (2y) | ||
| David John Brus | Registered representative | Nov 2024 (2y) | ||
| Harvey Kaicheung Lam | Registered representative | Nov 2024 (2y) | ||
| Matthew Tyler Bowling | Registered representative | Nov 2024 (2y) | ||
| John Joseph Penna | Registered representative | Nov 2024 (2y) | ||
| Riley Emerson Mcbride | Registered representative | Nov 2024 (2y) | ||
| Jason Kurrass | Registered representative | Nov 2024 (2y) | ||
| Noah Daniel Richardson | Registered representative | Nov 2024 (2y) | ||
| Lily Eldora Phommalee | Registered representative | Nov 2024 (2y) | ||
| Frederick Staunton Hill | Registered representative | Nov 2024 (2y) | ||
| Michael Duncan Mc Quarrie | Registered representative | Nov 2024 (2y) | ||
| Robert Aaron Wilson | Registered representative | Nov 2024 (2y) | ||
| Sandra Kay Whitehead | Registered representative | Nov 2024 (2y) | ||
| Ethan Jeremy Hundley | Registered representative | Nov 2024 (2y) | ||
| Mark Myron Harwanko | Registered representative | Nov 2024 (2y) | ||
| Claire Kress Neiswander | Registered representative | Nov 2024 (2y) | ||
| Matthew Zane Mamula | Registered representative | Dec 2024 (2y) | ||
| William Nicholas Yakobovich | Registered representative | Dec 2024 (2y) | ||
| Elaine Janet Beneduci | Registered representative | Dec 2024 (2y) | ||
| Kevin Cross | Registered representative | Dec 2024 (2y) | ||
| Melissa Donna Darnell | Registered representative | Dec 2024 (2y) | ||
| Michael Joseph Stecher | Registered representative | Dec 2024 (2y) | ||
| Richard Louis Beneduci | Registered representative | Dec 2024 (2y) | ||
| Robert Scott Peters | Registered representative | Dec 2024 (2y) | ||
| Ryan Timothy Miller | Registered representative | Dec 2024 (2y) | ||
| Travis Jack Decker | Registered representative | Dec 2024 (2y) | ||
| Jon Charles Mcaleney | Registered representative | Dec 2024 (2y) | ||
| Luke Wesley Hryszczuk | Registered representative | Dec 2024 (2y) | ||
| David Jason Smith | Registered representative | Dec 2024 (2y) | ||
| Melissa Marie Blanco | Registered representative | Dec 2024 (2y) | ||
| Austin Mallery | Registered representative | Dec 2024 (2y) | ||
| Kevin Patrick Dunford | Registered representative | Dec 2024 (2y) | ||
| Mark Alan Tarshis | Registered representative | Dec 2024 (2y) | ||
| Robert Dennis Mattson | Registered representative | Dec 2024 (2y) | ||
| Curtis William Mullins | Registered representative | Dec 2024 (2y) | ||
| Kimberly Marie Margelofsky | Registered representative | Dec 2024 (2y) | ||
| Maxwell David Huseboe | Registered representative | Dec 2024 (2y) | ||
| Steven Jumper | Registered representative | Dec 2024 (2y) | ||
| Michael David Mines | Registered representative | Dec 2024 (2y) | ||
| Karen Lynn Flannery | Registered representative | CFP | Dec 2024 (2y) | |
| Kerri Beth Dixon | Registered representative | Dec 2024 (2y) | ||
| Christopher D Pederson | Registered representative | Dec 2024 (2y) | ||
| Ludwin Alexander Benitez | Registered representative | Dec 2024 (2y) | ||
| Nathaniel Mc Cullough | Registered representative | Dec 2024 (2y) | ||
| Brian Farkas | Registered representative | Dec 2024 (2y) | ||
| Moses Peter Rosario | Registered representative | Dec 2024 (2y) | ||
| Daniel James Robison | Registered representative | Dec 2024 (2y) | ||
| James E Fuleky | Registered representative | Dec 2024 (2y) | ||
| Nathan Douglas Berg | Registered representative | Dec 2024 (2y) | ||
| Alexander Kerry Kistler | Registered representative | Jan 2025 (2y) | ||
| Francis Paul Mitchell | Registered representative | Jan 2025 (2y) | ||
| Gregory Emil Britsch | Registered representative | Jan 2025 (2y) | ||
| Ronald Jason Payne | Registered representative | Jan 2025 (2y) | ||
| Cody Clem | Registered representative | Jan 2025 (2y) | ||
| Glenn Krcmaric | Registered representative | Jan 2025 (2y) | ||
| Isaac W Shaw | Registered representative | Jan 2025 (2y) | ||
| Patrick Timothy Rusch | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Peter Joseph Farina | Registered representative | CFA | Jan 2025 (2y) | |
| Shannon Dawn Olson | Registered representative | Jan 2025 (2y) | ||
| Thomas Arthur Payant | Registered representative | Jan 2025 (2y) | ||
| Travis Andrew Fisher | Registered representative | Jan 2025 (2y) | ||
| Blake Wiswell | Registered representative | Jan 2025 (2y) | ||
| Denise Gabay Otten | Registered representative | Jan 2025 (2y) | ||
| Justin Tyler Schoenhardt | Registered representative | Jan 2025 (2y) | ||
| Zackary James Thalgott | Registered representative | Jan 2025 (2y) | ||
| Joseph Conrad Cunningham | Registered representative | Jan 2025 (2y) | ||
| Scott Owen Nazarenus | Registered representative | CFP | Jan 2025 (2y) | |
| Robyn Marie Krahn | Registered representative | Jan 2025 (2y) | ||
| James M Gibson | Registered representative | Jan 2025 (2y) | ||
| Francisco Pascual | Registered representative | Jan 2025 (2y) | ||
| Russell Alan Beal | Registered representative | Jan 2025 (2y) | ||
| Steven Christopher Nootbaar | Registered representative | Jan 2025 (2y) | ||
| Gary Bruce Lage | Registered representative | CFP | Jan 2025 (2y) | |
| Jeffrey Gerard Meyers | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Nicklaus L Pringle | Registered representative | Jan 2025 (2y) | ||
| Joseph J Tassiello | Registered representative | Jan 2025 (2y) | ||
| Glenn Robert Matecun | Registered representative | Jan 2025 (2y) | ||
| Thomas Leonard Mckenzie | Registered representative | Jan 2025 (2y) | ||
| Wyatt James Nelson | Registered representative | Jan 2025 (2y) | ||
| Preston William Jones | Registered representative | Jan 2025 (2y) | ||
| Aaron Neil Harkavy | Registered representative | Jan 2025 (2y) | ||
| Aaron Plaskas | Registered representative | Jan 2025 (2y) | ||
| Abiel Acosta | Registered representative | CFP | Jan 2025 (2y) | |
| Adam Charles Debord | Registered representative | Jan 2025 (2y) | ||
| Adam Heath Wilson | Registered representative | Jan 2025 (2y) | ||
| Adam Johnson Hewat | Registered representative | Jan 2025 (2y) | ||
| Adam Michael Greenspan | Registered representative | CFP | Jan 2025 (2y) | |
| Adam Michael Wheeler | Registered representative | CFP | Jan 2025 (2y) | |
| Adam Stock | Registered representative | Jan 2025 (2y) | ||
| Alan R Bunn | Registered representative | Jan 2025 (2y) | ||
| Alec Lloyd Mouring | Registered representative | Jan 2025 (2y) | ||
| Alec Maurice Smith | Registered representative | Jan 2025 (2y) | ||
| Aleksandr Roytman | Registered representative | Jan 2025 (2y) | ||
| Alex G Roe | Registered representative | Jan 2025 (2y) | ||
| Alex Navarro Marquez | Registered representative | Jan 2025 (2y) | ||
| Alex Pritsker | Registered representative | Jan 2025 (2y) | ||
| Alexander Joseph Lacroce | Registered representative | Jan 2025 (2y) | ||
| Alfred Raymond Benton | Registered representative | Jan 2025 (2y) | ||
| Allison Dawn Morrison | Registered representative | Jan 2025 (2y) | ||
| Amanda C Peabody | Registered representative | Jan 2025 (2y) | ||
| Amanda K Branon | Registered representative | Jan 2025 (2y) | ||
| Amanda Kay Bussa | Registered representative | Jan 2025 (2y) | ||
| Amina R Gilchrist | Registered representative | Jan 2025 (2y) | ||
| Amir Eyal | Registered representative | Jan 2025 (2y) | ||
| Amy Beth Centanni | Registered representative | Jan 2025 (2y) | ||
| Amy Guerin Sloma | Registered representative | Jan 2025 (2y) | ||
| Amy Janelle Violante | Registered representative | Jan 2025 (2y) | ||
| Amy Lynn Brocious | Registered representative | CFP | Jan 2025 (2y) | |
| Andre Dawkins | Registered representative | Jan 2025 (2y) | ||
| Andrew Christopher Thompson | Registered representative | Jan 2025 (2y) | ||
| Andrew J Devantier | Registered representative | Jan 2025 (2y) | ||
| Andrew Joseph Thom | Registered representative | Jan 2025 (2y) | ||
| Andrew Louis Comins | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Andrew Milton Motes | Registered representative | Jan 2025 (2y) | ||
| Andrew Parker Coleman | Registered representative | CFA | Jan 2025 (2y) | |
| Andrew Scott Horowitz | Registered representative | CFP | Jan 2025 (2y) | |
| Andrew Strickland Martin | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Andrew T. Norton | Registered representative | Jan 2025 (2y) | ||
| Andrew Thompson Seaborg | Registered representative | Jan 2025 (2y) | ||
| Andrew Vincent Sackrison | Registered representative | Jan 2025 (2y) | ||
| Andy Khanh Hoang | Registered representative | Jan 2025 (2y) | ||
| Anita Dale Grossman | Registered representative | Jan 2025 (2y) | ||
| Ann Laverne Sowder | Registered representative | Jan 2025 (2y) | ||
| Anna Marie Stotka | Registered representative | Jan 2025 (2y) | ||
| Anne Marie Machesky | Registered representative | Jan 2025 (2y) | ||
| Anthony Cingire | Registered representative | Jan 2025 (2y) | ||
| Anthony Francis Derose | Registered representative | Jan 2025 (2y) | ||
| Anthony James Cerciello | Registered representative | CFA | Jan 2025 (2y) | |
| Anthony James Mcdavid | Registered representative | Jan 2025 (2y) | ||
| Anthony John Damiano | Registered representative | Jan 2025 (2y) | ||
| Anthony Mark Leonardi | Registered representative | CFP | Jan 2025 (2y) | |
| Arron Christopher Reid | Registered representative | Jan 2025 (2y) | ||
| Art Jessop Parry | Registered representative | Jan 2025 (2y) | ||
| Arthur Gary Katz | Registered representative | Jan 2025 (2y) | ||
| Arthur Herbert Mcgonigal | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Arthur Herbert Mcgonigal | Registered representative | Jan 2025 (2y) | ||
| Arthur Martin Zeidman | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Arthur P Scolari | Registered representative | Jan 2025 (2y) | ||
| Ashley Nicole Bennett | Registered representative | Jan 2025 (2y) | ||
| Aurelia Ann Dukes | Registered representative | Jan 2025 (2y) | ||
| Austin Kyle Vealey | Registered representative | Jan 2025 (2y) | ||
| Adam Lee Barnhill | Registered representative | Jan 2025 (2y) | ||
| Alexander Elbert Green Ortiz | Registered representative | Jan 2025 (2y) | ||
| Ancle Ray Evans | Registered representative | Jan 2025 (2y) | ||
| Andrew J Ryan | Registered representative | Jan 2025 (2y) | ||
| Andrew James Shaffer | Registered representative | CFP | Jan 2025 (2y) | |
| Andrew Ketner Moore | Registered representative | Jan 2025 (2y) | ||
| Andrew Michael Conner | Registered representative | Jan 2025 (2y) | ||
| Andrew Michael Lisi | Registered representative | CFP | Jan 2025 (2y) | |
| Andrew Scott Passmore | Registered representative | CFP | Jan 2025 (2y) | |
| Antar Akira Abderrahman | Registered representative | Jan 2025 (2y) | ||
| Anthony Vito Berardi | Registered representative | CFP | Jan 2025 (2y) | |
| Arianna Rae Galvin | Registered representative | Jan 2025 (2y) | ||
| Aryan Manchanda | Registered representative | Jan 2025 (2y) | ||
| Austin Karl Mc Cranie | Registered representative | Jan 2025 (2y) | ||
| Barbara Ann Inman | Registered representative | Jan 2025 (2y) | ||
| Barbara Patton Phipps | Registered representative | Jan 2025 (2y) | ||
| Barry Lee Weller | Registered representative | Jan 2025 (2y) | ||
| Benjamin Dale Henderson | Registered representative | Jan 2025 (2y) | ||
| Benjamin John Bruins | Registered representative | Jan 2025 (2y) | ||
| Benjamin M Horn | Registered representative | Jan 2025 (2y) | ||
| Benjamin Pruitt Melton | Registered representative | Jan 2025 (2y) | ||
| Bernard James Muth | Registered representative | CFP | Jan 2025 (2y) | |
| Beth Ann Fleming Brown | Registered representative | Jan 2025 (2y) | ||
| Beth Ann Hearn | Registered representative | CFP | Jan 2025 (2y) | |
| Beverly Elizabeth Amon | Registered representative | CFA | Jan 2025 (2y) | |
| Bobby Glenn Bright | Registered representative | Jan 2025 (2y) | ||
| Bonafe De Mayo Santos | Registered representative | Jan 2025 (2y) | ||
| Bonnie Birdseye Farrell | Registered representative | Jan 2025 (2y) | ||
| Brad William Young | Registered representative | Jan 2025 (2y) | ||
| Bradley Harmon Schuman | Registered representative | Jan 2025 (2y) | ||
| Brandi Rose Stahl | Registered representative | Jan 2025 (2y) | ||
| Brandon Carey Ashley | Registered representative | Jan 2025 (2y) | ||
| Brandon Koichi Calhoun | Registered representative | Jan 2025 (2y) | ||
| Brandon M Nelson | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Brendan T O'connor | Registered representative | Jan 2025 (2y) | ||
| Brendan Thomas O'connor | Registered representative | CFP | Jan 2025 (2y) | |
| Brent Christopher Fuchs | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Brent George Koga | Registered representative | Jan 2025 (2y) | ||
| Brett Erik Jenson | Registered representative | Jan 2025 (2y) | ||
| Brett G Ketvertis | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Brian Alan Hartman | Registered representative | CFP | Jan 2025 (2y) | |
| Brian Andrew Horn | Registered representative | CFP | Jan 2025 (2y) | |
| Brian Cohen Greenberg | Registered representative | Jan 2025 (2y) | ||
| Brian David Koehl | Registered representative | Jan 2025 (2y) | ||
| Brian Douglas Reynolds | Registered representative | CFP | Jan 2025 (2y) | |
| Brian Lee Breitenwischer | Registered representative | Jan 2025 (2y) | ||
| Brian Lynn Lahrman | Registered representative | Jan 2025 (2y) | ||
| Brian Patrick Bessner | Registered representative | Jan 2025 (2y) | ||
| Brian Paul Messier | Registered representative | Jan 2025 (2y) | ||
| Brian R Whitbeck | Registered representative | Jan 2025 (2y) | ||
| Brian Reed Brown | Registered representative | Jan 2025 (2y) | ||
| Brian Richard Smith | Registered representative | CFP | Jan 2025 (2y) | |
| Brian Scott Tewes | Registered representative | Jan 2025 (2y) | ||
| Brian Walter Gracie | Registered representative | Jan 2025 (2y) | ||
| Bridget Rose Yeung | Registered representative | Jan 2025 (2y) | ||
| Briggs Allan Matsko | Registered representative | CFP | Jan 2025 (2y) | |
| Bruce Duncan Linger | Registered representative | CFP | Jan 2025 (2y) | |
| Bruce G. Charleton | Registered representative | Jan 2025 (2y) | ||
| Bruce Phillip Bessner | Registered representative | CFP | Jan 2025 (2y) | |
| Bruce Richard Farman | Registered representative | CFP | Jan 2025 (2y) | |
| Bruce Wayne Robertson | Registered representative | Jan 2025 (2y) | ||
| Bryan Charles Pollock | Registered representative | Jan 2025 (2y) | ||
| Bryan P Murray | Registered representative | Jan 2025 (2y) | ||
| Byron Carliss Young | Registered representative | Jan 2025 (2y) | ||
| Benjamin Matthew Merrill | Registered representative | CFP | Jan 2025 (2y) | |
| Brandon Cawley | Registered representative | CFA | Jan 2025 (2y) | |
| Brandon Fykes | Registered representative | Jan 2025 (2y) | ||
| Brandon Michael Lushene | Registered representative | Jan 2025 (2y) | ||
| Brandon Wesley Moyer | Registered representative | Jan 2025 (2y) | ||
| Brent Edward Dellinger | Registered representative | Jan 2025 (2y) | ||
| Brian Kyle Roush | Registered representative | Jan 2025 (2y) | ||
| Brian R Nimr | Registered representative | Jan 2025 (2y) | ||
| Brodie James Patten | Registered representative | Jan 2025 (2y) | ||
| C Laura Crean | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Candice Deanne Carrizales | Registered representative | Jan 2025 (2y) | ||
| Carianne Elizabeth Straus | Registered representative | Jan 2025 (2y) | ||
| Carol Maria Lawson | Registered representative | Jan 2025 (2y) | ||
| Carrie Ellen Schmidt | Registered representative | CFP | Jan 2025 (2y) | |
| Cassandra Rene Adesina | Registered representative | Jan 2025 (2y) | ||
| Catherine Anderson | Registered representative | Jan 2025 (2y) | ||
| Cathey Lynn Paine | Registered representative | Jan 2025 (2y) | ||
| Cathy Louise Nowalk | Registered representative | Jan 2025 (2y) | ||
| Celeste Cowell Gurule | Registered representative | CFP | Jan 2025 (2y) | |
| Chad Edward Bentley | Registered representative | Jan 2025 (2y) | ||
| Chad Michael Swanson | Registered representative | Jan 2025 (2y) | ||
| Chad Wayne Tuschen | Registered representative | CFP | Jan 2025 (2y) | |
| Charles Anderson Lambeth | Registered representative | Jan 2025 (2y) | ||
| Charles Calvin Dierks | Registered representative | Jan 2025 (2y) | ||
| Charles David Davenport | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Charles Edward Dekrafft | Registered representative | Jan 2025 (2y) | ||
| Charles Stephen White | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Charles Wren Wolfe | Registered representative | Jan 2025 (2y) | ||
| Chelsey Lynn Marie Armstrong | Registered representative | Jan 2025 (2y) | ||
| Chloe Brown Williams | Registered representative | Jan 2025 (2y) | ||
| Christine Elizabeth Turner | Registered representative | CFP | Jan 2025 (2y) | |
| Christopher E Janda | Registered representative | Jan 2025 (2y) | ||
| Christopher Edward Portner | Registered representative | CFP | Jan 2025 (2y) | |
| Christopher John Amon | Registered representative | CFP | Jan 2025 (2y) | |
| Christopher John Reilly | Registered representative | Jan 2025 (2y) | ||
| Christopher Kenneth Buelta | Registered representative | Jan 2025 (2y) | ||
| Christopher M Gorham | Registered representative | Jan 2025 (2y) | ||
| Christopher Michael Fromm | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Christopher Michael Zonca | Registered representative | Jan 2025 (2y) | ||
| Christopher R Fasano | Registered representative | Jan 2025 (2y) | ||
| Christopher Richard Ruby | Registered representative | CFP | Jan 2025 (2y) | |
| Christopher Ross Keyes | Registered representative | CFP | Jan 2025 (2y) | |
| Christopher Todd Mcclure | Registered representative | Jan 2025 (2y) | ||
| Christopher Todd Russell | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Cindy Dawn Hanke | Registered representative | Jan 2025 (2y) | ||
| Clarice Merle Couey | Registered representative | Jan 2025 (2y) | ||
| Claude J Bishop | Registered representative | Jan 2025 (2y) | ||
| Colin Dennis Hatchard | Registered representative | CFP | Jan 2025 (2y) | |
| Colin Henry Hohman | Registered representative | Jan 2025 (2y) | ||
| Colleen Elizabeth Anderson | Registered representative | Jan 2025 (2y) | ||
| Collin Finegan | Registered representative | Jan 2025 (2y) | ||
| Corwin James Clausing | Registered representative | Jan 2025 (2y) | ||
| Courtenay Augusta Catalfamo | Registered representative | Jan 2025 (2y) | ||
| Courtney Carl Caldwell | Registered representative | Jan 2025 (2y) | ||
| Courtney Lee Schiavo | Registered representative | Jan 2025 (2y) | ||
| Craig Charles Bartlett | Registered representative | CFP | Jan 2025 (2y) | |
| Craig Thomas Flagg | Registered representative | Jan 2025 (2y) | ||
| Craig William Hammer | Registered representative | Jan 2025 (2y) | ||
| Curtis Lee Catlin | Registered representative | CFP | Jan 2025 (2y) | |
| Curtiss Lewis Deoliveira | Registered representative | CFP | Jan 2025 (2y) | |
| Cynthia Linda Hynes | Registered representative | Jan 2025 (2y) | ||
| Cynthia Lynn Gallagher | Registered representative | CFP | Jan 2025 (2y) | |
| Charlie James Winchock | Registered representative | Jan 2025 (2y) | ||
| Chase Jonathan Young | Registered representative | Jan 2025 (2y) | ||
| Chintana Griffin | Registered representative | Jan 2025 (2y) | ||
| Chris Cantrell | Registered representative | Jan 2025 (2y) | ||
| Christopher Cybulski | Registered representative | CFP | Jan 2025 (2y) | |
| Christopher O Leary | Registered representative | Jan 2025 (2y) | ||
| Christopher Robertson | Registered representative | Jan 2025 (2y) | ||
| Claire Gracie | Registered representative | CFP | Jan 2025 (2y) | |
| Cody Richard Barner | Registered representative | Jan 2025 (2y) | ||
| Cole David Di Marco | Registered representative | Jan 2025 (2y) | ||
| Connor Lawrence Mc Cormack | Registered representative | Jan 2025 (2y) | ||
| Cora Danielle Dawson | Registered representative | Jan 2025 (2y) | ||
| Cristina Polvinale Kothari | Registered representative | Jan 2025 (2y) | ||
| Curtiss Tharp | Registered representative | Jan 2025 (2y) | ||
| Daniel A Krieg | Registered representative | Jan 2025 (2y) | ||
| Daniel Andrew Caldwell | Registered representative | Jan 2025 (2y) | ||
| Daniel Anthony Prisciotta | Registered representative | CFP | Jan 2025 (2y) | |
| Daniel Charles Caffrey | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Daniel Gao | Registered representative | Jan 2025 (2y) | ||
| Daniel J Cusato | Registered representative | Jan 2025 (2y) | ||
| Daniel John Mcdermott | Registered representative | Jan 2025 (2y) | ||
| Daniel John Ward | Registered representative | Jan 2025 (2y) | ||
| Daniel Joseph Koblin | Registered representative | Jan 2025 (2y) | ||
| Daniel Joshua Leo | Registered representative | CFP | Jan 2025 (2y) | |
| Daniel Keith Crumpacker | Registered representative | CFP | Jan 2025 (2y) | |
| Daniel Morgan Johnston | Registered representative | Jan 2025 (2y) | ||
| Daniel Paul Randall | Registered representative | Jan 2025 (2y) | ||
| Danielle E Workman | Registered representative | Jan 2025 (2y) | ||
| Danny Kim Young | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Danny Nash Hankins | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Darin P Vanantwerp | Registered representative | Jan 2025 (2y) | ||
| Darnell Clarence Perkins | Registered representative | Jan 2025 (2y) | ||
| Darren Michael Sweeney | Registered representative | Jan 2025 (2y) | ||
| Darrin Joseph Shallcross | Registered representative | Jan 2025 (2y) | ||
| Darrin Ray Mcaninch | Registered representative | CFP | Jan 2025 (2y) | |
| David Alexander Sauers | Registered representative | CFP | Jan 2025 (2y) | |
| David Allen Cooper | Registered representative | Jan 2025 (2y) | ||
| David Allen Grano | Registered representative | Jan 2025 (2y) | ||
| David Benedict Layo | Registered representative | CFP | Jan 2025 (2y) | |
| David Brian Patton | Registered representative | Jan 2025 (2y) | ||
| David Daniel West | Registered representative | Jan 2025 (2y) | ||
| David E Field | Registered representative | Jan 2025 (2y) | ||
| David Edward Stone | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| David Edwin Werner | Registered representative | Jan 2025 (2y) | ||
| David Evan Teper | Registered representative | Jan 2025 (2y) | ||
| David Fernando Almeida | Registered representative | Jan 2025 (2y) | ||
| David Irl Gent | Registered representative | Jan 2025 (2y) | ||
| David John Estatico | Registered representative | Jan 2025 (2y) | ||
| David Kent Downing | Registered representative | Jan 2025 (2y) | ||
| David Kirkland Sloper | Registered representative | CFP | Jan 2025 (2y) | |
| David Lawrence Rychlick | Registered representative | Jan 2025 (2y) | ||
| David M Demars | Registered representative | Jan 2025 (2y) | ||
| David Philip Nader | Registered representative | CFP | Jan 2025 (2y) | |
| David Ray Henze | Registered representative | Jan 2025 (2y) | ||
| David Sloan White | Registered representative | Jan 2025 (2y) | ||
| David Wesley Boren | Registered representative | CFP | Jan 2025 (2y) | |
| Dean Allan Holmes | Registered representative | Jan 2025 (2y) | ||
| Dean Russell Inman | Registered representative | Jan 2025 (2y) | ||
| Debra Charpentier | Registered representative | Jan 2025 (2y) | ||
| Debra Lynn Ianucci | Registered representative | Jan 2025 (2y) | ||
| Dede Phyu Ganzer | Registered representative | Jan 2025 (2y) | ||
| Dempsey W Moody | Registered representative | Jan 2025 (2y) | ||
| Dennis Frank Grothaus | Registered representative | Jan 2025 (2y) | ||
| Dennis Joel Chorney | Registered representative | Jan 2025 (2y) | ||
| Dennis Lee Venn | Registered representative | Jan 2025 (2y) | ||
| Dennis Todd Williams | Registered representative | CFP | Jan 2025 (2y) | |
| Denny Charles Bilikas | Registered representative | Jan 2025 (2y) | ||
| Derek Bradley Ferriera | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Derek Michael Tuz | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Derrick Nguyen | Registered representative | Jan 2025 (2y) | ||
| Devon Garrett Gluck | Registered representative | CFP | Jan 2025 (2y) | |
| Diana Leigh Hoogendoorn | Registered representative | Jan 2025 (2y) | ||
| Dianna Goodson Parker | Registered representative | CFP | Jan 2025 (2y) | |
| Donald Alan Mcdade | Registered representative | Jan 2025 (2y) | ||
| Donald Bruce Albiston | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Donald Earl Garcia | Registered representative | Jan 2025 (2y) | ||
| Donald Hannahs | Registered representative | CFP | Jan 2025 (2y) | |
| Donald Joseph Bonvisuto | Registered representative | Jan 2025 (2y) | ||
| Donald Leon Hawkinson | Registered representative | Jan 2025 (2y) | ||
| Dorothy Ann Allen | Registered representative | Jan 2025 (2y) | ||
| Douglas Brian Richmond | Registered representative | Jan 2025 (2y) | ||
| Douglas Cameron Brown | Registered representative | CFP | Jan 2025 (2y) | |
| Douglas Edward Knable | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Drew James Adler | Registered representative | Jan 2025 (2y) | ||
| Duncan Eng | Registered representative | Jan 2025 (2y) | ||
| Dusty Chris Roche | Registered representative | Jan 2025 (2y) | ||
| David Michael Lewark | Registered representative | Jan 2025 (2y) | ||
| Donald Andrew Bogue | Registered representative | Jan 2025 (2y) | ||
| Donald Craig Rogers | Registered representative | Jan 2025 (2y) | ||
| Drew Linarelli | Registered representative | Jan 2025 (2y) | ||
| Drew Robert Finley Haag | Registered representative | Jan 2025 (2y) | ||
| E Lawrence Tyree Smith | Registered representative | CFP | Jan 2025 (2y) | |
| Eamonn Patrick Gaffney | Registered representative | Jan 2025 (2y) | ||
| Eduardo J Quinones Archilla | Registered representative | Jan 2025 (2y) | ||
| Eduardo Tiongko Deguzman | Registered representative | Jan 2025 (2y) | ||
| Edward Charles Rusnak | Registered representative | Jan 2025 (2y) | ||
| Edward H Cole | Registered representative | Jan 2025 (2y) | ||
| Edward James Waldron | Registered representative | Jan 2025 (2y) | ||
| Edward Martin Denning | Registered representative | Jan 2025 (2y) | ||
| Edward William Mcbride | Registered representative | Jan 2025 (2y) | ||
| Elaine Margaret Straub | Registered representative | Jan 2025 (2y) | ||
| Elisabeth Marie Collins | Registered representative | Jan 2025 (2y) | ||
| Elisha Danielle Agarwal | Registered representative | Jan 2025 (2y) | ||
| Elizabeth Adams Watkins | Registered representative | Jan 2025 (2y) | ||
| Elizabeth Ann Updike | Registered representative | Jan 2025 (2y) | ||
| Elizabeth Randolph Paal Goss | Registered representative | CFP | Jan 2025 (2y) | |
| Emily Marie Lafferty | Registered representative | CFP | Jan 2025 (2y) | |
| Emrich Martin Stellar | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Eric Duranta Bailey | Registered representative | Jan 2025 (2y) | ||
| Eric Stephen Schmidt | Registered representative | Jan 2025 (2y) | ||
| Eric William Rumbaugh | Registered representative | Jan 2025 (2y) | ||
| Erik A Lillibridge | Registered representative | Jan 2025 (2y) | ||
| Ernest Lee Davidson | Registered representative | Jan 2025 (2y) | ||
| Ernst Mahler | Registered representative | Jan 2025 (2y) | ||
| Esmeralda Almazan | Registered representative | CFP | Jan 2025 (2y) | |
| Eugene William Harris | Registered representative | Jan 2025 (2y) | ||
| Eva Obregon | Registered representative | Jan 2025 (2y) | ||
| Evan Greggory Lavoie | Registered representative | Jan 2025 (2y) | ||
| Evan Todd Horn | Registered representative | CFP | Jan 2025 (2y) | |
| Elizabeth Anne Lo Grande | Registered representative | Jan 2025 (2y) | ||
| Emrich Martin Stellar | Registered representative | Jan 2025 (2y) | ||
| Erik Josef Wehner | Registered representative | CFP | Jan 2025 (2y) | |
| Faith Renee Arter | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Fernando Roman Corujo | Registered representative | Jan 2025 (2y) | ||
| Francis H Beam | Registered representative | CFP | Jan 2025 (2y) | |
| Francis Joseph Capriotti | Registered representative | CFP | Jan 2025 (2y) | |
| Francis Marion Cockrell | Registered representative | CFP | Jan 2025 (2y) | |
| Frank Christian Germano | Registered representative | CFP | Jan 2025 (2y) | |
| Frank John Gamez | Registered representative | Jan 2025 (2y) | ||
| Frank Pierre Gusmano | Registered representative | Jan 2025 (2y) | ||
| Frederick Eugene Fedorowich | Registered representative | Jan 2025 (2y) | ||
| Frederick Bernard Lewis | Registered representative | Jan 2025 (2y) | ||
| Gareth Edward Rich | Registered representative | CFP | Jan 2025 (2y) | |
| Garrick Allen Peters | Registered representative | CFP | Jan 2025 (2y) | |
| Gary Alan May | Registered representative | Jan 2025 (2y) | ||
| Gary Keith Shepherd | Registered representative | CFP | Jan 2025 (2y) | |
| Gary Kurt Hager | Registered representative | CFP | Jan 2025 (2y) | |
| Gayle A Russell | Registered representative | Jan 2025 (2y) | ||
| George Coleman Cox | Registered representative | Jan 2025 (2y) | ||
| George Mouded | Registered representative | Jan 2025 (2y) | ||
| George William Morris | Registered representative | Jan 2025 (2y) | ||
| Georgette Buccini Blomquist | Registered representative | Jan 2025 (2y) | ||
| Gerard H Verbeek | Registered representative | Jan 2025 (2y) | ||
| Gerard Phillippe Viars | Registered representative | Jan 2025 (2y) | ||
| Gerry Moody Hamill | Registered representative | Jan 2025 (2y) | ||
| Glenn Alan Graff | Registered representative | Jan 2025 (2y) | ||
| Glenn Bernard Hammill | Registered representative | Jan 2025 (2y) | ||
| Glenn H Nagamine | Registered representative | Jan 2025 (2y) | ||
| Glenn Isamu Yasukochi | Registered representative | CFP | Jan 2025 (2y) | |
| Gloria H Wilson | Registered representative | Jan 2025 (2y) | ||
| Gregory Stuart Glunt | Registered representative | Jan 2025 (2y) | ||
| Gabrielle Giannopoulos | Registered representative | Jan 2025 (2y) | ||
| Gibran Le | Registered representative | Jan 2025 (2y) | ||
| Grant Alexander Maloof | Registered representative | CFP | Jan 2025 (2y) | |
| Harry William Beltran | Registered representative | Jan 2025 (2y) | ||
| Harvey Alan Goldberg | Registered representative | Jan 2025 (2y) | ||
| Heather Mac Kenzie Searl | Registered representative | Jan 2025 (2y) | ||
| Heather Nicole Mullinix | Registered representative | CFP | Jan 2025 (2y) | |
| Helen S Rancich | Registered representative | Jan 2025 (2y) | ||
| Henry Garson Mautner | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Holly Eileen Swihart | Registered representative | Jan 2025 (2y) | ||
| Howard Maxwell Schulman | Registered representative | Jan 2025 (2y) | ||
| Howard Scott Bushnell | Registered representative | CFP | Jan 2025 (2y) | |
| Hugh Jefferson Hinson | Registered representative | Jan 2025 (2y) | ||
| Hyman Lee | Registered representative | Jan 2025 (2y) | ||
| Hannah Zoe Stanek Chu | Registered representative | Jan 2025 (2y) | ||
| Hope Anne Thompson Maniatis | Registered representative | Jan 2025 (2y) | ||
| Hunter John Leed | Registered representative | Jan 2025 (2y) | ||
| Ian David Weisser | Registered representative | Jan 2025 (2y) | ||
| J Todd Anderson | Registered representative | CFP | Jan 2025 (2y) | |
| J. Paul Tauzin | Registered representative | Jan 2025 (2y) | ||
| Jack Kaewpalug | Registered representative | CFP | Jan 2025 (2y) | |
| Jack M. Hosmer | Registered representative | Jan 2025 (2y) | ||
| Jack Shelby Friel | Registered representative | Jan 2025 (2y) | ||
| Jacob Benjamin Fiore | Registered representative | Jan 2025 (2y) | ||
| Jacob Peter Fenlason | Registered representative | CFP | Jan 2025 (2y) | |
| Jake Richard Wilson | Registered representative | Jan 2025 (2y) | ||
| James Antony Clary | Registered representative | Jan 2025 (2y) | ||
| James David Miller | Registered representative | Jan 2025 (2y) | ||
| James Edward Townes | Registered representative | CFP | Jan 2025 (2y) | |
| James Jesus Martinez Hayes | Registered representative | Jan 2025 (2y) | ||
| James John Wilson | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| James Joseph Kirlin | Registered representative | Jan 2025 (2y) | ||
| James Langford Spies | Registered representative | Jan 2025 (2y) | ||
| James M Honaker | Registered representative | CFP | Jan 2025 (2y) | |
| James M. Levine | Registered representative | Jan 2025 (2y) | ||
| James Michael Gasparotto | Registered representative | Jan 2025 (2y) | ||
| James Nuzzi | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| James Patrick Roche | Registered representative | CFP | Jan 2025 (2y) | |
| James Richard Gray | Registered representative | Jan 2025 (2y) | ||
| James Richard Maxon | Registered representative | Jan 2025 (2y) | ||
| James Richard Schaffer | Registered representative | Jan 2025 (2y) | ||
| James Robert Hammer | Registered representative | Jan 2025 (2y) | ||
| James Robert Steckel | Registered representative | CFP | Jan 2025 (2y) | |
| James Thomas Johnson | Registered representative | Jan 2025 (2y) | ||
| James Vincent Greco | Registered representative | Jan 2025 (2y) | ||
| James Walling Kuekan | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| James Warren Williams | Registered representative | Jan 2025 (2y) | ||
| James Wilbourne Mckay | Registered representative | Jan 2025 (2y) | ||
| Jamie Paul Patten | Registered representative | Jan 2025 (2y) | ||
| Jamie Reid Lumsden | Registered representative | Jan 2025 (2y) | ||
| Jan Faith Witt | Registered representative | Jan 2025 (2y) | ||
| Jared Luke Tims | Registered representative | Jan 2025 (2y) | ||
| Jason Christopher Shanty | Registered representative | Jan 2025 (2y) | ||
| Jason Diamantino Brito | Registered representative | CFP | Jan 2025 (2y) | |
| Jason Lee Blomgren | Registered representative | CFP | Jan 2025 (2y) | |
| Jason Robert Pokorny | Registered representative | Jan 2025 (2y) | ||
| Jeff R Maas | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Jeffrey Alan Nelson | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Jeffrey Chad Janes | Registered representative | Jan 2025 (2y) | ||
| Jeffrey Charles Davis | Registered representative | Jan 2025 (2y) | ||
| Jeffrey David Lammert | Registered representative | CFP | Jan 2025 (2y) | |
| Jeffrey J Kosek | Registered representative | Jan 2025 (2y) | ||
| Jeffrey Keith Ruffing | Registered representative | Jan 2025 (2y) | ||
| Jeffrey Kyle Better | Registered representative | Jan 2025 (2y) | ||
| Jeffrey Louis Marchitto | Registered representative | Jan 2025 (2y) | ||
| Jeffrey Michael Garton | Registered representative | Jan 2025 (2y) | ||
| Jeffrey Paul Trombetta | Registered representative | CFP | Jan 2025 (2y) | |
| Jeffrey Ryan Chun | Registered representative | Jan 2025 (2y) | ||
| Jeffrey Scott Chassereau | Registered representative | Jan 2025 (2y) | ||
| Jeffrey Scott Lukowiak | Registered representative | Jan 2025 (2y) | ||
| Jeffrey Sloan Duncan | Registered representative | Jan 2025 (2y) | ||
| Jeffrey Steven Dewald | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Jeffrey Steven Nome | Registered representative | Jan 2025 (2y) | ||
| Jeffrey William Gustafson | Registered representative | Jan 2025 (2y) | ||
| Jennifer Jan Vancura | Registered representative | Jan 2025 (2y) | ||
| Jennifer Lynn Hamilton | Registered representative | CFP | Jan 2025 (2y) | |
| Jeramie Paul Shamp | Registered representative | Jan 2025 (2y) | ||
| Jeremy Daniel Di Tullio | Registered representative | CFP | Jan 2025 (2y) | |
| Jerome Luke Schmitt | Registered representative | CFP | Jan 2025 (2y) | |
| Jerry Richard Michaels | Registered representative | Jan 2025 (2y) | ||
| Jesse Ray Rankins | Registered representative | Jan 2025 (2y) | ||
| Jessica Lynn Lively | Registered representative | Jan 2025 (2y) | ||
| Jim L Doyle | Registered representative | Jan 2025 (2y) | ||
| Joanna George Burish | Registered representative | Jan 2025 (2y) | ||
| Jody Cooper Otterson | Registered representative | Jan 2025 (2y) | ||
| John A Balster | Registered representative | Jan 2025 (2y) | ||
| John Adam Henderson | Registered representative | Jan 2025 (2y) | ||
| John Andrew Frank | Registered representative | Jan 2025 (2y) | ||
| John Andrew Legner | Registered representative | Jan 2025 (2y) | ||
| John Cummings Oliver | Registered representative | Jan 2025 (2y) | ||
| John David Titus | Registered representative | CFP | Jan 2025 (2y) | |
| John Dennis Haire | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| John E. Layug | Registered representative | CFP | Jan 2025 (2y) | |
| John Edward Dover | Registered representative | CFP | Jan 2025 (2y) | |
| John Ely Piersall | Registered representative | CFP | Jan 2025 (2y) | |
| John Garrison Fletcher | Registered representative | Jan 2025 (2y) | ||
| John George Kane | Registered representative | Jan 2025 (2y) | ||
| John Gilman Mccarthy | Registered representative | Jan 2025 (2y) | ||
| John Ginsburg | Registered representative | Jan 2025 (2y) | ||
| John Gordon Christian | Registered representative | CFP CFA | Jan 2025 (2y) | |
| John Lee Wilson | Registered representative | Jan 2025 (2y) | ||
| John Luke Charlton | Registered representative | Jan 2025 (2y) | ||
| John Martin Bussa | Registered representative | Jan 2025 (2y) | ||
| John Michael Kovel | Registered representative | CFP | Jan 2025 (2y) | |
| John Michael May | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| John Michael Pacelli | Registered representative | CFP | Jan 2025 (2y) | |
| John Navarro | Registered representative | Jan 2025 (2y) | ||
| John P. Hoch | Registered representative | CFP | Jan 2025 (2y) | |
| John Paul Mccaughan | Registered representative | Jan 2025 (2y) | ||
| John Randall Findley | Registered representative | Jan 2025 (2y) | ||
| John Reinhold Towers | Registered representative | Jan 2025 (2y) | ||
| John Richard Williamson | Registered representative | Jan 2025 (2y) | ||
| John Robert Dimonda | Registered representative | Jan 2025 (2y) | ||
| John Robert Marshall | Registered representative | Jan 2025 (2y) | ||
| John S Hibshman | Registered representative | Jan 2025 (2y) | ||
| John Salvatore Azzara | Registered representative | Jan 2025 (2y) | ||
| John Samuel Difederico | Registered representative | Jan 2025 (2y) | ||
| John Tracy Daley | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| John W Schatz | Registered representative | Jan 2025 (2y) | ||
| John Walter White | Registered representative | CFP | Jan 2025 (2y) | |
| John William Litscher | Registered representative | CFP | Jan 2025 (2y) | |
| Johnathan Stewart Lowery | Registered representative | Jan 2025 (2y) | ||
| Jon Stephen Clare | Registered representative | Jan 2025 (2y) | ||
| Jonathan David Launder | Registered representative | CFP | Jan 2025 (2y) | |
| Jonathan Jong Tae Lee | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Jonathan M Pineda | Registered representative | Jan 2025 (2y) | ||
| Jonathan Neil Perry | Registered representative | CFP | Jan 2025 (2y) | |
| Jonathan Samuel Muhlendorf | Registered representative | CFP | Jan 2025 (2y) | |
| Jordan Harrington Murray | Registered representative | CFP | Jan 2025 (2y) | |
| Jordan Moore | Registered representative | Jan 2025 (2y) | ||
| Jordan Robert Andrew | Registered representative | Jan 2025 (2y) | ||
| Jose Enrique Quinones | Registered representative | CFP | Jan 2025 (2y) | |
| Joseph Anthony Filipone | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Joseph Edwin Budd | Registered representative | Jan 2025 (2y) | ||
| Joseph Gerard Falgoust | Registered representative | Jan 2025 (2y) | ||
| Joseph Henry Fowler | Registered representative | Jan 2025 (2y) | ||
| Joseph John Dankowski | Registered representative | CFP | Jan 2025 (2y) | |
| Joseph Kenney Morgan | Registered representative | Jan 2025 (2y) | ||
| Joseph M Koenig | Registered representative | Jan 2025 (2y) | ||
| Joseph Michael Andersen | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Joseph Michael Lushene | Registered representative | Jan 2025 (2y) | ||
| Joseph Michael Phillips | Registered representative | Jan 2025 (2y) | ||
| Joseph Patrick Moore | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Joseph Paul Roberts | Registered representative | Jan 2025 (2y) | ||
| Joseph Peter Wanczyk | Registered representative | Jan 2025 (2y) | ||
| Joseph Stanley Kosek | Registered representative | CFP | Jan 2025 (2y) | |
| Joseph Thomas Gaeckle | Registered representative | Jan 2025 (2y) | ||
| Joseph Welch Seegers | Registered representative | Jan 2025 (2y) | ||
| Joseph Yang | Registered representative | Jan 2025 (2y) | ||
| Joshua Andrew Medvidofsky | Registered representative | CFP | Jan 2025 (2y) | |
| Joshua Jacob Markowitz | Registered representative | Jan 2025 (2y) | ||
| Juliana Yoon | Registered representative | Jan 2025 (2y) | ||
| Julie Ann Belles | Registered representative | Jan 2025 (2y) | ||
| Julie Ann Cutler | Registered representative | Jan 2025 (2y) | ||
| Jack Lehman | Registered representative | Jan 2025 (2y) | ||
| Jack Matthew Rogers | Registered representative | CFP | Jan 2025 (2y) | |
| Jaden Grant Duncan | Registered representative | Jan 2025 (2y) | ||
| Jared Blake Weinerman | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Jennifer Schrier | Registered representative | Jan 2025 (2y) | ||
| Jesse Lane Woods | Registered representative | CFP | Jan 2025 (2y) | |
| John C Dunham | Registered representative | Jan 2025 (2y) | ||
| John Eaton Bradley | Registered representative | Jan 2025 (2y) | ||
| John William Lombardo | Registered representative | CFP | Jan 2025 (2y) | |
| John William Stubbs | Registered representative | Jan 2025 (2y) | ||
| Jonathan David Rase | Registered representative | CFP | Jan 2025 (2y) | |
| Jonathan Raleigh Farnstrom | Registered representative | CFP | Jan 2025 (2y) | |
| Jordan Michael Frierson | Registered representative | Jan 2025 (2y) | ||
| Jordan Randall Findley | Registered representative | Jan 2025 (2y) | ||
| Joseph P Charlton | Registered representative | Jan 2025 (2y) | ||
| Joshua Colt Shanty | Registered representative | Jan 2025 (2y) | ||
| Julian Paul Grubbs | Registered representative | Jan 2025 (2y) | ||
| Justin Russell Findley | Registered representative | Jan 2025 (2y) | ||
| Kaitlyn Sara Zawada | Registered representative | Jan 2025 (2y) | ||
| Karen Ann Duvon | Registered representative | Jan 2025 (2y) | ||
| Karen Jill Hall | Registered representative | CFP | Jan 2025 (2y) | |
| Karen Lynn Derose | Registered representative | Jan 2025 (2y) | ||
| Kasey Michael Dial | Registered representative | Jan 2025 (2y) | ||
| Katerina Hencova | Registered representative | CFP | Jan 2025 (2y) | |
| Katherine Bays Armstrong | Registered representative | CFP | Jan 2025 (2y) | |
| Katherine Jane Phillips | Registered representative | CFP | Jan 2025 (2y) | |
| Kathie Herbst Okun | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Kathryn Virginia Broy | Registered representative | CFP | Jan 2025 (2y) | |
| Kathy Lorraine Sasser | Registered representative | Jan 2025 (2y) | ||
| Keith Hobert Scott | Registered representative | Jan 2025 (2y) | ||
| Kelby Warren Edwards | Registered representative | Jan 2025 (2y) | ||
| Kelly Joseph Malone | Registered representative | Jan 2025 (2y) | ||
| Kelly Lynn Kennedy | Registered representative | Jan 2025 (2y) | ||
| Ken Alan Shipley | Registered representative | CFP | Jan 2025 (2y) | |
| Kenneth Andrew Leonardini | Registered representative | Jan 2025 (2y) | ||
| Kenneth Cecil Sledge | Registered representative | Jan 2025 (2y) | ||
| Kenneth Edward Hart | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Kenneth J Wilson | Registered representative | Jan 2025 (2y) | ||
| Kerry Michael Roberts | Registered representative | Jan 2025 (2y) | ||
| Kevin Brant Morton | Registered representative | CFP | Jan 2025 (2y) | |
| Kevin C. Kuehn | Registered representative | Jan 2025 (2y) | ||
| Kevin Daniel Oros | Registered representative | Jan 2025 (2y) | ||
| Kevin David Testa | Registered representative | CFP | Jan 2025 (2y) | |
| Kevin Joseph Mcdermott | Registered representative | Jan 2025 (2y) | ||
| Kevin Michael Byrne | Registered representative | Jan 2025 (2y) | ||
| Kevin Michael Richardson | Registered representative | Jan 2025 (2y) | ||
| Kevin Odis Stinnett | Registered representative | Jan 2025 (2y) | ||
| Kevin Patrick Swantek | Registered representative | CFP | Jan 2025 (2y) | |
| Kevin Patrick Tatar | Registered representative | Jan 2025 (2y) | ||
| Kevin Robert Ledzian | Registered representative | Jan 2025 (2y) | ||
| Kevin T Mohr | Registered representative | CFP | Jan 2025 (2y) | |
| Kimberly Ann Kuhlman Thomas | Registered representative | Jan 2025 (2y) | ||
| Kimberly Anne Collins | Registered representative | Jan 2025 (2y) | ||
| Kimberly Kay Dale | Registered representative | Jan 2025 (2y) | ||
| Kimberly Noelle Smith | Registered representative | Jan 2025 (2y) | ||
| King Wei Mah | Registered representative | Jan 2025 (2y) | ||
| Kinley Kin Wong | Registered representative | Jan 2025 (2y) | ||
| Kirk A O'brien | Registered representative | Jan 2025 (2y) | ||
| Kishore Moti Mirchandani | Registered representative | Jan 2025 (2y) | ||
| Kornelia M Forvour | Registered representative | Jan 2025 (2y) | ||
| Kris J Kinslow | Registered representative | CFP | Jan 2025 (2y) | |
| Kristen Jean Sydney | Registered representative | Jan 2025 (2y) | ||
| Kristen N Vanhook | Registered representative | Jan 2025 (2y) | ||
| Kristin Ann Kenyon | Registered representative | Jan 2025 (2y) | ||
| Kristin Marie Mavis | Registered representative | Jan 2025 (2y) | ||
| Kurt John Reif | Registered representative | Jan 2025 (2y) | ||
| Kurt Reif Iii | Registered representative | Jan 2025 (2y) | ||
| Kyle M Steinhauser | Registered representative | Jan 2025 (2y) | ||
| Kaveh Michael Montazer | Registered representative | Jan 2025 (2y) | ||
| Kelley Lynn Meagher | Registered representative | Jan 2025 (2y) | ||
| Kelly Emma Perney | Registered representative | Jan 2025 (2y) | ||
| Kelly Ileen Jordan | Registered representative | Jan 2025 (2y) | ||
| Kevin Matthew Campbell | Registered representative | Jan 2025 (2y) | ||
| Kyle Christopher Jensen | Registered representative | Jan 2025 (2y) | ||
| Kyle Fallon | Registered representative | Jan 2025 (2y) | ||
| Kyle Joseph Marzec | Registered representative | Jan 2025 (2y) | ||
| Larry Keith Manuel | Registered representative | Jan 2025 (2y) | ||
| Laura A Hollinshead | Registered representative | Jan 2025 (2y) | ||
| Lauren Grande Lerch | Registered representative | Jan 2025 (2y) | ||
| Lawrence Eric Wyss | Registered representative | CFP | Jan 2025 (2y) | |
| Lawrence Michael Jacobs | Registered representative | Jan 2025 (2y) | ||
| Lee Eric Edwards | Registered representative | Jan 2025 (2y) | ||
| Lei Wang | Registered representative | CFP | Jan 2025 (2y) | |
| Leon Harry Levinson | Registered representative | Jan 2025 (2y) | ||
| Leonard W Warner | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Linda Marie Corujo Ramsey | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Lisa Marie Palmisano | Registered representative | Jan 2025 (2y) | ||
| Loren Sinclair Peters | Registered representative | Jan 2025 (2y) | ||
| Lori Ann Rutkowski | Registered representative | Jan 2025 (2y) | ||
| Lorraine Jean Carden | Registered representative | Jan 2025 (2y) | ||
| Lorraine Marie Taylor | Registered representative | Jan 2025 (2y) | ||
| Louis Alonso Romero | Registered representative | Jan 2025 (2y) | ||
| Louis Jordan Moore | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Louis Joseph Dimuzio | Registered representative | Jan 2025 (2y) | ||
| Lourdes M Corujo Ramsey | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Luguang Luan | Registered representative | Jan 2025 (2y) | ||
| Lydia Emilia Rossi | Registered representative | Jan 2025 (2y) | ||
| Lydia Paige Smith | Registered representative | Jan 2025 (2y) | ||
| Laura Shipley Tomlin | Registered representative | Jan 2025 (2y) | ||
| Lawrence Charles Di Bartolomeo | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Mai Han Huynh Shultz | Registered representative | Jan 2025 (2y) | ||
| Marc E Neumann | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Margaret Ann Salamy | Registered representative | Jan 2025 (2y) | ||
| Maria Arlita Lamas | Registered representative | Jan 2025 (2y) | ||
| Maria Delosangeles Agosto | Registered representative | Jan 2025 (2y) | ||
| Marianne Sellers Ehlers | Registered representative | Jan 2025 (2y) | ||
| Marissa Marie Greco | Registered representative | Jan 2025 (2y) | ||
| Maritza E Rogers | Registered representative | CFP | Jan 2025 (2y) | |
| Mark A Rich | Registered representative | Jan 2025 (2y) | ||
| Mark Alan Bresnahan | Registered representative | Jan 2025 (2y) | ||
| Mark Alan Wilkinson | Registered representative | Jan 2025 (2y) | ||
| Mark Allen Johnson | Registered representative | Jan 2025 (2y) | ||
| Mark Allen Salesman | Registered representative | Jan 2025 (2y) | ||
| Mark Atherton Heath | Registered representative | CFP | Jan 2025 (2y) | |
| Mark Charles Lindloff | Registered representative | CFP | Jan 2025 (2y) | |
| Mark Christopher Hughes | Registered representative | Jan 2025 (2y) | ||
| Mark Craig Bronfman | Registered representative | Jan 2025 (2y) | ||
| Mark David Bookbinder | Registered representative | Jan 2025 (2y) | ||
| Mark David Ellman | Registered representative | Jan 2025 (2y) | ||
| Mark Eldon Pittleman | Registered representative | Jan 2025 (2y) | ||
| Mark Gilbert Berkman | Registered representative | Jan 2025 (2y) | ||
| Mark Joseph Meehan | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Mark Lawrence Sherin | Registered representative | Jan 2025 (2y) | ||
| Mark Lyle Perilman | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Mark Raphael Puccinelli | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Mark Wallace Sherno | Registered representative | Jan 2025 (2y) | ||
| Martin Donald Fong | Registered representative | Jan 2025 (2y) | ||
| Martin Rodriguez Reza | Registered representative | Jan 2025 (2y) | ||
| Martin Sig Johnson | Registered representative | Jan 2025 (2y) | ||
| Mary Andrea Prebish | Registered representative | Jan 2025 (2y) | ||
| Mary Cynthia Mattke | Registered representative | Jan 2025 (2y) | ||
| Mary Darlene Canales | Registered representative | Jan 2025 (2y) | ||
| Mary Elizabeth Ellison | Registered representative | Jan 2025 (2y) | ||
| Mary Therese Young | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Marylou Brewster | Registered representative | Jan 2025 (2y) | ||
| Matthew Allen Kem | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Matthew Donald Spedden | Registered representative | Jan 2025 (2y) | ||
| Matthew Kent Whitson | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Matthew Oreste Puccinelli | Registered representative | Jan 2025 (2y) | ||
| Matthew Paul Sirpis | Registered representative | Jan 2025 (2y) | ||
| Matthew Taylor Manskar | Registered representative | Jan 2025 (2y) | ||
| Matthew Thomas Parker | Registered representative | Jan 2025 (2y) | ||
| Maureen Therese Huttel | Registered representative | Jan 2025 (2y) | ||
| Maya Maria Katzman | Registered representative | CFP | Jan 2025 (2y) | |
| Megan Louise Manzi | Registered representative | Jan 2025 (2y) | ||
| Megan Pumphrey Mills | Registered representative | CFP | Jan 2025 (2y) | |
| Mel Bradford Bannon | Registered representative | Jan 2025 (2y) | ||
| Melanie Elizabeth Whitehead | Registered representative | CFP | Jan 2025 (2y) | |
| Melanie Lee Shanty | Registered representative | Jan 2025 (2y) | ||
| Melvin Lee Gross | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Michael Allen Mayhew | Registered representative | CFP | Jan 2025 (2y) | |
| Michael Andrew Cohen | Registered representative | Jan 2025 (2y) | ||
| Michael Andrew Metzger | Registered representative | Jan 2025 (2y) | ||
| Michael Anthony George | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Michael Anthony Head | Registered representative | Jan 2025 (2y) | ||
| Michael Arthur Lynch | Registered representative | CFP | Jan 2025 (2y) | |
| Michael Charles Stickney | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Michael D Core | Registered representative | Jan 2025 (2y) | ||
| Michael David Johnson | Registered representative | Jan 2025 (2y) | ||
| Michael Dean Lockwood | Registered representative | Jan 2025 (2y) | ||
| Michael Edward Miller | Registered representative | CFP | Jan 2025 (2y) | |
| Michael Evan Whitlark | Registered representative | Jan 2025 (2y) | ||
| Michael George Devere | Registered representative | Jan 2025 (2y) | ||
| Michael George Landgren | Registered representative | Jan 2025 (2y) | ||
| Michael George Watson | Registered representative | Jan 2025 (2y) | ||
| Michael Glenn Grinnell | Registered representative | CFP | Jan 2025 (2y) | |
| Michael Griffiths Khoury | Registered representative | Jan 2025 (2y) | ||
| Michael H Mulhern | Registered representative | Jan 2025 (2y) | ||
| Michael J Morrow | Registered representative | Jan 2025 (2y) | ||
| Michael James Foreman | Registered representative | Jan 2025 (2y) | ||
| Michael James Leonhardt | Registered representative | Jan 2025 (2y) | ||
| Michael James Mcphail | Registered representative | Jan 2025 (2y) | ||
| Michael Jeffrey Kish | Registered representative | Jan 2025 (2y) | ||
| Michael Jimenez | Registered representative | Jan 2025 (2y) | ||
| Michael John Mccormack | Registered representative | Jan 2025 (2y) | ||
| Michael Joseph Lograsso | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Michael Joseph Lopata | Registered representative | Jan 2025 (2y) | ||
| Michael Joseph Mcnulty | Registered representative | Jan 2025 (2y) | ||
| Michael Jude May | Registered representative | Jan 2025 (2y) | ||
| Michael L Bencivengo | Registered representative | Jan 2025 (2y) | ||
| Michael L Hackett | Registered representative | Jan 2025 (2y) | ||
| Michael Lawrence Barrett | Registered representative | Jan 2025 (2y) | ||
| Michael Lawrence Kimsey | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Michael Lawrence Perlman | Registered representative | Jan 2025 (2y) | ||
| Michael Lynn Tuz | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Michael Owen Klaber | Registered representative | Jan 2025 (2y) | ||
| Michael Robert Jason | Registered representative | Jan 2025 (2y) | ||
| Michael Ryan Wade | Registered representative | Jan 2025 (2y) | ||
| Michael Steven Magnuson | Registered representative | Jan 2025 (2y) | ||
| Michael Thomas Byrne | Registered representative | Jan 2025 (2y) | ||
| Michael Walter Palumbos | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Michael Wayne Gregg | Registered representative | Jan 2025 (2y) | ||
| Michael Wilson Ward | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Michael Wynn Popp | Registered representative | Jan 2025 (2y) | ||
| Michaele Frame Mcnelis | Registered representative | Jan 2025 (2y) | ||
| Michelle Ann Metzger | Registered representative | CFP | Jan 2025 (2y) | |
| Mitchell Ryan Bland | Registered representative | Jan 2025 (2y) | ||
| Monica Ann Strong | Registered representative | Jan 2025 (2y) | ||
| Monte Edwin Fitch | Registered representative | CFP | Jan 2025 (2y) | |
| Myrna Kassis | Registered representative | Jan 2025 (2y) | ||
| Matthew Aversa | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Matthew Larson | Registered representative | CFP | Jan 2025 (2y) | |
| Michael Granger | Registered representative | Jan 2025 (2y) | ||
| Michael Robert Peterson | Registered representative | Jan 2025 (2y) | ||
| Michael T Tonis | Registered representative | Jan 2025 (2y) | ||
| Michael William Fragoso | Registered representative | Jan 2025 (2y) | ||
| Michelle Keiko Walsh | Registered representative | Jan 2025 (2y) | ||
| Nancy Ann Pyzel | Registered representative | Jan 2025 (2y) | ||
| Nancy Weger Fletcher | Registered representative | Jan 2025 (2y) | ||
| Nasser Ali | Registered representative | CFP CFA | Jan 2025 (2y) | |
| Nathan Joseph Harrison | Registered representative | Jan 2025 (2y) | ||
| Nathan Richard Key | Registered representative | Jan 2025 (2y) | ||
| Neil Alexander Carr | Registered representative | CFP | Jan 2025 (2y) | |
| Neil Allen Richards | Registered representative | Jan 2025 (2y) | ||
| Neil Anthony Gunter | Registered representative | Jan 2025 (2y) | ||
| Nicholas Alan Ruotolo | Registered representative | Jan 2025 (2y) | ||
| Nicholas Andrew Lockwood | Registered representative | Jan 2025 (2y) | ||
| Nicholas Jordan Parr | Registered representative | Jan 2025 (2y) | ||
| Nicholas Moor Weissfeld | Registered representative | Jan 2025 (2y) | ||
| Nicholas Petriello | Registered representative | CFA | Jan 2025 (2y) | |
| Nicholas S Leski | Registered representative | Jan 2025 (2y) | ||
| Nicholas Steven Feledy | Registered representative | Jan 2025 (2y) | ||
| Nicole Marie Calow | Registered representative | Jan 2025 (2y) | ||
| Nikos G Antivachis | Registered representative | Jan 2025 (2y) | ||
| Niraj Singh | Registered representative | Jan 2025 (2y) | ||
| Norma Alice Romero Mitchell | Registered representative | Jan 2025 (2y) | ||
| Norman Leon Hill | Registered representative | Jan 2025 (2y) | ||
| Nathan Luke Bowman | Registered representative | Jan 2025 (2y) | ||
| Nicholas De Rose | Registered representative | Jan 2025 (2y) | ||
| Nicholas Purcell | Registered representative | CFP | Jan 2025 (2y) | |
| Nina Maria Danielle Florczyk | Registered representative | CFP | Jan 2025 (2y) | |
| Oren John Bottoms | Registered representative | Jan 2025 (2y) | ||
| Oswaldo Gomez | Registered representative | Jan 2025 (2y) | ||
| Pamela Nicole Martin | Registered representative | Jan 2025 (2y) | ||
| Parker Jake Hoch | Registered representative | Jan 2025 (2y) | ||
| Parker Sterling Hannahs | Registered representative | Jan 2025 (2y) | ||
| Patricia Ann O'connor | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Patrick Conor Mcmullen | Registered representative | Jan 2025 (2y) | ||
| Patrick Dean Rase | Registered representative | Jan 2025 (2y) | ||
| Patrick E Giller | Registered representative | Jan 2025 (2y) | ||
| Patrick Michael Dunn | Registered representative | Jan 2025 (2y) | ||
| Paul A Gydosh | Registered representative | CFP | Jan 2025 (2y) | |
| Paul Bristol Shay | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Paul Elliott Nick | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Paul Gordon Smith | Registered representative | Jan 2025 (2y) | ||
| Paul Gregory O'leary | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Paul Jerald Webster | Registered representative | Jan 2025 (2y) | ||
| Paul John Meaney | Registered representative | Jan 2025 (2y) | ||
| Paul Joseph Meyer | Registered representative | Jan 2025 (2y) | ||
| Paul Lee Saia | Registered representative | Jan 2025 (2y) | ||
| Paul Michael Teixeira | Registered representative | Jan 2025 (2y) | ||
| Paul Michael Yuna | Registered representative | Jan 2025 (2y) | ||
| Paul W Vann | Registered representative | Jan 2025 (2y) | ||
| Paula D Tarpey | Registered representative | Jan 2025 (2y) | ||
| Peter Adam Raskin | Registered representative | Jan 2025 (2y) | ||
| Peter Bloss Bryan | Registered representative | Jan 2025 (2y) | ||
| Peter Brian Robertson | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Peter H. Shriver | Registered representative | Jan 2025 (2y) | ||
| Peter Joseph Carollo | Registered representative | CFP | Jan 2025 (2y) | |
| Peter Kinsman Morris | Registered representative | Jan 2025 (2y) | ||
| Peter Matthew Glovna | Registered representative | Jan 2025 (2y) | ||
| Peter Mishael Falk | Registered representative | Jan 2025 (2y) | ||
| Peter Reisner Sharpe | Registered representative | Jan 2025 (2y) | ||
| Peter Thomas Waldron | Registered representative | Jan 2025 (2y) | ||
| Philip John Woodland | Registered representative | Jan 2025 (2y) | ||
| Phillip Joseph Cordano | Registered representative | CFP | Jan 2025 (2y) | |
| Phillip Lee Mcstotts | Registered representative | CFP | Jan 2025 (2y) | |
| Phong Xuan Nguyen | Registered representative | CFP | Jan 2025 (2y) | |
| Preston Scott Foulks | Registered representative | Jan 2025 (2y) | ||
| Pacific Eng | Registered representative | Jan 2025 (2y) | ||
| Pamela J Luthi | Registered representative | Jan 2025 (2y) | ||
| Parker Boone | Registered representative | Jan 2025 (2y) | ||
| Peter M. Mc Mahon | Registered representative | CFP | Jan 2025 (2y) | |
| Rachel Lynn Endres | Registered representative | Jan 2025 (2y) | ||
| Rachel Marie Bernard | Registered representative | Jan 2025 (2y) | ||
| Ralph Louis Linarelli | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Ramsey A Khattab | Registered representative | Jan 2025 (2y) | ||
| Randall Mitch King | Registered representative | Jan 2025 (2y) | ||
| Randy Nelson Chin | Registered representative | Jan 2025 (2y) | ||
| Raymond Michael White | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Raymond Yiu Pang Jung | Registered representative | Jan 2025 (2y) | ||
| Regina M Beatty | Registered representative | CFP | Jan 2025 (2y) | |
| Rhonda Suzanne Hacker | Registered representative | Jan 2025 (2y) | ||
| Richard A Smith | Registered representative | Jan 2025 (2y) | ||
| Richard Anthony Scheele | Registered representative | Jan 2025 (2y) | ||
| Richard Bruce Weinerman | Registered representative | Jan 2025 (2y) | ||
| Richard Bryant Turner | Registered representative | Jan 2025 (2y) | ||
| Richard David Wohlwend | Registered representative | Jan 2025 (2y) | ||
| Richard Earl Grace | Registered representative | Jan 2025 (2y) | ||
| Richard Glenn Shaw | Registered representative | Jan 2025 (2y) | ||
| Richard J. Smith | Registered representative | Jan 2025 (2y) | ||
| Richard John Malen | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Richard John Pinola | Registered representative | Jan 2025 (2y) | ||
| Richard Kelly Sutor | Registered representative | Jan 2025 (2y) | ||
| Richard Kempe Macbarron | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Richard Lance Truxall | Registered representative | Jan 2025 (2y) | ||
| Richard Nelson Brittain | Registered representative | Jan 2025 (2y) | ||
| Richard Peter Rojeck | Registered representative | Jan 2025 (2y) | ||
| Rick Scott Shapiro | Registered representative | Jan 2025 (2y) | ||
| Robert Allen Stuber | Registered representative | Jan 2025 (2y) | ||
| Robert Andrew Showalter | Registered representative | Jan 2025 (2y) | ||
| Robert Bernard Hirsh | Registered representative | Jan 2025 (2y) | ||
| Robert Burton Lank | Registered representative | Personal Financial Specialist | Jan 2025 (2y) | |
| Robert D Kinnally | Registered representative | Jan 2025 (2y) | ||
| Robert Edward Smith | Registered representative | CFP | Jan 2025 (2y) | |
| Robert Eugene Graef | Registered representative | Jan 2025 (2y) | ||
| Robert George Ziegler | Registered representative | Jan 2025 (2y) | ||
| Robert Giaccone | Registered representative | CFP | Jan 2025 (2y) | |
| Robert Harrison Ellrich | Registered representative | CFP | Jan 2025 (2y) | |
| Robert J. Corcoran | Registered representative | Jan 2025 (2y) | ||
| Robert John Whitbeck | Registered representative | Jan 2025 (2y) | ||
| Robert Joseph Hartfield | Registered representative | Jan 2025 (2y) | ||
| Robert Julius Luksis | Registered representative | Jan 2025 (2y) | ||
| Robert Lindsey Baumann | Registered representative | CFP | Jan 2025 (2y) | |
| Robert Louis Tedoldi | Registered representative | Jan 2025 (2y) | ||
| Robert Martin Fry | Registered representative | Jan 2025 (2y) | ||
| Robert Michael Sesich | Registered representative | CFP | Jan 2025 (2y) | |
| Robert Oneill Stachura | Registered representative | CFP | Jan 2025 (2y) | |
| Robert Paul Kimmel | Registered representative | CFP | Jan 2025 (2y) | |
| Robert Raymond Rollauer | Registered representative | Jan 2025 (2y) | ||
| Robert Stanley Miloszewski | Registered representative | Jan 2025 (2y) | ||
| Robert Wayne Keith | Registered representative | Jan 2025 (2y) | ||
| Robert Wayne Weaver | Registered representative | Jan 2025 (2y) | ||
| Roberto Joaquin Duran | Registered representative | Jan 2025 (2y) | ||
| Robin Alexandra Starr | Registered representative | Jan 2025 (2y) | ||
| Rodney Keith Pennington | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Rodney Steven Acord | Registered representative | Jan 2025 (2y) | ||
| Roger Alan Lewis | Registered representative | Jan 2025 (2y) | ||
| Roger Lee Strunk | Registered representative | Jan 2025 (2y) | ||
| Roger Michael Ryndak | Registered representative | Jan 2025 (2y) | ||
| Roger Samuel Barnes | Registered representative | Jan 2025 (2y) | ||
| Ronald Douglas Kyzar | Registered representative | Jan 2025 (2y) | ||
| Ronald Lee Farrow | Registered representative | Jan 2025 (2y) | ||
| Ronald Romeo | Registered representative | Jan 2025 (2y) | ||
| Ronald Salvatore Gambardella | Registered representative | Jan 2025 (2y) | ||
| Ronnie Lee Holmes | Registered representative | Jan 2025 (2y) | ||
| Rosario Greco | Registered representative | CFP | Jan 2025 (2y) | |
| Ross Alexander Shandra | Registered representative | Jan 2025 (2y) | ||
| Ross Hamilton Eagles | Registered representative | CFP | Jan 2025 (2y) | |
| Ross Julian Meitin | Registered representative | Jan 2025 (2y) | ||
| Ross Meath Ainley | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Roy A Schoenfeld | Registered representative | Jan 2025 (2y) | ||
| Russell Gordon Jones | Registered representative | Jan 2025 (2y) | ||
| Russell Neill Hadley | Registered representative | CFP | Jan 2025 (2y) | |
| Ryan Andrew Martin | Registered representative | CFP | Jan 2025 (2y) | |
| Ryan Blane Pollard | Registered representative | Jan 2025 (2y) | ||
| Ryan C Smith | Registered representative | Jan 2025 (2y) | ||
| Ryan Frederick Baker | Registered representative | Jan 2025 (2y) | ||
| Ryan J Walls | Registered representative | Jan 2025 (2y) | ||
| Ryan Patrick Lowenstein | Registered representative | Jan 2025 (2y) | ||
| Ryan Paul Casperson | Registered representative | Jan 2025 (2y) | ||
| Ryan Zackary Marier | Registered representative | Jan 2025 (2y) | ||
| Renee Lynn Berreth | Registered representative | Jan 2025 (2y) | ||
| Renee' Jeanette Huckstead | Registered representative | Jan 2025 (2y) | ||
| Ricardo Graciano | Registered representative | Jan 2025 (2y) | ||
| Richard Andrew Lawrie | Registered representative | Jan 2025 (2y) | ||
| Rilee L. Summers | Registered representative | Jan 2025 (2y) | ||
| Ryan J Thomas | Registered representative | Jan 2025 (2y) | ||
| Samantha Ann Balboni | Registered representative | Jan 2025 (2y) | ||
| Samuel David Hatfield | Registered representative | Jan 2025 (2y) | ||
| Samuel Lucas Yengo | Registered representative | Jan 2025 (2y) | ||
| Sandra M Guardado | Registered representative | Jan 2025 (2y) | ||
| Sandra Turner Becks | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Sarah Elizabeth Burton | Registered representative | Jan 2025 (2y) | ||
| Sarah Heegaard Rush | Registered representative | CFP | Jan 2025 (2y) | |
| Sarah Jane Forhan | Registered representative | Jan 2025 (2y) | ||
| Sarah Lynn Cicero | Registered representative | CFP | Jan 2025 (2y) | |
| Saul Mitchell Simon | Registered representative | Jan 2025 (2y) | ||
| Scott Alan Goldstein | Registered representative | Jan 2025 (2y) | ||
| Scott Allen Morris | Registered representative | Jan 2025 (2y) | ||
| Scott Allen Sage | Registered representative | Jan 2025 (2y) | ||
| Scott Andrew Lauer | Registered representative | Jan 2025 (2y) | ||
| Scott Francis Foster | Registered representative | Jan 2025 (2y) | ||
| Scott Gary Dolven | Registered representative | Jan 2025 (2y) | ||
| Scott Joseph Cangelosi | Registered representative | Jan 2025 (2y) | ||
| Scott Kendall Taylor | Registered representative | Jan 2025 (2y) | ||
| Scott Kenji Ida | Registered representative | Jan 2025 (2y) | ||
| Scott Michael Tovissi | Registered representative | Jan 2025 (2y) | ||
| Scott Nolde Russell | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Scott Robert Elardo | Registered representative | Jan 2025 (2y) | ||
| Seth Brian Wolnek | Registered representative | CFP | Jan 2025 (2y) | |
| Shaju Alexander | Registered representative | Jan 2025 (2y) | ||
| Shane Oconnor | Registered representative | CFP | Jan 2025 (2y) | |
| Sharon Jordan Ryan | Registered representative | Jan 2025 (2y) | ||
| Shavona Latrisse Floyd | Registered representative | Jan 2025 (2y) | ||
| Shena Quen Bartlett | Registered representative | Jan 2025 (2y) | ||
| Sonia Kay Demoss | Registered representative | Jan 2025 (2y) | ||
| Spencer Allen Jung | Registered representative | Jan 2025 (2y) | ||
| Stacey Spedden Irrgang | Registered representative | Jan 2025 (2y) | ||
| Stanley Michael Robbins | Registered representative | CFP | Jan 2025 (2y) | |
| Stefan Edwin Andrews | Registered representative | Jan 2025 (2y) | ||
| Stephanie F Cassedy | Registered representative | Jan 2025 (2y) | ||
| Stephanie Frances Eng | Registered representative | Jan 2025 (2y) | ||
| Stephanie L Jordan | Registered representative | Jan 2025 (2y) | ||
| Stephanie Marie Goodrich | Registered representative | CFP | Jan 2025 (2y) | |
| Stephen Bingcheong Ip | Registered representative | Jan 2025 (2y) | ||
| Stephen Charles Merrill | Registered representative | Jan 2025 (2y) | ||
| Stephen Craig Mcdermott | Registered representative | Jan 2025 (2y) | ||
| Stephen Dwight Mcgoldrick | Registered representative | Jan 2025 (2y) | ||
| Stephen Franklin Stewart | Registered representative | Jan 2025 (2y) | ||
| Stephen Mark Brady | Registered representative | Jan 2025 (2y) | ||
| Stephen Ray Gilley | Registered representative | Jan 2025 (2y) | ||
| Steve M Koziol | Registered representative | Jan 2025 (2y) | ||
| Steven Jay Rosenstock | Registered representative | Jan 2025 (2y) | ||
| Steven Michael Goldberg | Registered representative | Jan 2025 (2y) | ||
| Steven Michael Singer | Registered representative | CFP | Jan 2025 (2y) | |
| Steven Spencer Cannon | Registered representative | Jan 2025 (2y) | ||
| Steven William Moore | Registered representative | Jan 2025 (2y) | ||
| Steven William Pugh | Registered representative | Jan 2025 (2y) | ||
| Stewart John Viets | Registered representative | CFP | Jan 2025 (2y) | |
| Stuart Craig Hoch | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Stuart Franklin Gray | Registered representative | Jan 2025 (2y) | ||
| Susano Castillo | Registered representative | Jan 2025 (2y) | ||
| Sarah Lynn Bourdon | Registered representative | Jan 2025 (2y) | ||
| Sarah T Cyr | Registered representative | Jan 2025 (2y) | ||
| Sean Patrick Hooper | Registered representative | Jan 2025 (2y) | ||
| Sierra Kristine Lindman Marshall | Registered representative | Jan 2025 (2y) | ||
| Silas Lance Hoxie | Registered representative | CFP | Jan 2025 (2y) | |
| Slater Robert Ottenritter | Registered representative | Jan 2025 (2y) | ||
| Stephen Conrad Lerner | Registered representative | Jan 2025 (2y) | ||
| Tad Charles Raudman | Registered representative | Jan 2025 (2y) | ||
| Tammy Ann Tasch | Registered representative | Jan 2025 (2y) | ||
| Tara Louise Mchugh Hollister | Registered representative | Jan 2025 (2y) | ||
| Taressa Gabriella Soto | Registered representative | Jan 2025 (2y) | ||
| Terrence James Ruff | Registered representative | Jan 2025 (2y) | ||
| Terri Z Buechner | Registered representative | Jan 2025 (2y) | ||
| Theodore Dawson Lesko | Registered representative | CFP | Jan 2025 (2y) | |
| Thomas Brett Holding | Registered representative | CFP | Jan 2025 (2y) | |
| Thomas David O'neill | Registered representative | Jan 2025 (2y) | ||
| Thomas Davis Mcgowen | Registered representative | Jan 2025 (2y) | ||
| Thomas English Vieira | Registered representative | Jan 2025 (2y) | ||
| Thomas Gartland Moffat | Registered representative | Jan 2025 (2y) | ||
| Thomas Joseph Mayo | Registered representative | CFP | Jan 2025 (2y) | |
| Thomas Joseph Mitchell | Registered representative | Jan 2025 (2y) | ||
| Thomas Joseph Singleton | Registered representative | Jan 2025 (2y) | ||
| Thomas Laurence Marcacci | Registered representative | CFP | Jan 2025 (2y) | |
| Thomas Lester Moore | Registered representative | Jan 2025 (2y) | ||
| Thomas Matthew Kedzie | Registered representative | Jan 2025 (2y) | ||
| Thomas Michael Strohl | Registered representative | CFP | Jan 2025 (2y) | |
| Thomas Patrick Donahue | Registered representative | Jan 2025 (2y) | ||
| Thomas Paul Christensen | Registered representative | CFP | Jan 2025 (2y) | |
| Thomas Paul Fejes | Registered representative | Jan 2025 (2y) | ||
| Thomas Philip Befumo | Registered representative | Jan 2025 (2y) | ||
| Thomas Robert Bulloch | Registered representative | Jan 2025 (2y) | ||
| Thomas W Spray Fry | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Timothy Alexander Dean | Registered representative | Jan 2025 (2y) | ||
| Timothy Dale Matthew | Registered representative | Jan 2025 (2y) | ||
| Timothy J. Mcilwain | Registered representative | Jan 2025 (2y) | ||
| Timothy Michael Donovan | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Timothy P Cawley | Registered representative | Jan 2025 (2y) | ||
| Timothy Paul Anselmi | Registered representative | Jan 2025 (2y) | ||
| Timothy Paul Ernst | Registered representative | Jan 2025 (2y) | ||
| Timothy Scott Johnson | Registered representative | Jan 2025 (2y) | ||
| Todd Robert Sloth | Registered representative | Jan 2025 (2y) | ||
| Tom Anselmi | Registered representative | Jan 2025 (2y) | ||
| Tracy L Howard | Registered representative | Jan 2025 (2y) | ||
| Travis Craig Simas | Registered representative | Jan 2025 (2y) | ||
| Troy Aaron Rouleau | Registered representative | Jan 2025 (2y) | ||
| Tucker Slocum Hite | Registered representative | Jan 2025 (2y) | ||
| Tyler Gregory Bernard | Registered representative | CFP | Jan 2025 (2y) | |
| Tyler Simmons | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Tamara Elisabeth Comins | Registered representative | Jan 2025 (2y) | ||
| Tristan Largent | Registered representative | Jan 2025 (2y) | ||
| Turner Brantley | Registered representative | Jan 2025 (2y) | ||
| Valeria Esteban | Registered representative | Jan 2025 (2y) | ||
| Valerie Lee Stanek | Registered representative | CFP | Jan 2025 (2y) | |
| Vernon Alvin Horne | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Victor Vernon Sanders | Registered representative | Jan 2025 (2y) | ||
| Vincent Toscano | Registered representative | Jan 2025 (2y) | ||
| Victor Garrido Pollan | Registered representative | Jan 2025 (2y) | ||
| Walter Scott Keyes | Registered representative | Jan 2025 (2y) | ||
| Wendy Sue Morasco | Registered representative | Jan 2025 (2y) | ||
| Willard Leon Wood | Registered representative | Jan 2025 (2y) | ||
| William A Wood | Registered representative | CFP | Jan 2025 (2y) | |
| William Albert Wilson | Registered representative | Jan 2025 (2y) | ||
| William Charles Porterfield | Registered representative | Jan 2025 (2y) | ||
| William David Schultz | Registered representative | Jan 2025 (2y) | ||
| William Edward Fagan | Registered representative | Jan 2025 (2y) | ||
| William Eric Eastburn | Registered representative | Jan 2025 (2y) | ||
| William Henry Foulk | Registered representative | Jan 2025 (2y) | ||
| William Ingram Callender | Registered representative | Jan 2025 (2y) | ||
| William Jay Norberg | Registered representative | Jan 2025 (2y) | ||
| William Lawson Nichols | Registered representative | Jan 2025 (2y) | ||
| William R. Buckley | Registered representative | CFP | Jan 2025 (2y) | |
| William Roy Handwerker | Registered representative | Jan 2025 (2y) | ||
| William Roy Macdougall | Registered representative | Jan 2025 (2y) | ||
| William W Gist | Registered representative | Jan 2025 (2y) | ||
| Wilson Lauren Lea | Registered representative | Jan 2025 (2y) | ||
| William Earle Smith | Registered representative | Jan 2025 (2y) | ||
| Wyatt David Durkin | Registered representative | Jan 2025 (2y) | ||
| Young Joel Kim | Registered representative | Jan 2025 (2y) | ||
| Zach Lussman | Registered representative | Jan 2025 (2y) | ||
| Zachary Cade Gilbert | Registered representative | Jan 2025 (2y) | ||
| Zachary Earl Church | Registered representative | Jan 2025 (2y) | ||
| Zackery Tylr Bertrand | Registered representative | Jan 2025 (2y) | ||
| Zellie Wothers | Registered representative | CFP | Jan 2025 (2y) | |
| Angelo Jerome Leslie | Registered representative | Jan 2025 (2y) | ||
| Hiu Ching Chan | Registered representative | Jan 2025 (2y) | ||
| Lucas Flores | Registered representative | Jan 2025 (2y) | ||
| Nathan Tuttle | Registered representative | Jan 2025 (2y) | ||
| Jennifer Jane Owen | Registered representative | Jan 2025 (2y) | ||
| Gavin Daniel Carlson | Registered representative | Jan 2025 (2y) | ||
| Braden Lee Dauterman | Registered representative | Jan 2025 (2y) | ||
| Christian K Lapeter | Registered representative | Jan 2025 (2y) | ||
| Erik Robert Bidrowski | Registered representative | Jan 2025 (2y) | ||
| Howard Scott Hechtman | Registered representative | Jan 2025 (2y) | ||
| Robert Bradley | Registered representative | Jan 2025 (2y) | ||
| Andrew John Smith | Registered representative | Feb 2025 (1y) | ||
| Mackenzie Carlson | Registered representative | Feb 2025 (1y) | ||
| Mark Owen Vandevelde | Registered representative | CFP | Feb 2025 (1y) | |
| Nicholas Herb Scheumann | Registered representative | Feb 2025 (1y) | ||
| Nada Danielle Hieb | Registered representative | Feb 2025 (1y) | ||
| Patrick J Cronin | Registered representative | Feb 2025 (1y) | ||
| Tanner Wailani Wong | Registered representative | Feb 2025 (1y) | ||
| Emily Michaella Richardson | Registered representative | Feb 2025 (1y) | ||
| Stephanie Lee Osborn | Registered representative | Feb 2025 (1y) | ||
| Mark Alan Gerber | Registered representative | CFP | Feb 2025 (1y) | |
| Drew Charles Horst | Registered representative | Feb 2025 (1y) | ||
| John Taylor | Registered representative | Feb 2025 (1y) | ||
| Zacherly Kelly Sheets | Registered representative | Feb 2025 (1y) | ||
| Avery Lane Gabel | Registered representative | Feb 2025 (1y) | ||
| Brett Gregory Blackwood | Registered representative | Feb 2025 (1y) | ||
| Holly Ann Kimsey | Registered representative | Feb 2025 (1y) | ||
| Jarrod James Janzing | Registered representative | Feb 2025 (1y) | ||
| John Paul Toothaker | Registered representative | Feb 2025 (1y) | ||
| Ronald Bradley Gabel | Registered representative | Feb 2025 (1y) | ||
| Ryan Wesley Dunbar | Registered representative | Feb 2025 (1y) | ||
| Sean P Smith | Registered representative | Feb 2025 (1y) | ||
| Shane Jason Pfingsten | Registered representative | Feb 2025 (1y) | ||
| Ashley Black | Registered representative | Feb 2025 (1y) | ||
| Jakob Hollingshaus | Registered representative | Feb 2025 (1y) | ||
| Andrew John Van Laningham | Registered representative | Feb 2025 (1y) | ||
| Brent Christopher Hagen | Registered representative | Feb 2025 (1y) | ||
| Brian Eugene Leonard | Registered representative | Feb 2025 (1y) | ||
| Patrick Daniel Fertitta | Registered representative | Feb 2025 (1y) | ||
| Walter Lloyd D'souza | Registered representative | Feb 2025 (1y) | ||
| Aaron Lee Smith | Registered representative | Feb 2025 (1y) | ||
| Andrew Louis Wilson | Registered representative | Chartered Financial Consultant | Feb 2025 (1y) | |
| Jason Nicklaus Snyder | Registered representative | Feb 2025 (1y) | ||
| Ryan Stephen Neely | Registered representative | Feb 2025 (1y) | ||
| Tanner Lane Kennedy | Registered representative | Feb 2025 (1y) | ||
| Anthony Santucci | Registered representative | Feb 2025 (1y) | ||
| Braden Paul Dodds | Registered representative | Feb 2025 (1y) | ||
| Elliott Aaron Ellis | Registered representative | CFP | Feb 2025 (1y) | |
| Jeremy Ethan Kuptsow | Registered representative | CFP | Feb 2025 (1y) | |
| Joel E Marius | Registered representative | Feb 2025 (1y) | ||
| Therese Maria Moore | Registered representative | Feb 2025 (1y) | ||
| Trevor Smith | Registered representative | Feb 2025 (1y) | ||
| Howard Arthur Riemann | Registered representative | Feb 2025 (1y) | ||
| James Ryan Chandler | Registered representative | Feb 2025 (1y) | ||
| Lucas Matthew Thomas | Registered representative | Feb 2025 (1y) | ||
| Zachary Poker | Registered representative | Feb 2025 (1y) | ||
| Aaron Timothy Nelson | Registered representative | Feb 2025 (1y) | ||
| Caira White | Registered representative | CFP | Feb 2025 (1y) | |
| Dallas Porter Brignone | Registered representative | Feb 2025 (1y) | ||
| Derrick Bernard Phillips | Registered representative | Feb 2025 (1y) | ||
| Nolan Joseph Walchko | Registered representative | Feb 2025 (1y) | ||
| Parker Wynot | Registered representative | Feb 2025 (1y) | ||
| Connor Mc Dermott | Registered representative | Feb 2025 (1y) | ||
| Bradford C Newsome | Registered representative | CFP | Feb 2025 (1y) | |
| Derek Michael Tryder | Registered representative | Feb 2025 (1y) | ||
| Julia Elizabeth Marino | Registered representative | Feb 2025 (1y) | ||
| Michael F Piel | Registered representative | Feb 2025 (1y) | ||
| Parker Yost | Registered representative | Feb 2025 (1y) | ||
| Christopher T. Cudeyro | Registered representative | Feb 2025 (1y) | ||
| Jonathan Behuniak | Registered representative | Feb 2025 (1y) | ||
| Carlos Robert Romero | Registered representative | Mar 2025 (1y) | ||
| Christopher Zaccheaus Chiles | Registered representative | Mar 2025 (1y) | ||
| Justin Charles Cowell | Registered representative | Mar 2025 (1y) | ||
| Kent Christopher Thiessen | Registered representative | Chartered Financial Consultant | Mar 2025 (1y) | |
| Nyan J Hartman | Registered representative | Mar 2025 (1y) | ||
| Paul M Baader | Registered representative | Mar 2025 (1y) | ||
| Randy Charles Cowell | Registered representative | CFP | Mar 2025 (1y) | |
| Ryan Patrick Collins | Registered representative | Mar 2025 (1y) | ||
| Corey Gerard Spina | Registered representative | Mar 2025 (1y) | ||
| Stephen Andrew Williams | Registered representative | Mar 2025 (1y) | ||
| Ashley Morgan Hare | Registered representative | CFP | Mar 2025 (1y) | |
| Philip Jacob Salib | Registered representative | Mar 2025 (1y) | ||
| Adam Brian Himelson | Registered representative | Mar 2025 (1y) | ||
| Alexandra Nicole Rasmussen | Registered representative | Mar 2025 (1y) | ||
| Jack Thomas Randall | Registered representative | Mar 2025 (1y) | ||
| Jason Stephen Morrow | Registered representative | Mar 2025 (1y) | ||
| Karissa Bethany Jackson | Registered representative | Mar 2025 (1y) | ||
| Michael Gregorio Natale | Registered representative | Mar 2025 (1y) | ||
| Taylor Christopher Hurt | Registered representative | Mar 2025 (1y) | ||
| Benjamin Davis Prescott | Registered representative | CFP | Mar 2025 (1y) | |
| Cameron Ricky Eisenhauer | Registered representative | Mar 2025 (1y) | ||
| Dale Barton Sailors | Registered representative | CFP | Mar 2025 (1y) | |
| Theresa Ann Zimmerman | Registered representative | Mar 2025 (1y) | ||
| Jorge Osorio | Registered representative | Mar 2025 (1y) | ||
| Reed Thomas Matsko | Registered representative | Mar 2025 (1y) | ||
| Troy Alton Bigwood | Registered representative | Mar 2025 (1y) | ||
| Benjamin Emory | Registered representative | Mar 2025 (1y) | ||
| Brandon Schneider | Registered representative | Mar 2025 (1y) | ||
| Thomas H Roddis | Registered representative | Mar 2025 (1y) | ||
| James Peter Ryan | Registered representative | Mar 2025 (1y) | ||
| Brett Patrick Welch | Registered representative | Mar 2025 (1y) | ||
| Lukas Erik Zabel | Registered representative | Mar 2025 (1y) | ||
| John Alexander Kraniou | Registered representative | Mar 2025 (1y) | ||
| Evette Misty Bonfiglio | Registered representative | Mar 2025 (1y) | ||
| Andrew David Tiarks | Registered representative | Mar 2025 (1y) | ||
| Connor James Puetz | Registered representative | Mar 2025 (1y) | ||
| Nathan Daniel Tiarks | Registered representative | Mar 2025 (1y) | ||
| John Patrick Camino | Registered representative | Mar 2025 (1y) | ||
| Benjamin Raul Harris | Registered representative | Mar 2025 (1y) | ||
| David Lawrence Murphy | Registered representative | Mar 2025 (1y) | ||
| Joseph Steven Klein | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Mark Isagani Bailey | Registered representative | Mar 2025 (1y) | ||
| Tynan Nelson | Registered representative | Mar 2025 (1y) | ||
| Daniel Mccaffery Regan | Registered representative | Apr 2025 (1y) | ||
| Isabella Rae Steele | Registered representative | Apr 2025 (1y) | ||
| Michael L Suellentrop | Registered representative | Apr 2025 (1y) | ||
| Zachary John Holly | Registered representative | CFP | Apr 2025 (1y) | |
| Art F Cardenas | Registered representative | CFP | Apr 2025 (1y) | |
| Kelly Christopher Foy | Registered representative | Apr 2025 (1y) | ||
| Steven Alan Kinrade | Registered representative | Apr 2025 (1y) | ||
| Zachary Higgins | Registered representative | Apr 2025 (1y) | ||
| Alaina L Tyree | Registered representative | Apr 2025 (1y) | ||
| Alisa Anne Zelaya Perez | Registered representative | Apr 2025 (1y) | ||
| Benjamin Michael Williams | Registered representative | Apr 2025 (1y) | ||
| Gilbert Perez | Registered representative | Apr 2025 (1y) | ||
| John Robert Bogucz | Registered representative | Apr 2025 (1y) | ||
| Laurie Oldham Conforti | Registered representative | Apr 2025 (1y) | ||
| Steven Julian Garry | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Dylan Earnest | Registered representative | Apr 2025 (1y) | ||
| Jacqueline P Bennett | Registered representative | Apr 2025 (1y) | ||
| Jason Walter Rausch | Registered representative | CFP CFA | Apr 2025 (1y) | |
| Jake Simkins | Registered representative | Apr 2025 (1y) | ||
| William Wilson Sowers | Registered representative | Apr 2025 (1y) | ||
| Anthony Joseph Martinez | Registered representative | Apr 2025 (1y) | ||
| John Stephen Janios | Registered representative | CFP | Apr 2025 (1y) | |
| Logan Robert Johnson | Registered representative | Apr 2025 (1y) | ||
| Ronnie Cardale Franks | Registered representative | Apr 2025 (1y) | ||
| Abigail Valentine | Registered representative | Apr 2025 (1y) | ||
| Gavin Harrison Flowers | Registered representative | CFA | Apr 2025 (1y) | |
| Michael Paul Jurgensen | Registered representative | Apr 2025 (1y) | ||
| Seth Karasin | Registered representative | Apr 2025 (1y) | ||
| Erik Paul Garcia | Registered representative | CFP Chartered Financial Consultant | Apr 2025 (1y) | |
| Xavier J Angel | Registered representative | CFP Chartered Financial Consultant | Apr 2025 (1y) | |
| Andrew James Glassner | Registered representative | Apr 2025 (1y) | ||
| Cullen Mitzel | Registered representative | Apr 2025 (1y) | ||
| Graham Edward Macneill | Registered representative | Apr 2025 (1y) | ||
| Randall Craig Massey | Registered representative | Apr 2025 (1y) | ||
| Eric Scott Hansen | Registered representative | Apr 2025 (1y) | ||
| Kaylee Ann Reynolds | Registered representative | Apr 2025 (1y) | ||
| Michael Alan Hecker | Registered representative | Apr 2025 (1y) | ||
| Timothy Phillip Haygood | Registered representative | Apr 2025 (1y) | ||
| Jacob Kruziki | Registered representative | Apr 2025 (1y) | ||
| Sonnie Onaona Koko | Registered representative | Apr 2025 (1y) | ||
| Colleen Smith | Registered representative | Apr 2025 (1y) | ||
| Jennifer Christine Dagnal | Registered representative | Apr 2025 (1y) | ||
| Robert D Hardcastle | Registered representative | Apr 2025 (1y) | ||
| Ryan Carl Trabert | Registered representative | Apr 2025 (1y) | ||
| Stacie Tanaka | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Tonya Richey | Registered representative | Apr 2025 (1y) | ||
| Edward Fredrick Walker | Registered representative | Apr 2025 (1y) | ||
| Joshua Thomas Wall | Registered representative | CFP Chartered Financial Consultant | Apr 2025 (1y) | |
| Sean Joseph Rath | Registered representative | Apr 2025 (1y) | ||
| Benjamin Weil Steinhorn | Registered representative | Apr 2025 (1y) | ||
| Jaden Nicklaus Snyder | Registered representative | Apr 2025 (1y) | ||
| Mario Daray Walker | Registered representative | Apr 2025 (1y) | ||
| Shon Ivan Mclain | Registered representative | Apr 2025 (1y) | ||
| Timothy Ryan Grossman | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Spencer Gilmore Teddy | Registered representative | Apr 2025 (1y) | ||
| Sean Joseph Robinson | Registered representative | Apr 2025 (1y) | ||
| Brett Jackson | Registered representative | CFP | May 2025 (1y) | |
| Michael Theodore Iannuzzi | Registered representative | May 2025 (1y) | ||
| Kristen Rae Jones | Registered representative | May 2025 (1y) | ||
| Ashley Nicole Berecz | Registered representative | May 2025 (1y) | ||
| Christopher William Phillips | Registered representative | May 2025 (1y) | ||
| Kevin Kirkpatrick | Registered representative | CFP | May 2025 (1y) | |
| Matthew Lawrence Witten | Registered representative | CFP | May 2025 (1y) | |
| Prabhjit Singh Marwah | Registered representative | May 2025 (1y) | ||
| Brent Dennard | Registered representative | May 2025 (1y) | ||
| Stephon Nino Briganti Ortiz | Registered representative | May 2025 (1y) | ||
| Hunter Maslowski | Registered representative | May 2025 (1y) | ||
| Logan Adler | Registered representative | May 2025 (1y) | ||
| Draven Sneed | Registered representative | May 2025 (1y) | ||
| Peter Phan | Registered representative | May 2025 (1y) | ||
| Terianne Payton | Registered representative | May 2025 (1y) | ||
| Bohui Yu | Registered representative | CFA | May 2025 (1y) | |
| Jacob William Aguilera | Registered representative | May 2025 (1y) | ||
| Kara L Myers | Registered representative | May 2025 (1y) | ||
| James Joseph Riley | Registered representative | May 2025 (1y) | ||
| Kristine Elisabeth Menko | Registered representative | May 2025 (1y) | ||
| Daniel P Leugers | Registered representative | CFP | May 2025 (1y) | |
| Gregory Lee Pospichel | Registered representative | May 2025 (1y) | ||
| John Andrew Duhe | Registered representative | May 2025 (1y) | ||
| Braden Vance Lewis | Registered representative | May 2025 (1y) | ||
| John Ross Crooks | Registered representative | May 2025 (1y) | ||
| Michael Shane Cullen | Registered representative | CFP | May 2025 (1y) | |
| Michael Vincent Porpora | Registered representative | May 2025 (1y) | ||
| Nicholas Miller | Registered representative | May 2025 (1y) | ||
| Aaron Bishop | Registered representative | May 2025 (1y) | ||
| Jennifer Marie Fulop | Registered representative | May 2025 (1y) | ||
| Robert Joseph Cappadona | Registered representative | May 2025 (1y) | ||
| Roy Joseph Mastrangelo | Registered representative | May 2025 (1y) | ||
| William J Senzer | Registered representative | May 2025 (1y) | ||
| Brandon Michael Champion | Registered representative | May 2025 (1y) | ||
| Joseph Edward Faherty | Registered representative | May 2025 (1y) | ||
| Lana Michelle Ledlow | Registered representative | May 2025 (1y) | ||
| Matthew Lott | Registered representative | CFP | May 2025 (1y) | |
| Nathan Mc Kearney | Registered representative | CFA | May 2025 (1y) | |
| Susan Howell Gallant | Registered representative | May 2025 (1y) | ||
| William Lee Daniel | Registered representative | May 2025 (1y) | ||
| Aaron Daniel Jones | Registered representative | May 2025 (1y) | ||
| Keith Edward Lindsey | Registered representative | May 2025 (1y) | ||
| Matthew Cy Alton | Registered representative | May 2025 (1y) | ||
| Richard Jack Rarick | Registered representative | May 2025 (1y) | ||
| Hunter Douglas Otjen | Registered representative | May 2025 (1y) | ||
| Trevor Michael Patterson | Registered representative | May 2025 (1y) | ||
| Aran Scott Massengill | Registered representative | May 2025 (1y) | ||
| Cheryl Weldy Fainelli | Registered representative | May 2025 (1y) | ||
| Daniel J Gannett | Registered representative | May 2025 (1y) | ||
| Richard N Kohtz | Registered representative | Personal Financial Specialist | May 2025 (1y) | |
| Vincent J Notte | Registered representative | May 2025 (1y) | ||
| Wesley White | Registered representative | May 2025 (1y) | ||
| Jason Kelly | Registered representative | May 2025 (1y) | ||
| Anthony Joseph Caltabilota | Registered representative | CFP | Jun 2025 (1y) | |
| Ansu Matt Kourouma | Registered representative | Jun 2025 (1y) | ||
| Logan Jasper Marts | Registered representative | Jun 2025 (1y) | ||
| Thomas Anthony Purpura | Registered representative | Jun 2025 (1y) | ||
| Adryana Freddi Geyser | Registered representative | Jun 2025 (1y) | ||
| Christopher Morgan Knox | Registered representative | Jun 2025 (1y) | ||
| Brad Steven Hipsley | Registered representative | Jun 2025 (1y) | ||
| Abbie R Piper | Registered representative | Jun 2025 (1y) | ||
| Bridget Dorothy Scala | Registered representative | Jun 2025 (1y) | ||
| Jacob Daniel Bassler | Registered representative | Jun 2025 (1y) | ||
| Matthew Richard Schellinger | Registered representative | Jun 2025 (1y) | ||
| Janine Diane Stubbs | Registered representative | CFP | Jun 2025 (1y) | |
| Ryan Mouton | Registered representative | Jun 2025 (1y) | ||
| Joshua Doze Canevari | Registered representative | Jun 2025 (1y) | ||
| Peter Donovan Murphy | Registered representative | Jun 2025 (1y) | ||
| Paul William Rhoades | Registered representative | Jun 2025 (1y) | ||
| Alessandra Jy Wong | Registered representative | Jun 2025 (1y) | ||
| Ethan Lagasse | Registered representative | Jun 2025 (1y) | ||
| Gregory James Murphy | Registered representative | CFP | Jun 2025 (1y) | |
| Kanon Nial Ream | Registered representative | Jun 2025 (1y) | ||
| Cheryl Burgmaier | Registered representative | CFP | Jun 2025 (1y) | |
| Daniel Charles Macdonald | Registered representative | Jun 2025 (1y) | ||
| James Anthony Powers | Registered representative | Jun 2025 (1y) | ||
| John Lee Kennedy | Registered representative | Jun 2025 (1y) | ||
| Andrew Lei Kinunen | Registered representative | Jun 2025 (1y) | ||
| Ann Zlamal | Registered representative | Jun 2025 (1y) | ||
| David Paul Miller | Registered representative | Jun 2025 (1y) | ||
| Kimberly Ann Coleman | Registered representative | Jun 2025 (1y) | ||
| Scott George Allison | Registered representative | CFP | Jun 2025 (1y) | |
| Colton Matthew Cottrell | Registered representative | Jun 2025 (1y) | ||
| Alex Anthony Scepaniak | Registered representative | Jun 2025 (1y) | ||
| David Richard Bailey | Registered representative | Jun 2025 (1y) | ||
| Jacob Levi Lohrmeyer | Registered representative | Jun 2025 (1y) | ||
| Kyle Steven Vinci | Registered representative | Jun 2025 (1y) | ||
| Michael Clark Bogseth | Registered representative | CFP | Jun 2025 (1y) | |
| Evan Michael Heim | Registered representative | Jun 2025 (1y) | ||
| Broderick Daniel Zach | Registered representative | Jun 2025 (1y) | ||
| Brent Robert Bridenback | Registered representative | Jul 2025 (1y) | ||
| Ryan T Chester | Registered representative | Jul 2025 (1y) | ||
| Wendy Michelle Conner | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Hunter Lee Hesslen | Registered representative | Jul 2025 (1y) | ||
| Jose Miguel Abrams Arroyo | Registered representative | Jul 2025 (1y) | ||
| Benjamin Grant Seran | Registered representative | Jul 2025 (1y) | ||
| Laura Nicole Leslie | Registered representative | Jul 2025 (1y) | ||
| Brandon Scott Peddycoart | Registered representative | Jul 2025 (1y) | ||
| Peter G Lucier | Registered representative | Jul 2025 (1y) | ||
| Suzanna Passey | Registered representative | Jul 2025 (1y) | ||
| David Mark Cornwell | Registered representative | Jul 2025 (1y) | ||
| Nicholas Mirecki | Registered representative | Jul 2025 (1y) | ||
| Brent Curtis Bowman | Registered representative | CFP | Jul 2025 (1y) | |
| Izabel Marie Normand | Registered representative | Jul 2025 (1y) | ||
| Elliott Gene Nielsen | Registered representative | Jul 2025 (1y) | ||
| Jimmy Shannon Forbis | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Pope Jackson Rivers | Registered representative | Jul 2025 (1y) | ||
| David Legrand Payne | Registered representative | Jul 2025 (1y) | ||
| Michelle Alexander | Registered representative | Jul 2025 (1y) | ||
| Wade Henry Paffenroth | Registered representative | CFP Chartered Financial Consultant | Jul 2025 (1y) | |
| Zachary David Payne | Registered representative | Jul 2025 (1y) | ||
| Nicholas Joseph Unis | Registered representative | Jul 2025 (1y) | ||
| Sage Lili Banchy | Registered representative | Jul 2025 (1y) | ||
| Tyler L Roach | Registered representative | Jul 2025 (1y) | ||
| Ian Mitchell Massey | Registered representative | Jul 2025 (1y) | ||
| Jon Mark Massey | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Kyle Nathaniel Massey | Registered representative | Jul 2025 (1y) | ||
| Nicole Pruet | Registered representative | Jul 2025 (1y) | ||
| Paul Michael Leone | Registered representative | Jul 2025 (1y) | ||
| Tyler Andrew Giddings | Registered representative | Jul 2025 (1y) | ||
| Claire G Besant | Registered representative | Jul 2025 (1y) | ||
| Tyler Brashears | Registered representative | Jul 2025 (1y) | ||
| Claire Marie Love | Registered representative | Jul 2025 (1y) | ||
| Hallah Helena Fonseca | Registered representative | Jul 2025 (1y) | ||
| James Paul Berndt | Registered representative | CFP | Jul 2025 (1y) | |
| Randee Kay Cook | Registered representative | CFP | Jul 2025 (1y) | |
| Richard Wayne Balhoff | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Collette Aline Shifflett | Registered representative | Jul 2025 (1y) | ||
| Dominick Salvatore | Registered representative | Jul 2025 (1y) | ||
| Cory T Albrecht | Registered representative | Jul 2025 (1y) | ||
| Jake A Boberg | Registered representative | Jul 2025 (1y) | ||
| Parker Austin Cleveland | Registered representative | Aug 2025 (1y) | ||
| Andrew Eugene Mardar | Registered representative | Aug 2025 (1y) | ||
| Amanda Marie Unger | Registered representative | Aug 2025 (1y) | ||
| John Alexander Barga | Registered representative | CFP | Aug 2025 (1y) | |
| Owen R Corry | Registered representative | Aug 2025 (1y) | ||
| Scott Welling | Registered representative | Aug 2025 (1y) | ||
| Joelle D Spear | Registered representative | CFP | Aug 2025 (1y) | |
| Cannon Charles Wray | Registered representative | Aug 2025 (1y) | ||
| Jeremy Wilmes | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Timothy Richard Rossiter | Registered representative | CFP | Aug 2025 (1y) | |
| Mark Ernest Laflamme | Registered representative | Aug 2025 (1y) | ||
| Herman Federico Ruiz | Registered representative | Aug 2025 (1y) | ||
| Liam Peck | Registered representative | Aug 2025 (1y) | ||
| Brian Ashley Nelson | Registered representative | Aug 2025 (1y) | ||
| Max Joaquin Molina | Registered representative | Aug 2025 (1y) | ||
| Alaina Lynn Lotito | Registered representative | Aug 2025 (1y) | ||
| Kole Douglas Johnson | Registered representative | Aug 2025 (1y) | ||
| Nayland Prince | Registered representative | Aug 2025 (1y) | ||
| Brendan Scott Connelly | Registered representative | Aug 2025 (1y) | ||
| Mandy Kay Dollar | Registered representative | Aug 2025 (1y) | ||
| Brett Lee Crouse | Registered representative | Aug 2025 (1y) | ||
| Drew Lawrence Malkin | Registered representative | CFP | Aug 2025 (1y) | |
| Frank Joseph Fattizzi | Registered representative | Aug 2025 (1y) | ||
| Gaye Messmer Pike | Registered representative | CFP | Aug 2025 (1y) | |
| Jack Puder | Registered representative | Aug 2025 (1y) | ||
| James Levin | Registered representative | CFP | Aug 2025 (1y) | |
| Jennifer Lynn Wallis | Registered representative | Aug 2025 (1y) | ||
| Jesse Rogers Clayton | Registered representative | Aug 2025 (1y) | ||
| Justin M Seivert | Registered representative | Aug 2025 (1y) | ||
| Louis Anthony Addesso | Registered representative | Aug 2025 (1y) | ||
| Leonard David Teplitsky | Registered representative | Aug 2025 (1y) | ||
| Montee Allan Sneed | Registered representative | CFP | Aug 2025 (1y) | |
| Thomas Hardin Sneed | Registered representative | Aug 2025 (1y) | ||
| Tracey L Story | Registered representative | Aug 2025 (1y) | ||
| Brian Francis Pearce | Registered representative | Aug 2025 (1y) | ||
| Cody J Mcbride | Registered representative | Aug 2025 (1y) | ||
| Elijah Dale Walcott | Registered representative | Aug 2025 (1y) | ||
| Ellias David Stabinsky | Registered representative | Aug 2025 (1y) | ||
| Joseph Cummings | Registered representative | Aug 2025 (1y) | ||
| Eliyahu Meir Scholl | Registered representative | Aug 2025 (1y) | ||
| Ian Carter Bates | Registered representative | Aug 2025 (1y) | ||
| Jack Ryan Di Muzio | Registered representative | Aug 2025 (1y) | ||
| Jennifer Duvon Morgan | Registered representative | Aug 2025 (1y) | ||
| Matthew Douglas Parker | Registered representative | Aug 2025 (1y) | ||
| Collin Vincent Mc Aninch | Registered representative | Aug 2025 (1y) | ||
| Darin Jay Bourgeois | Registered representative | Aug 2025 (1y) | ||
| Joseph Michael Hoppenjans | Registered representative | Aug 2025 (1y) | ||
| Dominic Kennedy | Registered representative | Aug 2025 (1y) | ||
| Emmett Russell Ray | Registered representative | Aug 2025 (1y) | ||
| Joshua Blaine Lee | Registered representative | Aug 2025 (1y) | ||
| Kari Jo Schaffer | Registered representative | Aug 2025 (1y) | ||
| William Gregg Chamberlin | Registered representative | Aug 2025 (1y) | ||
| Chad Ross Allen | Registered representative | Aug 2025 (1y) | ||
| Matthew James Christensen | Registered representative | Aug 2025 (1y) | ||
| Kenichi Igarashi | Registered representative | Aug 2025 (1y) | ||
| Mark Allen Oglesby | Registered representative | Aug 2025 (1y) | ||
| Patrick William Mendoza | Registered representative | Aug 2025 (1y) | ||
| Tyler Steven Campbell | Registered representative | Aug 2025 (1y) | ||
| Aaron Nazar Johnson | Registered representative | Aug 2025 (1y) | ||
| Cory Joseph Leckie | Registered representative | Aug 2025 (1y) | ||
| Joshua Frank Mason | Registered representative | Aug 2025 (1y) | ||
| Stephen Harper | Registered representative | Aug 2025 (1y) | ||
| Corbin Holder | Registered representative | Aug 2025 (1y) | ||
| Jeret James Crouse | Registered representative | Aug 2025 (1y) | ||
| Emma Nicole Russell | Registered representative | Sep 2025 (1y) | ||
| Erin Leanne Iannone | Registered representative | Sep 2025 (1y) | ||
| John Bullock Demere | Registered representative | Sep 2025 (1y) | ||
| Jonah James Watt | Registered representative | Sep 2025 (1y) | ||
| Julie Anne Patterson D'angelo | Registered representative | Sep 2025 (1y) | ||
| Michael Todd Kiper | Registered representative | Sep 2025 (1y) | ||
| Rachel M. Wood | Registered representative | Sep 2025 (1y) | ||
| Samuel Martinez | Registered representative | Sep 2025 (1y) | ||
| Steven Bruce Goldis | Registered representative | Sep 2025 (1y) | ||
| Tressa R Wood | Registered representative | CFP | Sep 2025 (1y) | |
| William D Davoli | Registered representative | Sep 2025 (1y) | ||
| Jennifer Valentine | Registered representative | Sep 2025 (1y) | ||
| Peyton Lindman Marshall | Registered representative | Sep 2025 (1y) | ||
| Holly Michelle Kiper | Registered representative | Sep 2025 (1y) | ||
| Ian Wayne Bancroft | Registered representative | Sep 2025 (1y) | ||
| James M Halverson | Registered representative | Sep 2025 (1y) | ||
| Madeline Wolfson | Registered representative | Sep 2025 (1y) | ||
| Maxwell Gordon Armstrong | Registered representative | Sep 2025 (1y) | ||
| Ajay Ramesh Anand | Registered representative | CFP | Sep 2025 (1y) | |
| Sage Hoovel Kendall | Registered representative | Sep 2025 (1y) | ||
| Dawn Lynn Green | Registered representative | Sep 2025 (1y) | ||
| Bruce Clark Hopper | Registered representative | Sep 2025 (1y) | ||
| Kevin John Kocsis | Registered representative | Sep 2025 (1y) | ||
| William John Mulligan | Registered representative | Sep 2025 (1y) | ||
| Jacob Thomas Cimino | Registered representative | Sep 2025 (1y) | ||
| Austin Vanderhoof | Registered representative | Sep 2025 (1y) | ||
| Derek A Meka | Registered representative | Sep 2025 (1y) | ||
| Jake Tyler Gross | Registered representative | CFP | Sep 2025 (1y) | |
| Sean Glenn Kelley | Registered representative | Sep 2025 (1y) | ||
| Craig Peterson | Registered representative | Sep 2025 (1y) | ||
| Anna Ruth Fransen | Registered representative | CFP Chartered Financial Consultant | Sep 2025 (1y) | |
| Mitchell Evan Kennedy | Registered representative | Sep 2025 (1y) | ||
| Scott Spinner | Registered representative | Sep 2025 (1y) | ||
| Andrew Mark Larocco | Registered representative | Sep 2025 (1y) | ||
| Dillon Horst | Registered representative | Sep 2025 (1y) | ||
| Amanda Kay Miller | Registered representative | Sep 2025 (1y) | ||
| Heidi Ann Detmer | Registered representative | Sep 2025 (1y) | ||
| Melissa D Mcfadden | Registered representative | Sep 2025 (1y) | ||
| Melissa Lynn Crow | Registered representative | Sep 2025 (1y) | ||
| Joshua Alan Weaver | Registered representative | Sep 2025 (1y) | ||
| Keith Waterman | Registered representative | Sep 2025 (1y) | ||
| Matthew David Weaver | Registered representative | CFP | Sep 2025 (1y) | |
| Matthew Kent Burke | Registered representative | CFP | Sep 2025 (1y) | |
| Walter John Podgurski | Registered representative | Sep 2025 (1y) | ||
| Michael Frederick Lawless | Registered representative | Sep 2025 (1y) | ||
| John Mark Orear | Registered representative | Sep 2025 (1y) | ||
| Lawrence Rocha | Registered representative | Sep 2025 (1y) | ||
| Antonio Stavros Kavouriou | Registered representative | Oct 2025 (1y) | ||
| Dawnna Darlene Wilson | Registered representative | Oct 2025 (1y) | ||
| Gregory Scott Lester | Registered representative | Oct 2025 (1y) | ||
| James L Hinck | Registered representative | CFP | Oct 2025 (1y) | |
| Jo Anne C Marino | Registered representative | Oct 2025 (1y) | ||
| John Wilhelm Hinck | Registered representative | Oct 2025 (1y) | ||
| Jacob Wells | Registered representative | Oct 2025 (1y) | ||
| Thomas John Hinck | Registered representative | CFP | Oct 2025 (1y) | |
| Terrell Perry | Registered representative | Oct 2025 (1y) | ||
| Lindsay Rae Smith | Registered representative | CFP | Oct 2025 (1y) | |
| Tristan Benjamin Dupont | Registered representative | Oct 2025 (1y) | ||
| Daniel Delguidice | Registered representative | Oct 2025 (1y) | ||
| Matthew Richard Barnes | Registered representative | Oct 2025 (1y) | ||
| Stefan Arthur Johnson | Registered representative | Oct 2025 (1y) | ||
| Nathan Severlee Salhus | Registered representative | Oct 2025 (1y) | ||
| Richard Eugene Wilson | Registered representative | Oct 2025 (1y) | ||
| Steven Michael Kampwerth | Registered representative | CFP | Oct 2025 (1y) | |
| Brian Edwin Griffith | Registered representative | CFP | Oct 2025 (1y) | |
| Mark Brian Degner | Registered representative | Oct 2025 (1y) | ||
| Montgomery Smith Jackson | Registered representative | Oct 2025 (1y) | ||
| Nathan Robert Truax | Registered representative | Oct 2025 (1y) | ||
| Thomas Robert Manuel | Registered representative | Oct 2025 (1y) | ||
| Philip Louis Nicosia | Registered representative | CFA | Oct 2025 (1y) | |
| Bryon Richard Oines | Registered representative | Oct 2025 (1y) | ||
| Laura Nicole White | Registered representative | Oct 2025 (1y) | ||
| Christopher Michael Auten | Registered representative | CFP CFA | Oct 2025 (1y) | |
| Keenan Jerel Cardona | Registered representative | Oct 2025 (1y) | ||
| Davis Christopher Tingley | Registered representative | Oct 2025 (1y) | ||
| Matthew Roy Hubbell | Registered representative | Oct 2025 (1y) | ||
| Nicholas P Nachbur | Registered representative | Oct 2025 (1y) | ||
| Lyndsay Joviann Meier | Registered representative | Oct 2025 (1y) | ||
| Alex J Vanden Boogaard | Registered representative | Oct 2025 (1y) | ||
| Arville Edward Cline | Registered representative | Oct 2025 (1y) | ||
| Brandon Corey Miller | Registered representative | Oct 2025 (1y) | ||
| Craig Allen Tuemler | Registered representative | Oct 2025 (1y) | ||
| David Brian Collins | Registered representative | Oct 2025 (1y) | ||
| Mark Richard Gallagher | Registered representative | CFP | Oct 2025 (1y) | |
| Stephen Wayne Smith | Registered representative | Oct 2025 (1y) | ||
| Sylvia Leigh Sterling | Registered representative | CFP | Oct 2025 (1y) | |
| Zachary David Sallade | Registered representative | Oct 2025 (1y) | ||
| Dylan Bright | Registered representative | Oct 2025 (1y) | ||
| Jenelle Baker | Registered representative | Oct 2025 (1y) | ||
| Ryan Edward Nielsen | Registered representative | Oct 2025 (1y) | ||
| Valerie Hillstrom | Registered representative | Oct 2025 (1y) | ||
| Shellie Ann Greer | Registered representative | Oct 2025 (1y) | ||
| Virginia Elaine Moss | Registered representative | Oct 2025 (1y) | ||
| David D Peterson | Registered representative | Oct 2025 (1y) | ||
| Kirsten Leigh Schuman | Registered representative | Oct 2025 (1y) | ||
| Dmitry Goldin | Registered representative | Oct 2025 (1y) | ||
| Colin James Vorreyer | Registered representative | Oct 2025 (1y) | ||
| John Thomas Evans | Registered representative | CFP | Oct 2025 (1y) | |
| Mitchell Grover Moore | Registered representative | Oct 2025 (1y) | ||
| William Wyatt Dale | Registered representative | Oct 2025 (1y) | ||
| Jordan Paul Zimmerman | Registered representative | Oct 2025 (1y) | ||
| Scott Francis Purcell | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Simeon Charles Moes | Registered representative | CFP Chartered Financial Consultant | Oct 2025 (1y) | |
| Amanda Rae Hespen | Registered representative | Oct 2025 (1y) | ||
| Aaron Thomas Hargrave | Registered representative | Oct 2025 (1y) | ||
| Juan Felipe Sarmiento | Registered representative | Oct 2025 (1y) | ||
| Nicholas Kurdziel | Registered representative | Oct 2025 (1y) | ||
| Sydney Charleton | Registered representative | Oct 2025 (1y) | ||
| Brigham Scholes Bateman | Registered representative | Oct 2025 (1y) | ||
| Paul Andrew Kyrimis | Registered representative | Oct 2025 (1y) | ||
| Will Allen | Registered representative | Oct 2025 (1y) | ||
| Anthony Brodeur | Registered representative | Nov 2025 (1y) | ||
| Cody Patrick Colville | Registered representative | Nov 2025 (1y) | ||
| Joshua James Hummel | Registered representative | Nov 2025 (1y) | ||
| Michael James Taylor | Registered representative | Nov 2025 (1y) | ||
| Price Chipley French | Registered representative | Nov 2025 (1y) | ||
| Deborah Lynn Koch | Registered representative | Nov 2025 (1y) | ||
| Lorena Janette Olivas | Registered representative | Nov 2025 (1y) | ||
| Stephen Tyler Ingalls | Registered representative | Nov 2025 (1y) | ||
| Susan Svazs | Registered representative | Nov 2025 (1y) | ||
| Vincenzo Leto | Registered representative | Nov 2025 (1y) | ||
| Brett Anthony Swisher | Registered representative | CFP | Nov 2025 (1y) | |
| Evan Charles Abel | Registered representative | Nov 2025 (1y) | ||
| Jonathan Frederick Garton | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Britney Taylor Gorley | Registered representative | Nov 2025 (1y) | ||
| Scott Michael Hanish | Registered representative | Nov 2025 (1y) | ||
| Adam Charles Morton | Registered representative | Nov 2025 (1y) | ||
| Hugo James Kogler Ventura Baptista | Registered representative | Nov 2025 (1y) | ||
| Michael Joseph Bateman | Registered representative | Nov 2025 (1y) | ||
| Robert Foster Mc Guirk | Registered representative | CFP | Nov 2025 (1y) | |
| Amber Nicole Hepler | Registered representative | Nov 2025 (1y) | ||
| Richard Paul Mills | Registered representative | Nov 2025 (1y) | ||
| William Eric Bishoff | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| Alexander Logan Goldstein | Registered representative | Nov 2025 (1y) | ||
| Lloyd Evans Sprague | Registered representative | Nov 2025 (1y) | ||
| Mason Collins Samuels | Registered representative | Nov 2025 (1y) | ||
| Ryan Nuu | Registered representative | Nov 2025 (1y) | ||
| Samuel Ryan Grizzle | Registered representative | Nov 2025 (1y) | ||
| Davis Sahr | Registered representative | Nov 2025 (1y) | ||
| Michael Robert Mckillip | Registered representative | CFP | Nov 2025 (1y) | |
| Roger Wayne Shumaker | Registered representative | Nov 2025 (1y) | ||
| Austin Trupe | Registered representative | Nov 2025 (1y) | ||
| Megan Mikaela Voelker | Registered representative | Nov 2025 (1y) | ||
| Eli Neal Cohen | Registered representative | Nov 2025 (1y) | ||
| Luka Anton Pavlina | Registered representative | CFP | Nov 2025 (1y) | |
| Angela Marcel Gavin | Registered representative | Nov 2025 (1y) | ||
| Darren M De Angelis | Registered representative | Nov 2025 (1y) | ||
| Joshua Reed | Registered representative | Nov 2025 (1y) | ||
| Devin John Mc Dermott | Registered representative | Nov 2025 (1y) | ||
| Ryan Michael Parker | Registered representative | Nov 2025 (1y) | ||
| Ted Ross Emerson | Registered representative | Nov 2025 (1y) | ||
| Tonya Hammet Sax | Registered representative | Nov 2025 (1y) | ||
| Andrew Petralia | Registered representative | Nov 2025 (1y) | ||
| Ryan Baquero | Registered representative | Nov 2025 (1y) | ||
| Scott Martin Surace | Registered representative | Nov 2025 (1y) | ||
| Zachary Guinan | Registered representative | Nov 2025 (1y) | ||
| Joseph James Perry | Registered representative | CFP | Nov 2025 (1y) | |
| William Claude Evans | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| Mason Carver | Registered representative | Nov 2025 (1y) | ||
| Nathan Scott Sanders | Registered representative | CFP | Nov 2025 (1y) | |
| Richard Clinton | Registered representative | Nov 2025 (1y) | ||
| Suzanne Stephens Ellis | Registered representative | Nov 2025 (1y) | ||
| Troy Lynn Wootton | Registered representative | Nov 2025 (1y) | ||
| Zachary David Kirkwood | Registered representative | Nov 2025 (1y) | ||
| Andrew Robert Peick | Registered representative | Nov 2025 (1y) | ||
| Cole Horacek | Registered representative | Dec 2025 (1y) | ||
| Erin Barker | Registered representative | Dec 2025 (1y) | ||
| Jennifer Lynn Draheim | Registered representative | Dec 2025 (1y) | ||
| Richard Higbee | Registered representative | Dec 2025 (1y) | ||
| Richard Zakery Dearinger | Registered representative | Dec 2025 (1y) | ||
| Samuel Lee Dickinson | Registered representative | Dec 2025 (1y) | ||
| Kyle Hanson | Registered representative | Dec 2025 (1y) | ||
| Terry Michael Johnson | Registered representative | Dec 2025 (1y) | ||
| Brady Madigan | Registered representative | Dec 2025 (1y) | ||
| Chester Ryan Westfall | Registered representative | Dec 2025 (1y) | ||
| Gavin Tyler Kendall | Registered representative | Dec 2025 (1y) | ||
| Jaylen Raye | Registered representative | Dec 2025 (1y) | ||
| Matthew David Brickel | Registered representative | Dec 2025 (1y) | ||
| Brian Thomas Gruss | Registered representative | Dec 2025 (1y) | ||
| Jamie Lee Cain | Registered representative | Dec 2025 (1y) | ||
| Ethan Thomas Blanchard | Registered representative | Dec 2025 (1y) | ||
| Keith Alan Platte | Registered representative | Dec 2025 (1y) | ||
| Andrew Cobb Murphy | Registered representative | Dec 2025 (1y) | ||
| Joseph Darren Doganieri | Registered representative | Dec 2025 (1y) | ||
| Matthew Alexander Ros | Registered representative | Dec 2025 (1y) | ||
| Alexander Griffin Blasi | Registered representative | Dec 2025 (1y) | ||
| Liam Joseph Di Fonzo | Registered representative | Dec 2025 (1y) | ||
| Philip Michael Henry | Registered representative | Dec 2025 (1y) | ||
| Alexander Daniel Gannett | Registered representative | Dec 2025 (1y) | ||
| Kimball Obeng | Registered representative | Dec 2025 (1y) | ||
| Andrea Waidner | Registered representative | Dec 2025 (1y) | ||
| Anthony George Muttillo | Registered representative | CFP | Dec 2025 (1y) | |
| Michael Jeffrey Peters | Registered representative | Dec 2025 (1y) | ||
| William Harris Evans | Registered representative | Dec 2025 (1y) | ||
| Gregory W Kalosieh | Registered representative | Dec 2025 (1y) | ||
| Cynthia Susan Pelosi | Registered representative | Dec 2025 (1y) | ||
| Maico Santos | Registered representative | Dec 2025 (1y) | ||
| Mitchell Wai Kong Satoji Chong | Registered representative | Jan 2026 (1y) | ||
| Gregory Francesco Costantino | Registered representative | Jan 2026 (1y) | ||
| Juan Sebastian Lara Turner | Registered representative | Jan 2026 (1y) | ||
| Louis Allen Mcdonough | Registered representative | Jan 2026 (1y) | ||
| Matthew Thomas La Bianca | Registered representative | Jan 2026 (1y) | ||
| Tracy Lynn Nafe | Registered representative | Jan 2026 (1y) | ||
| Zebadiah Stuart Harvey | Registered representative | Jan 2026 (1y) | ||
| Dustin Sullivan | Registered representative | Jan 2026 (1y) | ||
| Elizabeth Ann Rodriguez | Registered representative | Jan 2026 (1y) | ||
| Jordan James Owens | Registered representative | Jan 2026 (1y) | ||
| Michael David Picker | Registered representative | Jan 2026 (1y) | ||
| Shelly Lane Dukes | Registered representative | Jan 2026 (1y) | ||
| Evan Kowalczyk | Registered representative | Jan 2026 (1y) | ||
| Kevin Liam Ovington | Registered representative | Jan 2026 (1y) | ||
| Kenneth Hauck | Registered representative | Jan 2026 (1y) | ||
| La Monica Tipton | Registered representative | Jan 2026 (1y) | ||
| Stephen Glen Hilbish | Registered representative | Jan 2026 (1y) | ||
| Christopher S Weber | Registered representative | Jan 2026 (1y) | ||
| Connor William Kellermyer | Registered representative | Jan 2026 (1y) | ||
| Dylan James Lisitza | Registered representative | Jan 2026 (1y) | ||
| Jessica Elizabeth Stroh | Registered representative | Jan 2026 (1y) | ||
| Jacob Owen Shupe | Registered representative | Jan 2026 (1y) | ||
| Matthew Oliver Riskin | Registered representative | Jan 2026 (1y) | ||
| Ann Abel Cooper | Registered representative | CFP | Jan 2026 (1y) | |
| Chris Jon Livingston | Registered representative | Jan 2026 (1y) | ||
| Jason S Cohen | Registered representative | CFP | Jan 2026 (1y) | |
| Matthew J Drehs | Registered representative | Jan 2026 (1y) | ||
| Melanie Carol Tanaka | Registered representative | CFP | Jan 2026 (1y) | |
| Cole Roth | Registered representative | Jan 2026 (1y) | ||
| Joyce Tanaka | Registered representative | Jan 2026 (1y) | ||
| Cody James Steele | Registered representative | Jan 2026 (1y) | ||
| Alex Harrison Neumann | Registered representative | Jan 2026 (1y) | ||
| Emily Faulkner | Registered representative | Jan 2026 (1y) | ||
| Nathan Lawrence Davis | Registered representative | Jan 2026 (1y) | ||
| Brandi Nicole Blaylock | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| David P Calderon | Registered representative | Jan 2026 (1y) | ||
| Levi Daniel Bean | Registered representative | Jan 2026 (1y) | ||
| Tania M. Louque | Registered representative | Jan 2026 (1y) | ||
| Ramona Theresa Panday | Registered representative | Jan 2026 (1y) | ||
| Graham Marshall Kent | Registered representative | Jan 2026 (1y) | ||
| Lawrence Leslie Riddell | Registered representative | Jan 2026 (1y) | ||
| Gary L Shumate | Registered representative | Jan 2026 (1y) | ||
| Jeffrey Marko | Registered representative | CFP | Jan 2026 (1y) | |
| Alyssa Rose Cruz | Registered representative | Jan 2026 (1y) | ||
| Isabella Sophia Xenakis | Registered representative | Jan 2026 (1y) | ||
| Noah Lee Nabb | Registered representative | Jan 2026 (1y) | ||
| Avery John Tannenbaum | Registered representative | Jan 2026 (1y) | ||
| Justin Allen Smith | Registered representative | Jan 2026 (1y) | ||
| Thomas Edwin Perry | Registered representative | Jan 2026 (1y) | ||
| Connor Todd Ruth | Registered representative | CFP | Jan 2026 (1y) | |
| Mitchell Clancy Meyers | Registered representative | Jan 2026 (1y) | ||
| Shannon Reid | Registered representative | Jan 2026 (1y) | ||
| Timothy Kenneth Meyers | Registered representative | Jan 2026 (1y) | ||
| Louis M Bruno | Registered representative | Jan 2026 (1y) | ||
| Sabrina Bennett Southworth | Registered representative | Jan 2026 (1y) | ||
| Brian Jay Fruend | Registered representative | Feb 2026 (0y) | ||
| Grant Michael Lockwood | Registered representative | Feb 2026 (0y) | ||
| Jason Hummel | Registered representative | Feb 2026 (0y) | ||
| Julie Ann Meyer | Registered representative | Feb 2026 (0y) | ||
| Michael Patrick Murray | Registered representative | Feb 2026 (0y) | ||
| Samuel Frank Galatioto | Registered representative | Feb 2026 (0y) | ||
| Daniel Aaron Niemeyer | Registered representative | Feb 2026 (0y) | ||
| Issiah Burks | Registered representative | Feb 2026 (0y) | ||
| Kenneth Steven Spitzbard | Registered representative | Feb 2026 (0y) | ||
| Meagan Rampley Audas | Registered representative | Feb 2026 (0y) | ||
| James Allan | Registered representative | Feb 2026 (0y) | ||
| Jason Jensen | Registered representative | Feb 2026 (0y) | ||
| Nicole Elizabeth Sedano | Registered representative | Feb 2026 (0y) | ||
| David Earl Hitchcock | Registered representative | CFP Chartered Financial Consultant | Feb 2026 (0y) | |
| Zachary Zakaria | Registered representative | Feb 2026 (0y) | ||
| Brooke Phoebe Paz | Registered representative | Feb 2026 (0y) | ||
| Kaitlyn Michelle Senn | Registered representative | Feb 2026 (0y) | ||
| Malcolm Macdonald Thomas | Registered representative | Feb 2026 (0y) | ||
| Marciana Adina Elliott | Registered representative | Feb 2026 (0y) | ||
| Stuart Max Gollomp | Registered representative | Feb 2026 (0y) | ||
| Amy Shaun Bennett | Registered representative | Feb 2026 (0y) | ||
| Hunter Thomas Lively | Registered representative | Feb 2026 (0y) | ||
| Jeffrey Michael Welsh | Registered representative | Feb 2026 (0y) | ||
| Scott James Mastocciolo | Registered representative | Feb 2026 (0y) | ||
| Andrew Joseph Applequist | Registered representative | Feb 2026 (0y) | ||
| Jason David Walls | Registered representative | Feb 2026 (0y) | ||
| Zachary W Szczybor | Registered representative | Feb 2026 (0y) | ||
| Michael Otoole | Registered representative | Feb 2026 (0y) | ||
| Nicholas Isaac Stiefel | Registered representative | Feb 2026 (0y) | ||
| Nicholas Joseph Amatulle | Registered representative | Feb 2026 (0y) | ||
| Kevin Lee Murdock | Registered representative | Feb 2026 (0y) | ||
| Aaron Scheg | Registered representative | Feb 2026 (0y) | ||
| Braham Jeffrey Duncan | Registered representative | Feb 2026 (0y) | ||
| Hunter Robert William Fritts | Registered representative | Feb 2026 (0y) | ||
| Luke Opsahl | Registered representative | Feb 2026 (0y) | ||
| Elissa Raye Levy | Registered representative | Feb 2026 (0y) | ||
| Hadley Ann Nielson | Registered representative | CFP | Feb 2026 (0y) | |
| Joshua Aaron Koblin | Registered representative | Feb 2026 (0y) | ||
| Thomas Wagner | Registered representative | Feb 2026 (0y) | ||
| Mason Hunter Smith | Registered representative | Feb 2026 (0y) | ||
| William R Long | Registered representative | CFP | Feb 2026 (0y) | |
| Bryan Scott Graczyk | Registered representative | CFP | Feb 2026 (0y) | |
| Kerisha S Stewart | Registered representative | Feb 2026 (0y) | ||
| William Scott Dijak | Registered representative | CFP | Feb 2026 (0y) | |
| Andrew Parks | Registered representative | Feb 2026 (0y) | ||
| Chris Castro | Registered representative | Feb 2026 (0y) | ||
| Jake Richard Dandurand | Registered representative | Feb 2026 (0y) | ||
| Jimmy James Kuka | Registered representative | Feb 2026 (0y) | ||
| Paul Daniel Penzel | Registered representative | CFP | Feb 2026 (0y) | |
| Scott Thornton Blanchard | Registered representative | Feb 2026 (0y) | ||
| Savas Nick Constantinou | Registered representative | CFP | Feb 2026 (0y) | |
| Jeffrey Joseph Oprondek | Registered representative | Feb 2026 (0y) | ||
| Joseph James | Registered representative | Feb 2026 (0y) | ||
| Katharine Perry | Registered representative | CFP | Feb 2026 (0y) | |
| Amber Nicole Reams | Registered representative | Feb 2026 (0y) | ||
| Evan Kirsch | Registered representative | Feb 2026 (0y) | ||
| Heather Lyn Hackett | Registered representative | CFP | Feb 2026 (0y) | |
| John Cabala | Registered representative | Feb 2026 (0y) | ||
| Claire Elise Hrlevich | Registered representative | Mar 2026 (0y) | ||
| Douglas P Geron | Registered representative | Mar 2026 (0y) | ||
| Drew William Brown | Registered representative | Mar 2026 (0y) | ||
| Jason Lewis Wallace | Registered representative | Mar 2026 (0y) | ||
| Jessica Myers | Registered representative | Mar 2026 (0y) | ||
| Andrew Rutchik Gardner | Registered representative | CFP | Mar 2026 (0y) | |
| Frances Rutchik Gardner | Registered representative | CFP | Mar 2026 (0y) | |
| Gabriella M Gamble | Registered representative | Mar 2026 (0y) | ||
| Jonathon E Dodd | Registered representative | Mar 2026 (0y) | ||
| Kyle Mc Guffey | Registered representative | Mar 2026 (0y) | ||
| Patrick Kincanon Wallace | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Scott Joseph Pollaci | Registered representative | CFP CFA | Mar 2026 (0y) | |
| Daniel Christopher Beeson | Registered representative | Mar 2026 (0y) | ||
| Steven Michael Vitangelo Keeley | Registered representative | Mar 2026 (0y) | ||
| Tyler Mc Conville | Registered representative | CFP Chartered Financial Consultant | Mar 2026 (0y) | |
| Zachary A Fallas | Registered representative | Mar 2026 (0y) | ||
| Emilia Rae Galletti | Registered representative | Mar 2026 (0y) | ||
| Jackson Mccausland | Registered representative | Mar 2026 (0y) | ||
| Grant Hartman Ulrick | Registered representative | CFP | Mar 2026 (0y) | |
| Allison Katherine Kelly | Registered representative | Mar 2026 (0y) | ||
| Ashleigh Elizabeth Scheidweiler | Registered representative | Mar 2026 (0y) | ||
| Elliott Gitt | Registered representative | Mar 2026 (0y) | ||
| Nicholas Jay Morreale | Registered representative | Mar 2026 (0y) | ||
| Tyler John Gunderson | Registered representative | Mar 2026 (0y) | ||
| Evan Mackavich | Registered representative | Mar 2026 (0y) | ||
| Zachary Sherin | Registered representative | Mar 2026 (0y) | ||
| Benjamin Pecora | Registered representative | Mar 2026 (0y) | ||
| Roger Darosa Correa | Registered representative | Mar 2026 (0y) | ||
| Antonio Competiello | Registered representative | Mar 2026 (0y) | ||
| Chase Alan Demaree | Registered representative | Mar 2026 (0y) | ||
| Justin Schueneman | Registered representative | Mar 2026 (0y) | ||
| Marshall D Chasek | Registered representative | Mar 2026 (0y) | ||
| Alexis Tedi Romero Neiman | Registered representative | Mar 2026 (0y) | ||
| Pamela Sue Ghezzi | Registered representative | Mar 2026 (0y) | ||
| Steven Lane Dobler | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Wynne Barefoot Curran | Registered representative | Mar 2026 (0y) | ||
| Abigail Ferenczy | Registered representative | Mar 2026 (0y) | ||
| Jason Daniel Moore | Registered representative | Mar 2026 (0y) | ||
| Richard Timothy Curran | Registered representative | CFP | Mar 2026 (0y) | |
| Jonathan Rekedal | Registered representative | Mar 2026 (0y) | ||
| Trevor R Bohling | Registered representative | Mar 2026 (0y) | ||
| Tyler Yim | Registered representative | Mar 2026 (0y) | ||
| Brandon Philip Do Mckenzie | Registered representative | Mar 2026 (0y) | ||
| Kyle Bradley Mauck | Registered representative | Mar 2026 (0y) | ||
| Christopher Cecil Lamb | Registered representative | Mar 2026 (0y) | ||
| Nancy Snow Branham | Registered representative | Mar 2026 (0y) | ||
| Ana Maria Wagner | Registered representative | Mar 2026 (0y) | ||
| Cory Bannester | Registered representative | Mar 2026 (0y) | ||
| Justin David O'bannon | Registered representative | Mar 2026 (0y) | ||
| Pratt Michael Rexford | Registered representative | Mar 2026 (0y) | ||
| Tyler Donald Neary | Registered representative | Mar 2026 (0y) | ||
| Andrew Michael Chattos | Registered representative | Mar 2026 (0y) | ||
| Carrie Lynn Anton | Registered representative | Mar 2026 (0y) | ||
| Jonathan Scott Johnson | Registered representative | Mar 2026 (0y) | ||
| Sean Matthew Mc Lean | Registered representative | Mar 2026 (0y) | ||
| Christine Marie Tyjeski | Registered representative | Mar 2026 (0y) | ||
| David James T Ong Guan Pun | Registered representative | Mar 2026 (0y) | ||
| Geraldine Anne Spinella | Registered representative | Mar 2026 (0y) | ||
| Nickolas Joseph Allar | Registered representative | Mar 2026 (0y) | ||
| Nathan Todd Mosier | Registered representative | Mar 2026 (0y) | ||
| Andre Lee | Registered representative | Apr 2026 (0y) | ||
| Samuel Abraham Glass | Registered representative | Apr 2026 (0y) | ||
| Ryan Coleman | Registered representative | Apr 2026 (0y) | ||
| Tyler Dean Hewlett | Registered representative | Apr 2026 (0y) | ||
| Thomas Patrick Fallon | Registered representative | Apr 2026 (0y) | ||
| Luke Gerard Mc Carthy | Registered representative | Apr 2026 (0y) | ||
| Andrew Michael Mastrole | Registered representative | Apr 2026 (0y) | ||
| Evan Reid Gerber | Registered representative | Apr 2026 (0y) | ||
| Emily J Mangus | Registered representative | Apr 2026 (0y) | ||
| Jackson James Hollister | Registered representative | Apr 2026 (0y) | ||
| Laura Delia Marciano | Registered representative | Apr 2026 (0y) | ||
| Ryan O'connell | Registered representative | Apr 2026 (0y) | ||
| Jacob Mejan | Registered representative | Apr 2026 (0y) | ||
| Kayden Andrew Douglas Verley | Registered representative | Apr 2026 (0y) | ||
| John Christopher Hayward | Registered representative | CFP | Apr 2026 (0y) | |
| Madison Ewing Rexford | Registered representative | Apr 2026 (0y) | ||
| Gage Joseph Harmon | Registered representative | Apr 2026 (0y) | ||
| Tyler Keegan | Registered representative | Apr 2026 (0y) | ||
| Monica E. Worcester | Registered representative | Apr 2026 (0y) | ||
| Constance Faith Mix | Registered representative | Apr 2026 (0y) | ||
| Davis Jackson Suckow | Registered representative | Apr 2026 (0y) | ||
| Nardaneh Bahraminejad | Registered representative | Apr 2026 (0y) | ||
| Ryan Yamada | Registered representative | CFP | Apr 2026 (0y) | |
| Evan Mckinley Glenmore Thomas | Registered representative | Apr 2026 (0y) | ||
| Katelyn La Ree Broome | Registered representative | Apr 2026 (0y) | ||
| Aaron Zachary Jewett | Registered representative | CFP | Apr 2026 (0y) | |
| Tara Ann Mccafferty | Registered representative | Apr 2026 (0y) | ||
| Elissa Keturah Rene Willis | Registered representative | Apr 2026 (0y) | ||
| Hannah Marie Demaree | Registered representative | Apr 2026 (0y) | ||
| Ryan Brooks Davis | Registered representative | Apr 2026 (0y) | ||
| Bradley Ross Thompson | Registered representative | Apr 2026 (0y) | ||
| Charles David Witt | Registered representative | Apr 2026 (0y) | ||
| Garrett Steven Railsback | Registered representative | CFP | Apr 2026 (0y) | |
| James Michael Mertens | Registered representative | CFA | Apr 2026 (0y) | |
| Jacob Peter Dittel | Registered representative | Apr 2026 (0y) | ||
| Kerry Carlton Goodman | Registered representative | Apr 2026 (0y) | ||
| Kyle A. Jones | Registered representative | CFA | Apr 2026 (0y) | |
| Christopher Ryan Kaufman | Registered representative | CFP | Apr 2026 (0y) | |
| William Sexton | Registered representative | Apr 2026 (0y) | ||
| Joseph Andrew Marino | Registered representative | Apr 2026 (0y) | ||
| Cynthia Maresca Boyle | Registered representative | Apr 2026 (0y) | ||
| Mark Frederick Parcells | Registered representative | Apr 2026 (0y) | ||
| Mary B Steele | Registered representative | CFP | Apr 2026 (0y) | |
| Amber De Bartolo | Registered representative | Apr 2026 (0y) | ||
| John Neville Boyle | Registered representative | Apr 2026 (0y) | ||
| Matthew Ryan Carmichael | Registered representative | Apr 2026 (0y) | ||
| Sophie Spiegel | Registered representative | Apr 2026 (0y) | ||
| Dennis Matthew Burrage | Registered representative | Apr 2026 (0y) | ||
| Aaron James Syracuse | Registered representative | Apr 2026 (0y) | ||
| Brock Paul Toothaker | Registered representative | Apr 2026 (0y) | ||
| Landon David Durham | Registered representative | Apr 2026 (0y) | ||
| Vincent Huy Nguyen | Registered representative | Apr 2026 (0y) | ||
| Cecily Anthony | Registered representative | May 2026 (0y) | ||
| Dana Pryor Mckee | Registered representative | May 2026 (0y) | ||
| Eric Michael Westall | Registered representative | CFP | May 2026 (0y) | |
| Joseph Philip Saccente | Registered representative | May 2026 (0y) | ||
| Matthew Scott | Registered representative | May 2026 (0y) | ||
| Adam Gartside | Registered representative | May 2026 (0y) | ||
| Andrea Elizabeth Coladarci | Registered representative | May 2026 (0y) | ||
| Ashley Chegren | Registered representative | May 2026 (0y) | ||
| Brent D. Holcombe | Registered representative | CFP | May 2026 (0y) | |
| Dennis Edward Brun | Registered representative | May 2026 (0y) | ||
| John Paul Woeste | Registered representative | May 2026 (0y) | ||
| Kristen Marie Newman | Registered representative | May 2026 (0y) | ||
| Matthew Charles Moceri | Registered representative | May 2026 (0y) | ||
| William Andrew Tychsen | Registered representative | May 2026 (0y) | ||
| Grant Lair | Registered representative | May 2026 (0y) | ||
| Isaac Walter | Registered representative | May 2026 (0y) | ||
| Jennifer Bracey | Registered representative | May 2026 (0y) | ||
| Matthew Schultz | Registered representative | May 2026 (0y) | ||
| Nicholas Steven Wilz | Registered representative | May 2026 (0y) | ||
| Shelley Susan Strobel Erhardt | Registered representative | May 2026 (0y) | ||
| William Edwin Bond | Registered representative | May 2026 (0y) | ||
| Atticus Finch Roddick | Registered representative | May 2026 (0y) | ||
| Samantha L Duffy | Registered representative | May 2026 (0y) | ||
| Carmen David Caruso | Registered representative | CFP | May 2026 (0y) | |
| Daniel Griffith | Registered representative | May 2026 (0y) | ||
| Michael Kirby | Registered representative | May 2026 (0y) | ||
| Richard P Neville | Registered representative | May 2026 (0y) | ||
| Taryn Kanani Chock | Registered representative | May 2026 (0y) | ||
| Caleb Andrew Lawler | Registered representative | CFP Chartered Financial Consultant | May 2026 (0y) | |
| Dale Philip Robinson | Registered representative | CFP | May 2026 (0y) | |
| Ernest Andre Williams | Registered representative | May 2026 (0y) | ||
| Jessica Erin Pauly | Registered representative | May 2026 (0y) | ||
| Joan Maastricht Gilles | Registered representative | Chartered Financial Consultant | May 2026 (0y) | |
| Timothy Ian Mcnally | Registered representative | May 2026 (0y) | ||
| Daniella Meiya Faber | Registered representative | May 2026 (0y) | ||
| Emily Thien Giao Mccusker | Registered representative | May 2026 (0y) | ||
| Grant Nathaniel Freeman | Registered representative | May 2026 (0y) | ||
| Kathryn Lynn Austin | Registered representative | May 2026 (0y) | ||
| Kyle Hays | Registered representative | May 2026 (0y) | ||
| William E Eldridge | Registered representative | May 2026 (0y) | ||
| Daniel Elbaz | Registered representative | May 2026 (0y) | ||
| Erica Johnson | Registered representative | May 2026 (0y) | ||
| Isaiah James Mundell | Registered representative | CFP | May 2026 (0y) | |
| James Robert Mundell | Registered representative | May 2026 (0y) | ||
| Tyler Michael Johnson | Registered representative | May 2026 (0y) | ||
| Brett Matthew Hains | Registered representative | May 2026 (0y) | ||
| Deanna Jean Miller | Registered representative | May 2026 (0y) | ||
| James Belfield Thornton | Registered representative | May 2026 (0y) | ||
| Jeffrey Carroll Settle | Registered representative | CFP | May 2026 (0y) | |
| Jacob Chance Tipton | Registered representative | May 2026 (0y) | ||
| Scott Allen Waechter | Registered representative | May 2026 (0y) | ||
| Jason Neil Goldberg | Registered representative | May 2026 (0y) | ||
| Mark Alan Bloomer | Registered representative | May 2026 (0y) | ||
| Michael Thomas Mundo | Registered representative | May 2026 (0y) | ||
| Morgan Story Holmes | Registered representative | May 2026 (0y) | ||
| Rodney Colton Kenagy | Registered representative | May 2026 (0y) | ||
| Maura Brown | Registered representative | Chartered Financial Consultant | May 2026 (0y) | |
| Ruben Tarkhanyan | Registered representative | CFP | May 2026 (0y) | |
| Alec Watercutter | Registered representative | May 2026 (0y) | ||
| Janice Desinord | Registered representative | May 2026 (0y) | ||
| Kila Michelle Frisk | Registered representative | May 2026 (0y) | ||
| Keith Brent Ruckman | Registered representative | May 2026 (0y) | ||
| Tucker Nicholas | Registered representative | May 2026 (0y) | ||
| Alexandria Pearson | Registered representative | May 2026 (0y) | ||
| Brett Douglas Strauser | Registered representative | May 2026 (0y) | ||
| William Donald Sullivan | Registered representative | May 2026 (0y) | ||
| Andrew B Joyner | Registered representative | Jun 2026 (0y) | ||
| Brendan Grey Hawes | Registered representative | Jun 2026 (0y) | ||
| Braden Wayne Givens | Registered representative | CFP | Jun 2026 (0y) | |
| Chris Alan Whalen | Registered representative | Jun 2026 (0y) | ||
| Michael Francis Whitney | Registered representative | Jun 2026 (0y) | ||
| Richard Raymond Carlson | Registered representative | Jun 2026 (0y) | ||
| Ryan James Schwingler | Registered representative | CFP Chartered Financial Consultant | Jun 2026 (0y) | |
| Fidelma Farinas Cobas | Registered representative | CFP | Jun 2026 (0y) | |
| Michael James Kickham | Registered representative | CFP | Jun 2026 (0y) | |
| Michael Trey Purdon | Registered representative | Jun 2026 (0y) | ||
| Robert Alan Mc Elroy | Registered representative | Jun 2026 (0y) | ||
| Trevor William Jones | Registered representative | CFP | Jun 2026 (0y) | |
| Manuela Ellen | Registered representative | Jun 2026 (0y) | ||
| James William Lucas Karnes | Registered representative | Jun 2026 (0y) | ||
| Michael Dwayne Reese | Registered representative | Jun 2026 (0y) | ||
| Ariel Fine | Registered representative | Jun 2026 (0y) | ||
| Brighton John | Registered representative | CFP | Jun 2026 (0y) | |
| Camille Snell | Registered representative | Jun 2026 (0y) | ||
| Jacob C Johnson | Registered representative | Jun 2026 (0y) | ||
| Kelli Nicole Newman | Registered representative | Jun 2026 (0y) | ||
| Luke Francis Brignola | Registered representative | Jun 2026 (0y) | ||
| Lucas Daniel Mc Avoy | Registered representative | Jun 2026 (0y) | ||
| Patricia Diane Verhalen | Registered representative | CFP | Jun 2026 (0y) | |
| Taylor Kirkpatrick Quesenberry | Registered representative | Jun 2026 (0y) | ||
| Austin Logan Bowen | Registered representative | Jun 2026 (0y) | ||
| Nicholas Lyle Rosebrook | Registered representative | Jun 2026 (0y) | ||
| Kyle Regelean | Registered representative | Jun 2026 (0y) | ||
| Valerie Hamilton Brown | Registered representative | Jun 2026 (0y) | ||
| Alexandria Kathryn Haines Lopez | Registered representative | Jun 2026 (0y) | ||
| Chandler Blake Stone | Registered representative | Jun 2026 (0y) | ||
| Edward John Curtin | Registered representative | CFP | Jun 2026 (0y) | |
| Tayton Rico | Registered representative | Jun 2026 (0y) | ||
| Kristopher Allen Wildman | Registered representative | Jun 2026 (0y) | ||
| Clifford Hood Chaplin | Registered representative | Jun 2026 (0y) | ||
| Steve K Danekas | Registered representative | Jun 2026 (0y) | ||
| Jace Koehn | Registered representative | Jun 2026 (0y) | ||
| Reid Alexander Long | Registered representative | Jun 2026 (0y) | ||
| Walter Calvin Mcmann | Registered representative | Jun 2026 (0y) | ||
| Cassandra Joan Mcpherson | Registered representative | Jun 2026 (0y) | ||
| Samuel Avert Kiburz | Registered representative | Jun 2026 (0y) | ||
| Travis Rey Fuller | Registered representative | Jun 2026 (0y) | ||
| Paul A Swenson | Registered representative | Jun 2026 (0y) | ||
| Jacob Plahovinsak | Registered representative | Jun 2026 (0y) | ||
| Jason Mc Quown | Registered representative | Jun 2026 (0y) | ||
| Walter Lamond Russell | Registered representative | Jun 2026 (0y) | ||
| Chandra Pifer | Registered representative | Jun 2026 (0y) | ||
| Jennifer A Mc Donald | Registered representative | Jun 2026 (0y) | ||
| James R Connors | Registered representative | Jun 2026 (0y) | ||
| Stella Shen | Registered representative | Jun 2026 (0y) | ||
| Peter Mitchell | Registered representative | Jun 2026 (0y) | ||
| Roy William Book | Registered representative | CFP | Jun 2026 (0y) | |
| Scott Matthew Berenson | Registered representative | Jun 2026 (0y) | ||
| Sean P Dunn | Registered representative | Jun 2026 (0y) | ||
| Ryan Oliver Warren | Registered representative | Jun 2026 (0y) | ||
| Eric Johnson | Registered representative | Jun 2026 (0y) | ||
| Thomas Wayne Hayes | Registered representative | Jun 2026 (0y) | ||
| Zacary Jay Fruend | Registered representative | Jun 2026 (0y) | ||
| Christopher Russo | Registered representative | Jun 2026 (0y) | ||
| Sylvester Anthony Mallardi | Registered representative | CFP | Jun 2026 (0y) | |
| Mason Hedberg | Registered representative | Jul 2026 (0y) | ||
| Michael Payne | Registered representative | Jul 2026 (0y) | ||
| Pedro Sergio Chavez | Registered representative | Jul 2026 (0y) | ||
| Jacob Taylor Rolin | Registered representative | Jul 2026 (0y) | ||
| Linkin Cole Orth | Registered representative | Jul 2026 (0y) | ||
| Wick Cunningham | Registered representative | Jul 2026 (0y) | ||
| Brennen James Dorighi | Registered representative | Jul 2026 (0y) | ||
| Chadwic Joseph Sarsfield | Registered representative | Jul 2026 (0y) | ||
| Coy J Sarsfield | Registered representative | Jul 2026 (0y) | ||
| Daron Demond Ray | Registered representative | Jul 2026 (0y) | ||
| Christopher Broyles | Registered representative | Jul 2026 (0y) | ||
| Nicholas Kolitsidas | Registered representative | Jul 2026 (0y) | ||
| William Henry Morse | Registered representative | Jul 2026 (0y) | ||
| Anthony Franklin Artero | Registered representative | Jul 2026 (0y) | ||
| Brad Hansen | Registered representative | Jul 2026 (0y) | ||
| Nicholas Dreyer | Registered representative | Jul 2026 (0y) | ||
| Steven Walker | Registered representative | Jul 2026 (0y) | ||
| Teresa Marie Updegraff | Registered representative | Jul 2026 (0y) | ||
| Anthony John Orlando | Registered representative | CFP | Jul 2026 (0y) | |
| Gerald Gilberto Guintu | Registered representative | CFP | Jul 2026 (0y) | |
| Jill Ann Guintu | Registered representative | CFP | Jul 2026 (0y) | |
| Jonathan Hardie | Registered representative | Jul 2026 (0y) | ||
| Mark Christopher Loftin | Registered representative | CFA | Jul 2026 (0y) | |
| Megan Tracy Doman Howard | Registered representative | Jul 2026 (0y) | ||
| Ronald Joseph Wagner | Registered representative | Jul 2026 (0y) | ||
| Sheena Ann Culp | Registered representative | CFP | Jul 2026 (0y) | |
| Steve Don Loftin | Registered representative | Jul 2026 (0y) | ||
| Jeremy Alan Walton | Registered representative | Jul 2026 (0y) | ||
| John Josiah Allen | Registered representative | Jul 2026 (0y) | ||
| Jonathan Ewart | Registered representative | Jul 2026 (0y) | ||
| Ryan Alexander Kuhn | Registered representative | Jul 2026 (0y) | ||
| Stephen Reynolds Allen | Registered representative | Personal Financial Specialist | Jul 2026 (0y) | |
| Collyn Lee Curtis | Registered representative | Jul 2026 (0y) | ||
| Clifton R Barnes | Registered representative | Jul 2026 (0y) | ||
| Harrison Clark O Brien | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Osaic, Inc. | Shareholder | Jan 2004 | A | 75% or more |
| Osaic Holdings, Inc. | Shareholder | May 2016 | B | ≈ 56.25% – 100% via Osaic, Inc. |
| Ag Parent Corporation | Shareholder | Aug 2019 | B | ≈ 42.19% – 100% via Osaic Holdings, Inc. |
| Ag Intermediate Corporation | Shareholder | May 2020 | B | ≈ 23.73% – 100% via Osaic Financial Services, Inc. |
| Ag Artemis Holdings,L.P. | Shareholder | Aug 2019 | B | ≈ 17.8% – 100% via Ag Intermediate Corporation |
| Rcp Genpar Lp | Limited Partner | Jan 2018 | B | 75% or more of Rcp Opp Fund Ii Gp, Lp (indirect) |
| Rcp Genpar Holdco Llc | Limited Partner | Aug 2014 | B | 75% or more of Rcp Genpar Lp (indirect) |
| The Berlinski Family 2006 Trust | Member | Aug 2014 | B | 75% or more of Mrb Icbc Llc (indirect) |
| Rcp Opp Fund Ii Gp, Lp | Limited Partner | Jan 2018 | B | 75% or more of Rcp Artemis Co Invest Gp, Llc (indirect) |
| Osaic Financial Services, Inc. | Shareholder | May 2020 | B | ≈ 31.64% – 100% via Ag Parent Corporation |
| Rcp Artemis Co Invest, L.P. | Limited Partner | Aug 2019 | B | 50% – 75% of Ag Artemis Holdings, L.P. (indirect) |
| Mrb Icbc Llc | Member | Aug 2014 | B | 25% – 50% of Rcp Genpar Holdco Llc (indirect) |
| Rcp Artemis Co Invest Gp Llc | General Partner | May 2019 | B | GP / trustee / elected manager of Rcp Artemis Co Invest, L.P. (indirect) |
| Ag Artemis Holdings Gp, Llc | General Partner | May 2019 | B | GP / trustee / elected manager of Ag Artemis Holdings, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Osaic Holdings, Inc.: 75% – 100% of Osaic, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Ag Parent Corporation: 75% – 100% of Osaic Holdings, Inc. × 75% – 100% of Osaic, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ag Intermediate Corporation: 75% – 100% of Osaic Financial Services, Inc. × 75% – 100% of Ag Parent Corporation × 75% – 100% of Osaic Holdings, Inc. × 75% – 100% of Osaic, Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Ag Artemis Holdings,L.P.: 75% – 100% of Ag Intermediate Corporation × 75% – 100% of Osaic Financial Services, Inc. × 75% – 100% of Ag Parent Corporation × 75% – 100% of Osaic Holdings, Inc. × 75% – 100% of Osaic, Inc. × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Osaic Financial Services, Inc.: 75% – 100% of Ag Parent Corporation × 75% – 100% of Osaic Holdings, Inc. × 75% – 100% of Osaic, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Juice Pharma Worldwide, Llc 401(k) Profit Sharing Plan | Juice Pharma Worldwide, Llc | 0 | $0 | 01/01/2025 |
| System Dynamics International, Inc. 401(k) Plan | System Dynamics International, Inc. | 41 | $13.2M | 10/01/2024 |
| Kaufman Engineered Systems, Inc. Profit Sharing And 401(k) Plan And Trust | Kaufman Engineered Systems, Inc. | 149 | $23.3M | 10/01/2024 |
| Critical Electric Systems Group, Llc 401(k) Plan | Critical Electric Systems Group, Llc | 196 | $8.7M | 10/01/2024 |
| Jacksonville Country Day School, Inc. 403(b) Plan | Jacksonville Country Day School, Inc. | 103 | $12.2M | 09/01/2024 |
| Developmental Disabilities Assoc. Of Nj Profit Sharing Plan | Developmental Disabilities Association Of Nj, Inc. | 202 | $10.7M | 09/01/2024 |
| Advanced Stimulations Technologies, Inc. Spin Off Termination Plan | Advanced Stimulation Technologies, | 0 | $0 | 08/23/2024 |
| Southern Aluminum Finishing Co. 401(k) Profit Sharing Plan | Southern Aluminum Finishing Co. | 176 | $11.3M | 08/01/2024 |
| Brown Truck Leasing Corporation 401(k) Profit Sharing Plan | Brown Truck Leasing Corporation | 247 | $8.3M | 08/01/2024 |
| Weisinger Incorporated 401(k) Profit Sharing Plan | Weisinger Incorporated | 171 | $8.9M | 07/01/2024 |
| Cumberland Healthcare 403(b) Plan | Cumberland Healthcare | 236 | $18.7M | 07/01/2024 |
| Pacific Northwest University Of Health Sciences 403(b) Retirement Plan | Pacific Northwest University Of Health Sciences | 245 | $34.3M | 07/01/2024 |
| Beauty 21 Cosmetics Inc 401 K Plan | Beauty 21 Cosmetics Inc | 161 | $11.6M | 07/01/2024 |
| Coney Island Preparatory Charter School 403(b) Retirement Plan | Coney Island Preparatory Charter School | 241 | $10.1M | 07/01/2024 |
| Shelter, Inc. Employee Retirement 403(b) Plan | Shelter, Inc. | 117 | $3.0M | 07/01/2024 |
| 403(b) Thrift Plan Of Yakima Neighborhood Health Services | Yakima Neighborhood Health Services | 326 | $16.8M | 07/01/2024 |
| Berkeley Citizens, Inc. Retirement Plan | Berkeley Citizens, Inc | 132 | $7.1M | 07/01/2024 |
| Fortune School Of Education 403(b) Retirement Plan | Rex And Margaret Fortune School Of Education | 322 | $4.1M | 07/01/2024 |
| Partnership For Children Of Essex 403 B Plan | Partnership For Children Of Essex | 164 | $5.7M | 07/01/2024 |
| Public Preparatory Network, Inc. 403(b) Plan | Public Preparatory Network, Inc. | 87 | $13.9M | 07/01/2024 |
| On With Life, Inc. 401(k) Plan | On With Life, Inc. | 278 | $11.2M | 07/01/2024 |
| Leary Educational Foundation, Inc. Employee Profit Sharing Plan | Leary Educational Foundation, Inc. | 197 | $6.9M | 07/01/2024 |
| Glad Employer Contribution 401(a) Plan | Greater Los Angeles Agency On Deafness, Inc. | 56 | $3.1M | 07/01/2024 |
| Purvis Systems, Inc. Retirement Plan | Purvis Systems Inc | 254 | $28.8M | 05/01/2024 |
| Odyssey Us Llc 401(k) Plan | Odyssey Us Llc | 115 | $8.4M | 04/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/07/2026 | 86.4 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory
as of Nov 04, 2024
Allegations: FINRA - FAILURE TO COMPLY WITH AN ARBITRATION AWARD DUE TO PREVIOUS BROKER-DEALER
Regulatory · Item 11.E(2)
as of Nov 04, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO ENFORCE ITS PROCEDURES OR, IN CERTAIN INSTANCES, RESPOND REASONABLY TO INDICATIONS OF POTENTIAL MISCONDUCT IN PROCESSING WIRE TRANSFERS AND CHECK REQUESTS THROUGH WHICH MISAPPROPRIATIONS/CONVERSIONS WERE COMMITTED. THE FINDINGS STATED THAT TWO OF THE FIRM'S REGISTERED REPRESENTATIVES MISAPPROPRIATED FUNDS FROM FOUR CUSTOMERS. THE FIRM HAS COMPENSATED ALL CUSTOMERS ADDRESSED IN THE ORDER. Status: Final Sanction Detail: THE FIRM WAS CENSURED, FINED $400,000 AND CERTIFIED TO FINRA THAT IT HAS ESTABLISHED AND IMPLEMENTED POLICIES, PROCEDURES AND INTERNAL CONTROLS REASONABLY DESIGNED TO ADDRESS AND REMEDIATE THE ISSUES IDENTIFIED IN THE ORDER.
Regulatory · Item 11.E(2), 11.E(4)
as of Nov 04, 2024
Allegations: FAILURE TO ESTABLISH, MAINTAIN AND ENFORCE SUPERVISORY PROCEDURES CONCERNING ELECTRONIC CORRESPONDENCE. CIVIL AND ADMINISTRATIVE PENALTY, FINE AND SUSPENSION. Status: Final Sanction Detail: $10,000 FINE 2 1/2 MONTHS SUSPENSION Summary: SUSPENDED 1/17/2-17-3/31/2017
Regulatory · Item 11.E(2), 11.E(4)
as of Nov 04, 2024
Allegations: HALL'S FIRM AML PROGRAM REQUIRED HIM TO MONITOR FOR POTENTIAL SUSPICIOUS ACTIVITIES. THE FIRM, ACTING THROUGH HALL FAILED TO ADEQUATELY MONITOR CUSTOMER ACCOUNTS. CIVIL AND ADMINISTRATIVE PENALTY, FINE AND SUSPENSION. Status: Final Sanction Detail: CIVIL AND ADMINISTRATIVE FINES AND SUSPENSION Summary: CIVIL AND ADMINISTRATIVE FINES AND SUSPENSION - AML POLICY ISSUE
Regulatory · Item 11.E(2), 11.E(4)
as of Nov 04, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, ROTHSTEIN CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT HE CAUSED HIS MEMBER FIRM'S BOOKS AND RECORDS TO BE INACCURATE BY ENTERING FALSE "SAVINGS GOALS" FOR HIS CUSTOMERS INTO A FIRM-CREATED DATABASE THAT TRACKS AND STORES CERTAIN CUSTOMER CONTACTS AND INFORMATION.
Regulatory · Item 11.E(2), 11.E(4)
as of Nov 04, 2024
Allegations: TOOK NONPUBLIC CUSTOMER INFORMATION FROM THE FIRM WITHOUT CONSENT
Regulatory · Item 11.E(2), 11.E(4)
as of Nov 04, 2024
Allegations: FINRA - FALSELY REPRESENTED THAT VARIABLE ANNUITIES PURCHASES WERE NOT VARIABLE ANNUITIES REPLACEMENTS.
Regulatory · Item 11.E(2), 11.E(4)
as of Nov 04, 2024
Allegations: SETTLE A CUSTOMER COMPLAINT WITHOUT THE KNOWLEDGE OR APPROVAL OF HIS MEMBER FIRM.
Regulatory · Item 11.E(1)
as of Nov 04, 2024
Allegations: THE CALIFORNIA DEPARTMENT OF INSURANCE ALLEGES THE REPRESENTATIVE DID NOT NOTIFY THEM TIMELY REGARDING HIS FINRA REGULATORY ACTION. THE DEPARTMENT PROPOSES A 3 WEEK SUSPENSION.
Regulatory · Item 11.D(2)
as of Nov 04, 2024
Allegations: ON SEPTEMBER 27TH 2018, I SUBMITTED MY INSURANCE RENEWAL WITH THE UNDERSTANDING I HAD COMPLETED MY CE REQUIREMENT. ON OCTOBER 10TH 2018, I WAS NOTIFIED BY MY FMO THAT I HAD NOT COMPLETED ALL OF MY REQUIRED CE. UPON LEARNING THIS INFORMATION I IMMEDIATELY COMPLETED THE OUTSTANDING REQUIREMENTS. ON A LETTER DATED OCTOBER 24TH 2018 I WAS NOTIFIED BY THE MN COMMERCE DEPT THAT I WOULD NEED TO ATTEND A HEARING OR PAY A $500 CIVIL PENALTY TO RESOLVE THIS MATTER. I ELECTED TO PAY THE $500 CIVIL PENALTY TO RESOLVE THE ISSUE AS SOON AS POSSIBLE. I HAD NO IDEA THAT I HAD TO REPORT THIS MATTER TO MY BROKER DEALER BECAUSE IT WAS AN INSURANCE MATTER AND I HAVE ONLY SOLD FIXED PRODUCTS WITH IN THE LAST 5 YEARS.
Regulatory · Item 11.D(2)
as of Nov 04, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, COMER CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT SHE ACCEPTED INSTRUCTIONS FROM A THIRD PARTY (A CUSTOMER'S THEN HUSBAND) TO EFFECT MUTUAL FUND REDEMPTIONS FROM THE CUSTOMER'S ACCOUNTS WITHOUT PRIOR WRITTEN AUTHORIZATION FROM THE CUSTOMER, AND CONTRARY TO HER MEMBER FIRM'S WRITTEN SUPERVISORY PROCEDURES. THE FINDINGS STATED THAT THERE WAS NO POWER OF ATTORNEY OR OTHER LETTER OF AUTHORIZATION ON FILE PERMITTING COMER TO ACCEPT THE HUSBAND'S REQUESTS TO EXECUTE THESE REDEMPTIONS FROM THE ACCOUNTS.
Regulatory · Item 11.D(2)
as of Nov 04, 2024
Allegations: THE MINNESOTA COMMERCE DEPARTMENT ALLEGED THAT I CLAIMED CREDIT FOR INSURANCE CONTINUING EDUCATION THAT WAS NOT COMPLETED AS OF THE DATE I SUBMITTED MY INSURANCE LICENSE RENEWAL APPLICATION ON JANUARY 31ST, 2019. I SUBMITTED MY RENEWAL APPLICATION ON THAT DATE BECAUSE I EXPECTED MY LAST REQUIRED COURSE TO BE REPORTED COMPLETE BY KAPLAN THAT DAY. UNFORTUNATELY, THE LAST 3 CREDIT HOUR COURSE NEEDED FOR RENEWAL WAS NOT REPORTED BY KAPLAN BY THE CLOSE OF BUSINESS ON JANUARY 31ST. SINCE KAPLAN DID NOT FOLLOW THROUGH AS EXPECTED WITH SOMETHING AS ROUTINE AS REPORTING CREDITS, I FEEL I WAS UNFAIRLY PENALIZED WITH AN ADMINISTRATIVE ACTION. I WOULD NEVER CLAIM CREDIT FOR SOMETHING I HAVE NOT COMPLETED.
Regulatory · Item 11.D(2)
as of Nov 04, 2024
Allegations: ADMINISTRATIVE PENALTY IMPOSED BY CONSENT ORDER BY THE CHIEF FINANCIAL OFFICER STATE OF FLORIDA FOR FAILURE TO TIMELY COMPLETE CONTINUING EDUCATION IN VIOLATION OF SECTION 626.2815 OF THE FLORIDA STATUTES AND RULE 69B-228.220 OF THE FLORIDA ADMINISTRATIVE CODE FOR THE COMPLIANCE PERIOD ENDING APRIL 30, 2017.
Regulatory · Item 11.D(2), 11.D(4)
as of Nov 04, 2024
Allegations: THE BUREAU CONDUCTED A REVIEW OF ACTIVITY BY ONE ROYAL ALLIANCE ADVISOR IN OR ABOUT FEBRUARY 2009 THROUGH JULY 2017. THE ADVISOR INITIATED UNAUTHORIZED WIRE TRANSFERS AND AUTHORIZED THIRD-PARTY CHECK PAYMENTS FROM THREE CLIENTS' ACCOUNTS TOTALING $1.4 MILLION TO ENTITIES HE CONTROLLED. Status: Final Sanction Detail: CEASE AND DESIST FROM FURTHER VIOLATIONS OF SECURITIES LAW; PAYMENT OF A CIVIL MONETARY PENALTY, COSTS AND PAYMENT TO THE BUREAU'S INVESTOR EDUCATION PROGRAM TOTALING $250,000; AND REVIEW AND REVISIONS AS NECESSARY TO RELEVANT FIRM POLICIES AND PROCEDURES. Summary: WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, THE FIRM CONSENTED TO THE BUREAU'S CONCLUSION THAT ITS WRITTEN POLICIES AND PROCEDURES REGARDING FEDERAL FUND WIRES AND STANDING INSTRUCTIONS CONSTITUTED A FAILURE TO REASONABLY SUPERVISE THE REPRESENTATIVE PURSUANT TO N.J.S.A. 49:3-58(A)(2)(XI).
Regulatory · Item 11.D(1)
as of Nov 04, 2024
Allegations: SHEN THEN COPIED AND PASTED A CUSTOMER'S SIGNATURE ONTO THE UPDATED FORM AND RESUBMITTED IT. BEFORE RESUBMITTING IT, SHEN ALSO CORRECTED AN APPARENT ERROR ON THE FORM:
Regulatory · Item 11.D(1)
as of Nov 04, 2024
Allegations: FLORIDA OFFICE OF FINANCIAL REGULATION - CONDUCTED INVESTMENT ADVISORY BUSINESS FROM OFFICES WITHIN THE STATE(FL) WITHOUT CURRENT REGISTRATION. CIVIL AND ADMINISTRATIVE FINES - $15,000.
Regulatory · Item 11.D(1)
as of Nov 04, 2024
Allegations: FAILING TO CORRECT INACCURATE INFORMATION REPORTED ON IT FORM ADV. FAILING TO MAINTAIN REQUIRED NET CAPITAL ON $25,000 AS IT HAS CUSTODY OF CLIENTS ASSETS.
Regulatory · Item 11.D(1)
as of Nov 04, 2024
Allegations: ON OR ABOUT OCTOBER 10, 2012, RESPONDENTS RECOMMENDED A FIXED INDEXED ANNUITY REPLACING A JACKSON NATIONAL (JNL) VARIABLE ANNUITY. THE CARRIER, FIDELITY & GUARANTY LIFE INS. COMPANY (FDLIC) DENIED THE APPLICATION. ON OR ABOUT DECEMBER 18, 2012, RESPONDENTS SUBMITTED NEW APPLICATION TO FDLIC TO BE FUNDED BY 10% FREE WITHDRAWAL FROM JNL VA. ON OR ABOUT JANUARY 17, 2013, RESPONDENTS RECOMMENDED FULL LIQUIDATION OF JNL VA WHICH WAS SENT BY CHECK TO CUSTOMER AND FORWARDED TO FDLIC TO BE ADDED TO ACCOUNT. ON OR ABOUT FEBRUARY 5, 2013, FDLIC OFFERED TO RE-ISSUE ANNUITY TO TAKE ADVANTAGE OF PREMIUM BONUS AND OTHER RIDER BENEFITS, BUT RESPONDENTS DENIED. ALLEGATION IS THAT RESPONDENTS DENIED RE-ISSUANCE OF CONTRACT IN ORDER TO AVOID FDLIC SUITABILITY REVIEW THAT WOULD DENY THE CONTRACT IN ITS ENTIRETY.
Regulatory · Item 11.D(1)
as of Nov 04, 2024
Allegations: NJ DEPT OF BANKING & INSURANCE IN 2004 THE REP ACCEPTED PREMIUM PMT AND DID NOT PROMPTY FORWARD
Regulatory · Item 11.D(1)
as of Nov 04, 2024
Allegations: RENDERED INVESTMENT ADVICE, FROM A LOCATION WITHIN FLORIDA, WITHOUT BEING REGISTERED BY THE OFFICE.
Regulatory · Item 11.D(1)
as of Nov 04, 2024
Allegations: NEBRASKA DEPARTMENT OF BANKING AND FINANCE - TONKIN DISTRIBUTED A RETAIL COMMUNICATION THAT WAS NOT APPROVED BY A REGISTERED PRINCIPAL OF QUESTAR CAPITAL CORP. FINRA RULE OF CONDUCT 2210(B)(1)(A) STATES THAT A REGISTERED PRINCIPAL OF THE MEMBER MUST APPROVE EACH RETAIL COMMUNICATION BEFORE ITS USE. 48 NAC 12.003.06 PROVIDES THAT IT IS A DISHONEST AND UNETHICAL BUSINESS PRACTICE FOR AN AGENT TO FAIL TO COMPLY WITH ANY APPLICABLE PROVISION OF THE CONDUCT RULES OF THE NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC, NOW KNOWN AS FINRA.
Regulatory · Item 11.D(1)
as of Nov 04, 2024
Allegations: IMPROPERLY USED HIS MEMBER FIRM'S LOGIN CREDENTIALS TO ACCESS ITS THIRD-PARTY SYSTEM FOR STORING CUSTOMER RECORDS AND INFORMATION, AND THEN DOWNLOADED AND PRINTED NON-PUBLIC PERSONAL CUSTOMER INFORMATION FROM THAT SYSTEM TO ASSIST HIM WITH TRANSITIONING CUSTOMERS TO HIS NEW FIRM. Status: Final Sanction Detail: SUSPENSION - 10 BUSINESS DAYS - ALL CAPACITIES STARTING 4/06/2020 Summary: IMPROPERLY USED HIS MEMBER FIRM'S LOGIN CREDENTIALS TO ACCESS ITS THIRD-PARTY SYSTEM FOR STORING CUSTOMER RECORDS AND INFORMATION, AND THEN DOWNLOADED AND PRINTED NON-PUBLIC PERSONAL CUSTOMER INFORMATION FROM THAT SYSTEM TO ASSIST HIM WITH TRANSITIONING CUSTOMERS TO HIS NEW FIRM.
Regulatory · Item 11.D(1)
as of Nov 04, 2024
Allegations: SHEN COPIED AND PASTED A CUSTOMER'S SIGNATURE ONTO THE UPDATED FORM AND RESUBMITTED IT. BEFORE RESUBMITTING IT, SHEN ALSO CORRECTED AN APPARENT ERROR ON THE FORM: Status: Final Sanction Detail: SUSPENDED FOR 1 MONTH IN ALL CAPACITIES. Summary: SHEN THEN COPIED AND PASTED A CUSTOMER'S SIGNATURE ONTO THE UPDATED FORM AND RESUBMITTED IT. BEFORE RESUBMITTING IT, SHEN ALSO CORRECTED AN APPARENT ERROR ON THE FORM:
Regulatory · Item 11.D(1)
as of Nov 04, 2024
Allegations: MAURO IS THE SUBJECT OF FOURTEEN (14) DISCLOSURE INCIDENTS (DI), WHILE REGISTERED WITH SEVERAL BROKER-DEALERS SINCE MAY 1988. MAURO HAS BEEN THE SUBJECT OF NINE (9) CUSTOMER COMPLAINTS, AS REPORTED ON THE CRD, ALLEGING, INTER ALIA, MAKING GUARANTEES ON VARIABLE PRODUCTS, MAKING MISREPRESENTATIONS OF TAX CONSEQUENCES, FAILING TO PROVIDE INFORMATION ON SURRENDER CHARGES, FAILING TO DELIVER A PROSPECTUS, AND DELAYING THE DELIVERY OF AN INSURANCE POLICY. SIX (6) OF THE NINE (9) CUSTOMER COMPLAINTS WERE EITHER DENIED OR DISMISSED. THE DIVISION HAD RECEIVED FOUR (4) DIRECT COMPLAINTS FROM MASSACHUSETTS CUSTOMERS AGAINST MAURO ALLEGING VIOLATIONS OF THE ACT. Status: Final Sanction Detail: FOR A PERIOD OF FIVE(5) YEARS FROM THE DATE OF THE ENTRY OF THE ORDER, HEIGHTENED SUPERVISION OF MAURO SHALL, AT A MINIMUM, INCLUDE THE FOLLOWING: LAII MASSACHUSETTS CUSTOMER NEW ACCOUNT FORMS SHALL BE REVIEWED AND SIGNED BY HIS FIRST LINE SUPERVISOR, OR HIS SUCCESSOR; II.A HOME OFFICE PRINCIPAL SHALL SELECT ON A QUARTERLY BASIS A SAMPLE OF TEN (10) PERCENT OF MAURO'S MASSACHUSETTS CUSTOMER ACCOUNTS TO CONDUCT A REVIEW OF THE TRANSACTIONS EFFECTED IN THOSE CUSTOMER ACCOUNTS; III.PRIOR TO ANY SALE OF SECURITIES TO MASSACHUSETTS CUSTOMERS, THE SALE SHALL BE REVIEWED FOR SUITABILITY AND APPROVED BY THE FIRST LINE SUPERVISOR, OR HIS SUCCESSOR BEFORE THE TRANSACTION IS EXECUTED; IV. THE COMPLIANCE DEPARTMENT'S ANNUAL AUDIT FOR THE WESTBOROUGH OFFICE SHALL INCLUDE A MANDATORY REVIEW OF ALL OF MAURO'S MASSACHUSETTS CUSTOMER ACCOUNTS. Summary: FOR A PERIOD OF FIVE(5) YEARS FROM THE DATE OF THE ENTRY OF THE ORDER, HEIGHTENED SUPERVISION OF MAURO SHALL, AT A MINIMUM, INCLUDE THE FOLLOWING: LAII MASSACHUSETTS CUSTOMER NEW ACCOUNT FORMS SHALL BE REVIEWED AND SIGNED BY HIS FIRST LINE SUPERVISOR, OR HIS SUCCESSOR; II.A HOME OFFICE PRINCIPAL SHALL SELECT ON A QUARTERLY BASIS A SAMPLE OF TEN (10) PERCENT OF MAURO'S MASSACHUSETTS CUSTOMER ACCOUNTS TO CONDUCT A REVIEW OF THE TRANSACTIONS EFFECTED IN THOSE CUSTOMER ACCOUNTS; III.PRIOR TO ANY SALE OF SECURITIES TO MASSACHUSETTS CUSTOMERS, THE SALE SHALL BE REVIEWED FOR SUITABILITY AND APPROVED BY THE FIRST LINE SUPERVISOR, OR HIS SUCCESSOR BEFORE THE TRANSACTION IS EXECUTED; IV. THE COMPLIANCE DEPARTMENT'S ANNUAL AUDIT FOR THE WESTBOROUGH OFFICE SHALL INCLUDE A MANDATORY REVIEW OF ALL OF MAURO'S MASSACHUSETTS CUSTOMER ACCOUNTS.
Regulatory · Item 11.D(1), 11.D(2), 11.D(4)
as of Nov 04, 2024
Allegations: THE CPA THAT DID MY AUDITED FINANCIALS HAD ACCIDENTALLY DEPRECIATED AN ASSET THAT WAS PUT INTO THE COMPANY FOR ASSET PURPOSES ONLY. THE CORRECTION WAS MADE AND THE COMPANY HAD THE REQUIRED NET WORTH.
Regulatory
as of Nov 04, 2024
Allegations: THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLICINTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE,INSTITUTED AGAINST OSAIC SERVICES, INC. ("OSAIC SERVICES") AND OSAIC WEALTH, INC. ("OSAICWEALTH") (COLLECTIVELY, "RESPONDENTS"). IN ANTICIPATION OF THE INSTITUTION OF THESE PROCEEDINGS,RESPONDENTS HAVE SUBMITTED OFFERS OF SETTLEMENT ("OFFERS") THAT THE COMMISSION HASDETERMINED TO ACCEPT. FROM AT LEAST AUGUST 2019, OSAIC SERVICES AND OSAIC WEALTH EMPLOYEESSENT AND RECEIVED OFF-CHANNEL COMMUNICATIONS THAT RELATED TO THE BROKER-DEALER BUSINESSESOPERATED BY OSAIC SERVICES AND OSAIC WEALTH AND WITH RESPECT TO OSAIC SERVICES' AND OSAICWEALTH'S INVESTMENT ADVISORY BUSINESSES RELATED TO RECOMMENDATIONS MADE OR PROPOSED TO BEMADE AND ADVICE GIVEN OR PROPOSED TO BE GIVEN. RESPONDENTS DID NOT MAINTAIN OR PRESERVE THESUBSTANTIAL MAJORITY OF THESE WRITTEN COMMUNICATIONS. RESPONDENTS' FAILURES WERE FIRM-WIDE,AND INVOLVED EMPLOYEES AT VARIOUS LEVELS OF AUTHORITY. RESPONDENTS' SUPERVISORS, WHO WERERESPONSIBLE FOR SUPERVISING JUNIOR EMPLOYEES, ROUTINELY COMMUNICATED OFF-CHANNEL USING THEIRPERSONAL DEVICES. IN FACT, SENIOR MANAGERS AND DEPARTMENT HEADS RESPONSIBLE FOR SUPERVISINGJUNIOR EMPLOYEES THEMSELVES FAILED TO COMPLY WITH RESPONDENTS' POLICIES BY COMMUNICATINGUSING NON-FIRM APPROVED METHODS ON THEIR PERSONAL DEVICES ABOUT RESPONDENTS' BROKER-DEALERAND/OR INVESTMENT ADVISER BUSINESSES, AS APPLICABLE. RESPONDENTS' WIDESPREAD FAILURE TOIMPLEMENT THEIR POLICIES AND PROCEDURES THAT PROHIBIT SUCH COMMUNICATIONS LED TO THEIRFAILURE TO REASONABLY SUPERVISE THEIR EMPLOYEES. DURING THE TIME PERIOD THAT RESPONDENTSFAILED TO MAINTAIN AND PRESERVE OFF-CHANNEL COMMUNICATIONS THAT THEIR EMPLOYEES SENT ANDRECEIVED RELATED TO THE BROKER-DEALER AND INVESTMENT ADVISER BUSINESSES, RESPONDENTSRECEIVED AND RESPONDED TO COMMISSION SUBPOENAS FOR DOCUMENTS AND/OR RECORDS REQUESTS INNUMEROUS COMMISSION INVESTIGATIONS. AS A RESULT, RESPONDENTS' RECORDKEEPING FAILURES LIKELYIMPACTED THE COMMISSION'S ABILITY TO CARRY OUT ITS REGULATORY FUNCTIONS AND INVESTIGATEVIOLATIONS OF THE FEDERAL SECURITIES LAWS ACROSS THESE INVESTIGATIONS. COMMISSION STAFFUNCOVERED RESPONDENTS' MISCONDUCT AFTER COMMENCING A RISK-BASED INITIATIVE TO INVESTIGATETHE USE OF OFF-CHANNEL AND UNPRESERVED COMMUNICATIONS AT BROKER-DEALERS. RESPONDENTS HAVEINITIATED A REVIEW OF THEIR RECORDKEEPING FAILURES AND BEGUN A PROGRAM OF REMEDIATION. AS ARESULT OF ITS CONDUCT, THE FIRM WILLFULLY VIOLATED SECTION 17(A) OF THE EXCHANGE ACT AND RULE17A-4(B)(4) THEREUNDER AND SECTION 204 OF THE ADVISERS ACT AND RULE 204-2(A)(7) THEREUNDER;FAILED REASONABLY TO SUPERVISE ITS EMPLOYEES WITH A VIEW TO PREVENTING OR DETECTING CERTAIN OFITS EMPLOYEES' AIDING AND ABETTING VIOLATIONS OF SECTION 17(A) OF THE EXCHANGE ACT AND RULE17A-4(B)(4) THEREUNDER, WITHIN THE MEANING OF SECTION 15(B)(4)(E) OF THE EXCHANGE ACT; ANDFAILED REASONABLY TO SUPERVISE ITS EMPLOYEES WITH A VIEW TO PREVENTING OR DETECTING CERTAIN OFITS EMPLOYEES' AIDING AND ABETTING VIOLATIONS OF SECTION 204 OF THE ADVISERS ACT AND RULE 204-2(A)(7) THEREUNDER, WITHIN THE MEANING OF SECTION 203(E)(6) OF THE ADVISERS ACT. Status: Final Sanction Detail: THE FIRM WAS CENSURED, FINED, JOINTLY AND SEVERALLY, $18,000,000, ORDERED TO COMPLY WITH THEUNDERTAKINGS ENUMERATED IN THE ORDER, AND ORDERED TO CEASE AND DESIST FROM COMMITTINGOR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 17(A) OF THE EXCHANGE ACTAND RULE 17A-4 THEREUNDER AND SECTION 204 OF THE ADVISERS ACT AND RULE 204-2 THEREUNDER. Summary: THE SEC STATED THAT THE FIRM WILLFULLY VIOLATED SECTION 17(A) OF THE EXCHANGE ACT AND RULE 17A-4(B)(4) THEREUNDER AND SECTION 204 OF THE ADVISERS ACT AND RULE 204-2(A)(7)THEREUNDER; FAILED REASONABLY TO SUPERVISE ITS EMPLOYEES WITH A VIEW TO PREVENTING ORDETECTING CERTAIN OF ITS EMPLOYEES' AIDING AND ABETTING VIOLATIONS OF SECTION 17(A) OF THEEXCHANGE ACT AND RULE 17A-4(B)(4) THEREUNDER, WITHIN THE MEANING OF SECTION 15(B)(4)(E) OF THEEXCHANGE ACT; AND FAILED REASONABLY TO SUPERVISE ITS EMPLOYEES WITH A VIEW TO PREVENTING ORDETECTING CERTAIN OF ITS EMPLOYEES' AIDING AND ABETTING VIOLATIONS OF SECTION 204 OF THEADVISERS ACT AND RULE 204-2(A)(7) THEREUNDER, WITHIN THE MEANING OF SECTION 203(E)(6) OF THEADVISERS ACT. ACCORDINGLY, IT IS HEREBY ORDERED THAT THE FIRM CEASE AND DESIST FROM COMMITTINGOR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 17(A) OF THE EXCHANGE ACT ANDRULE 17A-4 THEREUNDER AND SECTION 204 OF THE ADVISERS ACT AND RULE 204-2 THEREUNDER; ISCENSURED; SHALL COMPLY WITH THE UNDERTAKINGS ENUMERATED IN THE ORDER; AND SHALL, JOINTLY ANDSEVERALLY, WITHIN 14 DAYS OF THE ENTRY OF THIS ORDER, PAY A CIVIL MONEY PENALTY IN THE AMOUNT OF$18,000,000 TO THE SEC.
Regulatory
as of Nov 04, 2024
Allegations: IN ITS CAPACITY AS AN INVESTMENT ADVISOR, ROYAL ALLIANCE, TOGETHER WITH TWO AFFILIATES (COLLECTIVELY, THE "ADVISOR GROUP FIRMS"), WITHOUT ADMITTING OR DENYING THE U.S. SECURITIES AND EXCHANGE COMMISSION'S (THE "SEC") FINDINGS CONSENTED TO THE ENTRY OF AN ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS ("ORDER") BY THE SEC. THE ORDER FOCUSES ON TWO ISSUES RELATED TO OUR FEE-BASED ADVISORY BUSINESS CONDUCTED BETWEEN 2012 AND 2014. THE SEC FOUND THAT THE ADVISOR GROUP FIRMS PLACED CERTAIN ADVISORY CLIENTS INVESTED IN THE ADVISOR MANAGED PORTFOLIOS PROGRAM IN MUTUAL FUND SHARE CLASSES WITH HIGHER EXPENSE COSTS WHEN LOWER EXPENSE COST SHARE CLASSES OF THOSE FUNDS WERE AVAILABLE. THE SEC FOUND THAT THIS FINANCIAL INCENTIVE, TO PLACE NON-QUALIFIED ADVISORY CLIENTS IN HIGHER FEE SHARE CLASSES, PRESENTED A CONFLICT OF INTEREST THAT SHOULD HAVE BEEN DISCLOSED TO CLIENTS. THE SEC ALSO CONCLUDED THAT THE ADVISOR GROUP FIRMS FAILED TO ADOPT WRITTEN COMPLIANCE POLICIES OR PROCEDURES GOVERNING MUTUAL FUND SHARE CLASS SELECTION. IN ADDITION, THE SEC FOUND THE ADVISOR GROUP FIRMS FAILED TO TIMELY MONITOR CERTAIN WRAP ADVISORY ACCOUNTS FOR INACTIVITY PURSUANT TO THE FIRM'S WRITTEN COMPLIANCE POLICIES AND PROCEDURES. Status: Final Sanction Detail: ROYAL ALLIANCE AGREED TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTIONS 206(2), 206(4) AND 207 OF THE INVESTMENT ADVISERS ACT AND RULE 206(4)-7 THEREUNDER. THE FIRM AND TWO OF ITS AFFILIATES AGREED TO JOINTLY PAY DISGORGEMENT OF $1,956,460 AND PREJUDGMENT INTEREST OF $93,399, A CIVIL PENALTY OF $7,500,000, AND TO RETAIN A QUALIFIED INDEPENDENT COMPLIANCE CONSULTANT. THE FIRM SUBMITTED PAYMENT TO THE SEC ON MARCH 18, 2016. Summary: THE FIRM IMPLEMENTED NEW POLICIES AND PROCEDURES RELATING TO MUTUAL FUND SHARE CLASS SELECTION INCLUDING REBATING 12B-1 FEES TO ALL ADVISORY CLIENTS. THE FIRM ALSO ENHANCED ITS FORM ADV DISCLOSURES. IN ADDITION, THE FIRM ENHANCED ITS POLICIES AND PROCEDURES FOR THE REVIEW AND ON-GOING USE OF WRAP ACCOUNTS MANAGED BY THE FIRM'S INVESTMENT ADVISORY REPRESENTATIVES AND PROVIDED RESTITUTION TO AFFECTED CUSTOMERS. THE FIRM WIRED THE REQUIRED PAYMENTS TO THE SEC ON MARCH 18, 2016.
Regulatory · Item 11.E(2)
as of Nov 04, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT APPLIED AN INACCURATE ACCOUNTING AND NET CAPITAL TREATMENT OF INVESTMENT ADVISORY FEES. THE FINDINGS STATED THAT THE FIRM FAILED TO COMPUTE ITS NET CAPITAL AND EXCESS NET CAPITAL ACCURATELY AND, AS A RESULT, CONDUCTED A GENERAL SECURITIES BUSINESS WITHOUT HAVING THE REQUIRED NET CAPITAL. SUBSEQUENT ADJUSTMENTS TO CORRECT THE NET CAPITAL COMPUTATIONS RESULTED IN HINDSIGHT NET CAPITAL DEFICIENCIES FOR THE FIRM, AND BOOKS AND RECORDS VIOLATIONS AND FINANCIAL REPORTING INACCURACIES ACROSS THE FIRM. THE FINDINGS ALSO STATED THAT THE FIRM FAILED TO PREPARE AND MAINTAIN ACCURATE FINANCIAL RECORDS, INCLUDING GENERAL LEDGERS, BALANCE SHEETS AND TRIAL BALANCES, AND NET CAPITAL COMPUTATIONS. THE FIRM ALSO FILED INACCURATE MONTHLY FOCUS REPORTS CORRESPONDING TO THESE MONTHLY REPORTING PERIODS. Status: Final Sanction Detail: THE FIRM WAS CENSURED AND FINED $260,000.00 Summary: IN DETERMINING THE APPROPRIATE SANCTIONS IN THIS MATTER, FINRA CONSIDERED THE FIRM'S PROMPT SELF-REPORTING OF THE CONDUCT, THE FIRM'S RETENTION OF A NEW FINANCIAL AND OPERATIONS PRICIPAL (FINOP) AND CERTAIN SUBSEQUENT REMEDIAL MEASURES, INCLUDING THAT THE FIRM FILED A SATISFACTORY SUBORDINATED LOAN AGREEMENT WITH FINRA THE DAY AFTER FINRA NOTIFIED THE FIRM THAT THEIR PRIOR ACCOUNTING TREATMENT WAS INCORRECT.
Regulatory · Item 11.E(2)
as of Nov 04, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE ENTRY OF FINDINGS THAT IT DISADVANTAGED CERTAIN RETIREMENT PLAN AND CHARITABLE ORGANIZATION CUSTOMERS THAT WERE ELIGIBLE TO PURCHASE CLASS A SHARES IN CERTAIN MUTUAL FUNDS WITHOUT A FRONT-END SALES CHARGE. THE FINDINGS ALSO STATED THAT THE FIRM FAILED TO SUPERVISE REASONABLY THE APPLICATION OF SALES-CHARGE WAIVERS TO ELIGIBLE MUTUAL FUND SALES. THE FIRM RELIED ON ITS FINANCIAL ADVISORS TO DETERMINE THE APPLICABILITY OF SALES- CHARGE WAIVERS BUT DID NOT MAINTAIN ADEQUATE WRITTEN POLICIES OR PROCEDURES TO ASSIST FINANCIAL ADVISORS IN MAKING THIS DETERMINATION. IN ADDITION, THE FIRM FAILED TO ADEQUATELY NOTIFY AND TRAIN ITS FINANCIAL ADVISORS REGARDING THE AVAILABILITY OF MUTUAL FUND SALES-CHARGE WAIVERS FOR ELIGIBLE CUSTOMERS. THE FIRM ALSO FAILED TO ADOPT ADEQUATE CONTROLS TO DETECT INSTANCES IN WHICH THEY DID NOT PROVIDE SALES-CHARGE WAIVERS TO ELIGIBLE CUSTOMERS IN CONNECTION WITH THEIR MUTUAL FUND PURCHASES. Status: Final Sanction Detail: PARAGRAPH "13' THE FIRM AGREED TO A CENSURE AND A FINE OF $150,000. IT FURTHER AGREED TO PROVIDE A REMEDIATION PLAN TO FINRA TO REMEDIATE ELIGIBLE CUSTOMERS WHO QUALIFIED FOR, BUT DID NOT RECEIVE, AN APPLICABLE MUTUAL FUND SALES-CHARGE WAIVER. AS PART OF THIS SETTLEMENT, THE FIRM AGREED TO PAY RESTITUTION TO ELIGIBLE CUSTOMERS ESTIMATED TO TOTAL $519,699. Summary: THE FIRM AGREED TO A CENSURE AND A FINE OF $150,000. IT FURTHER AGREED TO PROVIDE A REMEDIATION PLAN TO FINRA TO REMEDIATE ELIGIBLE CUSTOMERS WHO QUALIFIED FOR, BUT DID NOT RECEIVE, AN APPLICABLE MUTUAL FUND SALES-CHARGE WAIVER. AS PART OF THIS SETTLEMENT, THE FIRM AGREED TO PAY RESTITUTION TO ELIGIBLE CUSTOMERS ESTIMATED TO TOTAL $519,699.
Regulatory · Item 11.E(2)
as of Nov 04, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE ENTRY OF FINDINGS THAT IT FAILED TO ESTABLISH, MAINTAIN AND ENFORCE A SUPERVISORY SYSTEM AND WRITTEN SUPERVISORY PROCEDURES (WSPS) REASONABLY DESIGNED TO SUPERVISE REPRESENTATIVES' SALE OF MULTI-SHARE CLASS VARIABLE ANNUITIES (VAS). THE FIRM'S PROCEDURES FOR PRINCIPALS DID EXPLAIN BASIC DIFFERENCES IN THE SURRENDER PERIOD FOR VA SHARE CLASSES, AND NOTED THAT REVIEWING PRINCIPALS SHOULD ATTEMPT TO GET A RATIONALE ADDRESSING THE CUSTOMER'S DECISION TO PAY THE INCREASED ANNUAL FEE FOR AN L-SHARE CONTRACT. THE FIRM ALSO FAILED TO PROVIDE SUFFICIENT TRAINING TO THEIR REGISTERED REPRESENTATIVES AND REVIEWING PRINCIPALS TO ENSURE THAT THEY UNDERSTOOD THE MATERIAL FEATURES OF VAS. THE FINDINGS ALSO STATED THAT THE FIRM FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM AND PROCEDURES REASONABLY DESIGNED TO SUPERVISE VA EXCHANGES. MOREOVER, THE FIRM'S WSPS DID NOT INCLUDE ANY "SURVEILLANCE PROCEDURES" DESIGNED TO DETERMINE IF REPRESENTATIVES HAD PROBLEMATIC RATES OF VA EXCHANGES. Status: Final Sanction Detail: THE FIRM WAS CENSURED, FINED $350,000.00 AND REQUIRED TO REVIEW AND REVISE, AS NECESSARY, ITS SYSTEMS, POLICIES AND PROCEDURES AND TRAINING WITH RESPECT TO THE AREAS DESCRIBED WITHIN THE AWC. THE FIRM WILL CERTIFY TO FINRA THAT THAT IT HAS ENGAGED IN THE REVIEW AND HAS ESTABLISHED AND IMPLEMENTED SYSTEMS, POLICIES, AND PROCEDURES THAT ARE REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH THE APPLICABLE FINRA AND NASD RULES.
Regulatory · Item 11.E(2)
as of Nov 04, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM REASONABLY DESIGNED TO SUPERVISE 529 PLAN SHARE-CLASS RECOMMENDATIONS. THE FINDINGS STATED THAT THE FIRM'S SUPERVISORY SYSTEM FOR 529 PLANS DID NOT REASONABLY ADDRESS SHARE-CLASS SUITABILITY AND DID NOT DETECT SHARE-CLASS RECOMMENDATIONS THAT WERE INCONSISTENT WITH THE TIME HORIZON FOR 529 PLAN INVESTMENTS. THE FIRM'S WSPS FOR 529 PLANS DID NOT SPECIFICALLY ADDRESS THE RELATIONSHIP BETWEEN ACCOUNT BENEFICIARY AGE, THE NUMBER OF YEARS UNTIL FUNDS WOULD BE NEEDED TO PAY QUALIFIED HIGHER EDUCATION EXPENSES, AND 529 PLAN SHARE-CLASS SUITABILITY. INSTEAD, THEY DIRECTED REPRESENTATIVES TO CONSIDER THE CLIENT'S INVESTMENT OBJECTIVES AND ASSOCIATED COSTS, INCLUDING MUTUAL FUND LOAD EXPENSES, WHEN MAKING A 529 PLAN RECOMMENDATION. THE FIRM'S TRANSACTION REVIEW SYSTEM DID NOT INCLUDE RULES TO IDENTIFY 529 PLAN SHARE-CLASS RECOMMENDATIONS THAT APPEARED TO BE INCONSISTENT WITH THE AGE OF THE ACCOUNT BENEFICIARY OR THE ACCOUNT'S STATED TIME HORIZON. THE FIRM IMPROVED ITS TRANSACTION REVIEW SYSTEM BY ADDING A RULE TO DETECT SHARE-CLASS RECOMMENDATIONS THAT WERE INCONSISTENT WITH THE STATED TIME HORIZON FOR THE ACCOUNT. HOWEVER, THE INVESTMENT PROFILE INFORMATION THAT THE SYSTEM COULD USE DID NOT INCLUDE ACCOUNT BENEFICIARY AGE DATA. ACCORDINGLY, THE SYSTEM COULD NOT DETECT STATED TIME HORIZONS THAT APPEARED TO CONFLICT WITH THE AGE OF THE ACCOUNT BENEFICIARY OR 529 PLAN SHARE-CLASS RECOMMENDATIONS THAT WERE INCONSISTENT WITH THE TIME HORIZON SUGGESTED BY THE AGE OF THE ACCOUNT BENEFICIARY. AS A RESULT, THE FIRM DID NOT REASONABLY SUPERVISE 529 PLAN SHARE-CLASS RECOMMENDATIONS AND FAILED TO IDENTIFY CLASS C SHARE RECOMMENDATIONS THAT WERE INCONSISTENT WITH THE SHARECLASS RECOMMENDATIONS SUGGESTED BY THE AGE OF THE ACCOUNT BENEFICIARY Status: Final Sanction Detail: THE FIRM WAS CENSURED AND ORDERED TO PAY $224,362.66, PLUS INTEREST, IN RESTITUTION TO CUSTOMERS. THE FIRM VOLUNTARILY SELF-REPORTED POTENTIAL ISSUES WITH THEIR SUPERVISORY SYSTEM AND PROPOSED A PLAN TO REMEDIATE AFFECTED CUSTOMERS. ACCORDINGLY, NO MONETARY SANCTION HAS BEEN IMPOSED.
Regulatory · Item 11.E(2)
as of Nov 04, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT THEY NEGLIGENTLY FAILED TO TELL INVESTORS IN AN OFFERING THAT THE ISSUER FAILED TO TIMELY MAKE REQUIRED FILINGS WITH THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING FILING AUDITED FINANCIAL STATEMENTS. THE FINDINGS STATED THAT WHILE THE FIRM LEARNED OF THE DELAYS AND THE ISSUER'S STATED INTENTION TO COMPLETE A FORENSIC AUDIT, IT MADE 32 SALES WITH A TOTAL PRINCIPAL AMOUNT OF $2,450,000, EARNING $171,500 IN COMMISSIONS. IN CONNECTION WITH THESE SALES, HOWEVER, THE FIRM'S REPRESENTATIVES DID NOT INFORM THE CUSTOMERS THAT THE ISSUER HAD NOT TIMELY FILED ITS AUDITED FINANCIAL STATEMENTS WITH THE SEC OR THE REASONS FOR THE DELAY. THE DELAY IN FILING AUDITED FINANCIAL STATEMENTS WAS MATERIAL INFORMATION THAT SHOULD HAVE BEEN DISCLOSED. Status: Final Sanction Detail: THE FIRM WAS CENSURED, FINED $35,000, AND ORDERED TO PAY $171,500, PLUS INTEREST, IN PARTIAL RESTITUTION TO CUSTOMERS. THE AMOUNT OF PARTIAL RESTITUTION BEING PAID TO CUSTOMERS IS EQUAL TO THE COMMISSIONS THE FIRM RECEIVED IN CONNECTION WITH THE CUSTOMERS' INVESTMENTS. SEVEN CUSTOMERS AT ISSUE IN THE AWC WILL NOT RECEIVE PARTIAL RESTITUTION BECAUSE THEY PREVIOUSLY SETTLED THEIR CLAIMS RELATED TO THE ISSUER.
Regulatory · Item 11.E(2)
as of Nov 04, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THEENTRY OF FINDINGS THAT IT FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM REASONABLYDESIGNED TO ENSURE THAT ALL ELIGIBLE CUSTOMERS RECEIVED APPLICABLE SALES CHARGE WAIVERS ORSPECIAL SHARE CLASSES IN CONNECTION WITH ROLLING OVER 529 PLANS FROM ONE STATE PLAN TOANOTHER. THE FINDINGS STATED THAT THE FIRM'S WRITTEN SUPERVISORY PROCEDURES (WSPS) DID NOTALERT FIRM PERSONNEL OF THE POTENTIAL AVAILABILITY OF CLASS A SALES CHARGE WAIVERS OR CLASS AR SHARES FOR 529 PLAN ROLLOVERS AND THE FIRM DID NOT OFFER TRAINING TO REGISTEREDREPRESENTATIVES ON THIS SUBJECT. INSTEAD, THE FIRM RELIED UPON THEIR REGISTEREDREPRESENTATIVES TO DETERMINE WHETHER SALES CHARGE WAIVERS OR CLASS AR SHARES ON 529 PLANROLLOVERS WERE AVAILABLE, AND TO THEN COMPLETE THE REQUIRED FORMS TO ENSURE THAT CUSTOMERSRECEIVED THOSE BENEFITS. THE FIRM ALSO FAILED TO PROVIDE SUPERVISORS WITH GUIDANCE ORTRAINING ON HOW TO REVIEW 529 PLAN ROLLOVER TRANSACTIONS TO IDENTIFY CLASS A SALES CHARGEWAIVERS OR CLASS AR SHARES. AS A RESULT, THE FIRM FAILED TO APPLY SALES CHARGE WAIVERS ORPURCHASE CLASS AR SHARES IN APPROXIMATELY 41 PERCENT OF 529 PLAN ROLLOVER TRANSACTIONS,IMPACTING APPROXIMATELY 500 ACCOUNTS IN WHICH ROLLOVER PURCHASES TOTALED APPROXIMATELY $7MILLION. THIS CAUSED CUSTOMERS TO UNNECESSARILY PAY APPROXIMATELY $235,000 IN SALES CHARGESAND FEES. Status: Final Sanction Detail: THE FIRM WAS CENSURED, ORDERED TO PAY $234,831.92, PLUS INTEREST, IN RESTITUTION TOCUSTOMERS, AND REQUIRED TO CERTIFY THAT IT HAS REMEDIATED THE ISSUES IDENTIFIED IN THIS AWCAND IMPLEMENTED A SUPERVISORY SYSTEM, INCLUDING WSPS, REASONABLY DESIGNED TO ACHIEVECOMPLIANCE WITH MSRB RULE G-27 REGARDING THE ISSUES IDENTIFIED IN THIS AWC.
Regulatory · Item 11.E(2), 11.E(4)
as of Nov 04, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, WISWELL CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT HE FAILED TO REASONABLY SUPERVISE THE ACTIVITIES OF A REGISTERED REPRESENTATIVE TO PREVENT UNSUITABLE MUTUAL FUND SWITCHING. THE FINDINGS STATED THAT WISWELL FAILED TO TAKE REASONABLE STEPS TO FOLLOW UP ON RED FLAGS AND APPROVED ALL OF THE REGISTERED REPRESENTATIVE'S MUTUAL FUND SWITCH TRANSACTIONS.
Regulatory · Item 11.D(4)
as of Nov 04, 2024
Allegations: ROYAL ALLIANCE ASSOCIATES, INC. WAS ALLEGED TO HAVE BEEN DEFICIENT IN ITS ABILITY TO DEMONSTRATE SUPERVISON PROCEDURES IN PLACE FOR THE SALE OF CERTAIN VARIABLE ANNUITY PRODUCTS, IN VIOLATION OF NEVADA ADMINSTRATIVE CODE 668A.460(2)DURING THE TIME PERIOD OF JANUARY1, 2007 THROUGH DECEMBER 31,2012. Status: Final Sanction Detail: FINE TO BE PAID WITHIN 30 DAYS OF ORDER; NO PORTION OF THE PENALTY WAS WAIVED. Summary: ROYAL ALLIANCE ASSOCIATES, INC. ("RAA") ENTERED INTO A CONCENT ORDER WITH THE NEVADA DIVISION OF INSURANCE ("NDOI"). WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, RAA CONCENTED TO THE DESCRIBED SANCTIONS AND A FINE OF $21,000 AND HAS IMPLEMENTED APPROPRIATE SUPERVISORY PROCEDURES. RAA ALSO AGREED TO REPORT TO THE NDOI ANY COMPLAINTS OR PROTENTIAL COMPLAINTS FROM PURCHASERS OF ANNUITIES BY RESIDENTS OF NEVADA DURING THE PERIOD COVERED BY THE ORDER AND TO PROVIDE PROOF OF ITS RESPONSE TO THE NDOI.
Regulatory · Item 11.D(2), 11.D(4)
as of Nov 04, 2024
Allegations: THE INSURANCE COMMISSIONER CONTACTED ROYAL ALLIANCE LICENSING TEAM IN 2021 TO ASK IF IT WAS CHARGING FEES TO INSUREDS BUT DID NOT RECEIVE A RESPONSE. IN FEBRUARY 2022 THE INSURANCE COMMISSIONER ISSUE ORDER REVOKING LICENSE NO 21-0736, HOWEVER LATER AGREED TO ACCEPT A FINE AND CURRENT RESPONSE IN ORDER TO KEEP THE LICENSE ACTIVE. THE ORDER REVOKING LICENSE NO 21-0736 WAS RESCINDED,THE FINE WAS PAID AND A CURRENT RESPONSE WAS SUBMITTED. Status: Final Sanction Detail: MONETARY FINE $250.00 PAID 04/11/2022 Summary: THE INSURANCE COMMISSIONER RESCINDED ORDER REVOKING LICENSE NO 21-0736 AND IMPOSED A FINE. THE FINE HAS BEEN PAID.
Regulatory · Item 11.D(1)
as of Nov 04, 2024
Allegations: RESPONDENT PROVIDED MATERIALLY INCORRECT, UNTRUE AND/OR INCOMPLETE INFORMATION IN HIS RENEWAL APPLICATIONS FOR AN AGENTS LICENSE.
Regulatory
as of Nov 04, 2024
Allegations: THE COMMISSION ALLEGED THAT ROYAL ALLIANCE VIOLATED SECTION 206(4) OF THE ADVISERS ACT AND ADVISERS ACT RULE 206(4)-7, IN THAT DURING THE PERIOD FROM JANUARY 2016 THROUGH APRIL 2020 (THE "RELEVANT PERIOD"), CERTAIN ROYAL ALLIANCE IARS ON BEHALF OF ADVISORY ACCOUNTS BOUGHT AND HELD FOR EXTENDED PERIODS A SECURITY CALLED IPATH S&P 500 VIX SHORT-TERM FUTURES ETN ("VXX"). WHILE ROYAL ALLIANCE HAD POLICIES AND PROCEDURES THAT CAUTIONED AGAINST HOLDING OTHER SIMILARLY RISKY COMPLEX AND STRUCTURED PRODUCTS FOR EXTENDED PERIODS, ROYAL ALLIANCE HAD NO POLICIES OR PROCEDURES CONCERNING PRODUCTS DESIGNED TO TRACK THE IMPLIED VOLATILITY OF THE S&P 500. LIKEWISE, WHILE ROYAL ALLIANCE TRAINED ITS REPRESENTATIVES CONCERNING THE RISKS OF THESE OTHER PRODUCTS, IT PROVIDED NO SPECIFIC TRAINING ON VOLATILITY ETPS LIKE VXX. UNDER THE CIRCUMSTANCES DESCRIBED ABOVE, IT WAS ALLEGED THAT ROYAL ALLIANCE VIOLATED SECTION 206(4) OF THE ADVISERS ACT AND ADVISERS ACT RULE 206(4)-7. Status: Final Sanction Detail: THE FIRM CONSENTED TO A CENSURE; TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 206(4) OF THE ADVISERS ACT AND ADVISERS ACT RULE 206(4)-7; AND TO PAY DISGORGEMENT OF $1,953.00, PREJUDGMENT INTEREST OF $447.29, AND A CIVIL MONETARY PENALTY OF $500,000. Summary: WITHOUT ADMITTING NOR DENYING THE COMMISSION'S ALLEGATIONS, THE FIRM SUBMITTED AN OFFER OF SETTLEMENT, WHICH THE COMMISSION ACCEPTED, IN WHICH IT AGREED TO CEASE AND DESIST FROM FURTHER VIOLATIONS, A CENSURE, AND TO PAY DISGORGEMENT, INTEREST AND A CIVIL MONETARY PENALTY AS DESCRIBED HEREINABOVE.
Regulatory
as of Nov 04, 2024
Allegations: THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED AGAINST OSAIC WEALTH, INC. ("OSAIC WEALTH" OR "RESPONDENT"). IN ANTICIPATION OF THE INSTITUTION OF THESE PROCEEDINGS, RESPONDENT HAS SUBMITTED AN OFFER OF SETTLEMENT (THE "OFFER") WHICH THE COMMISSION HAS DETERMINED TO ACCEPT. THE COMMISSION FINDS THAT THIS MATTER ARISES OUT OF THE FAILURE OF OSAIC WEALTH, A REGISTERED INVESTMENT ADVISER, TO OBTAIN VERIFICATION BY AN INDEPENDENT PUBLIC ACCOUNTANT OF CLIENT FUNDS AND SECURITIES OF WHICH IT HAD CUSTODY. FROM JUNE 2017 TO DECEMBER 2022 (THE "RELEVANT PERIOD"), OSAIC WEALTH USED A FORM AGREEMENT TO GOVERN CERTAIN ASPECTS OF THE RELATIONSHIP AMONG OSAIC WEALTH, ITS CLIENTS, AND A PARTICULAR CLEARING AGENT OSAIC WEALTH USED (THE "CLEARING AGENT"). EACH OF THESE AGREEMENTS ("CUSTOMER AGREEMENTS") INCLUDED A MARGIN ACCOUNT AGREEMENT THAT CONTAINED LANGUAGE, REQUIRED BY THE CLEARING AGENT, THAT PERMITTED THE CLEARING AGENT TO ACCEPT, WITHOUT INQUIRY OR INVESTIGATION, ANY INSTRUCTIONS GIVEN BY OSAIC WEALTH CONCERNING THESE CLIENTS' ACCOUNTS (THE "AFFECTED ACCOUNTS"). AS A CONSEQUENCE OF OSAIC WEALTH HAVING THIS AUTHORITY WITH RESPECT TO THE CLIENT FUNDS AND SECURITIES IN THE AFFECTED ACCOUNTS, OSAIC WEALTH HAD CUSTODY OF THESE ASSETS. ACCORDINGLY, BECAUSE OSAIC WEALTH FAILED TO OBTAIN VERIFICATION BY ACTUAL EXAMINATION OF THE CLIENT FUNDS AND SECURITIES IN THE AFFECTED ACCOUNTS BY AN INDEPENDENT PUBLIC ACCOUNTANT, OSAIC WEALTH VIOLATED SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-2 THEREUNDER, COMMONLY REFERRED TO AS THE "CUSTODY RULE." Status: Final Sanction Detail: THE FIRM IS ORDERED TO CEASE AND DESIST; IS CENSURED; AND ORDERED TO PAY A CIVIL MONEY PENALTY IN THE AMOUNT OF $100,000 TO THE SECURITIES AND EXCHANGE COMMISSION. Summary: IN VIEW OF THE FOREGOING, THE COMMISSION DEEMS IT APPROPRIATE, IN THE PUBLIC INTEREST, AND FOR THE PROTECTION OF INVESTORS TO IMPOSE THE SANCTIONS AGREED TO IN RESPONDENT OSAIC WEALTH'S OFFER. ACCORDINGLY, PURSUANT TO SECTIONS 203(E) AND 203(K) OF THE ADVISERS ACT, IT IS HEREBY ORDERED THAT RESPONDENT OSAIC WEALTH CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-2 PROMULGATED THEREUNDER; IS CENSURED; AND SHALL, WITHIN 10 DAYS OF THE ENTRY OF THIS ORDER, PAY A CIVIL MONEY PENALTY IN THE AMOUNT OF $100,000 TO THE SECURITIES AND EXCHANGE COMMISSION.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Pershing $119B (51% of AUM) Jun 2026
- National Financial Services (Fidelity) $76.6B (33% of AUM) Jun 2026
- Fidelity Brokerage Services $17.8B (9% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 07, 2026.
View current Form ADV (SEC/IAPD) ↗