Cwm, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 155344
· SEC file 801-72037
· Omaha, NE
· www.kanaiwealth.com
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ADV data as of Jul 27, 2026
- Regulatory AUM
- $50.6B
- Discretionary
- $49.5B
- Clients
- 52,669
- Avg AUM / client
- $960K
- Accounts
- 154,206
- Employees
- 1,416
AUM over time
$902M
$50.6B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 45,032 | $23.9B | 47.2% |
| High net worth individuals | 7,231 | $21.9B | 43.3% |
| Pension and profit sharing plans | 67 | $2.3B | 4.52% |
| Corporations and other businesses | 339 | $2.5B | 4.98% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Capital Internal Medicine Associates Pc 401 K Retirement Plan Capital Internal Medicine Associates Pc | 2024 |
People (649)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carson, Ronald, Lloyd | Owner | Dec 1994 (32y) | ≈ 14.06% – 50% via Carson Group, Inc. | |
| Hunt, Lantz | Chief Operations Officer | Mar 2018 (8y) | Less than 5% | |
| James Edmond Clements | Chief Compliance Officer | Sep 2020 (6y) | Less than 5% | |
| George Burton White | Ceo | May 2022 (4y) | Less than 5% | |
| Applegarth, Mark, Daniel | Cfo | Apr 2024 (2y) | Less than 5% | |
| Jason Donald Comes | Registered representative | Jul 2011 (15y) | ||
| Mark Robert Lookabill | Registered representative | Jul 2011 (15y) | ||
| John Edward Saunders | Registered representative | Jul 2012 (14y) | ||
| Scott Douglas Ford | Registered representative | Jul 2012 (14y) | ||
| Scott Duane Toms | Registered representative | Jul 2012 (14y) | ||
| Elizabeth A Schanou | Registered representative | Oct 2012 (14y) | ||
| Daniel Todd Barker | Registered representative | Apr 2013 (13y) | ||
| Jamie Marie Carroll | Registered representative | CFP | Apr 2013 (13y) | |
| Jeffrey Wayne Maynard | Registered representative | Apr 2013 (13y) | ||
| Michael Shane David | Registered representative | Apr 2013 (13y) | ||
| Alan Lee Wright | Registered representative | May 2013 (13y) | ||
| Bradley Allen Dillon | Registered representative | Oct 2013 (13y) | ||
| Mark Harvey Schlipman | Registered representative | Oct 2013 (13y) | ||
| Neal Anthony Mcgrath | Registered representative | Dec 2013 (13y) | ||
| Thomas Scott Brown | Registered representative | Dec 2013 (13y) | ||
| Robert Joe Holdford | Registered representative | Feb 2014 (12y) | ||
| Faron Lee Alan Daugs | Registered representative | CFP | Mar 2014 (12y) | |
| Michael Gary Edwards | Registered representative | Mar 2014 (12y) | ||
| Jeffrey Paul Fattig | Registered representative | CFP | Jun 2014 (12y) | |
| Richard Roberts Robie | Registered representative | Jun 2014 (12y) | ||
| Leonard Thomas Arthur Hirst | Registered representative | CFP | Jul 2014 (12y) | |
| Mohamed Sayeed Ali | Registered representative | Aug 2014 (12y) | ||
| Jonathan Edward Mullins | Registered representative | Aug 2014 (12y) | ||
| Paul Michael West | Registered representative | CFP | Sep 2014 (12y) | |
| Randy W Harrison | Registered representative | Chartered Financial Consultant | Nov 2014 (12y) | |
| Clifford John York | Registered representative | Chartered Financial Consultant | Jan 2015 (12y) | |
| Ronald Steven Lee | Registered representative | Mar 2015 (11y) | ||
| Debra Helen Taylor | Registered representative | Personal Financial Specialist | Jun 2015 (11y) | |
| Michele M Schreck | Registered representative | Aug 2015 (11y) | ||
| Todd Joseph Melerine | Registered representative | CFP | Sep 2015 (11y) | |
| John Allan Mcewan | Registered representative | CFP | Oct 2015 (11y) | |
| Eric John Mcewan | Registered representative | Oct 2015 (11y) | ||
| Robert Patrick Taylor | Registered representative | Nov 2015 (11y) | ||
| Derek Anthony Pesta | Registered representative | CFP | Jan 2016 (11y) | |
| J. Hunter Hart | Registered representative | CFP | Jan 2016 (11y) | |
| Marc Scott Schliefer | Registered representative | CFP | Feb 2016 (10y) | |
| James Ley Quigley | Registered representative | CFP | Mar 2016 (10y) | |
| Douglas Scott Fluke | Registered representative | CFP | May 2016 (10y) | |
| Zachary Lawrence Langan | Registered representative | Jul 2016 (10y) | ||
| Robert Wayne Huntley | Registered representative | CFP Chartered Financial Consultant | Jul 2016 (10y) | |
| Carlas Bradford Allgood | Registered representative | Aug 2016 (10y) | ||
| Kenneth Don Grant | Registered representative | Aug 2016 (10y) | ||
| Melanie Carroll Hasty Grant | Registered representative | Aug 2016 (10y) | ||
| Steven John Synowicki | Registered representative | Aug 2016 (10y) | ||
| Mark Jacob Ring | Registered representative | Dec 2016 (10y) | ||
| William Daniel Morrison | Registered representative | CFP Chartered Financial Consultant | Dec 2016 (10y) | |
| Duane M Toney | Registered representative | Personal Financial Specialist | Jan 2017 (10y) | |
| Jonathan Andrew Moyer | Registered representative | CFP | Jan 2017 (10y) | |
| Jeff Richard Bornhoft | Registered representative | Jan 2017 (10y) | ||
| Yvonne Nadine Prince | Registered representative | Mar 2017 (9y) | ||
| Scott Andrew Conroy | Registered representative | Apr 2017 (9y) | ||
| Ross Marinoni Lawrence | Registered representative | Apr 2017 (9y) | ||
| Eugene Norman Daniller | Registered representative | May 2017 (9y) | ||
| Jessica Lynn Golson | Registered representative | Aug 2017 (9y) | ||
| Shayla Marie Kriha | Registered representative | Sep 2017 (9y) | ||
| Dudley Harold Otey | Registered representative | Sep 2017 (9y) | ||
| Richard Benjamin Hull | Registered representative | Sep 2017 (9y) | ||
| Solomon David Berry | Registered representative | Jan 2018 (9y) | ||
| Andrew David Jordan | Registered representative | CFP | Jan 2018 (9y) | |
| Jeremy Jon Willner | Registered representative | Jan 2018 (9y) | ||
| Rick Donald Wurst | Registered representative | Jan 2018 (9y) | ||
| Eric Scott Wishan | Registered representative | Feb 2018 (8y) | ||
| Kevin John Engbers | Registered representative | Mar 2018 (8y) | ||
| Brian Nikolas Aamlid | Registered representative | CFP | Mar 2018 (8y) | |
| Scott Alan Kanai | Registered representative | CFP | Apr 2018 (8y) | |
| Breanne Lynn Vugteveen | Registered representative | Apr 2018 (8y) | ||
| Scot Allen Thigpen | Registered representative | CFP | Apr 2018 (8y) | |
| Russell Gerard Nieland | Registered representative | CFP | Apr 2018 (8y) | |
| Wendy Lee Nemecek | Registered representative | Apr 2018 (8y) | ||
| Kandace Lynette Gordy | Registered representative | May 2018 (8y) | ||
| Ray Donovan J Slaughter | Registered representative | May 2018 (8y) | ||
| Russell Grant Nieland | Registered representative | CFP | May 2018 (8y) | |
| Lisa Marie Thuer | Registered representative | May 2018 (8y) | ||
| Mark Stephen Mccallum | Registered representative | CFP | May 2018 (8y) | |
| Debra Ellen Ranguette | Registered representative | Jun 2018 (8y) | ||
| Taylor Robert Smithyman | Registered representative | CFP | Jun 2018 (8y) | |
| Thomas James Noel | Registered representative | Chartered Financial Consultant | Jun 2018 (8y) | |
| Todd Alan Wolff | Registered representative | Jun 2018 (8y) | ||
| David Jeffery Abbs | Registered representative | CFP | Jun 2018 (8y) | |
| Jaymon Dail Meikle | Registered representative | Chartered Financial Consultant | Jul 2018 (8y) | |
| William Dail Meikle | Registered representative | CFP | Jul 2018 (8y) | |
| Steven Craig Henningson | Registered representative | Jul 2018 (8y) | ||
| Erin M Jones | Registered representative | CFP Chartered Financial Consultant | Jul 2018 (8y) | |
| Jennifer Jean Homman | Registered representative | Jul 2018 (8y) | ||
| Scott Ernest Cadwell | Registered representative | CFP | Jul 2018 (8y) | |
| Kristen Elizondo Rainone | Registered representative | Aug 2018 (8y) | ||
| Mark David Anleitner | Registered representative | CFP | Aug 2018 (8y) | |
| Michelle Ann Frommeyer | Registered representative | CFP | Aug 2018 (8y) | |
| Scott J Reynolds | Registered representative | CFP | Aug 2018 (8y) | |
| Brian Wesley Armstrong | Registered representative | CFP | Sep 2018 (8y) | |
| Shawndi Lynn Purselley | Registered representative | CFP | Sep 2018 (8y) | |
| Daniel Howard Adams | Registered representative | CFP | Sep 2018 (8y) | |
| Brennen Jon Bergdahl | Registered representative | CFP Chartered Financial Consultant | Sep 2018 (8y) | |
| Michelle Nicole Ogden | Registered representative | CFP | Sep 2018 (8y) | |
| James Curtis Rees | Registered representative | Oct 2018 (8y) | ||
| Kimberly Ann Gieseler | Registered representative | CFP | Oct 2018 (8y) | |
| Theodore James Swenson | Registered representative | CFP | Oct 2018 (8y) | |
| Nicholas John Gertsema | Registered representative | Oct 2018 (8y) | ||
| Christopher William Schuler | Registered representative | CFP | Nov 2018 (8y) | |
| Douglas M Gjerde | Registered representative | CFP | Nov 2018 (8y) | |
| Jeremy Thomas Weller | Registered representative | CFP | Nov 2018 (8y) | |
| Cody Jordan Hildebrand | Registered representative | Nov 2018 (8y) | ||
| Thomas Kerby Hall | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Scott Mason Fitzgerald | Registered representative | CFP | Nov 2018 (8y) | |
| Wesley Charles Sullivan | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Janet Ellen Barrett | Registered representative | Chartered Financial Consultant | Dec 2018 (8y) | |
| Joel Alan Larsen | Registered representative | CFP | Jan 2019 (8y) | |
| Steven Bradley Anderson | Registered representative | CFP | Jan 2019 (8y) | |
| Christopher Joseph Koning | Registered representative | Jan 2019 (8y) | ||
| Matthew David Friedrichsen | Registered representative | Jan 2019 (8y) | ||
| Matthew Eston Pearson | Registered representative | Jan 2019 (8y) | ||
| John Francis Harty | Registered representative | Jan 2019 (8y) | ||
| Michael Dominic Garmone | Registered representative | Feb 2019 (7y) | ||
| Matthew Aaron Kory | Registered representative | Feb 2019 (7y) | ||
| Justin Robert Haschke | Registered representative | CFP | Feb 2019 (7y) | |
| William Blake Royal | Registered representative | CFP | Feb 2019 (7y) | |
| Chad Michael Olivier | Registered representative | CFP | Mar 2019 (7y) | |
| Christopher Michael Adams | Registered representative | Mar 2019 (7y) | ||
| Robert Nolan Dumas | Registered representative | Mar 2019 (7y) | ||
| Toby John Lafont | Registered representative | Mar 2019 (7y) | ||
| Kevin Zlomke | Registered representative | Mar 2019 (7y) | ||
| Robert Brandon Vettorel | Registered representative | Apr 2019 (7y) | ||
| Victor D Bell | Registered representative | Apr 2019 (7y) | ||
| Joseph Pierpont Morgan | Registered representative | CFP Chartered Financial Consultant | Apr 2019 (7y) | |
| Sean Anthony Phillips | Registered representative | CFP | Apr 2019 (7y) | |
| Wade Hamilton Chessman | Registered representative | CFP | Apr 2019 (7y) | |
| Benjamin Wills Bender | Registered representative | Apr 2019 (7y) | ||
| Christopher Anthony Lund | Registered representative | CFP | Apr 2019 (7y) | |
| Alicia M Reed | Registered representative | May 2019 (7y) | ||
| Lori Jo Daff Siggins | Registered representative | CFP Chartered Financial Consultant | May 2019 (7y) | |
| Brent Dean Dome | Registered representative | May 2019 (7y) | ||
| Byron Reed Watkins | Registered representative | May 2019 (7y) | ||
| Chad Edward Phipps | Registered representative | May 2019 (7y) | ||
| Clark James Mcdonald | Registered representative | May 2019 (7y) | ||
| Karsten Gabriel Bond | Registered representative | May 2019 (7y) | ||
| Micoli Donn Bates | Registered representative | May 2019 (7y) | ||
| Andrew Reisdorff | Registered representative | May 2019 (7y) | ||
| Marta Elena Curry | Registered representative | Jun 2019 (7y) | ||
| Eric Steven Ford | Registered representative | CFP | Jun 2019 (7y) | |
| Steven Lee Ford | Registered representative | Jun 2019 (7y) | ||
| Bowen Bradford Thigpen | Registered representative | CFP | Jun 2019 (7y) | |
| Jill Elizabeth Gosz | Registered representative | Jun 2019 (7y) | ||
| Stephen Joseph Martin | Registered representative | CFP | Jul 2019 (7y) | |
| Karin Anderson Grablin | Registered representative | CFP | Jul 2019 (7y) | |
| Matthew James Alspaugh | Registered representative | Jul 2019 (7y) | ||
| Kevin James Cicci | Registered representative | Sep 2019 (7y) | ||
| Sonu Sam Varghese | Registered representative | Sep 2019 (7y) | ||
| Shanna Jean Kehoe | Registered representative | Oct 2019 (7y) | ||
| Ashley E Sowers | Registered representative | Oct 2019 (7y) | ||
| Timothy Avila | Registered representative | Nov 2019 (7y) | ||
| Adrian Elder | Registered representative | CFP | Nov 2019 (7y) | |
| George Davis | Registered representative | Nov 2019 (7y) | ||
| Patrick Joseph Healy | Registered representative | CFP | Nov 2019 (7y) | |
| Thomas Rush | Registered representative | Nov 2019 (7y) | ||
| Justin Robert Ehle | Registered representative | CFP | Dec 2019 (7y) | |
| Tammy Lee Ann Breitenbach | Registered representative | Jan 2020 (7y) | ||
| Robert M Wellman | Registered representative | CFP | Jan 2020 (7y) | |
| Ryan Richardson Ovenden | Registered representative | CFP | Feb 2020 (6y) | |
| Lindsey Nelson Toole | Registered representative | Feb 2020 (6y) | ||
| Drew Schaefer | Registered representative | Feb 2020 (6y) | ||
| Jared Mark Jones | Registered representative | Feb 2020 (6y) | ||
| Christopher M Graw | Registered representative | CFP | Feb 2020 (6y) | |
| Brian S Staples | Registered representative | CFP | Mar 2020 (6y) | |
| Benjamin Jack Hewlett | Registered representative | CFP | Mar 2020 (6y) | |
| Christopher J Tobey | Registered representative | CFP | Apr 2020 (6y) | |
| Rodrigo M Garay | Registered representative | Apr 2020 (6y) | ||
| Matthew Charles Hinz | Registered representative | Chartered Financial Consultant | May 2020 (6y) | |
| Thaddeus J Mcvay | Registered representative | May 2020 (6y) | ||
| Anna Marie Fagan | Registered representative | Jun 2020 (6y) | ||
| Mark Leigh Bain | Registered representative | Chartered Financial Consultant | Jun 2020 (6y) | |
| Shane Heizer | Registered representative | Jun 2020 (6y) | ||
| Kenneth Edward Reeves | Registered representative | CFP | Jun 2020 (6y) | |
| Alec John Kozuch | Registered representative | CFP | Jul 2020 (6y) | |
| John Vincent Kozuch | Registered representative | CFP | Jul 2020 (6y) | |
| Mark Charles Butterworth | Registered representative | CFP Chartered Financial Consultant | Jul 2020 (6y) | |
| Valen Ann Permann | Registered representative | Jul 2020 (6y) | ||
| Michael Gold | Registered representative | CFP | Jul 2020 (6y) | |
| Jaclyn Adams Peal | Registered representative | Aug 2020 (6y) | ||
| Christina Hester Snyder | Registered representative | CFP | Aug 2020 (6y) | |
| Clark Leroy Permann | Registered representative | CFP | Aug 2020 (6y) | |
| Adam John Tarver | Registered representative | Aug 2020 (6y) | ||
| Jason Michael Juhl | Registered representative | Aug 2020 (6y) | ||
| Cole David | Registered representative | Sep 2020 (6y) | ||
| Tina Marie Cicci | Registered representative | Sep 2020 (6y) | ||
| H Jackson Sturgeon | Registered representative | Oct 2020 (6y) | ||
| Lawrence David Sprung | Registered representative | CFP | Oct 2020 (6y) | |
| Andrea Jane Graham | Registered representative | Oct 2020 (6y) | ||
| Joan Kelley Holmes | Registered representative | Oct 2020 (6y) | ||
| Marcelo Daniel Bernardo | Registered representative | Oct 2020 (6y) | ||
| Sean Christopher Walker | Registered representative | Oct 2020 (6y) | ||
| Sonya Michele O'connor | Registered representative | Oct 2020 (6y) | ||
| William Clark Oconnor | Registered representative | Oct 2020 (6y) | ||
| Douglas Padden | Registered representative | Oct 2020 (6y) | ||
| Patrick Nee | Registered representative | Oct 2020 (6y) | ||
| Adam Jeffrey Flagg | Registered representative | CFP | Oct 2020 (6y) | |
| Gregory Allan Gaynier | Registered representative | Oct 2020 (6y) | ||
| Jon Stuart Read | Registered representative | CFP Chartered Financial Consultant | Nov 2020 (6y) | |
| Triston Hunter Hasty Grant | Registered representative | CFP | Nov 2020 (6y) | |
| Jared Michael Marzocco | Registered representative | Dec 2020 (6y) | ||
| Nicholas Rawlins | Registered representative | Dec 2020 (6y) | ||
| Garrett Mclean Mcgovern | Registered representative | CFP | Dec 2020 (6y) | |
| Stephanie Marie Lee | Registered representative | CFP | Dec 2020 (6y) | |
| Austin James Delery | Registered representative | CFP | Jan 2021 (6y) | |
| James Joseph Roman | Registered representative | Personal Financial Specialist | Feb 2021 (6y) | |
| Matthew Joseph Kulpa | Registered representative | Feb 2021 (6y) | ||
| Bruce Daniel Eisenhauer | Registered representative | Feb 2021 (5y) | ||
| Scott William Keegan | Registered representative | Feb 2021 (5y) | ||
| Daniel Armas | Registered representative | CFP | Mar 2021 (5y) | |
| Patricia Rose Garner | Registered representative | CFP | Mar 2021 (5y) | |
| Brandon P Buhay | Registered representative | Mar 2021 (5y) | ||
| Jake Andrew Stone | Registered representative | Mar 2021 (5y) | ||
| Daniel Vicente Leal Restrepo | Registered representative | CFP | Mar 2021 (5y) | |
| Daniel Brian Edwards | Registered representative | Apr 2021 (5y) | ||
| Gregory A Worcester | Registered representative | CFP | Apr 2021 (5y) | |
| Thomas Roney Chaney | Registered representative | May 2021 (5y) | ||
| Kyle Corbyn Hatch | Registered representative | CFP | May 2021 (5y) | |
| Nolan Maloney | Registered representative | Jun 2021 (5y) | ||
| Cristina Marie Wiebelt Smith | Registered representative | Jun 2021 (5y) | ||
| Kayla Bain Oliver | Registered representative | CFP | Jul 2021 (5y) | |
| Nolan David | Registered representative | Jul 2021 (5y) | ||
| Hayden Jeremiah Willner | Registered representative | CFP Chartered Financial Consultant | Jul 2021 (5y) | |
| Denise M Talbert | Registered representative | Aug 2021 (5y) | ||
| Adam James Finch | Registered representative | CFP | Aug 2021 (5y) | |
| Matthew Thomas Bowden | Registered representative | CFP Chartered Financial Consultant | Aug 2021 (5y) | |
| Michael David Rautiola | Registered representative | CFP | Aug 2021 (5y) | |
| Alexandria Jo Ulrich | Registered representative | Sep 2021 (5y) | ||
| Brent Stanley Pine | Registered representative | CFP | Oct 2021 (5y) | |
| Mark Andrew Jones | Registered representative | Oct 2021 (5y) | ||
| Gregg Howard Johnson | Registered representative | Nov 2021 (5y) | ||
| Nolan D Schultz | Registered representative | CFP | Nov 2021 (5y) | |
| Brian Kubis | Registered representative | Dec 2021 (5y) | ||
| Connor William Butler | Registered representative | Dec 2021 (5y) | ||
| Jeremy Curtis Day | Registered representative | Dec 2021 (5y) | ||
| Teresa Rae Sanders | Registered representative | CFP | Jan 2022 (5y) | |
| Grant Michael Trimble | Registered representative | CFP | Jan 2022 (5y) | |
| Dennis Jay Dekok | Registered representative | CFP | Jan 2022 (5y) | |
| Scott Karl Wetherbee | Registered representative | Feb 2022 (4y) | ||
| Philip William Vann | Registered representative | CFP | Feb 2022 (4y) | |
| Aaron Lee Short | Registered representative | Feb 2022 (4y) | ||
| Steven Edward Rose | Registered representative | CFP | Mar 2022 (4y) | |
| Gregory Peter Nassar | Registered representative | Mar 2022 (4y) | ||
| Jackson Trey Dewbre | Registered representative | Mar 2022 (4y) | ||
| Chloe Quigley Copple | Registered representative | Mar 2022 (4y) | ||
| Michael John Gruidel | Registered representative | CFP | Apr 2022 (4y) | |
| Alexis N Bush | Registered representative | Apr 2022 (4y) | ||
| Christina Alexis Ward | Registered representative | Apr 2022 (4y) | ||
| James A De Gaetano | Registered representative | CFP | Apr 2022 (4y) | |
| Justin Tyler Schultes | Registered representative | CFP | Apr 2022 (4y) | |
| Jessica Denee Hunnicutt | Registered representative | May 2022 (4y) | ||
| Alexis Ruth Karn | Registered representative | May 2022 (4y) | ||
| James E Couzens | Registered representative | Chartered Financial Consultant | May 2022 (4y) | |
| Robert Alan Karn | Registered representative | CFP | May 2022 (4y) | |
| Jeffrey Paul Couzens | Registered representative | CFP | May 2022 (4y) | |
| Stephanie Marie Knapp | Registered representative | May 2022 (4y) | ||
| Spencer Kirk Johnston | Registered representative | May 2022 (4y) | ||
| Alex Joseph Jensen | Registered representative | CFP | Jun 2022 (4y) | |
| Thomas Joseph Fridrich | Registered representative | Chartered Financial Consultant | Jun 2022 (4y) | |
| Brian Thomas Gioscio | Registered representative | CFP | Jun 2022 (4y) | |
| Jill Renee Beaudry | Registered representative | Jun 2022 (4y) | ||
| Andrew Thomas Penke | Registered representative | Jul 2022 (4y) | ||
| Grant David Dorhout | Registered representative | Jul 2022 (4y) | ||
| James Kampetis | Registered representative | CFP | Jul 2022 (4y) | |
| Jeremy Michael Matranga | Registered representative | Jul 2022 (4y) | ||
| Brian Orinthal Butler | Registered representative | Jul 2022 (4y) | ||
| Jonah Michael Bies | Registered representative | Jul 2022 (4y) | ||
| Marlon Keith Scott | Registered representative | Jul 2022 (4y) | ||
| Paul William Boudwin | Registered representative | Jul 2022 (4y) | ||
| Scott Wood | Registered representative | Aug 2022 (4y) | ||
| Ryan Detrick | Registered representative | Aug 2022 (4y) | ||
| Matt Robert Whipkey | Registered representative | Aug 2022 (4y) | ||
| Jorrell Rawlin Bland | Registered representative | Aug 2022 (4y) | ||
| Samuel Vandeweerd | Registered representative | Aug 2022 (4y) | ||
| Tricia Lynn De Haan | Registered representative | Aug 2022 (4y) | ||
| Amy Louise Noel | Registered representative | CFP | Sep 2022 (4y) | |
| Isaiah Benjamin Jones | Registered representative | Sep 2022 (4y) | ||
| Jacob Alexander Guttman | Registered representative | Oct 2022 (4y) | ||
| Jesse Dean Murphy | Registered representative | CFP | Oct 2022 (4y) | |
| Nathan Wayne Murphy | Registered representative | CFP | Oct 2022 (4y) | |
| Michael J Lawrence | Registered representative | CFA | Oct 2022 (4y) | |
| Vernon Ray Wheeler | Registered representative | Nov 2022 (4y) | ||
| Lewis Matthew Young | Registered representative | Nov 2022 (4y) | ||
| Elizabeth Ann Trimble | Registered representative | Dec 2022 (4y) | ||
| David Alan Tews | Registered representative | Dec 2022 (4y) | ||
| Lujane Nayle Hanna | Registered representative | CFP | Dec 2022 (4y) | |
| Mark Edward Greenawalt | Registered representative | Jan 2023 (4y) | ||
| Rebecca J. Albers | Registered representative | CFP | Jan 2023 (4y) | |
| Justin Arthur Roski | Registered representative | Jan 2023 (4y) | ||
| Hunter Joseph Tabor | Registered representative | Jan 2023 (4y) | ||
| Michele Ann Randall | Registered representative | CFP | Jan 2023 (4y) | |
| Sarah Marie Taylor | Registered representative | Jan 2023 (4y) | ||
| William Dennis Norwood | Registered representative | CFP | Jan 2023 (4y) | |
| Krystle Lynn Mayorga | Registered representative | Feb 2023 (3y) | ||
| Franklin Harris Callaway | Registered representative | Feb 2023 (3y) | ||
| Gabriel Allen Jones | Registered representative | Mar 2023 (3y) | ||
| Marcus Anthony Groeneveld | Registered representative | CFP | Mar 2023 (3y) | |
| Ronald Jay Vansurksum | Registered representative | CFP | Mar 2023 (3y) | |
| Bailey Nichole Mcnamara | Registered representative | CFP | Mar 2023 (3y) | |
| Connie Perrin Lieux | Registered representative | Mar 2023 (3y) | ||
| Corey Paul Luckett | Registered representative | CFP | Mar 2023 (3y) | |
| Craig Andrew Kliebert | Registered representative | CFP | Mar 2023 (3y) | |
| Erin Sigur Sibley | Registered representative | CFP | Mar 2023 (3y) | |
| Jason Peter Windham | Registered representative | CFP Chartered Financial Consultant | Mar 2023 (3y) | |
| Shawna Marie Goodly | Registered representative | Mar 2023 (3y) | ||
| Zainab Murtaza Gandhi | Registered representative | CFP | Mar 2023 (3y) | |
| Bill Lee Day | Registered representative | Apr 2023 (3y) | ||
| Katie L Justus | Registered representative | CFP | Apr 2023 (3y) | |
| Tray A Wiltse | Registered representative | Apr 2023 (3y) | ||
| Brian Zachary Benson | Registered representative | CFP | Apr 2023 (3y) | |
| Jamie Nicole Decarlo | Registered representative | Apr 2023 (3y) | ||
| Ryan Christopher Hadash | Registered representative | CFP | Apr 2023 (3y) | |
| Nicole Reiko Jones | Registered representative | CFP Chartered Financial Consultant | Apr 2023 (3y) | |
| Scott Ashley Hadley | Registered representative | May 2023 (3y) | ||
| Craig Christopher Anderson | Registered representative | May 2023 (3y) | ||
| John Layton Durazo | Registered representative | May 2023 (3y) | ||
| Joseph John Laux | Registered representative | CFP | May 2023 (3y) | |
| Zachary Parker Green | Registered representative | May 2023 (3y) | ||
| Rhiana M Whitmire | Registered representative | May 2023 (3y) | ||
| Shanna Marie Templeton | Registered representative | May 2023 (3y) | ||
| Carson Greathouse | Registered representative | May 2023 (3y) | ||
| Connor Khushru White | Registered representative | May 2023 (3y) | ||
| Brent Jameson Petty | Registered representative | CFP | Jun 2023 (3y) | |
| Christopher J Martin | Registered representative | Jun 2023 (3y) | ||
| Elizabeth Hatten Hinton | Registered representative | Jun 2023 (3y) | ||
| Jason Nicholas Alvarado | Registered representative | CFP | Jun 2023 (3y) | |
| Luke La Rock | Registered representative | Jun 2023 (3y) | ||
| Mary Johnson | Registered representative | CFP | Jun 2023 (3y) | |
| Scott Alan Rhodes | Registered representative | CFA | Jun 2023 (3y) | |
| Jonathan Gregory Schaeffer | Registered representative | Jun 2023 (3y) | ||
| Jeffrey John Brown | Registered representative | Jul 2023 (3y) | ||
| Ryan Johnson | Registered representative | Jul 2023 (3y) | ||
| Pascal Mc Cartney Kropf | Registered representative | CFP | Jul 2023 (3y) | |
| Torrey Pine | Registered representative | CFP | Jul 2023 (3y) | |
| Paul Brian Wolf | Registered representative | CFP | Aug 2023 (3y) | |
| Steven Andrew Wolf | Registered representative | CFP | Aug 2023 (3y) | |
| James Alton Shanks | Registered representative | Aug 2023 (3y) | ||
| Grant Engelbart | Registered representative | CFA | Aug 2023 (3y) | |
| Kenneth Anton | Registered representative | Aug 2023 (3y) | ||
| Hope Elliott Campbell | Registered representative | CFP | Aug 2023 (3y) | |
| Mark O'neal Stinson | Registered representative | CFP | Aug 2023 (3y) | |
| Skyler D Hutcheson | Registered representative | Aug 2023 (3y) | ||
| Barry Seth Gilbert | Registered representative | Aug 2023 (3y) | ||
| Joseph Frank Clites | Registered representative | Sep 2023 (3y) | ||
| John Timothy Buckley | Registered representative | Sep 2023 (3y) | ||
| Shannon Michelle Block Ebding | Registered representative | CFP | Sep 2023 (3y) | |
| Donald Charles Seaman | Registered representative | Sep 2023 (3y) | ||
| Louie Ross Gott | Registered representative | Oct 2023 (3y) | ||
| Phillip Samuel Hollander | Registered representative | CFP | Oct 2023 (3y) | |
| Caroline Bay Taylor | Registered representative | Chartered Financial Consultant | Oct 2023 (3y) | |
| Grant Lee Fuchs | Registered representative | Oct 2023 (3y) | ||
| Paul Erhard Reinker | Registered representative | Oct 2023 (3y) | ||
| Jamie Lee Yeisley | Registered representative | CFP | Oct 2023 (3y) | |
| George Clifford Lewis | Registered representative | CFP | Oct 2023 (3y) | |
| Stephanie Leigh Forinash | Registered representative | Oct 2023 (3y) | ||
| Jeremy Christopher Toothman | Registered representative | Oct 2023 (3y) | ||
| Melissa Carole Mitchell | Registered representative | Oct 2023 (3y) | ||
| Joshua J Yost | Registered representative | Nov 2023 (3y) | ||
| Leslie Jean Schroeder | Registered representative | Nov 2023 (3y) | ||
| Mark Thomas Stritt | Registered representative | Nov 2023 (3y) | ||
| Michael A Walenz | Registered representative | Nov 2023 (3y) | ||
| Nicole Marie George | Registered representative | Nov 2023 (3y) | ||
| Ronnett Marie Kitten | Registered representative | Nov 2023 (3y) | ||
| Sarah Jane James | Registered representative | CFP | Nov 2023 (3y) | |
| Tami Ann Heinrichs | Registered representative | Nov 2023 (3y) | ||
| Mindy Jo Dalrymple | Registered representative | Nov 2023 (3y) | ||
| Maria Carmen Barnes Abustan | Registered representative | Nov 2023 (3y) | ||
| Alana Margaret Macy | Registered representative | CFP | Nov 2023 (3y) | |
| Zeke Eliah Guerrero | Registered representative | Dec 2023 (3y) | ||
| Gavin Macfarlane Baker | Registered representative | Dec 2023 (3y) | ||
| Rachel Ann Keiper Kramarchuk | Registered representative | Dec 2023 (3y) | ||
| Alan Russel Hodgson | Registered representative | CFP | Jan 2024 (3y) | |
| Joseph Earl Pond | Registered representative | CFP | Jan 2024 (3y) | |
| Michael John Gibbs | Registered representative | Jan 2024 (3y) | ||
| Hector Alan Gama | Registered representative | CFP | Jan 2024 (3y) | |
| Erinn Lynn Sveda | Registered representative | Jan 2024 (3y) | ||
| Andrew James Hoffmeyer | Registered representative | CFP | Jan 2024 (3y) | |
| Andrew Scott Volk | Registered representative | Jan 2024 (3y) | ||
| Carly Jo Wieland | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Stephen Robert Johnson | Registered representative | Jan 2024 (3y) | ||
| Richard H Jackson | Registered representative | Jan 2024 (3y) | ||
| Sean Wallace | Registered representative | Jan 2024 (3y) | ||
| John Marshall Graves | Registered representative | CFP | Jan 2024 (3y) | |
| Trent Matthew Connor | Registered representative | CFP | Jan 2024 (3y) | |
| Nathaniel Monroe Fisher | Registered representative | Jan 2024 (3y) | ||
| Shawn Bauman | Registered representative | Feb 2024 (3y) | ||
| John Mc Gowan | Registered representative | CFA | Feb 2024 (2y) | |
| Mark Jackson | Registered representative | Feb 2024 (2y) | ||
| Benjamin Lewis Johnson | Registered representative | CFP | Feb 2024 (2y) | |
| Dominique Ashley Vitalis | Registered representative | Feb 2024 (2y) | ||
| Levi Travis Port | Registered representative | CFP | Feb 2024 (2y) | |
| David Carroll | Registered representative | Feb 2024 (2y) | ||
| Jon Springer | Registered representative | Feb 2024 (2y) | ||
| Ryan Thompson | Registered representative | Feb 2024 (2y) | ||
| Zachary James Vande Weerd | Registered representative | Feb 2024 (2y) | ||
| Patrick Beck Forderhase | Registered representative | Feb 2024 (2y) | ||
| Kevin Oleszewski | Registered representative | CFP | Mar 2024 (2y) | |
| Jody Jeremiah Roth | Registered representative | CFP | Mar 2024 (2y) | |
| Jace Christian Rees | Registered representative | Mar 2024 (2y) | ||
| Matthew Dee Johnson | Registered representative | Apr 2024 (2y) | ||
| Eli Daugs | Registered representative | Apr 2024 (2y) | ||
| Danielle Fava | Registered representative | Apr 2024 (2y) | ||
| Peter Scott Hoerber | Registered representative | Apr 2024 (2y) | ||
| Benjamin Thomas Palma | Registered representative | Apr 2024 (2y) | ||
| Landon Matheu Collins | Registered representative | CFP | May 2024 (2y) | |
| Geoffrey Aleksander Skowronek | Registered representative | CFP Chartered Financial Consultant | May 2024 (2y) | |
| David Michael Matzko | Registered representative | May 2024 (2y) | ||
| Noah Kingston | Registered representative | May 2024 (2y) | ||
| Brenda Lee Weekly | Registered representative | May 2024 (2y) | ||
| Curtis Bernard Wiley | Registered representative | Jun 2024 (2y) | ||
| Abigail Rexanne Funk | Registered representative | Jun 2024 (2y) | ||
| Brent Thomas Oliver | Registered representative | CFP | Jun 2024 (2y) | |
| Daniel Avery Reese | Registered representative | CFP | Jun 2024 (2y) | |
| Kyle Samuel Schliefer | Registered representative | Jun 2024 (2y) | ||
| Cody Jonathan Douglas Boring | Registered representative | Jul 2024 (2y) | ||
| Kyle Matthew Whalley | Registered representative | Jul 2024 (2y) | ||
| Greg A Schultheis | Registered representative | CFP | Jul 2024 (2y) | |
| James D Hughes | Registered representative | CFP | Jul 2024 (2y) | |
| Michael Shane Hall | Registered representative | Jul 2024 (2y) | ||
| Texanna Stallwitz | Registered representative | Jul 2024 (2y) | ||
| David James Hodnett | Registered representative | Aug 2024 (2y) | ||
| Amber Beth Koutny | Registered representative | Aug 2024 (2y) | ||
| Nicholas Veras | Registered representative | Aug 2024 (2y) | ||
| Monique Lachelle Cross | Registered representative | Aug 2024 (2y) | ||
| Isaac Alexander Boll | Registered representative | CFP | Sep 2024 (2y) | |
| Lovess Henry | Registered representative | Sep 2024 (2y) | ||
| Shannon Elizabeth Herrell | Registered representative | CFP | Sep 2024 (2y) | |
| David Thomas Guenthner | Registered representative | Sep 2024 (2y) | ||
| Lee Ann Forshee | Registered representative | CFP | Sep 2024 (2y) | |
| Ryan Kurt Wittman | Registered representative | Sep 2024 (2y) | ||
| Tyler Dennis Vogele | Registered representative | Sep 2024 (2y) | ||
| Bryan David Webb | Registered representative | CFP | Sep 2024 (2y) | |
| Matthew Mcmaster Gaude | Registered representative | Oct 2024 (2y) | ||
| Bryan James Sweet | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Kaitlin Marie Bell | Registered representative | Oct 2024 (2y) | ||
| Oliver Zenk Kollofski | Registered representative | CFP | Oct 2024 (2y) | |
| Ty Jason Totzke | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Joseph Shawn Mcguire | Registered representative | CFP | Oct 2024 (2y) | |
| Kaitlin Cherie Hershey | Registered representative | Oct 2024 (2y) | ||
| Griffin Montrose Caraccioli | Registered representative | CFP | Oct 2024 (2y) | |
| Chad Michael Marriott | Registered representative | CFP | Nov 2024 (2y) | |
| James Aaron Sullivan | Registered representative | CFP | Nov 2024 (2y) | |
| Matthew Leo Rodgville | Registered representative | Dec 2024 (2y) | ||
| Macade Abbott Wright | Registered representative | Dec 2024 (2y) | ||
| Douglas Dix Boring | Registered representative | CFP | Jan 2025 (2y) | |
| Michael Justin Salemy | Registered representative | Jan 2025 (2y) | ||
| Andrew Paul Spitzer Fox | Registered representative | Jan 2025 (2y) | ||
| Larry Macfarlane | Registered representative | Jan 2025 (2y) | ||
| John Patrick Dunphy | Registered representative | Jan 2025 (2y) | ||
| Kiho Choi | Registered representative | Jan 2025 (2y) | ||
| Elizabeth Marie Gaasbeck | Registered representative | Jan 2025 (2y) | ||
| Douglas Blake Peterson | Registered representative | Jan 2025 (2y) | ||
| Dominica L Henderson | Registered representative | CFP | Jan 2025 (2y) | |
| William Roger Rassman | Registered representative | CFP | Jan 2025 (2y) | |
| Jerod Andrew Wurm | Registered representative | CFP | Jan 2025 (2y) | |
| Robert Casey Frye | Registered representative | CFP | Jan 2025 (2y) | |
| Gabriela Caito | Registered representative | Jan 2025 (2y) | ||
| John Mitchell Sims | Registered representative | Jan 2025 (2y) | ||
| Kate Rehberg | Registered representative | Jan 2025 (2y) | ||
| Brian Lee Swanson | Registered representative | CFP | Jan 2025 (2y) | |
| Caroline Claire Rodriguez | Registered representative | Jan 2025 (2y) | ||
| Scott Thomas Faust | Registered representative | Jan 2025 (2y) | ||
| Benjamin Avery Johnson | Registered representative | Feb 2025 (1y) | ||
| Brianne Marie Brucker Derveloy | Registered representative | Feb 2025 (1y) | ||
| Laura Joan Latourette | Registered representative | CFP | Feb 2025 (1y) | |
| Jose Emanuel Gomes Lopes | Registered representative | Chartered Financial Consultant | Feb 2025 (1y) | |
| Blake Anderson | Registered representative | CFA | Feb 2025 (1y) | |
| Dylan Rudningen | Registered representative | Feb 2025 (1y) | ||
| David Andrew Barnett | Registered representative | Mar 2025 (1y) | ||
| Shane Parker Denton | Registered representative | Mar 2025 (1y) | ||
| Scott Ashley Rucki | Registered representative | CFP | Mar 2025 (1y) | |
| Jennifer Elaine Austin | Registered representative | Mar 2025 (1y) | ||
| John Joseph Fitzsimons | Registered representative | Mar 2025 (1y) | ||
| Abigail Corinne Hollar | Registered representative | CFP | Mar 2025 (1y) | |
| Tara Leigh Tremblay | Registered representative | Mar 2025 (1y) | ||
| Luke Brent Pine | Registered representative | Mar 2025 (1y) | ||
| Drew Johnson | Registered representative | Mar 2025 (1y) | ||
| Justus Michael Novak | Registered representative | Apr 2025 (1y) | ||
| Haley Reed Wainio | Registered representative | CFP | Apr 2025 (1y) | |
| Jon Charles Mommaerts | Registered representative | CFP | Apr 2025 (1y) | |
| Jason John Rolling | Registered representative | Apr 2025 (1y) | ||
| Deric Edward Millis | Registered representative | May 2025 (1y) | ||
| Christopher Michael Brostrom | Registered representative | CFP | May 2025 (1y) | |
| Jack Williams | Registered representative | May 2025 (1y) | ||
| Matthew Wade Jones | Registered representative | May 2025 (1y) | ||
| Paul H Barlow | Registered representative | May 2025 (1y) | ||
| Nicole Kristine Szakos | Registered representative | Jun 2025 (1y) | ||
| Davis Levy | Registered representative | Jun 2025 (1y) | ||
| Eleni Yeros | Registered representative | CFP | Jun 2025 (1y) | |
| Gregory Alan Wambolt | Registered representative | CFP Chartered Financial Consultant | Jun 2025 (1y) | |
| Shaun Michael Cavanagh | Registered representative | CFP | Jun 2025 (1y) | |
| William Michener | Registered representative | CFP | Jun 2025 (1y) | |
| Brady Allen Jones | Registered representative | Jun 2025 (1y) | ||
| Drew Harvey Schlipman | Registered representative | Jun 2025 (1y) | ||
| James Joseph Cuorato | Registered representative | Jun 2025 (1y) | ||
| Matthew Bennett Krefting | Registered representative | Jul 2025 (1y) | ||
| Brian Patrick Rorick | Registered representative | CFP | Jul 2025 (1y) | |
| Dana Fambrough Bath | Registered representative | Jul 2025 (1y) | ||
| John Norman Dalton | Registered representative | CFP CFA | Jul 2025 (1y) | |
| Michael Walter Beermann | Registered representative | Jul 2025 (1y) | ||
| Ashli B Collins | Registered representative | Jul 2025 (1y) | ||
| Jonathan Erik Adams | Registered representative | Jul 2025 (1y) | ||
| Keys Ericson Tinney | Registered representative | CFP | Jul 2025 (1y) | |
| Patrick Sean Henderson | Registered representative | Jul 2025 (1y) | ||
| Robert Bryan Douglas | Registered representative | Jul 2025 (1y) | ||
| Evan Blake Welch | Registered representative | Jul 2025 (1y) | ||
| Gavin Ray Higgins | Registered representative | Jul 2025 (1y) | ||
| Ryan Matthew Lewis | Registered representative | Jul 2025 (1y) | ||
| Lori Melissa Talley Kelley | Registered representative | Jul 2025 (1y) | ||
| Sarah Mc Kenzi Kelley | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Jan Sture Fredman | Registered representative | Jul 2025 (1y) | ||
| Sarah Eileen Willers | Registered representative | Jul 2025 (1y) | ||
| Stephen Clinton Derl Whiteman | Registered representative | Jul 2025 (1y) | ||
| Amber Renee Scarborough | Registered representative | Jul 2025 (1y) | ||
| Liam Grady West | Registered representative | Aug 2025 (1y) | ||
| Carolyn Thian Siewh Choh | Registered representative | Sep 2025 (1y) | ||
| David Jwanier | Registered representative | Sep 2025 (1y) | ||
| Fred Shocket | Registered representative | CFP | Sep 2025 (1y) | |
| Harry Eric Keller | Registered representative | CFP Chartered Financial Consultant | Sep 2025 (1y) | |
| Jared Benjamin Keller | Registered representative | CFP | Sep 2025 (1y) | |
| Patrick James Hynes | Registered representative | Sep 2025 (1y) | ||
| Thomas George Malkoch | Registered representative | CFP | Sep 2025 (1y) | |
| Victor Stanley Deane | Registered representative | Sep 2025 (1y) | ||
| Edwin James Woolley | Registered representative | CFP | Sep 2025 (1y) | |
| Dominic Alejandro Tafoya Johnson | Registered representative | Sep 2025 (1y) | ||
| Gregory M Diamond | Registered representative | Personal Financial Specialist | Sep 2025 (1y) | |
| Neil L. Cohen | Registered representative | Sep 2025 (1y) | ||
| Christopher C Walters | Registered representative | Sep 2025 (1y) | ||
| Douglas Everett Wells | Registered representative | Sep 2025 (1y) | ||
| Ralph Edward Trecaso | Registered representative | Sep 2025 (1y) | ||
| Samuel Joseph Trecaso | Registered representative | Sep 2025 (1y) | ||
| Christian J Graddon Sakamoto | Registered representative | CFP | Sep 2025 (1y) | |
| Edward Paul Hoyt | Registered representative | Sep 2025 (1y) | ||
| Jamie Carlene Shilanski | Registered representative | Sep 2025 (1y) | ||
| John Joseph Raleigh | Registered representative | CFP | Sep 2025 (1y) | |
| Luke Daniel Eberly | Registered representative | CFP | Sep 2025 (1y) | |
| Micah Vincent Shilanski | Registered representative | CFP | Sep 2025 (1y) | |
| Floyd Lee Shilanski | Registered representative | Sep 2025 (1y) | ||
| Sara Nicole Light | Registered representative | Sep 2025 (1y) | ||
| Brady Vance Bell | Registered representative | Sep 2025 (1y) | ||
| Jared Oliver | Registered representative | Oct 2025 (1y) | ||
| Bradley Ernest Shermeto | Registered representative | CFP | Oct 2025 (1y) | |
| Timothy Neville Fowler | Registered representative | Oct 2025 (1y) | ||
| Joel David Riha Aldrich | Registered representative | Oct 2025 (1y) | ||
| Robert Walter Ashby | Registered representative | Oct 2025 (1y) | ||
| Kara Lynn Roloson | Registered representative | Oct 2025 (1y) | ||
| Liam Quintin Smith | Registered representative | Oct 2025 (1y) | ||
| Landon De Coursey | Registered representative | Oct 2025 (1y) | ||
| Lindsay Noelle Graves | Registered representative | Oct 2025 (1y) | ||
| Patricia Ann Wilder | Registered representative | Oct 2025 (1y) | ||
| Shalana Denise Poole | Registered representative | CFP | Oct 2025 (1y) | |
| Casey Marie La Framboise | Registered representative | Oct 2025 (1y) | ||
| Kevin Gregory Bruce | Registered representative | CFP CFA | Oct 2025 (1y) | |
| James Thomas Fetters | Registered representative | CFP | Nov 2025 (1y) | |
| Rebecca Ann Warnick | Registered representative | Nov 2025 (1y) | ||
| Grace Ferris | Registered representative | Nov 2025 (1y) | ||
| Matthew Ryan Mcaleer | Registered representative | Nov 2025 (1y) | ||
| Alicia Danielle Baxter | Registered representative | Nov 2025 (1y) | ||
| Christopher Charles Allen | Registered representative | CFP | Nov 2025 (1y) | |
| David Dean Wilder | Registered representative | CFP | Nov 2025 (1y) | |
| Dylan Micheal Sabol | Registered representative | Nov 2025 (1y) | ||
| Joel Alan Musser | Registered representative | CFP | Nov 2025 (1y) | |
| Jonathan William Andre | Registered representative | CFP | Nov 2025 (1y) | |
| Jordan Curtis Nare | Registered representative | Nov 2025 (1y) | ||
| Marc James Wambaugh | Registered representative | CFP | Nov 2025 (1y) | |
| Madison Ann Krummen | Registered representative | CFP | Nov 2025 (1y) | |
| Micah Peterson | Registered representative | Nov 2025 (1y) | ||
| Robert Joseph Lemmons | Registered representative | CFP | Nov 2025 (1y) | |
| Robert Norman Siegmann | Registered representative | Nov 2025 (1y) | ||
| Amelia Ann West | Registered representative | CFP | Nov 2025 (1y) | |
| Dawn Ellen Morley | Registered representative | Nov 2025 (1y) | ||
| Matthew David Arkfeld | Registered representative | Dec 2025 (1y) | ||
| Dillon Plath | Registered representative | Dec 2025 (1y) | ||
| Michael Espinoza | Registered representative | Dec 2025 (1y) | ||
| Silver Sibert | Registered representative | Dec 2025 (1y) | ||
| Curtis Richard Gross | Registered representative | CFA | Jan 2026 (1y) | |
| Savanna Hankins | Registered representative | Jan 2026 (1y) | ||
| Marsha Newman Nuttall | Registered representative | Jan 2026 (1y) | ||
| Paul Joseph Kiernan | Registered representative | Jan 2026 (1y) | ||
| Nicholas D Johnson | Registered representative | Jan 2026 (1y) | ||
| Jaime J Gerber | Registered representative | Jan 2026 (1y) | ||
| Keith H Blythe | Registered representative | Jan 2026 (1y) | ||
| Mario Anthony Riccadonna | Registered representative | CFP | Jan 2026 (1y) | |
| Emma Lee Haman | Registered representative | Jan 2026 (1y) | ||
| Ian O Hayward | Registered representative | Jan 2026 (1y) | ||
| Paris June Proctor | Registered representative | Jan 2026 (1y) | ||
| Roger Stephen Augustyn | Registered representative | Jan 2026 (1y) | ||
| Sherry Lynn Tomasello | Registered representative | Jan 2026 (1y) | ||
| Mia Tinyi Heinrichs | Registered representative | Jan 2026 (1y) | ||
| Josephine Laspina Trotta | Registered representative | Feb 2026 (0y) | ||
| Valerie Margaret Jones | Registered representative | Chartered Financial Consultant | Feb 2026 (0y) | |
| Karl Gregory Salocks | Registered representative | CFP | Feb 2026 (0y) | |
| Ashli Marie Lehman | Registered representative | Feb 2026 (0y) | ||
| Brendan Andrew Moore | Registered representative | Feb 2026 (0y) | ||
| Amy Lofton Hall | Registered representative | Mar 2026 (0y) | ||
| Ryan David Furstenau | Registered representative | Mar 2026 (0y) | ||
| Stephen Thomas Bogosian | Registered representative | Mar 2026 (0y) | ||
| Tyler Ross Lindsay | Registered representative | Mar 2026 (0y) | ||
| Dalton James Preston | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Katherine Diane Agrillo | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Theodore Richard Agrillo | Registered representative | Mar 2026 (0y) | ||
| Andrew Lee Vonderfecht | Registered representative | Mar 2026 (0y) | ||
| Sarah Shaelyn Billings | Registered representative | Mar 2026 (0y) | ||
| Andrew Lamar Howard | Registered representative | Mar 2026 (0y) | ||
| Karsyn Marie Burker | Registered representative | Mar 2026 (0y) | ||
| Jeanna Lynn Stecklein | Registered representative | Apr 2026 (0y) | ||
| Kelsey Marie Culjat | Registered representative | Apr 2026 (0y) | ||
| Tad Allen Singer | Registered representative | Apr 2026 (0y) | ||
| David Isaac Fuchs | Registered representative | CFP | Apr 2026 (0y) | |
| Justin Tate | Registered representative | Apr 2026 (0y) | ||
| Joshua Martin Potts | Registered representative | Apr 2026 (0y) | ||
| Brent D Polzin | Registered representative | Apr 2026 (0y) | ||
| Cheryl Ann Moss | Registered representative | CFP | Apr 2026 (0y) | |
| Eric Anthony Heus | Registered representative | Apr 2026 (0y) | ||
| Erin Kristine Johnson | Registered representative | Chartered Financial Consultant | Apr 2026 (0y) | |
| Larry John Rose | Registered representative | Apr 2026 (0y) | ||
| Ryan Randy Roloff | Registered representative | CFP Chartered Financial Consultant | Apr 2026 (0y) | |
| Sevda Yakhuzova | Registered representative | May 2026 (0y) | ||
| Aneta Diana Koziarek | Registered representative | May 2026 (0y) | ||
| Dirk Johannes Coetzee | Registered representative | CFP | May 2026 (0y) | |
| Paul Daniel Aragona | Registered representative | May 2026 (0y) | ||
| Robert Landon Frits | Registered representative | CFP | May 2026 (0y) | |
| Shawn Dwayne Peschke | Registered representative | CFP | May 2026 (0y) | |
| Michael Taylor Fielder | Registered representative | May 2026 (0y) | ||
| Caroline Rose Johnson | Registered representative | May 2026 (0y) | ||
| Aleksei Kitaigorod | Registered representative | May 2026 (0y) | ||
| Ashley Henderson | Registered representative | May 2026 (0y) | ||
| George Paul Jackson | Registered representative | CFP Chartered Financial Consultant | May 2026 (0y) | |
| Natalie Kristen Samuels | Registered representative | May 2026 (0y) | ||
| Schemia Marshae Rowan | Registered representative | Chartered Financial Consultant | May 2026 (0y) | |
| Yulia Dance | Registered representative | CFP CFA | May 2026 (0y) | |
| Michael Paul Mcgahan | Registered representative | Jun 2026 (0y) | ||
| Makenna Marie Sharkey | Registered representative | Jun 2026 (0y) | ||
| Derrick Jason Shim | Registered representative | Jun 2026 (0y) | ||
| Adam Dandis | Registered representative | CFP | Jun 2026 (0y) | |
| Thomas Gerrit Latchford | Registered representative | Jun 2026 (0y) | ||
| Ashlyn Grace Clark | Registered representative | Jun 2026 (0y) | ||
| Chase Kenyon Lederer | Registered representative | Jul 2026 (0y) | ||
| Jack Richard Zboralske | Registered representative | Jul 2026 (0y) | ||
| Kenyon Lloyd Lederer | Registered representative | CFP Chartered Financial Consultant | Jul 2026 (0y) | |
| Corina Sanda Bande Arias | Registered representative | CFP Chartered Financial Consultant | Jul 2026 (0y) | |
| Gabriel M Maires | Registered representative | Jul 2026 (0y) | ||
| Lance Victor Cannon | Registered representative | Jul 2026 (0y) | ||
| Hanna M Sheppard | Registered representative | Jul 2026 (0y) | ||
| Cael Crispin | Registered representative | Jul 2026 (0y) | ||
| Spencer Louis Sabates | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Carson Group Holdings, Llc | Direct Owner | Oct 2010 | A | 75% or more |
| Bcc Blueprint Holdings I, Llc | Direct Owner | Jul 2021 | B | ≈ 14.06% – 50% via Bcc Blueprint Holdings Ii, Llc |
| Bcc Blueprint Investments, Lp | Direct Owner | Jul 2021 | B | ≈ 10.55% – 50% via Bcc Blueprint Holdings I, Llc |
| Carson Group, Inc. | Direct Owner | Jul 2019 | B | ≈ 18.75% – 50% via Carson Group Holdings, Llc |
| Bcc Blueprint Holdings Ii, Llc | Direct Owner | Jul 2021 | B | ≈ 18.75% – 50% via Carson Group Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Carson, Ronald, Lloyd: 75% – 100% of Carson Group, Inc. × 25% – 50% of Carson Group Holdings, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Bcc Blueprint Holdings I, Llc: 75% – 100% of Bcc Blueprint Holdings Ii, Llc × 25% – 50% of Carson Group Holdings, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Bcc Blueprint Investments, Lp: 75% – 100% of Bcc Blueprint Holdings I, Llc × 75% – 100% of Bcc Blueprint Holdings Ii, Llc × 25% – 50% of Carson Group Holdings, Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Carson Group, Inc.: 25% – 50% of Carson Group Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Bcc Blueprint Holdings Ii, Llc: 25% – 50% of Carson Group Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Capital Internal Medicine Associates Pc 401 K Retirement Plan | Capital Internal Medicine Associates Pc | 178 | $12.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 3.74 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SOLICITOR FEES FROM OTHER INVESTMENT ADVISORS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $16.6B (33% of AUM) Jul 2026
- National Financial Services (Fidelity) $7.0B (14% of AUM) Jul 2026
- Fidelity Investments Institutional Services Company, Inc. $771M (18% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗