JJ
James Joseph Roman
CRD 3133090
Personal Financial Specialist
Firms
| Firm | Role | As of |
|---|---|---|
| Main Street Financial Life Advisors, Llc | Registered representative | 07/20/2026 |
| Cwm, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Main Street Financial Life Advisors, Llc
Managing Member/Chief Compliance Officer · 75% or more · Sep 2023
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗